0001085146-22-001634.txt : 20220502 0001085146-22-001634.hdr.sgml : 20220502 20220502114434 ACCESSION NUMBER: 0001085146-22-001634 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220502 DATE AS OF CHANGE: 20220502 EFFECTIVENESS DATE: 20220502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONNING INC. CENTRAL INDEX KEY: 0000801051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431719355 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04513 FILM NUMBER: 22880235 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 BUSINESS PHONE: 860-299-2151 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 FORMER COMPANY: FORMER CONFORMED NAME: CONNING Asset Management Co. DATE OF NAME CHANGE: 20040726 FORMER COMPANY: FORMER CONFORMED NAME: CONNING CORP DATE OF NAME CHANGE: 19970407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000801051 XXXXXXXX 03-31-2022 03-31-2022 false CONNING INC.

ONE FINANCIAL PLAZA HARTFORD CT 06103-2627

13F HOLDINGS REPORT 028-04513 N Robert Pearce 860-299-2151 /s/ Robert Pearce Hartford CT 04-28-2022 0 426 3672582 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 38690 260069 SH SOLE 260069 0 0 ABBOTT LABS COM 002824100 38454 325140 SH SOLE 325140 0 0 ABBVIE INC COM 00287Y109 2978 18370 SH SOLE 18370 0 0 ABIOMED INC COM 003654100 439 1325 SH SOLE 1325 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1988 5896 SH SOLE 5896 0 0 ACTIVISION BLIZZARD INC COM 00507V109 574 7171 SH SOLE 7171 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 2217 4865 SH SOLE 4865 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1465 13403 SH SOLE 13403 0 0 AES CORP COM 00130H105 218 8488 SH SOLE 8488 0 0 AFLAC INC COM 001055102 406 6305 SH SOLE 6305 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 377 2846 SH SOLE 2846 0 0 AIR PRODS & CHEMS INC COM 009158106 536 2145 SH SOLE 2145 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 249 2087 SH SOLE 2087 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 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COM 278642103 358 6252 SH SOLE 6252 0 0 ECOLAB INC COM 278865100 6952 39376 SH SOLE 39376 0 0 EDISON INTL COM 281020107 232 3303 SH SOLE 3303 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 727 6179 SH SOLE 6179 0 0 ELECTRONIC ARTS INC COM 285512109 629 4968 SH SOLE 4968 0 0 EMERSON ELEC CO COM 291011104 603 6151 SH SOLE 6151 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 812 72572 SH SOLE 72572 0 0 ENPHASE ENERGY INC COM 29355A107 275 1361 SH SOLE 1361 0 0 ENPHASE ENERGY INC NOTE 3/0 29355AAH0 5081 5000000 SH SOLE 5000000 0 0 ENTERGY CORP NEW COM 29364G103 227 1946 SH SOLE 1946 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 275 10640 SH SOLE 10640 0 0 EOG RES INC COM 26875P101 38775 325390 SH SOLE 325390 0 0 EQUIFAX INC COM 294429105 281 1186 SH SOLE 1186 0 0 EQUINIX INC COM 29444U700 554 747 SH SOLE 747 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 386 4290 SH SOLE 4290 0 0 ETSY INC COM 29786A106 203 1634 SH SOLE 1634 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 8374 7471000 PRN SOLE 7471000 0 0 EVERGY INC COM 30034W106 2467 36095 SH SOLE 36095 0 0 EVERSOURCE ENERGY COM 30040W108 257 2916 SH SOLE 2916 0 0 EXELON CORP COM 30161N101 382 8025 SH SOLE 8025 0 0 EXPEDIA GROUP INC COM NEW 30212P303 206 1052 SH SOLE 1052 0 0 EXPEDIA GROUP INC NOTE 2/1 30212PBE4 9823 7880000 PRN SOLE 7880000 0 0 EXTRA SPACE STORAGE INC COM 30225T102 216 1053 SH SOLE 1053 0 0 EXXON MOBIL CORP COM 30231G102 3197 38715 SH SOLE 38715 0 0 FASTENAL CO COM 311900104 291 4895 SH SOLE 4895 0 0 FEDEX CORP COM 31428X106 549 2374 SH SOLE 2374 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 483 4812 SH SOLE 4812 0 0 FIFTH THIRD BANCORP COM 316773100 307 7125 SH SOLE 7125 0 0 FISERV INC COM 337738108 585 5773 SH SOLE 5773 0 0 FORD MTR CO DEL COM 345370860 532 31479 SH SOLE 31479 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 5476 4600000 PRN SOLE 4600000 0 0 FORTINET INC COM 34959E109 433 1268 SH SOLE 1268 0 0 FREEPORT-MCMORAN INC CL B 35671D857 612 12311 SH SOLE 12311 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 5551 3500000 PRN SOLE 3500000 0 0 GALLAGHER ARTHUR J & CO COM 363576109 238 1361 SH SOLE 1361 0 0 GENERAC HLDGS INC COM 368736104 208 701 SH SOLE 701 0 0 GENERAL DYNAMICS CORP COM 369550108 39238 162820 SH SOLE 162820 0 0 GENERAL ELECTRIC CO COM NEW 369604301 847 9256 SH SOLE 9256 0 0 GENERAL MLS INC COM 370334104 574 8481 SH SOLE 8481 0 0 GENERAL MTRS CO COM 37045V100 568 12997 SH SOLE 12997 0 0 GENUINE PARTS CO COM 372460105 38145 302929 SH SOLE 302929 0 0 GILEAD SCIENCES INC COM 375558103 43847 738008 SH SOLE 738008 0 0 GLOBAL PMTS INC COM 37940X102 275 2006 SH SOLE 2006 0 0 GLOBAL X FDS US PFD ETF 37954Y657 18218 775225 SH SOLE 775225 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1141 3456 SH SOLE 3456 0 0 GRAINGER W W INC COM 384802104 238 461 SH SOLE 461 0 0 HALLIBURTON CO COM 406216101 317 8373 SH SOLE 8373 0 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 288 11250 SH SOLE 11250 0 0 HANNON ARMSTRONG SUST INFR C NOTE 8/1 41068XAD2 4202 3800000 PRN SOLE 3800000 0 0 HCA 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COM 595017104 322 4288 SH SOLE 4288 0 0 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 4833 4200000 PRN SOLE 4200000 0 0 MICRON TECHNOLOGY INC COM 595112103 871 11180 SH SOLE 11180 0 0 MICROSOFT CORP COM 594918104 26505 85968 SH SOLE 85968 0 0 MODERNA INC COM 60770K107 455 2640 SH SOLE 2640 0 0 MONDELEZ INTL INC CL A 609207105 44211 704682 SH SOLE 704682 0 0 MONOLITHIC PWR SYS INC COM 609839105 211 434 SH SOLE 434 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 289 3619 SH SOLE 3619 0 0 MOODYS CORP COM 615369105 373 1106 SH SOLE 1106 0 0 MORGAN STANLEY COM NEW 617446448 1335 15272 SH SOLE 15272 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 305 1261 SH SOLE 1261 0 0 MSCI INC COM 55354G100 304 605 SH SOLE 605 0 0 NASDAQ INC COM 631103108 206 1156 SH SOLE 1156 0 0 NETAPP INC COM 64110D104 218 2621 SH SOLE 2621 0 0 NETEASE INC SPONSORED ADS 64110W102 205 2282 SH SOLE 2282 0 0 NETFLIX INC COM 64110L106 1641 4380 SH SOLE 4380 0 0 NEWMONT CORP COM 651639106 561 7062 SH SOLE 7062 0 0 NEXTERA ENERGY INC COM 65339F101 1683 19867 SH SOLE 19867 0 0 NIKE INC CL B 654106103 8070 59976 SH SOLE 59976 0 0 NORFOLK SOUTHN CORP COM 655844108 740 2593 SH SOLE 2593 0 0 NORTHERN TR CORP COM 665859104 231 1981 SH SOLE 1981 0 0 NORTHROP GRUMMAN CORP COM 666807102 746 1669 SH SOLE 1669 0 0 NORTHWESTERN CORP COM NEW 668074305 4662 77076 SH SOLE 77076 0 0 NOVO-NORDISK A S ADR 670100205 434 3905 SH SOLE 3905 0 0 NUCOR CORP COM 670346105 435 2924 SH SOLE 2924 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 541 54000 SH SOLE 54000 0 0 NUVEEN MUN VALUE FD INC COM 670928100 151 15800 SH SOLE 15800 0 0 NVIDIA CORPORATION COM 67066G104 13294 48722 SH SOLE 48722 0 0 NXP SEMICONDUCTORS N V COM N6596X109 322 1738 SH SOLE 1738 0 0 OCCIDENTAL PETE CORP COM 674599105 411 7244 SH SOLE 7244 0 0 ONEOK INC NEW COM 682680103 602 8521 SH SOLE 8521 0 0 ORACLE CORP COM 68389X105 1387 16770 SH SOLE 16770 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 421 615 SH SOLE 615 0 0 OTIS WORLDWIDE CORP COM 68902V107 222 2887 SH SOLE 2887 0 0 PACCAR INC COM 693718108 283 3213 SH SOLE 3213 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 212 5595 SH SOLE 5595 0 0 PARKER-HANNIFIN CORP COM 701094104 384 1354 SH SOLE 1354 0 0 PAYCHEX INC COM 704326107 400 2929 SH SOLE 2929 0 0 PAYPAL HLDGS INC COM 70450Y103 1211 10470 SH SOLE 10470 0 0 PEPSICO INC COM 713448108 47307 282815 SH SOLE 282815 0 0 PFIZER INC COM 717081103 53014 1024631 SH SOLE 1024631 0 0 PHILIP MORRIS INTL INC COM 718172109 27859 296860 SH SOLE 296860 0 0 PHILLIPS 66 COM 718546104 426 4929 SH SOLE 4929 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 119 13666 SH SOLE 13666 0 0 PIONEER NAT RES CO COM 723787107 484 1934 SH SOLE 1934 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 11699 4925000 PRN SOLE 4925000 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 202 18747 SH SOLE 18747 0 0 PNC FINL SVCS GROUP INC COM 693475105 43563 236335 SH SOLE 236335 0 0 PPG INDS INC COM 693506107 317 2421 SH SOLE 2421 0 0 PRICE T ROWE GROUP INC COM 74144T108 347 2298 SH SOLE 2298 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8044 109570 SH SOLE 109570 0 0 PROCTER AND GAMBLE CO COM 742718109 47461 310804 SH SOLE 310804 0 0 PROGRESSIVE CORP COM 743315103 622 5456 SH SOLE 5456 0 0 PROLOGIS INC. COM 74340W103 1612 9982 SH SOLE 9982 0 0 PRUDENTIAL FINL INC COM 744320102 498 4218 SH SOLE 4218 0 0 PUBLIC STORAGE COM 74460D109 559 1433 SH SOLE 1433 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 355 5072 SH SOLE 5072 0 0 QUALCOMM INC COM 747525103 42592 278884 SH SOLE 278884 0 0 QUANTA SVCS INC COM 74762E102 222 1689 SH SOLE 1689 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 44933 453845 SH SOLE 453845 0 0 REALTY INCOME CORP COM 756109104 224 3228 SH SOLE 3228 0 0 REGENERON PHARMACEUTICALS COM 75886F107 487 698 SH SOLE 698 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 272 12213 SH SOLE 12213 0 0 REPUBLIC SVCS INC COM 760759100 251 1891 SH SOLE 1891 0 0 RESMED INC COM 761152107 231 954 SH SOLE 954 0 0 RIO TINTO PLC SPONSORED ADR 767204100 322 4002 SH SOLE 4002 0 0 ROCKWELL AUTOMATION INC COM 773903109 367 1310 SH SOLE 1310 0 0 ROPER TECHNOLOGIES INC COM 776696106 470 996 SH SOLE 996 0 0 ROSS STORES INC COM 778296103 309 3415 SH SOLE 3415 0 0 ROYAL BK CDA COM 780087102 219 1990 SH SOLE 1990 0 0 S&P GLOBAL INC COM 78409V104 1144 2789 SH SOLE 2789 0 0 SALESFORCE COM INC COM 79466L302 1654 7791 SH SOLE 7791 0 0 SANOFI SPONSORED ADR 80105N105 331 6456 SH SOLE 6456 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 274 795 SH SOLE 795 0 0 SCHLUMBERGER LTD COM STK 806857108 494 11948 SH SOLE 11948 0 0 SCHWAB CHARLES CORP COM 808513105 7698 91302 SH SOLE 91302 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 7683 102684 SH SOLE 102684 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3695 51757 SH SOLE 51757 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2523 33000 SH SOLE 33000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 411 8500 SH SOLE 8500 0 0 SEMPRA COM 816851109 482 2868 SH SOLE 2868 0 0 SERVICENOW INC COM 81762P102 714 1282 SH SOLE 1282 0 0 SHERWIN WILLIAMS CO COM 824348106 539 2158 SH SOLE 2158 0 0 SIMON PPTY GROUP INC NEW COM 828806109 455 3461 SH SOLE 3461 0 0 SOUTHERN CO COM 842587107 681 9394 SH SOLE 9394 0 0 SOUTHWEST AIRLS CO COM 844741108 240 5245 SH SOLE 5245 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 2615 1925000 PRN SOLE 1925000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 89920 199097 SH SOLE 199097 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 28555 58223 SH SOLE 58223 0 0 SPDR SER TR BLOOMBERG CONV 78464A359 9234 120000 SH SOLE 120000 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 17425 170000 SH SOLE 170000 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 1655 30000 SH SOLE 30000 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 43121 1262684 SH SOLE 1262684 0 0 SPDR SER TR PORTFOLIO LN COR 78464A367 1667 60000 SH SOLE 60000 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 14444 479375 SH SOLE 479375 0 0 SPDR SER TR S&P DIVID ETF 78464A763 458 3575 SH SOLE 3575 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 69947 1629262 SH SOLE 1629262 0 0 STARBUCKS CORP COM 855244109 1067 11725 SH SOLE 11725 0 0 STATE STR CORP COM 857477103 273 3131 SH SOLE 3131 0 0 STRYKER CORPORATION COM 863667101 863 3229 SH SOLE 3229 0 0 SVB FINANCIAL GROUP COM 78486Q101 297 530 SH SOLE 530 0 0 SYNOPSYS INC COM 871607107 376 1129 SH SOLE 1129 0 0 SYSCO CORP COM 871829107 396 4848 SH SOLE 4848 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 289 2768 SH SOLE 2768 0 0 TARGET CORP COM 87612E106 43081 203132 SH SOLE 203132 0 0 TE CONNECTIVITY LTD SHS H84989104 410 3131 SH SOLE 3131 0 0 TESLA INC COM 88160R101 7647 7096 SH SOLE 7096 0 0 TEXAS INSTRS INC COM 882508104 49869 271966 SH SOLE 271966 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2291 3879 SH SOLE 3879 0 0 TJX COS INC NEW COM 872540109 751 12397 SH SOLE 12397 0 0 T-MOBILE US INC COM 872590104 581 4525 SH SOLE 4525 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 343 2249 SH SOLE 2249 0 0 TRANSDIGM GROUP INC COM 893641100 201 309 SH SOLE 309 0 0 TRAVELERS COMPANIES INC COM 89417E109 47305 259054 SH SOLE 259054 0 0 TRUIST FINL CORP COM 89832Q109 668 11781 SH SOLE 11781 0 0 TWITTER INC COM 90184L102 274 7079 SH SOLE 7079 0 0 TWITTER INC NOTE 3/1 90184LAN2 3862 4600000 PRN SOLE 4600000 0 0 TYSON FOODS INC CL A 902494103 42275 471977 SH SOLE 471977 0 0 UNION PAC CORP COM 907818108 49445 181097 SH SOLE 181097 0 0 UNITED PARCEL SERVICE INC CL B 911312106 46706 217928 SH SOLE 217928 0 0 UNITED RENTALS INC COM 911363109 275 774 SH SOLE 774 0 0 UNITEDHEALTH GROUP INC COM 91324P102 11290 22139 SH SOLE 22139 0 0 US BANCORP DEL COM NEW 902973304 750 14104 SH SOLE 14104 0 0 VALERO ENERGY CORP COM 91913Y100 408 4019 SH SOLE 4019 0 0 VALLEY NATL BANCORP COM 919794107 148 11340 SH SOLE 11340 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 4180 137506 SH SOLE 137506 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 5668 210000 SH SOLE 210000 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 9511 119575 SH SOLE 119575 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 3120 13116 SH SOLE 13116 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1160 10707 SH SOLE 10707 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 28535 68732 SH SOLE 68732 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3219 15146 SH SOLE 15146 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 14567 63981 SH SOLE 63981 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 16912 180554 SH SOLE 180554 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 14169 181450 SH SOLE 181450 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 578 2830 SH SOLE 2830 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 3454 71909 SH SOLE 71909 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 483 1160 SH SOLE 1160 0 0 VERINT SYS INC COM 92343X100 439 8500 SH SOLE 8500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2800 54976 SH SOLE 54976 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 502 1925 SH SOLE 1925 0 0 VIATRIS INC COM 92556V106 172 15808 SH SOLE 15808 0 0 VISA INC COM CL A 92826C839 10464 47182 SH SOLE 47182 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 4407 4400000 PRN SOLE 4400000 0 0 VULCAN MATLS CO COM 929160109 206 1120 SH SOLE 1120 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 285 6366 SH SOLE 6366 0 0 WALMART INC COM 931142103 1977 13277 SH SOLE 13277 0 0 WASTE MGMT INC DEL COM 94106L109 560 3531 SH SOLE 3531 0 0 WEC ENERGY GROUP INC COM 92939U106 1387 13901 SH SOLE 13901 0 0 WELLS FARGO CO NEW COM 949746101 1987 40996 SH SOLE 40996 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 9414 7105 SH SOLE 7105 0 0 WELLTOWER INC COM 95040Q104 338 3513 SH SOLE 3513 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 232 566 SH SOLE 566 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 8150 8485000 PRN SOLE 8485000 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 337 8879 SH SOLE 8879 0 0 WILLIAMS COS INC COM 969457100 822 24616 SH SOLE 24616 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5137 69800 SH SOLE 69800 0 0 XCEL ENERGY INC COM 98389B100 417 5776 SH SOLE 5776 0 0 YUM BRANDS INC COM 988498101 345 2907 SH SOLE 2907 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 223 1742 SH SOLE 1742 0 0 ZOETIS INC CL A 98978V103 825 4372 SH SOLE 4372 0 0