EX-99.30(2)(B) 2 d714689dex99302b.htm JHUSA- LIST OF THIRD-PARTY BROKER-DEALER FIRMS JHUSA- List of third-party broker-dealer firms

Title

   

Business Lines

   

BD Tax ID#

1st Discount Brokerage, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    65-0592899

A. P. Securities, Inc.

    529   

Abacus Investments, Inc.

    Annuity; Life; Group Pension; JHVLICO    39-1768558

Access Financial Group, Inc.

    Annuity; Group Pension; JHVLICO    13-3696056

Access Investments, Inc.

    Annuity; Life; Group Pension    73-1505851

ACE Diversified Capital, Inc.

    Annuity; Life; Group Pension    95-4591545

Advanced Advisor Group, LLC

    529;#Annuity; Life; Group Pension    35-2261591

Adviser Dealer Services, Inc.

    Annuity; Life; Group Pension    31-1391437

Advisory Group Equity Services LTD

    529;#Group Pension;#JHVLICO;#Life;#Annuity    04-2830039

Aegis Capital Corp.

    529;#Group Pension;#Life;#Annuity (servicing only)    11-2671906

Aegis Investments, Inc.

    Group Pension;#Life;#Annuity (servicing only)    41-1540307

Alamo Capital

    Annuity; 529; Life; Group Pension    68-0134926

Alexander Investment Services Co.

    Annuity; 529    61-0652524

Allegheny Investments, Ltd.

    Annuity; 529; Life; Group Pension; JHVLICO    25-1326593

Richard Brothers Securities (dba Allegiance Capital, LLC)

    Annuity; 529; Life; Group Pension    01-0538310

Allen, Mooney & Barnes Brokerage Services, LLC

    Group Pension    74-3070309

Allstate Financial Services, LLC

    Annuity; 529; Life; Group Pension    47-0826838

American Capital Partners, LLC

    Annuity    01-0564479

American Financial Associates, Inc.

    Annuity; Life; Group Pension; JHVLICO    23-2654301

American Heritage Securities, Inc.

    Annuity    34-1695617

American Independent Securities Group, LLC

    Annuity; 529; Life; Group Pension    20-2190456

American Investors Company

    Annuity; 529; Life; Group Pension; JHVLICO    94-2201424

Amuni Financial Inc.

    Annuity; 529; Life; Group Pension    59-2023127

American Wealth Management, Inc.

    Annuity; 529; Life; Group Pension    58-1867326

Ameriprise Financial Services, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    41-0973005

Ameritas Investment Corp

    Annuity; 529; Life; Group Pension; JHVLICO    47-0663374

Andrew Garrett Inc.

    Annuity; 529; Life; Group Pension    43-1613019

Aon Securities Inc.

    Group Pension;#Life;#Annuity (servicing only);#TOHI    13-2642812

TRADINGBLOCK

    529;#Group Pension;#Life;#Annuity (servicing only)    36-4535546

Arete Wealth Management, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    39-1918659

Arlington Securities, Incorporated

    Annuity; 529; Life; Group Pension    38-2711392

Arvest Asset Management

    Annuity; Life; Group Pension; JHVLICO    71-0794602

Associated Investment Services, Inc.

    Annuity; 529; Life; Group Pension    39-0210110

Ausdal Financial Partners, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    42-1129623

Aventura Securities, LLC

    Annuity; 529; Life; Group Pension    20-5452876

Avisen Wealth Management, Inc.

    Annuity; 529; Group Pension    06-1676986

Avondale Partners, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    62-1761948

AXA Advisors, LLC

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    06-1555494

B.B. Graham & Company, Inc.

    Annuity; 529; Life; Group Pension    95-4587418

Bankoh Investment Services, Inc.

    529;#Annuity; Life; Group Pension    99-0291948

GVC Capital LLC

    529   

Somerset Securities, Inc.

    Annuity; Life; Group Pension    04-3333156

BCG Securities, Inc.

    Annuity; 529; Life; Group Pension    23-1664237

Beaconsfield Financial Services, Inc.

    529;#Annuity    25-1447238

Benefit Funding Services, LLC

    Annuity; Life; Group Pension    86-0891039

Benjamin F. Edwards & Company, Inc.

    Annuity; 529; Life; Group Pension    26-3199152

Benjamin Securities, Inc.

    529   

Berthel Fisher & Company Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    42-1029773

BestVest Investments, Ltd.

    Annuity; Life; Group Pension    32-3220312

BFT Financial Group, LLC

    Annuity; 529; Life; Group Pension    75-2856929

BG Worldwide Securities, Inc.

    Life; JHVLICO    30-0039439

BHK Securities, LLC

    Annuity; Group Pension    20-2455216

Black Oak Securities, Inc.

    Group Pension    37-1299579

Blakeslee And Blakeslee Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    77-0017182

BOK Financial Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    73-1275307

Brighton Securities Corp.

    Group Pension;#Life;#Annuity; 529    16-0961085

Bristol Financial Services, Inc.

    Annuity; Life; Group Pension    20-3156765

INTEGRITY ALLIANCE, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    20-3749442

Brown Associates, Inc.

    Annuity; Life; Group Pension    62-0808843

Buckman, Buckman & Reid, Inc.

    Annuity; Life; Group Pension    22-2926943

 

INTERNAL

Buttonwood Partners, Inc.

    Annuity; Life; Group Pension    39-1674219

Cadaret, Grant & Co., Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-2361254

Callaway Financial Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    75-2855666

Calton & Associates, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    59-2845944

Cambridge Investment Research, Inc.

    BOLI;#Annuity; 529; Life; Group Pension; JHVLICO    42-1445429

Camden Financial Services

    Annuity; JHVLICO    33-0653990

Cape Securities, Inc.

    Annuity; 529; Life; Group Pension    56-1128974

CapFinancial Securities, LLC

    BOLI;#Annuity; 529; Life; Group Pension    46-4350797

Capital Brokerage Corporation

    Annuity; Life; Group Pension; JHVLICO    91-1143830

Capital City Securities, LLC

    Annuity; 529; Life; Group Pension    20-2350070

Capital Investment Brokerage, Inc.

    Annuity; 529; Life; Group Pension    56-1958819

Capital Investment Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    56-1394939

Capital Management Securities, Inc.

    Annuity; Life; Group Pension    41-1249586

Capital Portfolio Management, Inc.

    Group Pension;#529;#Life;#Annuity (servicing only)    52-1744548

Capitol Securities Management, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    54-1170635

Cardinal Investments, Inc.

    529;#Group Pension;#Life;#Annuity    37-1326529

Carl M. Hennig, Inc.

    529   

Carolinas Investment Consulting LLC

    Annuity; Life; Group Pension    56-2204761

Carter, Terry & Company, Inc.

    Annuity; 529; Life; Group Pension    58-1608676

Carty & Company, Inc.

    Annuity; 529; Life; Group Pension    62-0842403

Cary Street Partners LLC

    529;#Annuity; Life; Group Pension    32-0007529

Cascade Investment Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    84-1245938

CBIZ Financial Solutions, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    52-1396995

Citizens Securities, Inc.

    529;#Annuity; Life; Group Pension    05-0487400

Centaurus Financial, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    33-0530236

Centennial Securities Company, Inc.

    Group Pension;#Annuity;#Annuity; 529; JHVLICO    38-2214928

Stifel Independent Advisors, LLC

    Annuity; Life; Group Pension; JHVLICO    43-1567959

Ceros Financial Services, Inc.

    Annuity; 529; Life; Group Pension    04-3249931

CFD Investments, Inc.

    529;#Group Pension;#JHVLICO;#Life;#BOLI    35-1692812

Chapin, Davis

    Annuity; 529    52-1715615

J.P. Morgan Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    13-4110995

Chauner Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO    36-3356325

Chelsea Financial Services

    Annuity; Life; Group Pension    11-3489062

CIG Securities

    529;#Group Pension;#Life;#Annuity (servicing only)    20-0194097

Citigroup Global Markets Inc.

    529;#Group Pension;#Life;#Annuity (servicing only);#Annuity; 529; Life; Group Pension; JHVLICO    11-2418191

City National Securities, Inc.

    529   

Realta Equities, Inc.

    529;#Group Pension;#Life;#Annuity    56-2456935

Coker & Palmer, Inc.

    Annuity; Life; Group Pension    64-0802631

Comerica Securities, Inc.

    Group Pension;#Life;#Annuity (servicing only)    38-2621207

Commerce Brokerage Services, Inc.

    Annuity; 529; Life; Group Pension    43-1381067

Commonwealth Financial Network

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    04-2675571

Compak Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO    13-4225974

BBVA Securities, Inc.

    Annuity; 529; Life; Group Pension    75-2329230

Compass Securities Corporation

    Annuity; Life; Group Pension    04-2844064

APW Capital, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-3526587

Consolidated Financial Investments, Inc.

    Annuity; Group Pension    43-1490793

Continental Investors Services, Inc.

    529;#Group Pension;#Annuity (servicing only)    91-1543805

Cooper Malone McClain, Inc.

    Annuity; Life; Group Pension    48-1024628

Coordinated Capital Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    39-1468428

Correll Co. Investment Services Corp.

    Annuity; 529; Life; Group Pension; JHVLICO    36-3400965

Country Club Financial Services, Inc.

    Annuity; Life; Group Pension; BOLI    43-1604510

Courtlandt Securities Corporation

    Annuity; Life; Group Pension    20-2966004

CPS Financial & Insurance Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    33-0701950

Cresap Inc.

    Annuity;#JHVLICO;#529    23-2589413

Crews & Associates, Inc.

    Annuity; 529; Life; Group Pension    71-0522369

CUNA Brokerage Services, Inc.

    BOLI;#Annuity; 529; Life; Group Pension; JHVLICO   

Cutter & Company, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    43-1477566

CW Securities, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    30-0149369

D.A. Davidson & Co.

    Annuity; 529; Life; Group Pension    81-0139474

D.H. Hill Securities LLP

    Annuity; 529; Life; Group Pension    76-0505272

 

INTERNAL

Davenport & Company LLC

    Annuity; 529; Life; Group Pension; JHVLICO    54-1835842

Sanctuary Securities, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    36-2957364

Davinci Capital Management Inc.

    529;#Annuity; Life; Group Pension    01-0522492

Dawson James Securities, Inc.

    Annuity; 529; Life; Group Pension    20-0161722

Bolton Global Capital, Inc.

    Annuity; 529; Life; Group Pension    04-2848146

Dempsey Lord Smith, LLC

    Annuity; 529; Life; Group Pension    20-4853289

Deutsche Bank Securities Inc.

    Annuity;#Life;#Group Pension    13-2730828

DFP Equities, Inc.

    Annuity; Life; Group Pension    35-1403362

Diversified Resources, LLC

    Annuity; Life; Group Pension    05-0515637

Diversified Securities, Incorporated

    Annuity; Life; Group Pension    95-2409158

Dominion Investor Services, Inc.

    Annuity;#Life;#Group Pension    75-2201702

Colliers Securities, LLC

    529;#Group Pension;#Life;#Annuity    41-1883794

Southstate Duncan-Williams Inc

    Annuity; 529; Life; Group Pension    62-0804968

Edward Jones

    Annuity; 529; Life; Group Pension; JHVLICO    43-0345811

Elish & Elish Inc.

    Annuity    25-1604700

FinTrust Brokerage Services, LLC

    Annuity; Life; Group Pension    56-1989135

Emerson Equity LLC

    Annuity; 529; Life; Group Pension; JHVLICO    74-3109983

Equity Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    03-0221141

Essex Securities LLC

    Annuity; 529; Life; Group Pension    04-3482688

Executive Services Securities, LLC

    Annuity; Life; Group Pension; JHVLICO    58-2466081

Fairport Capital, Inc.

    Annuity; 529; Life; Group Pension    06-1103413

Family Investors Company

    Annuity; Life; Group Pension    22-1715407

Farmers Financial Solutions, LLC

    529;#Annuity; Life; Group Pension    77-0530616

FAS Corp.

    Annuity; Life; Group Pension; BOLI    74-2837348

Federated Securities, Inc.

    529   

Feltl & Company

    529;#Group Pension;#Life;#Annuity (servicing only)    41-1245161

Fifth Third Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    31-0961761

Finance 500, Inc.

    Annuity;#Life;#Group Pension;#JHVLICO    95-3771060

Cetera Advisor Networks, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    95-3845382

Financial Security Management, Incorporated

    Annuity; 529; Life; Group Pension    54-1832360

Financial Telesis Inc

    Annuity; 529; Life; Group Pension; BOLI    68-0279977

First Asset Financial Inc.

    529;#Group Pension;#Annuity (servicing only)    86-1141733

First Bankers’ Banc Securities, Inc

    Annuity; 529; Life; Group Pension    43-1326319

First Citizens Investor Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    56-1854695

First Command Financial Planning, Inc.

    529   

First Dallas Securities Incorporated

    Annuity; Life; Group Pension; JHVLICO    75-2278917

First Financial Securities Of America, Inc.

    Annuity; Life; Group Pension; JHVLICO    74-2132317

First Heartland Capital, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    43-1635588

First Kentucky Securities Corporation

    Annuity; Life    61-0924505

First Horizon Advisors, Inc.

    Group Pension;#Life;#Annuity (servicing only)    62-1254528

First Western Securities, Inc.

    Annuity; 529; Life    75-2176921

FMN Capital Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    33-0649400

FMSbonds, Inc.

    Annuity; Life; Group Pension; JHVLICO    59-1842344

FNBB Capital Markets, LLC

    Annuity; Life; Group Pension    20-0532898

Folger Nolan Fleming Douglas Incorporated

    529;#Annuity; Life; Group Pension    53-0068130

Fortune Financial Services, Inc.

    529;#Annuity; Life; Group Pension; JHVLICO    25-1799740

Fortune Securities, Inc.

    Annuity; Life; Group Pension    95-4553711

Founders Financial Securities, LLC

    Annuity; 529; Life; Group Pension    20-2052994

Frost Brokerage Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    74-2404030

G. A. Repple & Company

    Annuity; 529; Life; Group Pension; JHVLICO    59-2599605

Garden State Securities, Inc.

    Annuity; 529; Life; Group Pension    22-2319866

Oakwood Capital Securities, Inc.

    Annuity; 529; Life; Group Pension    41-1589846

ELE WEALTH SOLUTIONS, INC.

    Annuity; Life; Group Pension; JHVLICO    06-1390542

Geneos Wealth Management, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    02-0580939

General Securities Corp

    529;#Annuity; Life; Group Pension    43-1513490

Cetera Financial Specialists LLC

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    36-3120284

Glen Eagle Wealth, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    02-0629945

Global Brokerage Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    52-1899822

Globalink Securities, Inc.

    Annuity; 529; Life; Group Pension    33-0493552

GLP Investment Services, LLC

    Annuity; Group Pension    38-3544062

 

INTERNAL

Gold Coast Securities, Inc.

    Annuity; 529; Life; Group Pension    77-0563040

Gradient Securities, LLC

    529;#Group Pension;#Life;#Annuity    26-4463739

Grant Williams L.P.

    Group Pension;#Life;#Annuity (servicing only)    23-2990197

GRB Financial, LLC

    Annuity; Life; Group Pension    90-0115377

Great American Investors, Inc.

    Annuity; 529; Life; Group Pension    48-1099886

Greenberg Financial Group

    Annuity; Life; Group Pension    86-0903680

Greenbrier Diversified, Inc.

    Annuity; 529    95-4049440

Gregory J. Schwartz & Co., Inc.

    529;#Group Pension;#Life;#Annuity    38-2117812

GWN Securities Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    65-0939556

Grove Point Financial, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    52-1321340

H. C. Denison Co.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    39-0794607

Avantax Investment Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    75-1869963

Hancock Investment Services, Inc.

    Annuity; Life; Group Pension    64-0867168

Hanson McClain Retirement Network, LP dba AW Securities

    529;#Annuity; Life; Group Pension    68-0415440

Level Four Financial, LLC

    Annuity; Life; Group Pension    20-0629176

Harbour Investments, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    39-1571149

Harger and Company, Inc.

    Annuity; Life; Group Pension    72-0903128

Harold Dance Investments

    Annuity; Life; Group Pension    87-0265332

Harvest Financial Corporation

    Annuity; Life; Group Pension; JHVLICO    25-1395109

Hazard & Siegel, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    16-0954584

Hazlett, Burt & Watson, Inc.

    Annuity;#Life;#Group Pension;#529;#Annuity; Life; Group Pension    55-0538822

Heim, Young & Associates, Incorporated

    Annuity; 529; Life; Group Pension    43-1717820

Henley & Company LLC

    Annuity; 529; Life; Group Pension    02-0723515

Herbert J. Sims & Co. Inc.

    Group Pension;#Life;#Annuity (servicing only);#Annuity;#529    13-5213180

Heritage Financial Systems, Inc.

    Annuity; Life; Group Pension; JHVLICO    23-2991359

Herndon Plant Oakley, Ltd.

    Annuity; 529; Group Pension; JHVLICO    74-2863988

Alight Financial Solutions, LLC

    529   

HighTower Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    36-4454225

Horan Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO    31-1448612

Hornor, Townsend & Kent, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    23-1706189

Insight Securities, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    36-2708269

Halliday Financial, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    46-2850591

HSBC Securities (USA) Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    13-2650272

Hudson Heritage Capital Management, Inc.

    529;#Annuity; Life; Group Pension    13-3970289

Hunter Associates, Inc.

    Annuity; Life; Group Pension    47-5665331

Huntleigh Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    43-1106957

IBN Financial Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    16-1493299

Independence Capital Co. Inc.

    529;#Group Pension;#JHVLICO;#Life;#BOLI;#Annuity    34-1620295

Independent Financial Group, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    71-0927304

Osaic Institutions, Inc.

    Annuity; 529; Life; Group Pension    06-1367288

Infinity Securities, Inc. dba Infinity Financial Services

    529;#Group Pension;#Life;#Annuity    68-0642587

Voya Financial Partners, LLC

    Group Pension;#Life;#Annuity (servicing only)    06-1375177

Voya Financial Advisors, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    41-0945505

Inlet Securities, LLC

    Annuity; Life; Group Pension    27-0125668

Institutional Securities Corporation

    Annuity; 529; Life; Group Pension    75-2181339

Integrated Financial Planning Services

    529;#Group Pension;#Life;#Annuity (servicing only)    98-0385606

Integrity Brokerage Services, Inc.

    Group Pension;#Annuity (servicing only);#Life    85-1517086

Intercarolina Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    56-1563464

International Assets Advisory, LLC

    Group Pension;#Life;#Annuity; 529    59-3734291

International Money Management Group, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    52-1259351

Inverness Securities, LLC

    529;#Group Pension;#Life;#Annuity    01-0791017

Investment Network, Inc.

    Annuity    84-1624658

Investment Planners, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    37-1202099

Investment Security Corporation

    529;#Annuity; Life; Group Pension    95-4727975

J K R & Company, Inc.

    Annuity; 529; Life; Group Pension    95-3420368

J. Alden Associates, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    23-2825319

J. K. Financial Services, Inc.

    Annuity; 529; Life; Group Pension    33-0890059

J.W. Cole Financial, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    16-1632597

Jack V. Butterfield Investment Company

    Annuity; 529; Group Pension    38-1787847

Jacques Financial, LLC

    Annuity; Life; Group Pension    52-2217889

 

INTERNAL

James I. Black & Company

    Annuity; Life; Group Pension    59-1056275

James T. Borello & Co.

    Annuity; Life; Group Pension    36-3688864

Janney Montgomery Scott LLC

    Annuity; 529; Life; Group Pension; JHVLICO    23-0731260

JBS Liberty Securities, Inc.

    Annuity; Life; Group Pension    56-1863246

JDL Securities Corporation

    Group Pension    33-0446425

John Hancock Distributors LLC

    529; JHVLICO    16-1611843

Capacuity Securities, Inc.

    Annuity; Life; Group Pension    23-2305124

Joseph Gunnar & Co. LLC

    529   

K. W. Chambers & Co.

    Annuity; Life; Group Pension    43-0785292

LF Financial, LLC (DBA Shearson Financial Services)

    529   

KCD Financial, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    33-1057766

Key Investment Services LLC

    Annuity; 529; Life; Group Pension    13-4300906

Keystone Capital Corporation

    Group Pension;#Life;#Annuity (servicing only)    95-3744872

Kovack Securities Inc.

    Annuity; 529; Life; Group Pension    65-0747270

KW Securities Corporation

    Annuity; 529; Life; Group Pension    94-2744022

L.M. Kohn & Company

    529;#Group Pension;#JHVLICO;#Life;#Annuity    31-1311805

L.O. Thomas & Co. Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-3749272

Lamon & Stern, Inc.

    Group Pension;#JHVLICO    58-1334773

Landaas & Company

    Annuity; 529; Life; Group Pension    39-1628643

Landolt Securities, Inc.

    Annuity; 529; Group Pension    39-1662708

Allied Millennial Partners, LLC

    529;#Life;#Group Pension;#Annuity (servicing only)    35-1632778

Lantern Investments, Inc.

    529   

XML Securities, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    26-1142393

Larimer Capital Corporation

    Annuity; Life; Group Pension; JHVLICO    84-1028373

CliftonLarsonAllen Wealth Advisors, LLC

    Annuity; Life; Group Pension    41-1803291

LaSalle St Securities, L.L.C.

    Annuity; 529; Life; Group Pension; JHVLICO    36-2797246

Leerink Swann LLC

    Annuity; Life; Group Pension    42-1738148

Leigh Baldwin & Co., LLC

    Annuity; 529; Life; Group Pension; JHVLICO    22-3348632

Lesko Securities Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    16-1152736

Valley Financial Management, Inc.

    Annuity; 529; Life; Group Pension    13-4132289

DAI Securities, LLC

    529;#Annuity; Life; Group Pension; JHVLICO    72-1269491

Liberty Capital Investment Corporation

    529;#Annuity; Life; Group Pension    93-1014148

Liberty Partners Financial Services, LLC

    529;#Group Pension;#Life;#Annuity (servicing only);#Annuity; 529; Group Pension    90-0139675

Lieblong & Associates, Inc.

    Annuity; 529; Life; Group Pension    71-0788483

Lifemark Securities Corp.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    16-1238365

Lincoln Investment Planning, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    23-1702591

Lockton Financial Advisors, LLC

    Group Pension;#Life;#Annuity (servicing only)    20-3247391

Lombard Securities Incorporated

    Annuity; 529; Life; Group Pension    52-1718358

LPL Financial Corporation

    529;#Group Pension;#Life;#Annuity (servicing only)    95-2834236

M Holdings Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    91-1802259

M Holdings Securities, Inc. (Barefoot)

    TOHI   

M Holdings Securities, Inc. (Gateway)

    TOHI   

M Holdings Securities, Inc. (Holleman)

    TOHI   

M Holdings Securities, Inc. (Mezrah)

    TOHI   

M Holdings Securities, Inc. (MullinTBG)

    TOHI   

M&T Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    16-1263079

Mack Investment Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    36-3423948

Madison Avenue Securities, Inc.

    Annuity; 529; Life; Group Pension    71-0987804

MAFG RIA Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    22-3203853

Maplewood Investment, Inc.

    Annuity; 529; Life; Group Pension    75-2908461

Mason Securities, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    54-1211119

May Capital Group, L.L.C.

    Annuity; Life; Group Pension; JHVLICO    22-3324819

McClurg Capital Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    94-2969239

Keybanc Capital Markets Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    34-1391952

McNally Financial Services Corporation

    Annuity; 529; Group Pension; JHVLICO    43-1957591

Mercer Allied Company, L.P.

    Annuity; Life; Group Pension; JHVLICO    14-1775694

Merrill Lynch, Pierce, Fenner & Smith Incorporated

    529;#Group Pension;#Life;#Annuity    13-2808480

Mesirow Financial, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    36-3194849

Michigan Securities, Inc.

    Annuity;#Life;#Group Pension;#JHVLICO    38-3488273

Mid Atlantic Capital Corporation

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    25-1409618

 

INTERNAL

Midwestern Securities Trading Company, LLC

    Annuity; 529; Life; Group Pension    37-1392167

Milestone Investments, Inc.

    Annuity; Life; Group Pension    56-2125552

Mitre Group, LLC

    Annuity; Life; Group Pension    20-1998511

MMC Securities Corp.

    Annuity; Life; Group Pension; JHVLICO; TOHI    06-1685865

MML Investors Services, LLC

    529;#Group Pension;#JHVLICO;#Life;#BOLI    04-1590850

Moloney Securities Co., Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    43-1714327

Money Concepts Capital Corp

    529;#Group Pension;#Life;#Annuity (servicing only)    59-2268067

Moors & Cabot, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    04-2644548

Morgan Stanley & Co., Incorporated

    Annuity; 529; Life; Group Pension; BOLI    13-2655998

Morris Group, Inc.

    Annuity; 529; Life; Group Pension    35-1546402

Brooklight Place Securities, Inc.

    Annuity; 529; Life; Group Pension    36-3317130

Cetera Advisors, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    84-0858799

Multiple Financial Services, Inc.

    Group Pension;#Life;#Annuity    33-0860466

Mutual Funds Associates Inc.

    529; JHVLICO   

Mutual of Omaha Investor Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    47-0770844

Mutual Securities, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    95-3703162

Mutual Trust Co. of America Securities

    Annuity;#Life;#Group Pension    59-2044132

MWA Financial Services Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    36-4420471

Nations Financial Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    39-1909295

Nationwide Planning Associates Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-3196827

Nationwide Securities, LLC

    Annuity; 529; Life; Group Pension    36-2434406

Navy Federal Investment Services, LLC

    Annuity; 529; Life; Group Pension    04-3826446

NBC Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    63-0923499

Nelson Ivest Brokerage Services, Inc.

    Annuity; Group Pension    59-2106660

Nelson Securities,Inc.

    Annuity; 529; Life; Group Pension    91-1219910

Network 1 Financial Securities Inc.

    Annuity    74-2454126

Newbridge Securities Corporation

    Annuity; 529; Life; Group Pension    54-1879031

Next Financial Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    54-1900002

Kestra Investment Services, LLC

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    74-2794194

NGC Financial, LLC

    Annuity; Life; Group Pension    22-3871092

Ni Advisors, Inc.

    529;#Annuity; Life; Group Pension    20-2100558

MMA Securities LLC

    Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    22-3570392

Nicol Investors Corporation

    Annuity; Group Pension    68-0515054

Northern Lights Distributors, LLC

    Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    77-0625792

Northern Trust Securities, Inc.

    529   

Northland Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    41-1819873

Northwestern Mutual Investment Services, LLC

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    52-2114207

Dominari Securities, LLC

    Annuity; 529; Life; Group Pension    06-1186517

NYLife Securities LLC

    529;#Annuity; Life; Group Pension; JHVLICO; BOLI    27-0145686

Oak Tree Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    68-0095374

Oberweis Securities, Inc.

    529; JHVLICO    36-4106772

OFG Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    48-0759751

Omni Financial Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO    31-1330353

OneAmerica Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    35-1159900

Oppenheimer & Co. Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    13-5657518

P.J. Robb Variable Corporation

    Annuity; Life; Group Pension; JHVLICO    62-1592808

Pacific Financial Associates, Inc.

    Group Pension;#Life;#Annuity (servicing only)    33-0063888

Packerland Brokerage Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    39-1794957

Painter, Smith and Gorian Inc.

    Annuity; Life; Group Pension    95-3679604

Pariter Securities, LLC

    Annuity; Life; Group Pension    66-0712540

Park Avenue Securities LLC

    Annuity; 529; Life; Group Pension; JHVLICO    13-4023176

Parsonex Securities, Inc.

    Annuity; 529; Life; Group Pension    20-8580639

Paulson Investment Company, Inc.

    Annuity; 529; Life; Group Pension    93-0789804

Peachtree Capital Corporation

    529;#Group Pension;#Life;#Annuity (servicing only)    58-1857011

Pentegra Distributors, Inc.

    Annuity; Life; Group Pension    13-3529467

Perryman Securities, Inc.

    Annuity; Life; Group Pension    75-2945060

Phoenix Equity Planning Corporation

    Annuity; Life; Group Pension; JHVLICO    23-2795977

Pinnacle Equity Management, Inc.

    Annuity; Life; Group Pension    43-1600887

Pinnacle Investments LLC

    529   

PlanMember Securities Corporation

    Annuity; 529; Life; Group Pension    95-3706234

 

INTERNAL

Planned Financial Programs, Inc.

    529   

PNC Investments, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    42-1604685

Portfolio Resources Group, Inc.

    Annuity; 529; Life; Group Pension    65-0370652

Preferred Client Group, Inc.

    Annuity    75-2826360

Cetera Investment Services LLC

    529;#Group Pension;#JHVLICO;#Life;#Annuity    41-1483314

Principled Advisors, Inc.

    Group Pension;#Life;#Annuity (servicing only)    59-3782727

Principal Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    42-0941553

Private Client Services, LLC

    529;#Group Pension;#Life;#Annuity    61-1383537

Profinancial, Inc.

    Annuity; Life; Group Pension    72-1004707

Prospera Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    75-1832551

PTS Brokerage, LLC

    Group Pension;#Annuity; 529    22-3832388

Puplava Securities, Inc.

    Annuity; Life; Group Pension    33-0086182

Purshe Kaplan Sterling Investments, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    14-1796925

R. Seelaus & Co., Inc.

    Annuity; 529; Life; Group Pension    22-2501042

R.M. Stark & Co., Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    13-3485532

Raymond James & Associates, Inc.

    529;#Group Pension;#Life;#Annuity    59-1237041

Raymond James Financial Services, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    59-1531281

RBC Capital Markets, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    41-1416330

Red Capital Markets, LLC

    Annuity; Life; Group Pension    31-1078499

Regal Securities, Inc.

    Annuity; 529; Life; Group Pension    36-2916812

Register Financial Associates, Inc.

    Group Pension;#Life;#Annuity    58-2001619

Rhodes Securities, Inc.

    Annuity; Life; Group Pension; JHVLICO    75-2156987

Riedl First Securities Company of Kansas

    Annuity; 529; Life; Group Pension    48-1118573

RNR Securities, L.L.C.

    Group Pension;#Annuity (servicing only);#Annuity; 529    11-3374561

Robert W. Baird & Co. Incorporated

    Annuity; 529; Life; Group Pension; JHVLICO    39-6037917

Rogan & Associates, Inc.

    Annuity; 529; Life; Group Pension    65-0718838

Romano Brothers and Company

    529;#Life;#Annuity (servicing only);#Group Pension    36-2659240

Rothschild Investment Corporation

    Annuity; Life; Group Pension    36-2708660

Osaic Wealth, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity (servicing only)    93-0987232

S.G. Long & Company

    Annuity;#Life;#Group Pension;#529    81-0504511

S.L. Reed & Company

    Annuity; Life; Group Pension    95-4569995

Sage, Rutty & Co., Inc.

    Annuity; 529; Life; Group Pension    16-0620690

SagePoint Financial, Inc.

    Annuity;#Life;#Group Pension;#JHVLICO;#BOLI    20-1741754

Parkland Securities, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    74-3010408

Samuel A Ramirez & Co., Inc.

    529   

Sanders Morris, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    76-0224835

Saxony Securities, Inc.

    529;#Group Pension;#Life;#Annuity    43-1932300

SCF Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    86-0936511

Scott T. Taylor, Ltd.

    Annuity; Life; Group Pension    20-1277948

Scottsdale Capital Advisors Corp

    Annuity; 529    86-1032510

Securevest Financial Group

    529   

Securian Financial Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    14-1486060

Celadon Financial Group LLC

    Annuity; Life; Group Pension    59-2657843

Securities America, Inc.

    BOLI    11-2551174

Securities Equity Group

    529;#Annuity; Life; Group Pension; JHVLICO    33-0842620

SEI Investments Distribution Co.

    Annuity; Life; Group Pension    23-2177800

Selkirk Investments, Inc.

    Annuity; 529; Life; Group Pension    91-1189461

Sentinel Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    04-3527574

Shareholders Service Group, Inc.

    Annuity; Life; Group Pension    71-0707839

Sigma Financial Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    38-2472555

Signal Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    75-1994786

Signature Securities Group Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    13-4120476

Silver Oak Securities, Incorporated

    Annuity;#529;#Life;#Group Pension;#JHNY    62-1765234

Sisung Securities Corporation

    529;#Group Pension;#Life;#Annuity (servicing only)    72-1156248

SKA Securities, Inc.

    Annuity    34-1953704

Smith, Brown & Groover, Inc.

    Annuity; 529; Life; Group Pension    58-0969636

Smith, Moore & Co.

    Annuity; 529; Life; Group Pension    43-1244128

SNC Capital Management Corp.

    Annuity    36-3343717

Southeast Investments N.C. Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    56-2001267

Southern Trust Securities, Inc.

    Annuity; 529; Group Pension    65-0926091

 

INTERNAL

Momentum Independent Network Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    75-1382137

Spire Securities, LLC

    Annuity; 529; Life; Group Pension    20-8920866

St. Bernard Financial Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    71-0752696

Stanley Laman Group Securities, LLC

    Annuity; Life; Group Pension; JHVLICO    33-1027312

Stephens Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    71-0641478

Sterling Monroe Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    75-3049285

Stern Brothers & Co.

    Annuity; 529    43-1357568

StoneX Securities Inc

    Life;#Annuity (servicing only);#Group Pension    75-2975513

Stifel, Nicolaus & Company, Incorporated

    Annuity; 529; Life; Group Pension; JHVLICO    43-0538770

Sunbelt Securities, Inc.

    529;#Annuity; Life; Group Pension    47-9660137

Sunset Financial Services, Inc.

    Group Pension;#Life;#Annuity (servicing only);#BOLI    91-0837062

Sunstreet Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    56-2614773

SunTrust Robinson Humphrey, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    62-0871146

Truist Investment Services, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    58-1648698

Superior Financial Services, Inc.

    Annuity; 529; Life; Group Pension    39-1992135

SWBC Investment Services, LLC

    Annuity; 529; Life; Group Pension    20-1484586

Momentum Independent Network, Inc.

       75-1843605

Sycamore Financial Group

    Annuity; Life; Group Pension    35-1572068

Symphonic Securities LLC

    Group Pension;#Life;#Annuity    42-1675559

Syndicated Capital, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    95-4042447

Synovus Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    58-1625031

T.S. Phillips Investments, Inc.

    Annuity;#Life;#Group Pension;#JHVLICO    30-0089632

Tandem Securities, Inc.

    Annuity    20-4498572

Taylor Securities, Inc.

    Annuity; Life; Group Pension    62-1254593

TD Ameritrade, Inc.

    Annuity; Life; Group Pension; JHVLICO    06-0988655

Teckmeyer Financial Services, L.L.C.

    Annuity; 529; Life; Group Pension    47-0789382

World Investments, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    22-2825878

The Enterprise Securities Company

    Annuity; Life; Group Pension; JHVLICO    38-2932225

GMS Group

    Annuity; 529    77-0606720

The Huntington Investment Company

    Annuity; 529; Life; Group Pension; JHVLICO    31-1316299

The Leaders Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI; TOHI    84-1275292

The New PenFacs Inc.

    Annuity; Life; Group Pension    41-2238941

The O.N. Equity Sales Company

    Annuity; 529; Life; Group Pension; JHVLICO; BOLI    31-0742113

The Oak Ridge Financial Services Group, Inc.

    Annuity; Life; Group Pension; JHVLICO    41-1868775

The Strategic Financial Alliance, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    03-0510324

The Tavenner Company

    Annuity; 529; Life; Group Pension    31-1171911

McDonald Partners, LLC

    529;#Annuity; Life; Group Pension    20-2714559

Thompson Davis & Co., Inc.

    Annuity; 529    13-3848035

Thoroughbred Financial Services, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    62-1784717

Thrasher & Chambers, Inc.

    Life;#Annuity    71-0824595

Thrivent Investment Management Inc.

    Life; Group Pension; JHVLICO    39-1559375

Thurston, Springer, Miller, Herd & Titak, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    35-1493200

TIAA-CREF & Institutional Services, LLC

    Annuity; Life; Group Pension    55-0856733

TimeCapital Securities Corporation

    529;#Annuity (servicing only)    11-2339821

Trade-PMR Inc.

    Annuity    59-3539169

Signature Estate Securities, LLC

    Annuity; 529; Life; Group Pension    59-2730348

Transamerica Financial Advisors, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    59-2476008

Triad Advisors, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    65-0173164

Trinity Wealth Securities, L.L.C.

    Annuity; Life; Group Pension    43-1892336

Trubee Wealth Advisors Inc.

    Annuity; 529; Life; Group Pension    16-1406627

Trustmont Financial Group, Inc.

    Annuity; 529; Life; Group Pension    25-1527294

U.S. Bancorp Investments, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    84-1019337

U.S. Brokerage, Inc.

    529;#Annuity    34-1809568

UBS Financial Services Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    13-2638166

UMB Financial Services, Inc.

    Annuity; 529; Life; Group Pension    43-1381257

Steward Partners Investment Solutions, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    93-0125240

Union Capital Company

    Annuity; Life; Group Pension    86-1004803

UnionBanc Investment Services, LLC

    Annuity; 529; Life; Group Pension    95-3883259

United Brokerage Services, Inc.

    Annuity; Life; Group Pension; JHVLICO    55-0742331

United Planners’ Financial Services of America A Limited Partner

    Annuity; 529; Life; Group Pension; JHVLICO    86-0588303

 

INTERNAL

Univest Investments, Inc.

    Annuity; 529; Life; Group Pension    23-1699073

USA Financial Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    38-3397033

USI Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    06-1493970

VALIC Financial Advisors, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    76-0519992

Valley National Investments, Inc.

    529;#Group Pension;#JHVLICO;#Life;#Annuity    23-2352181

Valmark Securities, Inc.

    529;#Group Pension;#JHVLICO;#Life;#BOLI;#Annuity    34-1724087

Valor Financial Securities LLC

    Annuity; 529; Life; Group Pension    80-0413304

Vanderbilt Securities, LLC

    Annuity; 529; Life; Group Pension; JHVLICO    11-3639254

Variable Investment Advisors, Inc.

    Annuity    91-1864112

VBC Securities, LLC

    529   

Verity Investments, Inc.

    529;#Group Pension;#Life;#Annuity    90-0739043

Vestech Securities, Inc.

    529;#Annuity; Life; Group Pension; JHVLICO    48-1181578

Vision

    529;#Group Pension;#Life;#Annuity (servicing only)    13-4066286

Vorpahl Wing Securities

    Annuity; Group Pension    91-1719382

Wall Street Access

    529   

FSB Premier Wealth Management, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    93-1084013

Washington Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    54-1913812

Waveland Capital Partners, LLC

    Group Pension;#Life;#Annuity (servicing only)    77-0425821

WBB Securities, LLC

    Annuity; Life; Group Pension; JHVLICO    33-0984561

Wedbush Morgan Securities Inc.

    Annuity; 529; Life; Group Pension    95-2495390

Weitzel Financial Services, Inc.

    Group Pension;#Life;#Annuity (servicing only)    42-0949102

Weller, Anderson & Co., Ltd.

    Annuity; Life; Group Pension    76-0147898

Wells Fargo Advisors Financial Network, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    48-1305000

Wells Fargo Clearing Services, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    34-1542819

Wesbanco Securities, Inc.

    Annuity; 529; Life; Group Pension    31-1484891

Modern Capital Securities Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    76-0749184

Western International Securities, Inc.

    529;#Group Pension;#Life    84-1314321

Western Strategic Advisors, LLC

    Annuity    75-2911711

Westminster Financial Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    31-1213105

Westport Financial Services, L.L.C.

    Annuity; Life; Group Pension; JHVLICO    06-1409406

Westport Resources Investment Services, Inc.

    Annuity; 529; Life; Group Pension    22-2955076

White Mountain Capital, LLC

    529;#Annuity; JHVLICO    13-4077093

&Partners

    Annuity; 529; Life; Group Pension    62-1627736

WJ Lynch Investor Services LLC

    Annuity; Life; Group Pension    20-4472438

Wood (Arthur W.) Company, Inc.

    Group Pension;#Life;#Annuity    04-3023088

Woodlands Securities Corporation

    Annuity; 529; Life; Group Pension; JHVLICO    76-0248272

Woodmen Financial Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    22-3828171

World Capital Brokerage, Inc.

    Annuity; 529; Life; Group Pension    84-0478785

World Choice Securities, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    75-2452273

World Equity Group, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    36-3797444

Worth Financial Group, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    75-1888861

B. Riley Wealth Management, Inc.

    Annuity; 529; Life; Group Pension; JHVLICO    62-1518255

Zions Direct, Inc.

    Annuity; Life; Group Pension    87-0432248

Ziv Investment Company

    Annuity; Life; Group Pension    34-2481379

Colorado Financial Service Corporation

    529;#Group Pension;#Life;#Annuity    26-1855173

Marc J. Lane & Company

    Group Pension    36-3342755

Dinosaur Securities, L.L.C.

    529;#Group Pension;#Life    1341 23021

Crescent Securities Group, Inc.

    529;#Group Pension;#Life;#Annuity    75-2947048

Wilmington Capital Securities, LLC

    Group Pension    20-1894227

Universal Financial Services Inc.

    Group Pension;#Life;#Annuity    66-0639438

Benchmark Investments, Inc.

    Group Pension;#Life;#Annuity    71-0825385

Anchor Bay Securities, LLC

    Group Pension;#Life;#Annuity    90-0391569

Larson Financial Securities, LLC

    529;#Group Pension;#Life    27-1372444

First Liberties Financial

    529;#Group Pension;#Life;#Annuity    11-2656907

Wellington Shields & Co., LLC

    Group Pension;#Life;#Annuity    26-3489406

American Funds & Trusts Incorporated

    Group Pension    87-0238597

Saybrus Equity Services, LLC

    Group Pension;#Life    27-1869321

Integral Financial LLC

    Group Pension;#Life;#Annuity    02-0565622

Bellamah, Neuhauser and Barrett. Inc.

    Group Pension;#Life;#Annuity    53-0260880

Capital Synergy Partners

    529;#Group Pension;#Life;#Annuity    33-0837865

 

INTERNAL

Concorde Investment Services, LLC

    529;#Group Pension;#Life;#Annuity    27-0498480

Brown, Lisle/Cummings, Inc.

    Group Pension    05-0310503

CNR Securities, LLC

    529    13-4192499

Alexander Capital, L.P.

    529    26-1698180

Harbor Investment Advisory, LLC

    529;#Group Pension;#Life;#Annuity    90-0497525

Creativeone Securities, LLC

    529;#Group Pension;#Life;#Annuity    27-1408998

USCA Securities LLC

    529;#Group Pension;#Life;#Annuity    22-3696585

Plexus Financial Services, LLC

    Group Pension;#Life;#Annuity    27-1746834

Sovereign Legacy Securities, Inc.

    Annuity    11-1738990

McLaughlin Ryder Investments, Inc.

    Group Pension;#Life;#Annuity    26-0427041

Cambria Capital, LLC

    Group Pension;#Life;#Annuity    02-0727653

DFPG Investments, Inc.

    529;#Group Pension;#Life;#Annuity    27-3648334

McDermott Investment Services, LLC

    Life;#Annuity    27-3120227

Hub International Investment Services, Inc.

    Group Pension;#Life    26-3188716

St. Germain Securities, Inc.

    529;#Group Pension;#Life;#Annuity    27-3158654

DMK Advisor Group, Inc.

    529;#Group Pension;#Life;#Annuity    84-1345780

Peak Brokerage Services LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    27-5097314

MSEC, LLC

    529;#Group Pension;#Life;#Annuity    27-2587292

Innovation Partners, LLC

    Group Pension;#Life;#BOLI;#529    30-0451254

Dorn & Co., Inc.

    Group Pension    41-0836886

Uhlmann Price Securities, LLC

    529;#Group Pension;#Life;#Annuity    36-4135497

Securities Management & Research, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    59-1145041

Hantz Financial Services, Inc.

    Group Pension;#Life;#Annuity    38-3439679

David Lerner Associates

    529    11-2374466

Supreme Alliance LLC

    Group Pension;#Life;#Annuity (servicing only)    90-0436170

Titleist Capital, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    72-1546466

Caldwell Securities, Inc.

    529    94-2799654

CoreCap Investments, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    23-2809463

Cornerstone Financial Services, Inc.

    Group Pension;#Life;#Annuity (servicing only)    35-1720807

Classic, LLC

    Group Pension;#Life;#Annuity (servicing only)    45-3356898

Keel Point Capital, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    42-1607342

M.E. Allison & Co., Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    74-1037681

Santander Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    66-0534068

Snowden Account Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    94-3467207

BrokerageSelect

    Group Pension;#Life;#Annuity (servicing only)    06-1549225

Cabot Lodge Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    45-3717999

Plan B Investments, Inc.

    Group Pension;#Life;#Annuity (servicing only)    20-1688448

William Blair & Company L.L.C.

    529;#Group Pension;#Life;#Annuity (servicing only)    36-2214610

Northwest Investment Advisors, Inc.

    529    91-2028565

Reid and Associates, LLC

    Group Pension;#Life;#Annuity (servicing only)    14-1778902

Niagara International Capital Limited

    529;#Group Pension;#Life;#Annuity (servicing only)    20-2182342

Lincoln Douglas Investments, LLC

    Group Pension;#Life;#Annuity (servicing only);#529    27-3459194

Alvarez & Marsal Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    51-0430281

M.S. Howells & Co

    529;#Group Pension;#Life;#Annuity (servicing only)    86-0988422

Regulus Financial Group, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    26-3975819

The Jeffrey Matthews Financial Group, LLC

    Group Pension;#Life;#Annuity (servicing only)    22-3470463

Davis Securities LLC

    Group Pension;#Life;#Annuity (servicing only)    20-3138121

CommunityAmerica Financial Solutions, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    26-0046643

TCFG Wealth Management, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    80-0804654

G.W. Sherwold Associates, Inc.

    Group Pension;#Life;#Annuity (servicing only)    33-0619325

American Trust Investment Services, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    35-1168112

Trutoro

    529;#Group Pension;#Life;#Annuity (servicing only)    46-3578654

MCG Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    30-0722214

Pershing Advisor Solutions, LLC

    529    83-0437353

Hennion & Walsh, Inc.

    Group Pension;#Life;#Annuity (servicing only)    22-3005841

IDB Capital Corp.

    529    13-4134872

Monere Investments, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    36-4401708

Financial Northeastern Securities, Inc.

    529    22-2642175

YR Securities, Inc.

    Group Pension;#Life;#Annuity (servicing only)    47-2516544

Coldstream Securities, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    93-1198599

 

INTERNAL

Investments For You, Inc.

    529    31-1331407

Alexander Capital, LLC

    Group Pension;#Life;#Annuity (servicing only)    13-3866977

Mora WM Securities, LLC

    Annuity (servicing only)    45-2581955

R F Lafferty & Co., Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    13-3000887

Paradigm Equities, Inc.

    Group Pension;#Life;#Annuity (servicing only)    38-3091434

RetireOne Investment Services, LLC

    Group Pension;#Life;#Annuity (servicing only)    47-3919321

Oriental Financial Services Corp. (NEW)

    Group Pension;#Life;#Annuity (servicing only)    66-0480123

Empire Asset Management Company

    Group Pension;#Life;#Annuity (servicing only)    20-5835358

Westpark Capital, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    84-1333428

Bankers Life Securities, Inc.

    Group Pension;#Life;#Annuity (servicing only)    47-1481527

Allen C. Ewing & Co. (NEW)

    Group Pension;#Life;#Annuity (servicing only)    59-3000850

Stoever Glass & Company, Inc.

    Group Pension;#Life;#Annuity (servicing only)    13-2505863

Corinthian Partners, LLC (NEW)

    529    13-3947286

Halo Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    47-3243901

Stonecrest Capital Markets, Inc.

    Group Pension;#Life;#Annuity (servicing only)    56-1943573

Pensionmark Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    81-2334025

Four Points Capital Partners, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    76-0543859

American Global Wealth Management

    529;#Group Pension;#Life;#Annuity (servicing only)    39-1259164

Tocqueville Securities LP

    529    13-3549887

Aurora Securities, Inc.

    529;#Group Pension;#Life;#Annuity (servicing only)    92-0162178

Arvest Investments, Inc.

    529    71-0794602

Arkadios Capital LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    81-1052458

Rehmann Financial Network, LLC

    Group Pension;#Life;#Annuity (servicing only)    46-0571202

Kingswood Capital Partners, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    81-4245023

Southern Wealth Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    82-3136934

First Palladium, LLC

    Group Pension;#Life;#Annuity (servicing only)    82-2239026

Private Placement Insurance Products, LLC

    Group Pension;#Life;#Annuity (servicing only)    20-3716885

M.H. LeBlang, Inc.

    Group Pension;#Life;#Annuity (servicing only)    13-2553361

Alliance Global Partners

    Group Pension;#Life;#Annuity (servicing only)    59-2015540

Invicta Capital, LLC

    Group Pension;#Life;#Annuity (servicing only)    47-1180771

PHX Financial, Inc.

    Group Pension;#Life;#Annuity (servicing only)    41-2225155

IFP Securities, LLC

    529;#Group Pension;#Life;#Annuity (servicing only)    83-0951655

Johnstone Brokerage Services, LLC

    529    83-3753682

Rockefeller Financial, LLC

    Group Pension;#Life;#Annuity (servicing only);#529    82-3226180

Great Point Capital, LLC

    Group Pension;#Life;#Annuity (servicing only);#529    36-4398213

Horace Mann Investors, Inc.

    529    37-0792966

E1 Asset Management, Inc.

    Group Pension;#Life;#Annuity (servicing only)    52-2107704

Oberlin Financial International, LLC

    Group Pension;#Life;#Annuity (servicing only)    82-3775196

W&S Brokerage Services, Inc.

    Group Pension;#Life;#Annuity (servicing only)    31-0846576

San Blas Securities, LLC

    Group Pension;#Life;#Annuity (servicing only);#TOHI;#529    82-2542915

Transitional Broker, LLC

    Group Pension;#Life;#Annuity (servicing only)    83-4699697

Axiom Capital Management, Inc.

    529    13-3571312

A.E. Financial Services, LLC

    Group Pension;#Life;#Annuity (servicing only);#529    83-1566185

Securities Research, Inc. (NEW)

    Group Pension;#Annuity (servicing only)    59-1862659

Insigneo Securities, LLC

    Group Pension;#Life;#Annuity (servicing only)    65-0886354

Barnabas Capital, LLC

    Life;#Group Pension;#Annuity (servicing only)    83-1038672

Harbour Financial Services, LLC

    529    20-0629176

Cabin Securities, Inc.

    Annuity (servicing only)    37-4578756

Eagles Coast Capital, LLC

    529;#Life;#Annuity (servicing only)    82-5449412

Financial Sense Securities, Inc.

    Group Pension;#Life;#Annuity (servicing only)    33-0674797

Axio Financial

    Group Pension;#Life;#Annuity (servicing only)    52-2338891

Lyndhurst Securities, Inc.

    Group Pension;#Life;#Annuity (servicing only)    87-1163361

Caldwell Sutter Capital, Inc.

    Life;#Annuity (servicing only);#Group Pension    94-2799654

Fortress Private Securities, Corp.

    Group Pension;#Life;#Annuity (servicing only);#529    82-3399190

PWA Securities, LLC

    Group Pension;#Annuity (servicing only);#Life    86-3839122

Laidlaw & Company (UK) Ltd

    Group Pension;#Annuity (servicing only);#Life    98-0380030

Signature Estate Securities, Inc.

    Group Pension;#Life;#Annuity (servicing only);#529    59-2730348

Great Plains Financial Services, LLP

    Group Pension;#Life;#Annuity (servicing only)    91-1802066

E.E. Powell & Company, Inc.

    529    25-1781442

Atomic Brokerage LLC

    529    871569599

AAG Capital, Inc.

    Group Pension;#Life;#Annuity (servicing only)    13-2559891

Muriel Siebert & Co. LLC

    529    13-2639174

Encompass More Investments, LLC

    Life;#Annuity (servicing only)    87-3538075

Realta Equities, Inc.

    529    56-2456935

Ashton Thomas Securities

    529    93-4742654

LPL Enterprise, LLC

    Life;#Group Pension;#Annuity (servicing only)    25-1395109

Van Clemens & Co. Inc.

    Group Pension;#Life;#Annuity (servicing only)    41-1254549

VectorGlobal WMG

    529    13-3699819

Jefferies Investment Advisers LLC

    529    132615557

Wealth Enhancement Brokerage Services, LLC

    529    03-0519206

Trident Partners LTD

    Group Pension;#Life;#Annuity (servicing only)    11-3321010

Wealth Enhancement Brokerage Services, LLC

    Group Pension;#Life;#Annuity (servicing only);#529    03-0519206

Lebenthal Financial Services Inc

    529    203156765

Optimized Insurance Planning

      

 

INTERNAL