0001493152-24-004136.txt : 20240129 0001493152-24-004136.hdr.sgml : 20240129 20240129160616 ACCESSION NUMBER: 0001493152-24-004136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240115 FILED AS OF DATE: 20240129 DATE AS OF CHANGE: 20240129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caldwell Joel K CENTRAL INDEX KEY: 0001715463 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15327 FILM NUMBER: 24573675 MAIL ADDRESS: STREET 1: 11726 SAN VICENTE BLVD. STREET 2: SUITE 650 CITY: LOS ANGELES STATE: CA ZIP: 90049 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LadRx Corp CENTRAL INDEX KEY: 0000799698 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 581642750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11726 SAN VICENTE BOULEVARD STREET 2: SUITE 650 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: 310-826-5648 MAIL ADDRESS: STREET 1: 11726 SAN VICENTE BOULEVARD STREET 2: SUITE 650 CITY: LOS ANGELES STATE: CA ZIP: 90049 FORMER COMPANY: FORMER CONFORMED NAME: CYTRX CORP DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0508 4 2024-01-15 0 0000799698 LadRx Corp LADX 0001715463 Caldwell Joel K C/O LADRX CORPORATION 11726 SAN VICENTE BLVD., SUITE 650 LOS ANGELES, CA 90049 1 0 0 0 0 Stock Option (Right to Buy) 1.83 2024-01-15 4 A 0 5000 0 A 2034-01-14 Common Stock 5000 5000 D The stock options vested 50% on the date of grant and the remainder vests in substantially equal installments each month for a period of three (3) years from the date of grant. /s/ Joel K. Caldwell 2024-01-29