Managing Director

0001085146-22-002485.txt : 20220720 0001085146-22-002485.hdr.sgml : 20220720 20220720075206 ACCESSION NUMBER: 0001085146-22-002485 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220720 DATE AS OF CHANGE: 20220720 EFFECTIVENESS DATE: 20220720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONNING INC. CENTRAL INDEX KEY: 0000801051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431719355 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04513 FILM NUMBER: 221092887 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 BUSINESS PHONE: 860-299-2151 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 FORMER COMPANY: FORMER CONFORMED NAME: CONNING Asset Management Co. DATE OF NAME CHANGE: 20040726 FORMER COMPANY: FORMER CONFORMED NAME: CONNING CORP DATE OF NAME CHANGE: 19970407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000801051 XXXXXXXX 06-30-2022 06-30-2022 false CONNING INC.

ONE FINANCIAL PLAZA HARTFORD CT 06103-2627

13F HOLDINGS REPORT 028-04513 N Robert Pearce Managing Director 860-299-2151 /s/ Robert Pearce Hartford CT 07-18-2022 0 392 3336780 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 32995 255369 SH SOLE 255369 0 0 ABBOTT LABS COM 002824100 35896 330884 SH SOLE 330884 0 0 ABBVIE INC COM 00287Y109 47856 312713 SH SOLE 312713 0 0 ABIOMED INC COM 003654100 291 1174 SH SOLE 1174 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1629 5868 SH SOLE 5868 0 0 ACTIVISION BLIZZARD INC COM 00507V109 554 7119 SH SOLE 7119 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 1724 4709 SH SOLE 4709 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1018 13306 SH SOLE 13306 0 0 AFLAC INC COM 001055102 348 6289 SH SOLE 6289 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 337 2838 SH SOLE 2838 0 0 AIR PRODS & CHEMS INC COM 009158106 475 1974 SH SOLE 1974 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 9518 8645000 PRN SOLE 8645000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 303 2662 SH SOLE 2662 0 0 ALLSTATE CORP COM 020002101 416 3285 SH SOLE 3285 0 0 ALPHABET INC CAP STK CL A 02079K305 8538 3918 SH SOLE 3918 0 0 ALPHABET INC CAP STK CL C 02079K107 3152 1441 SH SOLE 1441 0 0 ALTRIA GROUP INC COM 02209S103 472 11309 SH SOLE 11309 0 0 AMAZON COM INC COM 023135106 8019 75506 SH SOLE 75506 0 0 AMEREN CORP COM 023608102 243 2687 SH SOLE 2687 0 0 AMERICAN ELEC PWR CO INC COM 025537101 540 5625 SH SOLE 5625 0 0 AMERICAN EXPRESS CO COM 025816109 901 6502 SH SOLE 6502 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 391 7641 SH SOLE 7641 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1059 4144 SH SOLE 4144 0 0 AMERIPRISE FINL INC COM 03076C106 32359 136358 SH SOLE 136358 0 0 AMERISOURCEBERGEN CORP COM 03073E105 230 1623 SH SOLE 1623 0 0 AMGEN INC COM 031162100 43291 178176 SH SOLE 178176 0 0 AMPHENOL CORP NEW CL A 032095101 360 5591 SH SOLE 5591 0 0 ANALOG DEVICES INC COM 032654105 39408 270112 SH SOLE 270112 0 0 AON PLC SHS CL A G0403H108 557 2067 SH SOLE 2067 0 0 APPLE INC COM 037833100 23982 175409 SH SOLE 175409 0 0 APPLIED MATLS INC COM 038222105 5586 61396 SH SOLE 61396 0 0 APTIV PLC SHS G6095L109 205 2298 SH SOLE 2298 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1449 18678 SH SOLE 18678 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 7867 7510000 PRN SOLE 7510000 0 0 AT&T INC COM 00206R102 1375 65622 SH SOLE 65622 0 0 AUTODESK INC COM 052769106 344 2000 SH SOLE 2000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 42389 202088 SH SOLE 202088 0 0 AUTOZONE INC COM 053332102 266 124 SH SOLE 124 0 0 AVALONBAY CMNTYS INC COM 053484101 338 1739 SH SOLE 1739 0 0 BAKER HUGHES COMPANY CL A 05722G100 239 8270 SH SOLE 8270 0 0 BANK NEW YORK MELLON CORP COM 064058100 228 5462 SH SOLE 5462 0 0 BAXTER INTL INC COM 071813109 233 3624 SH SOLE 3624 0 0 BECTON DICKINSON & CO COM 075887109 720 2921 SH SOLE 2921 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4671 17107 SH SOLE 17107 0 0 BEST BUY INC COM 086516101 29828 458245 SH SOLE 458245 0 0 BIOGEN INC COM 09062X103 272 1336 SH SOLE 1336 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 8383 6960 SH SOLE 6960 0 0 BK OF AMERICA CORP COM 060505104 38941 1252470 SH SOLE 1252470 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 238 21704 SH SOLE 21704 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 293 33194 SH SOLE 33194 0 0 BLACKROCK FLOATING RATE INC COM 091941104 240 21743 SH SOLE 21743 0 0 BLACKROCK INC COM 09247X101 40640 66813 SH SOLE 66813 0 0 BLOCK INC NOTE 0.125% 3/0 852234AF0 2528 2675000 PRN SOLE 2675000 0 0 BOEING CO COM 097023105 758 5545 SH SOLE 5545 0 0 BOOKING HOLDINGS INC COM 09857L108 728 416 SH SOLE 416 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 3032 2525000 PRN SOLE 2525000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 565 15151 SH SOLE 15151 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 46366 602961 SH SOLE 602961 0 0 BROADCOM INC COM 11135F101 38455 79261 SH SOLE 79261 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 382 2543 SH SOLE 2543 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 545 41539 SH SOLE 41539 0 0 CANADIAN NAT RES LTD COM 136385101 4775 88946 SH SOLE 88946 0 0 CAPITAL ONE FINL CORP COM 14040H105 469 4500 SH SOLE 4500 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 229 6426 SH SOLE 6426 0 0 CATERPILLAR INC COM 149123101 36818 206239 SH SOLE 206239 0 0 CBRE GROUP INC CL A 12504L109 285 3872 SH SOLE 3872 0 0 CENTENE CORP DEL COM 15135B101 327 3863 SH SOLE 3863 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 533 1137 SH SOLE 1137 0 0 CHEVRON CORP NEW COM 166764100 2599 17952 SH SOLE 17952 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 319 244 SH SOLE 244 0 0 CHUBB LIMITED COM H1467J104 911 4636 SH SOLE 4636 0 0 CIGNA CORP NEW COM 125523100 44045 167375 SH SOLE 167375 0 0 CINTAS CORP COM 172908105 360 964 SH SOLE 964 0 0 CISCO SYS INC COM 17275R102 42701 1002680 SH SOLE 1002680 0 0 CITIGROUP INC COM NEW 172967424 1005 21859 SH SOLE 21859 0 0 CME GROUP INC COM 12572Q105 45083 220523 SH SOLE 220523 0 0 CMS ENERGY CORP COM 125896100 483 7160 SH SOLE 7160 0 0 COCA COLA CO COM 191216100 45435 723174 SH SOLE 723174 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 399 5913 SH SOLE 5913 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 2938 116071 SH SOLE 116071 0 0 COLGATE PALMOLIVE CO COM 194162103 38091 476066 SH SOLE 476066 0 0 COMCAST CORP NEW CL A 20030N101 40345 1029492 SH SOLE 1029492 0 0 CONOCOPHILLIPS COM 20825C104 34620 386016 SH SOLE 386016 0 0 CONSOLIDATED EDISON INC COM 209115104 305 3212 SH SOLE 3212 0 0 CONSTELLATION BRANDS INC CL A 21036P108 280 1203 SH SOLE 1203 0 0 CORNING INC COM 219350105 204 6483 SH SOLE 6483 0 0 CORTEVA INC COM 22052L104 301 5567 SH SOLE 5567 0 0 COSTCO WHSL CORP NEW COM 22160K105 2071 4322 SH SOLE 4322 0 0 COTERRA ENERGY INC COM 127097103 332 12876 SH SOLE 12876 0 0 CRH PLC ADR 12626K203 5868 168532 SH SOLE 168532 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 683 4059 SH SOLE 4059 0 0 CSX CORP COM 126408103 688 23686 SH SOLE 23686 0 0 CUMMINS INC COM 231021106 40998 212123 SH SOLE 212123 0 0 CVS HEALTH CORP COM 126650100 1503 16218 SH SOLE 16218 0 0 DANAHER CORPORATION COM 235851102 1606 6334 SH SOLE 6334 0 0 DAQO NEW ENERGY CORP SPNSRD ADS NEW 23703Q203 210 2946 SH SOLE 2946 0 0 DARDEN RESTAURANTS INC COM 237194105 208 1836 SH SOLE 1836 0 0 DEERE & CO COM 244199105 906 3025 SH SOLE 3025 0 0 DEVON ENERGY CORP NEW COM 25179M103 466 8464 SH SOLE 8464 0 0 DIAMONDBACK ENERGY INC COM 25278X109 224 1849 SH SOLE 1849 0 0 DIGITAL RLTY TR INC COM 253868103 240 1850 SH SOLE 1850 0 0 DISCOVER FINL SVCS COM 254709108 342 3612 SH SOLE 3612 0 0 DISNEY WALT CO COM 254687106 1624 17201 SH SOLE 17201 0 0 DOLLAR GEN CORP NEW COM 256677105 475 1936 SH SOLE 1936 0 0 DOLLAR TREE INC COM 256746108 275 1767 SH SOLE 1767 0 0 DOMINION ENERGY INC COM 25746U109 2888 36189 SH SOLE 36189 0 0 DOW INC COM 260557103 278 5389 SH SOLE 5389 0 0 DTE ENERGY CO COM 233331107 228 1796 SH SOLE 1796 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 952 8883 SH SOLE 8883 0 0 DUKE REALTY CORP COM NEW 264411505 398 7234 SH SOLE 7234 0 0 DUPONT DE NEMOURS INC COM 26614N102 254 4576 SH SOLE 4576 0 0 EASTMAN CHEM CO COM 277432100 30018 334907 SH SOLE 334907 0 0 EATON CORP PLC SHS G29183103 6703 53202 SH SOLE 53202 0 0 EATON VANCE LTD DURATION INC COM 27828H105 331 32079 SH SOLE 32079 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 751 97359 SH SOLE 97359 0 0 EBAY INC. COM 278642103 257 6162 SH SOLE 6162 0 0 ECOLAB INC COM 278865100 362 2355 SH SOLE 2355 0 0 EDISON INTL COM 281020107 209 3297 SH SOLE 3297 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 583 6128 SH SOLE 6128 0 0 ELECTRONIC ARTS INC COM 285512109 587 4823 SH SOLE 4823 0 0 ELEVANCE HEALTH INC COM 036752103 1248 2586 SH SOLE 2586 0 0 ELEVANCE HEALTH INC NOTE 2.750%10/1 94973VBG1 9412 1369000 PRN SOLE 1369000 0 0 EMERSON ELEC CO COM 291011104 485 6097 SH SOLE 6097 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 724 72572 SH SOLE 72572 0 0 ENPHASE ENERGY INC COM 29355A107 264 1352 SH SOLE 1352 0 0 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 4964 5000000 PRN SOLE 5000000 0 0 ENTERGY CORP NEW COM 29364G103 218 1939 SH SOLE 1939 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 259 10640 SH SOLE 10640 0 0 EOG RES INC COM 26875P101 29349 266194 SH SOLE 266194 0 0 EQUINIX INC COM 29444U700 488 742 SH SOLE 742 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 309 4283 SH SOLE 4283 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 7608 7471000 PRN SOLE 7471000 0 0 EVERGY INC COM 30034W106 2355 36092 SH SOLE 36092 0 0 EVERSOURCE ENERGY COM 30040W108 246 2907 SH SOLE 2907 0 0 EXELON CORP COM 30161N101 362 7983 SH SOLE 7983 0 0 EXPEDIA GROUP INC NOTE 2/1 30212PBE4 7108 7880000 PRN SOLE 7880000 0 0 EXXON MOBIL CORP COM 30231G102 3297 38494 SH SOLE 38494 0 0 FASTENAL CO COM 311900104 244 4881 SH SOLE 4881 0 0 FEDEX CORP COM 31428X106 533 2353 SH SOLE 2353 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 437 4767 SH SOLE 4767 0 0 FIFTH THIRD BANCORP COM 316773100 239 7102 SH SOLE 7102 0 0 FISERV INC COM 337738108 509 5725 SH SOLE 5725 0 0 FORD MTR CO DEL COM 345370860 349 31338 SH SOLE 31338 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 4214 4600000 PRN SOLE 4600000 0 0 FORTINET INC COM 34959E109 355 6275 SH SOLE 6275 0 0 FREEPORT-MCMORAN INC CL B 35671D857 356 12169 SH SOLE 12169 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 6279 3500000 PRN SOLE 3500000 0 0 GALLAGHER ARTHUR J & CO COM 363576109 221 1358 SH SOLE 1358 0 0 GENERAL DYNAMICS CORP COM 369550108 36517 165304 SH SOLE 165304 0 0 GENERAL ELECTRIC CO COM NEW 369604301 585 9182 SH SOLE 9182 0 0 GENERAL MLS INC COM 370334104 636 8428 SH SOLE 8428 0 0 GENERAL MTRS CO COM 37045V100 411 12953 SH SOLE 12953 0 0 GENUINE PARTS CO COM 372460105 36132 272113 SH SOLE 272113 0 0 GILEAD SCIENCES INC COM 375558103 42521 688880 SH SOLE 688880 0 0 GLOBAL X FDS US PFD ETF 37954Y657 16443 775225 SH SOLE 775225 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1021 3437 SH SOLE 3437 0 0 HALLIBURTON CO COM 406216101 262 8343 SH SOLE 8343 0 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 258 11250 SH SOLE 11250 0 0 HANNON ARMSTRONG SUST INFR C NOTE 8/1 41068XAD2 4438 4500000 PRN SOLE 4500000 0 0 HCA HEALTHCARE INC COM 40412C101 390 2321 SH SOLE 2321 0 0 HERSHEY CO COM 427866108 326 1516 SH SOLE 1516 0 0 HESS CORP COM 42809H107 258 2433 SH SOLE 2433 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 151 11366 SH SOLE 11366 0 0 HOME DEPOT INC COM 437076102 42389 154744 SH SOLE 154744 0 0 HONEYWELL INTL INC COM 438516106 1267 7288 SH SOLE 7288 0 0 HOPE BANCORP INC NOTE 2.000% 5/1 43940TAB5 4353 4450000 PRN SOLE 4450000 0 0 HP INC COM 40434L105 30111 920127 SH SOLE 920127 0 0 HUMANA INC COM 444859102 646 1380 SH SOLE 1380 0 0 HUNTINGTON BANCSHARES INC COM 446150104 189 15728 SH SOLE 15728 0 0 IDEXX LABS INC COM 45168D104 227 646 SH SOLE 646 0 0 ILLINOIS TOOL WKS INC COM 452308109 38790 213124 SH SOLE 213124 0 0 ILLUMINA INC COM 452327109 221 1199 SH SOLE 1199 0 0 ILLUMINA INC NOTE 8/1 452327AK5 7656 8065000 PRN SOLE 8065000 0 0 INTEL CORP COM 458140100 38286 1024743 SH SOLE 1024743 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 6102 64886 SH SOLE 64886 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 933 6605 SH SOLE 6605 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 207 1738 SH SOLE 1738 0 0 INTUIT COM 461202103 6693 17365 SH SOLE 17365 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 708 3528 SH SOLE 3528 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 13724 677050 SH SOLE 677050 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 13028 470000 SH SOLE 470000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1896 6764 SH SOLE 6764 0 0 IQVIA HLDGS INC COM 46266C105 262 1208 SH SOLE 1208 0 0 ISHARES INC CORE MSCI EMKT 46434G103 5640 114965 SH SOLE 114965 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 17375 428474 SH SOLE 428474 0 0 ISHARES TR 20 YR TR BD ETF 464287432 22170 193000 SH SOLE 193000 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 3081 65000 SH SOLE 65000 0 0 ISHARES TR CORE MSCI EAFE 46432F842 9126 155075 SH SOLE 155075 0 0 ISHARES TR CORE S&P MCP ETF 464287507 20167 89144 SH SOLE 89144 0 0 ISHARES TR CORE S&P SCP ETF 464287804 35697 386285 SH SOLE 386285 0 0 ISHARES TR CORE S&P500 ETF 464287200 59505 156942 SH SOLE 156942 0 0 ISHARES TR EAFE GRWTH ETF 464288885 550 6830 SH SOLE 6830 0 0 ISHARES TR EAFE VALUE ETF 464288877 784 18053 SH SOLE 18053 0 0 ISHARES TR IBOXX HI YD ETF 464288513 44093 599005 SH SOLE 599005 0 0 ISHARES TR IBOXX INV CP ETF 464287242 36961 335920 SH SOLE 335920 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 18643 368800 SH SOLE 368800 0 0 ISHARES TR JPMORGAN USD EMG 464288281 9726 114000 SH SOLE 114000 0 0 ISHARES TR MBS ETF 464288588 37794 387672 SH SOLE 387672 0 0 ISHARES TR MSCI EAFE ETF 464287465 19321 309178 SH SOLE 309178 0 0 ISHARES TR PFD AND INCM SEC 464288687 38021 1156359 SH SOLE 1156359 0 0 ISHARES TR RUS 1000 ETF 464287622 1011 4864 SH SOLE 4864 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 8097 37022 SH SOLE 37022 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1342 16943 SH SOLE 16943 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 1350 13287 SH SOLE 13287 0 0 ISHARES TR RUS MID CAP ETF 464287499 12217 188943 SH SOLE 188943 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 12024 70994 SH SOLE 70994 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 2035 33719 SH SOLE 33719 0 0 ISHARES TR S&P 500 VAL ETF 464287408 2199 16001 SH SOLE 16001 0 0 ISHARES TR S&P SML 600 GWT 464287887 1192 11320 SH SOLE 11320 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1583 17776 SH SOLE 17776 0 0 J P MORGAN EXCHANGE TRADED F HIGH YLD RESRCH 46641Q878 1526 35000 SH SOLE 35000 0 0 JAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 472145AF8 4001 3400000 PRN SOLE 3400000 0 0 JOHNSON & JOHNSON COM 478160104 41688 235191 SH SOLE 235191 0 0 JOHNSON CTLS INTL PLC SHS G51502105 342 7143 SH SOLE 7143 0 0 JPMORGAN CHASE & CO COM 46625H100 40800 362761 SH SOLE 362761 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 2871 3050000 PRN SOLE 3050000 0 0 KEYCORP COM 493267108 186 10780 SH SOLE 10780 0 0 KIMBERLY-CLARK CORP COM 494368103 45326 335829 SH SOLE 335829 0 0 KINDER MORGAN INC DEL COM 49456B101 354 21147 SH SOLE 21147 0 0 KLA CORP COM NEW 482480100 497 1558 SH SOLE 1558 0 0 KROGER CO COM 501044101 372 7866 SH SOLE 7866 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 386 1595 SH SOLE 1595 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 246 1049 SH SOLE 1049 0 0 LAM RESEARCH CORP COM 512807108 5662 13286 SH SOLE 13286 0 0 LAUDER ESTEE COS INC CL A 518439104 6732 26433 SH SOLE 26433 0 0 LILLY ELI & CO COM 532457108 47543 146837 SH SOLE 146837 0 0 LINDE PLC SHS G5494J103 1317 4580 SH SOLE 4580 0 0 LOCKHEED MARTIN CORP COM 539830109 36685 85456 SH SOLE 85456 0 0 LOWES COS INC COM 548661107 1231 7046 SH SOLE 7046 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 3914 3800000 PRN SOLE 3800000 0 0 M & T BK CORP COM 55261F104 32973 207201 SH SOLE 207201 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 232 4859 SH SOLE 4859 0 0 MARATHON PETE CORP COM 56585A102 602 7318 SH SOLE 7318 0 0 MARRIOTT INTL INC NEW CL A 571903202 332 2443 SH SOLE 2443 0 0 MARSH & MCLENNAN COS INC COM 571748102 789 5084 SH SOLE 5084 0 0 MASTERCARD INCORPORATED CL A 57636Q104 7778 24653 SH SOLE 24653 0 0 MCCORMICK & CO INC COM NON VTG 579780206 201 2411 SH SOLE 2411 0 0 MCDONALDS CORP COM 580135101 37825 153455 SH SOLE 153455 0 0 MCKESSON CORP COM 58155Q103 564 1728 SH SOLE 1728 0 0 MEDTRONIC PLC SHS G5960L103 7485 83402 SH SOLE 83402 0 0 MERCK & CO INC COM 58933Y105 4004 43922 SH SOLE 43922 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 4480 4100000 PRN SOLE 4100000 0 0 META PLATFORMS INC CL A 30303M102 3553 22035 SH SOLE 22035 0 0 METLIFE INC COM 59156R108 3041 48438 SH SOLE 48438 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 248 4275 SH SOLE 4275 0 0 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 4196 4200000 PRN SOLE 4200000 0 0 MICRON TECHNOLOGY INC COM 595112103 613 11096 SH SOLE 11096 0 0 MICROSOFT CORP COM 594918104 22161 86285 SH SOLE 86285 0 0 MODERNA INC COM 60770K107 373 2613 SH SOLE 2613 0 0 MONDELEZ INTL INC CL A 609207105 43645 703879 SH SOLE 703879 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 334 3605 SH SOLE 3605 0 0 MOODYS CORP COM 615369105 297 1092 SH SOLE 1092 0 0 MORGAN STANLEY COM NEW 617446448 1156 15192 SH SOLE 15192 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 261 1243 SH SOLE 1243 0 0 MSCI INC COM 55354G100 249 604 SH SOLE 604 0 0 NETFLIX INC COM 64110L106 734 4200 SH SOLE 4200 0 0 NEWMONT CORP COM 651639106 417 6996 SH SOLE 6996 0 0 NEXTERA ENERGY INC COM 65339F101 1531 19770 SH SOLE 19770 0 0 NIKE INC CL B 654106103 6535 63942 SH SOLE 63942 0 0 NORFOLK SOUTHN CORP COM 655844108 585 2575 SH SOLE 2575 0 0 NORTHROP GRUMMAN CORP COM 666807102 793 1656 SH SOLE 1656 0 0 NORTHWESTERN CORP COM NEW 668074305 4542 77076 SH SOLE 77076 0 0 NOVO-NORDISK A S ADR 670100205 367 3290 SH SOLE 3290 0 0 NUCOR CORP COM 670346105 304 2912 SH SOLE 2912 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 450 54000 SH SOLE 54000 0 0 NUVEEN MUN VALUE FD INC COM 670928100 141 15800 SH SOLE 15800 0 0 NVIDIA CORPORATION COM 67066G104 8292 54697 SH SOLE 54697 0 0 NXP SEMICONDUCTORS N V COM N6596X109 256 1730 SH SOLE 1730 0 0 OCCIDENTAL PETE CORP COM 674599105 424 7209 SH SOLE 7209 0 0 ON SEMICONDUCTOR CORP NOTE 5/0 682189AS4 4902 4250000 PRN SOLE 4250000 0 0 ONEOK INC NEW COM 682680103 472 8508 SH SOLE 8508 0 0 ORACLE CORP COM 68389X105 1166 16690 SH SOLE 16690 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 387 612 SH SOLE 612 0 0 OTIS WORLDWIDE CORP COM 68902V107 204 2880 SH SOLE 2880 0 0 PACCAR INC COM 693718108 264 3206 SH SOLE 3206 0 0 PARKER-HANNIFIN CORP COM 701094104 295 1198 SH SOLE 1198 0 0 PARSONS CORP DEL NOTE 0.250% 8/1 70202LAB8 5811 5520000 PRN SOLE 5520000 0 0 PAYCHEX INC COM 704326107 332 2919 SH SOLE 2919 0 0 PAYPAL HLDGS INC COM 70450Y103 726 10393 SH SOLE 10393 0 0 PEPSICO INC COM 713448108 45420 272886 SH SOLE 272886 0 0 PFIZER INC COM 717081103 48353 923396 SH SOLE 923396 0 0 PHILIP MORRIS INTL INC COM 718172109 27887 282991 SH SOLE 282991 0 0 PHILLIPS 66 COM 718546104 403 4911 SH SOLE 4911 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 108 13666 SH SOLE 13666 0 0 PIONEER NAT RES CO COM 723787107 427 1916 SH SOLE 1916 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 9829 4515000 PRN SOLE 4515000 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 184 18747 SH SOLE 18747 0 0 PNC FINL SVCS GROUP INC COM 693475105 40265 255549 SH SOLE 255549 0 0 PPG INDS INC COM 693506107 276 2413 SH SOLE 2413 0 0 PRICE T ROWE GROUP INC COM 74144T108 261 2297 SH SOLE 2297 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 6568 98336 SH SOLE 98336 0 0 PROCTER AND GAMBLE CO COM 742718109 45808 318976 SH SOLE 318976 0 0 PROGRESSIVE CORP COM 743315103 630 5417 SH SOLE 5417 0 0 PROLOGIS INC. COM 74340W103 1169 9938 SH SOLE 9938 0 0 PRUDENTIAL FINL INC COM 744320102 399 4175 SH SOLE 4175 0 0 PUBLIC STORAGE COM 74460D109 446 1426 SH SOLE 1426 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 289 4570 SH SOLE 4570 0 0 QUALCOMM INC COM 747525103 40869 320338 SH SOLE 320338 0 0 QUANTA SVCS INC COM 74762E102 211 1683 SH SOLE 1683 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 44977 468577 SH SOLE 468577 0 0 REALTY INCOME CORP COM 756109104 219 3211 SH SOLE 3211 0 0 REGENERON PHARMACEUTICALS COM 75886F107 410 694 SH SOLE 694 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 228 12180 SH SOLE 12180 0 0 REPUBLIC SVCS INC COM 760759100 247 1885 SH SOLE 1885 0 0 RIO TINTO PLC SPONSORED ADR 767204100 228 3739 SH SOLE 3739 0 0 ROCKWELL AUTOMATION INC COM 773903109 260 1307 SH SOLE 1307 0 0 ROPER TECHNOLOGIES INC COM 776696106 355 900 SH SOLE 900 0 0 ROSS STORES INC COM 778296103 239 3410 SH SOLE 3410 0 0 S&P GLOBAL INC COM 78409V104 932 2764 SH SOLE 2764 0 0 SALESFORCE INC COM 79466L302 1278 7742 SH SOLE 7742 0 0 SANOFI SPONSORED ADR 80105N105 246 4909 SH SOLE 4909 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 253 790 SH SOLE 790 0 0 SCHLUMBERGER LTD COM STK 806857108 426 11902 SH SOLE 11902 0 0 SCHWAB CHARLES CORP COM 808513105 6344 100411 SH SOLE 100411 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5955 102684 SH SOLE 102684 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3231 51757 SH SOLE 51757 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2360 33000 SH SOLE 33000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 347 8500 SH SOLE 8500 0 0 SEMPRA COM 816851109 394 2624 SH SOLE 2624 0 0 SERVICENOW INC COM 81762P102 603 1269 SH SOLE 1269 0 0 SHERWIN WILLIAMS CO COM 824348106 479 2138 SH SOLE 2138 0 0 SIMON PPTY GROUP INC NEW COM 828806109 328 3456 SH SOLE 3456 0 0 SOUTHERN CO COM 842587107 665 9320 SH SOLE 9320 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 2271 1925000 PRN SOLE 1925000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 75109 199097 SH SOLE 199097 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 24771 59907 SH SOLE 59907 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 12266 190000 SH SOLE 190000 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 18142 200000 SH SOLE 200000 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 1541 30000 SH SOLE 30000 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2055 62970 SH SOLE 62970 0 0 SPDR SER TR PORTFOLIO LN COR 78464A367 1445 60000 SH SOLE 60000 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 19187 645375 SH SOLE 645375 0 0 SPDR SER TR S&P DIVID ETF 78464A763 424 3575 SH SOLE 3575 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 54372 1305762 SH SOLE 1305762 0 0 STARBUCKS CORP COM 855244109 890 11653 SH SOLE 11653 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 4514 4600000 PRN SOLE 4600000 0 0 STRYKER CORPORATION COM 863667101 638 3205 SH SOLE 3205 0 0 SVB FINANCIAL GROUP COM 78486Q101 209 528 SH SOLE 528 0 0 SYNOPSYS INC COM 871607107 339 1115 SH SOLE 1115 0 0 SYSCO CORP COM 871829107 410 4839 SH SOLE 4839 0 0 TARGET CORP COM 87612E106 39539 280307 SH SOLE 280307 0 0 TE CONNECTIVITY LTD SHS H84989104 351 3098 SH SOLE 3098 0 0 TESLA INC COM 88160R101 4750 7053 SH SOLE 7053 0 0 TEXAS INSTRS INC COM 882508104 40077 261178 SH SOLE 261178 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2095 3857 SH SOLE 3857 0 0 TJX COS INC NEW COM 872540109 688 12320 SH SOLE 12320 0 0 T-MOBILE US INC COM 872590104 604 4491 SH SOLE 4491 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 291 2238 SH SOLE 2238 0 0 TRAVELERS COMPANIES INC COM 89417E109 42066 249057 SH SOLE 249057 0 0 TRUIST FINL CORP COM 89832Q109 554 11684 SH SOLE 11684 0 0 TWITTER INC COM 90184L102 223 5967 SH SOLE 5967 0 0 TYSON FOODS INC CL A 902494103 42547 495054 SH SOLE 495054 0 0 UNION PAC CORP COM 907818108 42994 201841 SH SOLE 201841 0 0 UNITED PARCEL SERVICE INC CL B 911312106 44965 246639 SH SOLE 246639 0 0 UNITEDHEALTH GROUP INC COM 91324P102 10914 21248 SH SOLE 21248 0 0 US BANCORP DEL COM NEW 902973304 645 14011 SH SOLE 14011 0 0 VALERO ENERGY CORP COM 91913Y100 426 4008 SH SOLE 4008 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 3715 137506 SH SOLE 137506 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 7589 310000 SH SOLE 310000 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 8999 119575 SH SOLE 119575 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2416 12265 SH SOLE 12265 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1149 12615 SH SOLE 12615 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 23244 67010 SH SOLE 67010 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2667 15146 SH SOLE 15146 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 12068 63981 SH SOLE 63981 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 29082 358554 SH SOLE 358554 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 18794 246450 SH SOLE 246450 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 478 2830 SH SOLE 2830 0 0 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 2847 69773 SH SOLE 69773 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 379 1160 SH SOLE 1160 0 0 VERINT SYS INC COM 92343X100 360 8500 SH SOLE 8500 0 0 VERINT SYSTEMS INC NOTE 0.250% 4/1 92343XAC4 4378 4800000 PRN SOLE 4800000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2779 54761 SH SOLE 54761 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 536 1903 SH SOLE 1903 0 0 VIATRIS INC COM 92556V106 165 15767 SH SOLE 15767 0 0 VISA INC COM CL A 92826C839 8943 45419 SH SOLE 45419 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 4132 4400000 PRN SOLE 4400000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 241 6352 SH SOLE 6352 0 0 WALMART INC COM 931142103 7287 59939 SH SOLE 59939 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 297 22162 SH SOLE 22162 0 0 WASTE MGMT INC DEL COM 94106L109 537 3507 SH SOLE 3507 0 0 WEC ENERGY GROUP INC COM 92939U106 1363 13541 SH SOLE 13541 0 0 WELLS FARGO CO NEW COM 949746101 1597 40760 SH SOLE 40760 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 8640 7105 SH SOLE 7105 0 0 WELLTOWER INC COM 95040Q104 289 3506 SH SOLE 3506 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 8054 8485000 PRN SOLE 8485000 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 293 8857 SH SOLE 8857 0 0 WILLIAMS COS INC COM 969457100 767 24572 SH SOLE 24572 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 4575 69800 SH SOLE 69800 0 0 XCEL ENERGY INC COM 98389B100 408 5761 SH SOLE 5761 0 0 YUM BRANDS INC COM 988498101 329 2901 SH SOLE 2901 0 0 ZOETIS INC CL A 98978V103 747 4347 SH SOLE 4347 0 0