0001085146-22-000349.txt : 20220127 0001085146-22-000349.hdr.sgml : 20220127 20220126212725 ACCESSION NUMBER: 0001085146-22-000349 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220127 DATE AS OF CHANGE: 20220126 EFFECTIVENESS DATE: 20220127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONNING INC. CENTRAL INDEX KEY: 0000801051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431719355 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04513 FILM NUMBER: 22559693 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 BUSINESS PHONE: 860-299-2151 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 FORMER COMPANY: FORMER CONFORMED NAME: CONNING Asset Management Co. DATE OF NAME CHANGE: 20040726 FORMER COMPANY: FORMER CONFORMED NAME: CONNING CORP DATE OF NAME CHANGE: 19970407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000801051 XXXXXXXX 12-31-2021 12-31-2021 false CONNING INC.

ONE FINANCIAL PLAZA HARTFORD CT 06103-2627

13F HOLDINGS REPORT 028-04513 N Robert Pearce 860-299-2151 /s/ Robert Pearce Hartford CT 01-26-2022 0 439 3750553 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 42770 240981 SH SOLE 240981 0 0 ABBOTT LABS COM 002824100 46911 333584 SH SOLE 333584 0 0 ABBVIE INC COM 00287Y109 2478 18298 SH SOLE 18298 0 0 ABIOMED INC COM 003654100 478 1330 SH SOLE 1330 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2593 6254 SH SOLE 6254 0 0 ACTIVISION BLIZZARD INC COM 00507V109 478 7184 SH SOLE 7184 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 2944 5192 SH SOLE 5192 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1580 10980 SH SOLE 10980 0 0 AFLAC INC COM 001055102 391 6695 SH SOLE 6695 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 533 3336 SH SOLE 3336 0 0 AIR PRODS & CHEMS INC COM 009158106 51258 168585 SH SOLE 168585 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 8713 6645000 PRN SOLE 6645000 0 0 ALBEMARLE CORP COM 012653101 242 1034 SH SOLE 1034 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 221 993 SH SOLE 993 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 337 2839 SH SOLE 2839 0 0 ALIGN TECHNOLOGY INC COM 016255101 390 594 SH SOLE 594 0 0 ALLSTATE CORP COM 020002101 403 3423 SH SOLE 3423 0 0 ALPHABET INC CAP STK CL A 02079K305 12478 4307 SH SOLE 4307 0 0 ALPHABET INC CAP STK CL C 02079K107 3406 1177 SH SOLE 1177 0 0 ALTRIA GROUP INC COM 02209S103 495 10452 SH SOLE 10452 0 0 AMAZON COM INC COM 023135106 13227 3967 SH SOLE 3967 0 0 AMCOR PLC ORD G0250X107 152 12675 SH SOLE 12675 0 0 AMEREN CORP COM 023608102 249 2800 SH SOLE 2800 0 0 AMERICAN ELEC PWR CO INC COM 025537101 472 5306 SH SOLE 5306 0 0 AMERICAN EXPRESS CO COM 025816109 1107 6768 SH SOLE 6768 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 469 8248 SH SOLE 8248 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1347 4604 SH SOLE 4604 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 251 1327 SH SOLE 1327 0 0 AMERIPRISE FINL INC COM 03076C106 42201 140014 SH SOLE 140014 0 0 AMERISOURCEBERGEN CORP COM 03073E105 220 1657 SH SOLE 1657 0 0 AMETEK INC COM 031100100 233 1588 SH SOLE 1588 0 0 AMGEN INC COM 031162100 54599 242865 SH SOLE 242865 0 0 AMPHENOL CORP NEW CL A 032095101 527 6020 SH SOLE 6020 0 0 ANALOG DEVICES INC COM 032654105 45751 260474 SH SOLE 260474 0 0 ANSYS INC COM 03662Q105 254 634 SH SOLE 634 0 0 ANTHEM INC COM 036752103 1200 2588 SH SOLE 2588 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 9488 1435000 PRN SOLE 1435000 0 0 AON PLC SHS CL A G0403H108 700 2330 SH SOLE 2330 0 0 APPLE INC COM 037833100 32349 182175 SH SOLE 182175 0 0 APPLIED MATLS INC COM 038222105 8246 52399 SH SOLE 52399 0 0 APTIV PLC SHS G6095L109 452 2742 SH SOLE 2742 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1287 19037 SH SOLE 19037 0 0 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 5241 4700000 PRN SOLE 4700000 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 3187 2810000 PRN SOLE 2810000 0 0 ARISTA NETWORKS INC COM 040413106 231 1604 SH SOLE 1604 0 0 AT&T INC COM 00206R102 1672 67952 SH SOLE 67952 0 0 AUTODESK INC COM 052769106 607 2159 SH SOLE 2159 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 52186 211785 SH SOLE 211785 0 0 AUTOZONE INC COM 053332102 293 140 SH SOLE 140 0 0 AVALONBAY CMNTYS INC COM 053484101 502 1986 SH SOLE 1986 0 0 BALL CORP COM 058498106 327 3396 SH SOLE 3396 0 0 BANK NEW YORK MELLON CORP COM 064058100 350 6026 SH SOLE 6026 0 0 BAXTER INTL INC COM 071813109 338 3936 SH SOLE 3936 0 0 BECTON DICKINSON & CO COM 075887109 707 2812 SH SOLE 2812 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5538 18522 SH SOLE 18522 0 0 BEST BUY INC COM 086516101 38334 377619 SH SOLE 377619 0 0 BIOGEN INC COM 09062X103 384 1600 SH SOLE 1600 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 8976 6210 SH SOLE 6210 0 0 BK OF AMERICA CORP COM 060505104 51200 1151578 SH SOLE 1151578 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 201 21252 SH SOLE 21252 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 316 31311 SH SOLE 31311 0 0 BLACKROCK GLOBAL FLOATING RA COM 091941104 296 21187 SH SOLE 21187 0 0 BLACKROCK INC COM 09247X101 49549 54156 SH SOLE 54156 0 0 BOEING CO COM 097023105 1119 5557 SH SOLE 5557 0 0 BOOKING HOLDINGS INC COM 09857L108 986 411 SH SOLE 411 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 885 600000 PRN SOLE 600000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 632 14885 SH SOLE 14885 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 56154 901255 SH SOLE 901255 0 0 BROADCOM INC COM 11135F101 60130 90426 SH SOLE 90426 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 400 2145 SH SOLE 2145 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 771 39959 SH SOLE 39959 0 0 CAPITAL ONE FINL CORP COM 14040H105 680 4687 SH SOLE 4687 0 0 CARDINAL HEALTH INC COM 14149Y108 1321 25649 SH SOLE 25649 0 0 CARMAX INC COM 143130102 235 1801 SH SOLE 1801 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 418 7699 SH SOLE 7699 0 0 CATERPILLAR INC COM 149123101 51938 251400 SH SOLE 251400 0 0 CBRE GROUP INC CL A 12504L109 396 3650 SH SOLE 3650 0 0 CDW CORP COM 12514G108 208 1014 SH SOLE 1014 0 0 CENTENE CORP DEL COM 15135B101 352 4270 SH SOLE 4270 0 0 CERNER CORP COM 156782104 318 3420 SH SOLE 3420 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 758 1163 SH SOLE 1163 0 0 CHEVRON CORP NEW COM 166764100 2177 18552 SH SOLE 18552 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 458 262 SH SOLE 262 0 0 CHUBB LIMITED COM H1467J104 874 4523 SH SOLE 4523 0 0 CIGNA CORP NEW COM 125523100 55822 243272 SH SOLE 243272 0 0 CINTAS CORP COM 172908105 434 979 SH SOLE 979 0 0 CISCO SYS INC COM 17275R102 58069 916959 SH SOLE 916959 0 0 CITIGROUP INC COM NEW 172967424 1281 21217 SH SOLE 21217 0 0 CLOROX CO DEL COM 189054109 240 1378 SH SOLE 1378 0 0 CME GROUP INC COM 12572Q105 759 3321 SH SOLE 3321 0 0 CMS ENERGY CORP COM 125896100 445 6848 SH SOLE 6848 0 0 COCA COLA CO COM 191216100 55919 945061 SH SOLE 945061 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 535 6035 SH SOLE 6035 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 3198 112225 SH SOLE 112225 0 0 COLGATE PALMOLIVE CO COM 194162103 46271 542643 SH SOLE 542643 0 0 COMCAST CORP NEW CL A 20030N101 2303 45757 SH SOLE 45757 0 0 CONOCOPHILLIPS COM 20825C104 49767 689970 SH SOLE 689970 0 0 CONSOLIDATED EDISON INC COM 209115104 257 3015 SH SOLE 3015 0 0 CONSTELLATION BRANDS INC CL A 21036P108 332 1322 SH SOLE 1322 0 0 COPART INC COM 217204106 241 1592 SH SOLE 1592 0 0 CORNING INC COM 219350105 294 7903 SH SOLE 7903 0 0 CORTEVA INC COM 22052L104 328 6937 SH SOLE 6937 0 0 COSTCO WHSL CORP NEW COM 22160K105 2521 4441 SH SOLE 4441 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 946 4533 SH SOLE 4533 0 0 CSX CORP COM 126408103 894 23783 SH SOLE 23783 0 0 CUMMINS INC COM 231021106 49405 226645 SH SOLE 226645 0 0 CVS HEALTH CORP COM 126650100 1693 16408 SH SOLE 16408 0 0 D R HORTON INC COM 23331A109 324 2988 SH SOLE 2988 0 0 DANAHER CORPORATION COM 235851102 2081 6325 SH SOLE 6325 0 0 DARDEN RESTAURANTS INC COM 237194105 215 1425 SH SOLE 1425 0 0 DEERE & CO COM 244199105 1007 2936 SH SOLE 2936 0 0 DEVON ENERGY CORP NEW COM 25179M103 266 6046 SH SOLE 6046 0 0 DEXCOM INC COM 252131107 386 718 SH SOLE 718 0 0 DIGITAL RLTY TR INC COM 253868103 359 2027 SH SOLE 2027 0 0 DISCOVER FINL SVCS COM 254709108 408 3534 SH SOLE 3534 0 0 DISNEY WALT CO COM 254687106 2773 17903 SH SOLE 17903 0 0 DOLLAR GEN CORP NEW COM 256677105 495 2100 SH SOLE 2100 0 0 DOLLAR TREE INC COM 256746108 309 2199 SH SOLE 2199 0 0 DOMINION ENERGY INC COM 25746U109 2887 36747 SH SOLE 36747 0 0 DOVER CORP COM 260003108 242 1333 SH SOLE 1333 0 0 DOW INC COM 260557103 336 5920 SH SOLE 5920 0 0 DTE ENERGY CO COM 233331107 260 2172 SH SOLE 2172 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 971 9256 SH SOLE 9256 0 0 DUKE REALTY CORP COM NEW 264411505 389 5920 SH SOLE 5920 0 0 DUPONT DE NEMOURS INC COM 26614N102 327 4054 SH SOLE 4054 0 0 EATON CORP PLC SHS G29183103 8825 51066 SH SOLE 51066 0 0 EATON VANCE LTD DURATION INC COM 27828H105 420 32079 SH SOLE 32079 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 994 93204 SH SOLE 93204 0 0 EBAY INC. COM 278642103 382 5745 SH SOLE 5745 0 0 ECOLAB INC COM 278865100 7324 31222 SH SOLE 31222 0 0 EDISON INTL COM 281020107 279 4093 SH SOLE 4093 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 826 6379 SH SOLE 6379 0 0 ELECTRONIC ARTS INC COM 285512109 679 5148 SH SOLE 5148 0 0 EMERSON ELEC CO COM 291011104 557 5986 SH SOLE 5986 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 597 72572 SH SOLE 72572 0 0 ENTERGY CORP NEW COM 29364G103 226 2009 SH SOLE 2009 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 234 10640 SH SOLE 10640 0 0 EOG RES INC COM 26875P101 506 5692 SH SOLE 5692 0 0 EQUIFAX INC COM 294429105 319 1088 SH SOLE 1088 0 0 EQUINIX INC COM 29444U700 678 801 SH SOLE 801 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 446 4930 SH SOLE 4930 0 0 ETSY INC COM 29786A106 246 1123 SH SOLE 1123 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 8095 7471000 PRN SOLE 7471000 0 0 EVERGY INC COM 30034W106 2478 36115 SH SOLE 36115 0 0 EVERSOURCE ENERGY COM 30040W108 324 3556 SH SOLE 3556 0 0 EXELON CORP COM 30161N101 434 7516 SH SOLE 7516 0 0 EXPEDIA GROUP INC COM NEW 30212P303 226 1252 SH SOLE 1252 0 0 EXTRA SPACE STORAGE INC COM 30225T102 214 942 SH SOLE 942 0 0 EXXON MOBIL CORP COM 30231G102 4197 68591 SH SOLE 68591 0 0 FASTENAL CO COM 311900104 380 5934 SH SOLE 5934 0 0 FEDEX CORP COM 31428X106 628 2428 SH SOLE 2428 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 606 5552 SH SOLE 5552 0 0 FIFTH THIRD BANCORP COM 316773100 367 8425 SH SOLE 8425 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 299 1448 SH SOLE 1448 0 0 FISERV INC COM 337738108 578 5569 SH SOLE 5569 0 0 FORD MTR CO DEL COM 345370860 745 35889 SH SOLE 35889 0 0 FORTINET INC COM 34959E109 392 1091 SH SOLE 1091 0 0 FORTIVE CORP COM 34959J108 282 3699 SH SOLE 3699 0 0 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 6173 6170000 PRN SOLE 6170000 0 0 FREEPORT-MCMORAN INC CL B 35671D857 550 13180 SH SOLE 13180 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 5422 3500000 PRN SOLE 3500000 0 0 FTS INTERNATIONAL INC COM NEW CL A 30283W302 820 31228 SH SOLE 31228 0 0 GALLAGHER ARTHUR J & CO COM 363576109 261 1541 SH SOLE 1541 0 0 GENERAL DYNAMICS CORP COM 369550108 44907 215593 SH SOLE 215593 0 0 GENERAL ELECTRIC CO COM NEW 369604301 877 9288 SH SOLE 9288 0 0 GENERAL MLS INC COM 370334104 552 8188 SH SOLE 8188 0 0 GENERAL MTRS CO COM 37045V100 697 11887 SH SOLE 11887 0 0 GENUINE PARTS CO COM 372460105 44445 317272 SH SOLE 317272 0 0 GILEAD SCIENCES INC COM 375558103 51209 705747 SH SOLE 705747 0 0 GLOBAL PMTS INC COM 37940X102 299 2211 SH SOLE 2211 0 0 GLOBAL X FDS US PFD ETF 37954Y657 19970 775225 SH SOLE 775225 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1283 3354 SH SOLE 3354 0 0 GRAINGER W W INC COM 384802104 207 400 SH SOLE 400 0 0 HALLIBURTON CO COM 406216101 216 9433 SH SOLE 9433 0 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 294 11250 SH SOLE 11250 0 0 HANNON ARMSTRONG SUST INFR C NOTE 8/1 41068XAD2 4500 3800000 PRN SOLE 3800000 0 0 HCA HEALTHCARE INC COM 40412C101 608 2367 SH SOLE 2367 0 0 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4660 4520000 PRN SOLE 4520000 0 0 HERSHEY CO COM 427866108 311 1607 SH SOLE 1607 0 0 HESS CORP COM 42809H107 210 2837 SH SOLE 2837 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 179 11379 SH SOLE 11379 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 336 2155 SH SOLE 2155 0 0 HOME DEPOT INC COM 437076102 46552 112254 SH SOLE 112254 0 0 HONEYWELL INTL INC COM 438516106 1508 7232 SH SOLE 7232 0 0 HOPE BANCORP INC NOTE 2.000% 5/1 43940TAB5 4340 4450000 PRN SOLE 4450000 0 0 HP INC COM 40434L105 43444 1154234 SH SOLE 1154234 0 0 HUMANA INC COM 444859102 605 1304 SH SOLE 1304 0 0 HUNTINGTON BANCSHARES INC COM 446150104 209 13539 SH SOLE 13539 0 0 IDEXX LABS INC COM 45168D104 461 700 SH SOLE 700 0 0 IHS MARKIT LTD SHS G47567105 368 2770 SH SOLE 2770 0 0 ILLINOIS TOOL WKS INC COM 452308109 51484 208751 SH SOLE 208751 0 0 ILLUMINA INC COM 452327109 487 1281 SH SOLE 1281 0 0 ILLUMINA INC NOTE 8/1 452327AK5 7961 6915000 PRN SOLE 6915000 0 0 INGERSOLL RAND INC COM 45687V106 220 3557 SH SOLE 3557 0 0 INTEL CORP COM 458140100 51983 1010060 SH SOLE 1010060 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 761 5563 SH SOLE 5563 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 882 6598 SH SOLE 6598 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 326 2165 SH SOLE 2165 0 0 INTUIT COM 461202103 7982 12409 SH SOLE 12409 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1274 3546 SH SOLE 3546 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 14963 677050 SH SOLE 677050 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 15491 470000 SH SOLE 470000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2691 6764 SH SOLE 6764 0 0 IQVIA HLDGS INC COM 46266C105 380 1347 SH SOLE 1347 0 0 ISHARES INC CORE MSCI EMKT 46434G103 6882 114965 SH SOLE 114965 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 19410 428474 SH SOLE 428474 0 0 ISHARES TR 0-5YR INVT GR CP 46434V100 5895 115483 SH SOLE 115483 0 0 ISHARES TR 10+ YR INVST GRD 464289511 1987 28569 SH SOLE 28569 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 5884 116685 SH SOLE 116685 0 0 ISHARES TR CORE MSCI EAFE 46432F842 11575 155075 SH SOLE 155075 0 0 ISHARES TR CORE S&P MCP ETF 464287507 25235 89144 SH SOLE 89144 0 0 ISHARES TR CORE S&P SCP ETF 464287804 43899 383363 SH SOLE 383363 0 0 ISHARES TR CORE S&P500 ETF 464287200 76076 159491 SH SOLE 159491 0 0 ISHARES TR EAFE GRWTH ETF 464288885 590 5347 SH SOLE 5347 0 0 ISHARES TR EAFE VALUE ETF 464288877 643 12756 SH SOLE 12756 0 0 ISHARES TR IBOXX HI YD ETF 464288513 11446 131545 SH SOLE 131545 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2895 21845 SH SOLE 21845 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 20640 383080 SH SOLE 383080 0 0 ISHARES TR MBS ETF 464288588 48093 447672 SH SOLE 447672 0 0 ISHARES TR MSCI EAFE ETF 464287465 24617 312876 SH SOLE 312876 0 0 ISHARES TR PFD AND INCM SEC 464288687 30809 781359 SH SOLE 781359 0 0 ISHARES TR RUS 1000 ETF 464287622 2676 10118 SH SOLE 10118 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 11314 37022 SH SOLE 37022 0 0 ISHARES TR RUS MID CAP ETF 464287499 16905 203651 SH SOLE 203651 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 16187 72766 SH SOLE 72766 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 3277 39171 SH SOLE 39171 0 0 ISHARES TR S&P 500 VAL ETF 464287408 851 5431 SH SOLE 5431 0 0 ISHARES TR S&P SML 600 GWT 464287887 1269 9143 SH SOLE 9143 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1408 13473 SH SOLE 13473 0 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 12138 243000 SH SOLE 243000 0 0 J P MORGAN EXCHANGE-TRADED F HIGH YLD RESRCH 46641Q878 1812 35000 SH SOLE 35000 0 0 JAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 472145AF8 3836 3400000 PRN SOLE 3400000 0 0 JOHNSON & JOHNSON COM 478160104 48940 286299 SH SOLE 286299 0 0 JOHNSON CTLS INTL PLC SHS G51502105 542 6667 SH SOLE 6667 0 0 JPMORGAN CHASE & CO COM 46625H100 52320 330622 SH SOLE 330622 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 3111 3050000 PRN SOLE 3050000 0 0 KEYCORP COM 493267108 230 9938 SH SOLE 9938 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 281 1359 SH SOLE 1359 0 0 KIMBERLY-CLARK CORP COM 494368103 52651 368654 SH SOLE 368654 0 0 KIMCO RLTY CORP COM 49446R109 211 8561 SH SOLE 8561 0 0 KINDER MORGAN INC DEL COM 49456B101 357 22483 SH SOLE 22483 0 0 KLA CORP COM NEW 482480100 616 1433 SH SOLE 1433 0 0 KROGER CO COM 501044101 336 7413 SH SOLE 7413 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 375 1760 SH SOLE 1760 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 321 1023 SH SOLE 1023 0 0 LAM RESEARCH CORP COM 512807108 7713 10725 SH SOLE 10725 0 0 LAUDER ESTEE COS INC CL A 518439104 7945 21461 SH SOLE 21461 0 0 LENNAR CORP CL A 526057104 332 2860 SH SOLE 2860 0 0 LILLY ELI & CO COM 532457108 55284 200280 SH SOLE 200280 0 0 LINDE PLC SHS G5494J103 1583 4569 SH SOLE 4569 0 0 LOCKHEED MARTIN CORP COM 539830109 43580 122720 SH SOLE 122720 0 0 LOWES COS INC COM 548661107 1842 7126 SH SOLE 7126 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 4715 3800000 PRN SOLE 3800000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 202 2192 SH SOLE 2192 0 0 M & T BK CORP COM 55261F104 42251 275338 SH SOLE 275338 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 226 4859 SH SOLE 4859 0 0 MARATHON PETE CORP COM 56585A102 415 6491 SH SOLE 6491 0 0 MARRIOTT INTL INC NEW CL A 571903202 429 2598 SH SOLE 2598 0 0 MARSH & MCLENNAN COS INC COM 571748102 902 5187 SH SOLE 5187 0 0 MASCO CORP COM 574599106 208 2967 SH SOLE 2967 0 0 MASTERCARD INCORPORATED CL A 57636Q104 10310 28692 SH SOLE 28692 0 0 MCCORMICK & CO INC COM NON VTG 579780206 283 2926 SH SOLE 2926 0 0 MCDONALDS CORP COM 580135101 45902 171369 SH SOLE 171369 0 0 MCKESSON CORP COM 58155Q103 398 1603 SH SOLE 1603 0 0 MEDTRONIC PLC SHS G5960L103 8298 80215 SH SOLE 80215 0 0 MERCK & CO INC COM 58933Y105 3381 44109 SH SOLE 44109 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 4460 4100000 PRN SOLE 4100000 0 0 META PLATFORMS INC CL A 30303M102 7677 22823 SH SOLE 22823 0 0 METLIFE INC COM 59156R108 3001 48029 SH SOLE 48029 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 249 147 SH SOLE 147 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 405 4648 SH SOLE 4648 0 0 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 5248 4200000 PRN SOLE 4200000 0 0 MICRON TECHNOLOGY INC COM 595112103 1064 11424 SH SOLE 11424 0 0 MICROSOFT CORP COM 594918104 30127 89579 SH SOLE 89579 0 0 MID-AMER APT CMNTYS INC COM 59522J103 241 1050 SH SOLE 1050 0 0 MODERNA INC COM 60770K107 782 3080 SH SOLE 3080 0 0 MONDELEZ INTL INC CL A 609207105 54726 825872 SH SOLE 825872 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 369 3839 SH SOLE 3839 0 0 MOODYS CORP COM 615369105 463 1186 SH SOLE 1186 0 0 MORGAN STANLEY COM NEW 617446448 1425 14518 SH SOLE 14518 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 310 1142 SH SOLE 1142 0 0 MSCI INC COM 55354G100 450 735 SH SOLE 735 0 0 NASDAQ INC COM 631103108 253 1206 SH SOLE 1206 0 0 NETAPP INC COM 64110D104 248 2691 SH SOLE 2691 0 0 NETEASE INC SPONSORED ADS 64110W102 232 2282 SH SOLE 2282 0 0 NETFLIX INC COM 64110L106 2920 4847 SH SOLE 4847 0 0 NEWMONT CORP COM 651639106 447 7204 SH SOLE 7204 0 0 NEXTERA ENERGY INC COM 65339F101 1849 19803 SH SOLE 19803 0 0 NIKE INC CL B 654106103 8649 51893 SH SOLE 51893 0 0 NORFOLK SOUTHN CORP COM 655844108 780 2621 SH SOLE 2621 0 0 NORTHERN TR CORP COM 665859104 286 2391 SH SOLE 2391 0 0 NORTHROP GRUMMAN CORP COM 666807102 607 1568 SH SOLE 1568 0 0 NORTHWESTERN CORP COM NEW 668074305 4406 77076 SH SOLE 77076 0 0 NOVO-NORDISK A S ADR 670100205 437 3905 SH SOLE 3905 0 0 NUCOR CORP COM 670346105 392 3434 SH SOLE 3434 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 549 54000 SH SOLE 54000 0 0 NUVEEN MUN VALUE FD INC COM 670928100 164 15800 SH SOLE 15800 0 0 NVIDIA CORPORATION COM 67066G104 12558 42700 SH SOLE 42700 0 0 NXP SEMICONDUCTORS N V COM N6596X109 482 2118 SH SOLE 2118 0 0 OCCIDENTAL PETE CORP COM 674599105 236 8154 SH SOLE 8154 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 246 686 SH SOLE 686 0 0 ONEOK INC NEW COM 682680103 542 9221 SH SOLE 9221 0 0 ORACLE CORP COM 68389X105 1460 16742 SH SOLE 16742 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 470 665 SH SOLE 665 0 0 OTIS WORLDWIDE CORP COM 68902V107 311 3577 SH SOLE 3577 0 0 PACCAR INC COM 693718108 338 3833 SH SOLE 3833 0 0 PARKER-HANNIFIN CORP COM 701094104 407 1279 SH SOLE 1279 0 0 PAYCHEX INC COM 704326107 474 3469 SH SOLE 3469 0 0 PAYPAL HLDGS INC COM 70450Y103 2033 10782 SH SOLE 10782 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 186 10436 SH SOLE 10436 0 0 PEPSICO INC COM 713448108 54214 312305 SH SOLE 312305 0 0 PERKINELMER INC COM 714046109 226 1125 SH SOLE 1125 0 0 PFIZER INC COM 717081103 58496 991248 SH SOLE 991248 0 0 PHILIP MORRIS INTL INC COM 718172109 35923 378531 SH SOLE 378531 0 0 PHILLIPS 66 COM 718546104 373 5147 SH SOLE 5147 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 131 13666 SH SOLE 13666 0 0 PIONEER NAT RES CO COM 723787107 403 2214 SH SOLE 2214 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 10469 5870000 PRN SOLE 5870000 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 175 18747 SH SOLE 18747 0 0 PNC FINL SVCS GROUP INC COM 693475105 49505 247056 SH SOLE 247056 0 0 PPG INDS INC COM 693506107 485 2811 SH SOLE 2811 0 0 PRICE T ROWE GROUP INC COM 74144T108 481 2448 SH SOLE 2448 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 8273 114372 SH SOLE 114372 0 0 PROCTER AND GAMBLE CO COM 742718109 57687 352889 SH SOLE 352889 0 0 PROGRESSIVE CORP COM 743315103 597 5816 SH SOLE 5816 0 0 PROLOGIS INC. COM 74340W103 1719 10209 SH SOLE 10209 0 0 PRUDENTIAL FINL INC COM 744320102 421 3886 SH SOLE 3886 0 0 PUBLIC STORAGE COM 74460D109 570 1523 SH SOLE 1523 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 366 5487 SH SOLE 5487 0 0 QUALCOMM INC COM 747525103 51106 279652 SH SOLE 279652 0 0 QUEST DIAGNOSTICS INC COM 74834L100 262 1514 SH SOLE 1514 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 51877 603220 SH SOLE 603220 0 0 REALTY INCOME CORP COM 756109104 228 3188 SH SOLE 3188 0 0 REGENERON PHARMACEUTICALS COM 75886F107 513 812 SH SOLE 812 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 241 11074 SH SOLE 11074 0 0 REPUBLIC SVCS INC COM 760759100 318 2281 SH SOLE 2281 0 0 RESMED INC COM 761152107 312 1199 SH SOLE 1199 0 0 RIO TINTO PLC SPONSORED ADR 767204100 268 4002 SH SOLE 4002 0 0 ROCKWELL AUTOMATION INC COM 773903109 457 1310 SH SOLE 1310 0 0 ROPER TECHNOLOGIES INC COM 776696106 475 966 SH SOLE 966 0 0 ROSS STORES INC COM 778296103 415 3635 SH SOLE 3635 0 0 ROYAL BK CDA COM 780087102 211 1990 SH SOLE 1990 0 0 S&P GLOBAL INC COM 78409V104 1014 2148 SH SOLE 2148 0 0 SALESFORCE COM INC COM 79466L302 2148 8454 SH SOLE 8454 0 0 SANOFI SPONSORED ADR 80105N105 323 6456 SH SOLE 6456 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 381 980 SH SOLE 980 0 0 SCHLUMBERGER LTD COM STK 806857108 331 11055 SH SOLE 11055 0 0 SCHWAB CHARLES CORP COM 808513105 8120 96550 SH SOLE 96550 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 9079 55446 SH SOLE 55446 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 4093 55894 SH SOLE 55894 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1832 33000 SH SOLE 33000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 440 8500 SH SOLE 8500 0 0 SEMPRA COM 816851109 415 3135 SH SOLE 3135 0 0 SERVICENOW INC COM 81762P102 848 1306 SH SOLE 1306 0 0 SHERWIN WILLIAMS CO COM 824348106 811 2303 SH SOLE 2303 0 0 SIMON PPTY GROUP INC NEW COM 828806109 587 3671 SH SOLE 3671 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 214 1377 SH SOLE 1377 0 0 SOUTHERN CO COM 842587107 723 10544 SH SOLE 10544 0 0 SOUTHWEST AIRLS CO COM 844741108 276 6445 SH SOLE 6445 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 102621 216063 SH SOLE 216063 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 31997 61808 SH SOLE 61808 0 0 SPDR SER TR NUVEEN BLOOMBERG 78464A284 1802 30000 SH SOLE 30000 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 50759 1404114 SH SOLE 1404114 0 0 SPDR SER TR PORTFOLIO LN COR 78464A367 1889 60000 SH SOLE 60000 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 14846 479375 SH SOLE 479375 0 0 SPDR SER TR S&P DIVID ETF 78464A763 462 3575 SH SOLE 3575 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 69452 1521795 SH SOLE 1521795 0 0 STANLEY BLACK & DECKER INC COM 854502101 328 1737 SH SOLE 1737 0 0 STARBUCKS CORP COM 855244109 1409 12049 SH SOLE 12049 0 0 STATE STR CORP COM 857477103 298 3201 SH SOLE 3201 0 0 STRYKER CORPORATION COM 863667101 878 3283 SH SOLE 3283 0 0 SUNCOR ENERGY INC NEW COM 867224107 1449 57910 SH SOLE 57910 0 0 SVB FINANCIAL GROUP COM 78486Q101 353 521 SH SOLE 521 0 0 SYNOPSYS INC COM 871607107 350 949 SH SOLE 949 0 0 SYSCO CORP COM 871829107 444 5658 SH SOLE 5658 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 333 2768 SH SOLE 2768 0 0 TARGET CORP COM 87612E106 44769 193573 SH SOLE 193573 0 0 TE CONNECTIVITY LTD SHS H84989104 539 3341 SH SOLE 3341 0 0 TESLA INC COM 88160R101 7494 7091 SH SOLE 7091 0 0 TEXAS INSTRS INC COM 882508104 48831 259269 SH SOLE 259269 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2603 3901 SH SOLE 3901 0 0 TJX COS INC NEW COM 872540109 956 12586 SH SOLE 12586 0 0 T-MOBILE US INC COM 872590104 511 4404 SH SOLE 4404 0 0 TRACTOR SUPPLY CO COM 892356106 227 953 SH SOLE 953 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 483 2389 SH SOLE 2389 0 0 TRANSDIGM GROUP INC COM 893641100 220 345 SH SOLE 345 0 0 TRAVELERS COMPANIES INC COM 89417E109 50615 323793 SH SOLE 323793 0 0 TRUIST FINL CORP COM 89832Q109 694 11861 SH SOLE 11861 0 0 TWITTER INC COM 90184L102 282 6518 SH SOLE 6518 0 0 TYSON FOODS INC CL A 902494103 52428 601942 SH SOLE 601942 0 0 UNION PAC CORP COM 907818108 52855 209945 SH SOLE 209945 0 0 UNITED PARCEL SERVICE INC CL B 911312106 53206 248401 SH SOLE 248401 0 0 UNITED RENTALS INC COM 911363109 251 755 SH SOLE 755 0 0 UNITEDHEALTH GROUP INC COM 91324P102 11909 23717 SH SOLE 23717 0 0 US BANCORP DEL COM NEW 902973304 792 14099 SH SOLE 14099 0 0 V F CORP COM 918204108 1405 19195 SH SOLE 19195 0 0 VALERO ENERGY CORP COM 91913Y100 358 4769 SH SOLE 4769 0 0 VALLEY NATL BANCORP COM 919794107 156 11340 SH SOLE 11340 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 4534 137506 SH SOLE 137506 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 3342 13116 SH SOLE 13116 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 30006 68732 SH SOLE 68732 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3423 15146 SH SOLE 15146 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 15448 63981 SH SOLE 63981 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 2739 25880 SH SOLE 25880 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 14745 181450 SH SOLE 181450 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 611 2830 SH SOLE 2830 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 3672 71909 SH SOLE 71909 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 531 1160 SH SOLE 1160 0 0 VERINT SYS INC COM 92343X100 446 8500 SH SOLE 8500 0 0 VERISIGN INC COM 92343E102 274 1078 SH SOLE 1078 0 0 VERISK ANALYTICS INC COM 92345Y106 269 1176 SH SOLE 1176 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2844 54727 SH SOLE 54727 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 460 2095 SH SOLE 2095 0 0 VIATRIS INC COM 92556V106 218 16108 SH SOLE 16108 0 0 VISA INC COM CL A 92826C839 10808 49874 SH SOLE 49874 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 4571 4400000 PRN SOLE 4400000 0 0 VULCAN MATLS CO COM 929160109 247 1190 SH SOLE 1190 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 393 7526 SH SOLE 7526 0 0 WALMART INC COM 931142103 1878 12982 SH SOLE 12982 0 0 WASTE MGMT INC DEL COM 94106L109 576 3452 SH SOLE 3452 0 0 WATERS CORP COM 941848103 272 731 SH SOLE 731 0 0 WEC ENERGY GROUP INC COM 92939U106 1372 14139 SH SOLE 14139 0 0 WELLS FARGO CO NEW COM 949746101 2193 45716 SH SOLE 45716 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 8839 5930 SH SOLE 5930 0 0 WELLTOWER INC COM 95040Q104 360 4194 SH SOLE 4194 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 255 544 SH SOLE 544 0 0 WESTERN DIGITAL CORP. COM 958102105 206 3154 SH SOLE 3154 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 8538 8485000 PRN SOLE 8485000 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 425 10319 SH SOLE 10319 0 0 WILLIAMS COS INC COM 969457100 654 25126 SH SOLE 25126 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 235 989 SH SOLE 989 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5595 69800 SH SOLE 69800 0 0 XCEL ENERGY INC COM 98389B100 361 5331 SH SOLE 5331 0 0 XILINX INC COM 983919101 499 2354 SH SOLE 2354 0 0 XYLEM INC COM 98419M100 238 1984 SH SOLE 1984 0 0 YUM BRANDS INC COM 988498101 431 3106 SH SOLE 3106 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 237 398 SH SOLE 398 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 276 2172 SH SOLE 2172 0 0 ZOETIS INC CL A 98978V103 1093 4479 SH SOLE 4479 0 0