0001246360-17-001379.txt : 20170315 0001246360-17-001379.hdr.sgml : 20170315 20170315060020 ACCESSION NUMBER: 0001246360-17-001379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170315 DATE AS OF CHANGE: 20170315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARMAN INTERNATIONAL INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000800459 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 112534306 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: SUITE 1500 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033283500 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: SUITE 1500 CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stacey John CENTRAL INDEX KEY: 0001428422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09764 FILM NUMBER: 17689742 MAIL ADDRESS: STREET 1: C/O HARMAN INTERNATIONAL STREET 2: 1101 PENNSYLVANIA AVE, NW #1010 CITY: WASHINGTON STATE: DC ZIP: 20004 4 1 form.xml PRIMARY DOCUMENT X0306 4 2017-03-10 true 0000800459 HARMAN INTERNATIONAL INDUSTRIES INC /DE/ HAR 0001428422 Stacey John C/O HARMAN INTERNATIONAL INDUSTRIES, INC 400 ATLANTIC STREET, SUITE 1500 STAMFORD CT 06901 false true false false EVP and Chief HR Officer Common Stock 2017-03-10 4 M false 2787 0 A 23205 D Common Stock 2017-03-10 4 M false 2191 0 A 25396 D Common Stock 2017-03-10 4 M false 4251 0 A 29647 D Common Stock 2017-03-10 4 A false 7804 0 A 37451 D Common Stock 2017-03-10 4 A false 7870 0 A 45321 D Common Stock 2017-03-10 4 A false 8480 0 A 53801 D Common Stock 2017-03-10 4 F false 16341 112 D 37460 D Common Stock 2017-03-10 4 D false 17042 112 D 20418 D Common Stock 2017-03-10 4 D false 20418 112 D 0 D Common Stock 2017-03-10 4 D false 1027.6 112 D 0 I By 401(k) Plan Common Stock 2017-03-10 4 D false 1044.31 112 D 0 I By 401(k)Plan Restricted Share Unit 2017-03-10 4 M false 2787 0 D Common Stock 2787 0 D Restricted Share Unit 2017-03-10 4 M false 2191 0 D Common Stock 2191 0 D Restricted Share Unit 2017-03-10 4 M false 4251 0 D Common Stock 4251 0 D On November 14, 2016, Harman International Industries, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ("Samsung USA"), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ("Merger Sub"). Upon completion of the merger of the Issuer and Merger Sub (the "Closing"), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ("RSUs") were converted into the right to receive $112 in cash, without interest, (the "Merger Consideration"). With respect to outstanding performance restricted stock units ("PRSUs"), 60% of the target award amount and a pro rata portion of the remaining 40%, calculated based on number of days lapsed between date of grant and March 10, 2017, were vested and converted to cash, and the remaining PRSUs were forfeited. Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share. Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4. Marisa Iasenza, as attorney-in-fact, for John Stacey 2017-03-14