0001085146-21-003025.txt : 20211105 0001085146-21-003025.hdr.sgml : 20211105 20211104194418 ACCESSION NUMBER: 0001085146-21-003025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211104 EFFECTIVENESS DATE: 20211105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONNING INC. CENTRAL INDEX KEY: 0000801051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431719355 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04513 FILM NUMBER: 211381803 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 BUSINESS PHONE: 860-299-2151 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 FORMER COMPANY: FORMER CONFORMED NAME: CONNING Asset Management Co. DATE OF NAME CHANGE: 20040726 FORMER COMPANY: FORMER CONFORMED NAME: CONNING CORP DATE OF NAME CHANGE: 19970407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000801051 XXXXXXXX 09-30-2021 09-30-2021 false CONNING INC.

ONE FINANCIAL PLAZA HARTFORD CT 06103-2627

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COM 74340W103 1323 10545 SH SOLE 10545 0 0 PRUDENTIAL FINL INC COM 744320102 494 4694 SH SOLE 4694 0 0 PUBLIC STORAGE COM 74460D109 487 1638 SH SOLE 1638 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 351 5765 SH SOLE 5765 0 0 QUALCOMM INC COM 747525103 45941 356441 SH SOLE 356441 0 0 QUEST DIAGNOSTICS INC COM 74834L100 228 1571 SH SOLE 1571 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 51796 602984 SH SOLE 602984 0 0 REGENERON PHARMACEUTICALS COM 75886F107 502 829 SH SOLE 829 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 245 11512 SH SOLE 11512 0 0 REPUBLIC SVCS INC COM 760759100 266 2216 SH SOLE 2216 0 0 RESMED INC COM 761152107 361 1370 SH SOLE 1370 0 0 RIO TINTO PLC SPONSORED ADR 767204100 267 4002 SH SOLE 4002 0 0 ROCKWELL AUTOMATION INC COM 773903109 412 1402 SH SOLE 1402 0 0 ROPER TECHNOLOGIES INC COM 776696106 516 1157 SH SOLE 1157 0 0 ROSS STORES INC COM 778296103 459 4213 SH SOLE 4213 0 0 S&P GLOBAL INC COM 78409V104 1838 4325 SH SOLE 4325 0 0 SALESFORCE COM INC COM 79466L302 2550 9403 SH SOLE 9403 0 0 SANOFI SPONSORED ADR 80105N105 311 6456 SH SOLE 6456 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 350 1060 SH SOLE 1060 0 0 SCHLUMBERGER LTD COM STK 806857108 337 11374 SH SOLE 11374 0 0 SCHWAB CHARLES CORP COM 808513105 7810 107215 SH SOLE 107215 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 7236 48862 SH SOLE 48862 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 3324 49256 SH SOLE 49256 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1719 33000 SH SOLE 33000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 378 8500 SH SOLE 8500 0 0 SEMPRA COM 816851109 401 3173 SH SOLE 3173 0 0 SERVICENOW INC COM 81762P102 837 1345 SH SOLE 1345 0 0 SHERWIN WILLIAMS CO COM 824348106 1332 4760 SH SOLE 4760 0 0 SIMON PPTY GROUP INC NEW COM 828806109 515 3966 SH SOLE 3966 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 252 1529 SH SOLE 1529 0 0 SOUTHERN CO COM 842587107 638 10296 SH SOLE 10296 0 0 SOUTHWEST AIRLS CO COM 844741108 296 5760 SH SOLE 5760 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 88268 205686 SH SOLE 205686 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7510 17500 SH Put SOLE 17500 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 30380 63175 SH SOLE 63175 0 0 SPDR SER TR NUVEEN BBG BRCLY 78464A284 1799 30000 SH SOLE 30000 0 0 SPDR SER TR PORTFLI HIGH YLD 78468R606 5040 188275 SH SOLE 188275 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 49302 1350000 SH SOLE 1350000 0 0 SPDR SER TR PORTFOLIO LN COR 78464A367 1882 60000 SH SOLE 60000 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 14980 479375 SH SOLE 479375 0 0 SPDR SER TR S&P DIVID ETF 78464A763 420 3575 SH SOLE 3575 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 65430 1421795 SH SOLE 1421795 0 0 STANLEY BLACK & DECKER INC COM 854502101 305 1741 SH SOLE 1741 0 0 STARBUCKS CORP COM 855244109 1379 12505 SH SOLE 12505 0 0 STATE STR CORP COM 857477103 281 3321 SH SOLE 3321 0 0 STRYKER CORPORATION COM 863667101 956 3626 SH SOLE 3626 0 0 SUNCOR ENERGY INC NEW COM 867224107 1201 57910 SH SOLE 57910 0 0 SVB FINANCIAL GROUP COM 78486Q101 364 562 SH SOLE 562 0 0 SYNCHRONY FINANCIAL COM 87165B103 225 4613 SH SOLE 4613 0 0 SYNOPSYS INC COM 871607107 367 1227 SH SOLE 1227 0 0 SYSCO CORP COM 871829107 457 5822 SH SOLE 5822 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 309 2768 SH SOLE 2768 0 0 TARGET CORP COM 87612E106 7413 32403 SH SOLE 32403 0 0 TE CONNECTIVITY LTD REG SHS H84989104 495 3610 SH SOLE 3610 0 0 TESLA INC COM 88160R101 5935 7653 SH SOLE 7653 0 0 TEXAS INSTRS INC COM 882508104 52318 272383 SH SOLE 272383 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3257 5701 SH SOLE 5701 0 0 TJX COS INC NEW COM 872540109 882 13372 SH SOLE 13372 0 0 T-MOBILE US INC COM 872590104 511 3997 SH SOLE 3997 0 0 TRACTOR SUPPLY CO COM 892356106 227 1120 SH SOLE 1120 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 433 2508 SH SOLE 2508 0 0 TRANSDIGM GROUP INC COM 893641100 261 418 SH SOLE 418 0 0 TRAVELERS COMPANIES INC COM 89417E109 47484 312603 SH SOLE 312603 0 0 TRUIST FINL CORP COM 89832Q109 620 10563 SH SOLE 10563 0 0 TWITTER INC COM 90184L102 481 7971 SH SOLE 7971 0 0 TYLER TECHNOLOGIES INC COM 902252105 690 1504 SH SOLE 1504 0 0 TYSON FOODS INC CL A 902494103 41603 527488 SH SOLE 527488 0 0 UNION PAC CORP COM 907818108 46933 239609 SH SOLE 239609 0 0 UNITED PARCEL SERVICE INC CL B 911312106 47964 263569 SH SOLE 263569 0 0 UNITED RENTALS INC COM 911363109 307 875 SH SOLE 875 0 0 UNITEDHEALTH GROUP INC COM 91324P102 10404 26626 SH SOLE 26626 0 0 US BANCORP DEL COM NEW 902973304 901 15157 SH SOLE 15157 0 0 V F CORP COM 918204108 43511 649983 SH SOLE 649983 0 0 VALERO ENERGY CORP COM 91913Y100 362 5135 SH SOLE 5135 0 0 VALLEY NATL BANCORP COM 919794107 151 11340 SH SOLE 11340 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 4545 137506 SH SOLE 137506 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 3750 15838 SH SOLE 15838 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 20930 53067 SH SOLE 53067 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2927 13386 SH SOLE 13386 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 14208 63981 SH SOLE 63981 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 2732 25880 SH SOLE 25880 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 14953 181450 SH SOLE 181450 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 561 2830 SH SOLE 2830 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 3025 59911 SH SOLE 59911 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 465 1160 SH SOLE 1160 0 0 VERINT SYS INC COM 92343X100 381 8500 SH SOLE 8500 0 0 VERISIGN INC COM 92343E102 231 1125 SH SOLE 1125 0 0 VERISK ANALYTICS INC COM 92345Y106 272 1359 SH SOLE 1359 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3003 55604 SH SOLE 55604 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 452 2494 SH SOLE 2494 0 0 VIACOMCBS INC CL B 92556H206 230 5820 SH SOLE 5820 0 0 VIATRIS INC COM 92556V106 186 13708 SH SOLE 13708 0 0 VISA INC COM CL A 92826C839 10902 48941 SH SOLE 48941 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 4544 4400000 PRN SOLE 4400000 0 0 VULCAN MATLS CO COM 929160109 273 1616 SH SOLE 1616 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 316 6712 SH SOLE 6712 0 0 WALMART INC COM 931142103 1851 13282 SH SOLE 13282 0 0 WASTE MGMT INC DEL COM 94106L109 617 4130 SH SOLE 4130 0 0 WATERS CORP COM 941848103 295 825 SH SOLE 825 0 0 WEC ENERGY GROUP INC COM 92939U106 1229 13935 SH SOLE 13935 0 0 WELLS FARGO CO NEW COM 949746101 2137 46040 SH SOLE 46040 0 0 WELLTOWER INC COM 95040Q104 310 3761 SH SOLE 3761 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 215 507 SH SOLE 507 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 8331 8285000 PRN SOLE 8285000 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 368 10336 SH SOLE 10336 0 0 WILLIAMS COS INC COM 969457100 668 25756 SH SOLE 25756 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 244 1050 SH SOLE 1050 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5081 66805 SH SOLE 66805 0 0 XCEL ENERGY INC COM 98389B100 370 5915 SH SOLE 5915 0 0 XILINX INC COM 983919101 435 2882 SH SOLE 2882 0 0 XYLEM INC COM 98419M100 255 2064 SH SOLE 2064 0 0 YUM BRANDS INC COM 988498101 467 3816 SH SOLE 3816 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 316 2156 SH SOLE 2156 0 0 ZOETIS INC CL A 98978V103 1566 8068 SH SOLE 8068 0 0