POS EX 1 lp1-dif.htm POST-EFFECTIVE AMENDMENT NO. 151 lp1-dif.htm - Generated by SEC Publisher for SEC Filing

 

File No. 33-08214

811-04813

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

[X]

 

 

            Pre-Effective Amendment No.

[_]

 

 

            Post-Effective Amendment No. 151

[X]

 

 

and/or

 

 

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

[X]

 

 

            Amendment No. 155

[X]

 

 

DREYFUS INVESTMENT FUNDS

 (Exact Name of Registrant as Specified in Charter)

 

c/o The Dreyfus Corporation

200 Park Avenue, New York, New York 10166

(Address of Principal Executive Offices)     (Zip Code)

 

Registrant's Telephone Number, including Area Code: (212) 922-6000

 

Michael A. Rosenberg, Esq.

200 Park Avenue

New York, New York 10166

(Name and Address of Agent for Service)

 

 

COPY TO:

 

David Stephens, Esq.

Stroock & Stroock & Lavan LLP

180 Maine Lane

New York, NY 10038-4982

 


 

 

It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).

 

Explanatory Note

 

This Post-Effective Amendment consists of the following:

 

  1. Facing sheet of the Registration Statement.
  2. Part C to the Registration Statement (including signature page).
  3. Exhibit (n) to Item 28 to the Registration Statement.

 

This Post-Effective Amendment is being filed solely to file a revised Rule 18f-3 Plan as Exhibit (n) to Item 28 to this Registration Statement on Form N-1A.

 

With respect to Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Part A of Post-Effective Amendment No. 147 to the Registration Statement on Form N-1A was filed on January 28, 2011 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and is incorporated by reference herein;

 

With respect to Dreyfus/The Boston Company Large Cap Core Fund ("the Fund"), the Prospectus of the Fund was filed on February 7, 2011 pursuant to Rule 497(c) under the Securities Act of 1933, as amended, and is incorporated by reference herein;

 

With respect to Dreyfus/Newton International Equity Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund (the "Funds"), the Prospectuses of the Funds were filed on February 23, 2011 pursuant to Rule 497(e) under the Securities Act of 1933, as amended, and are incorporated by reference herein;

 

With respect to Dreyfus/Newton International Equity Fund, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund, the Statement of Additional Information was filed on May 4, 2011 pursuant to Rule 497(e) under the Securities Act of 1933, as amended, and is incorporated by reference herein;

 

With respect to Dreyfus/Standish Global Fixed Income Fund, Part A of Post-Effective Amendment No. 149 to the Registration Statement on Form N-1A was filed on April 28, 2011 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and is incorporated by reference herein; and

 

With respect to Dreyfus/Standish Global Fixed Income Fund, the Statement of Additional Information was filed on May 4, 2011 pursuant to Rule 497(c) under the Securities Act of 1933, as amended, and is incorporated by reference herein.

 


 

 

PART C

OTHER INFORMATION

 

 

Item 28.           Exhibits.

 

 

(a)(1)               Agreement and Declaration of Trust dated August 13, 1986 is incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(a)(2)               Certificate of Designation dated November 6, 1986 is incorporated by reference to Exhibit 1(a) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(a)(3)               Certificate of Designation dated May 2, 1989 is incorporated by reference to Exhibit 1(b) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(a)(4)               Certificate of Amendment dated November 21, 1989 is incorporated by reference to Exhibit 1(f) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(a)(5)               Certificate of Amendment dated November 29, 1989 is incorporated by reference to Exhibit 1(g) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(a)(6)               Certificate of Amendment dated April 24, 1990 is incorporated by reference to Exhibit 1(h) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(a)(7)               Certificate of Designation dated September 4, 1990 is incorporated by reference to Exhibit 1(j) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(a)(8)               Certificate of Designation dated September 8, 1992 is incorporated by reference to Exhibit 1(k) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(a)(9)               Certificate of Designation dated December 8, 1993 is incorporated by reference to Exhibit 1(n) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(a)(10)             Certificate of Designation dated October 16, 1995 is incorporated by reference to Exhibit 1(o) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

 


 

 

(a)(11)             Certificate of Designation dated July 18, 1996 is incorporated by reference to Exhibit 1(p) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(a)(12)             Amendment to Declaration of Trust dated March 4, 1999 is incorporated by reference to Exhibit a(21) of Post-Effective Amendment No. 93 to the Registration Statement on Form N-1A, filed on March 3, 1999.

 

(a)(13)             Certificate of Designation dated November 10, 1999 is incorporated by reference to Exhibit a(20) of Post-Effective Amendment No. 93 to the Registration Statement on Form N-1A, filed on March 3, 1999.

 

(a)(14)             Amendment to Declaration of Trust dated June 21, 2003 is incorporated by reference to Exhibit a(27) of Post-Effective Amendment No. 110 to the Registration Statement on Form N-1A, filed on November 26, 2003.

 

(a)(15)             Certificate of Amendment dated July 1, 2003 is incorporated by reference to Exhibit a(28) of Post-Effective Amendment No. 110 to the Registration Statement on Form N-1A, filed on November 26, 2003.

 

(a)(16)             Certificate of Name Change dated June 29, 2005 is incorporated by reference to Exhibit a(32) of Post-Effective Amendment No. 118 to the Registration Statement on Form N-1A, filed on October 7, 2005.

 

(a)(17)             Certificate of Designation dated February 10, 2006 is incorporated by reference to Exhibit a(36) of Post-Effective Amendment No. 121 to the Registration Statement on Form N-1A, filed on February 14, 2006.

 

(a)(18)             Amendment to Declaration of Trust dated December 1, 2008 is incorporated by reference to Exhibit a(25) of Post-Effective Amendment No. 133 to the Registration Statement on Form N-1A, filed on January 30, 2009.

 

(a)(19)             Certificate of Amendment dated December 1, 2008 is incorporated by reference to Exhibit a(19) of Post-Effective Amendment No. 143 to the Registration Statement on Form N-1A, filed on January 28, 2010.

 

(b)                    By-Laws of the Registrant is incorporated by reference to Exhibit b of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on April 30, 1998.

 

(c)

Not applicable

(d)(1)

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish Intermediate Tax Exempt Bond Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (7) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

 

 

(d)(2)

 

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish International Fixed Income Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (9) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

 

 

(d)(3)

 

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small/Mid Cap Growth Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (19) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

 

 

(d)(4)

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small Cap Tax-Sensitive Equity Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (21) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

 

 

(d)(5)

 

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Newton International Equity Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (27) of Post-Effective Amendment No. 133 to the Registration Statement on Form N-1A, filed on January 30, 2009.

 

 

(d)(6)

 

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Emerging Markets Core Equity Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (29) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

 

 

(d)(7)

 

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company International Core Equity Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (32) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

 

 

(d)(8)

 

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Large Cap Core Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (34) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

 

(d)(9)

 

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small Cap Growth Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (35) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

 

 

(d)(10)

 

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small Cap Value Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (36) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

 

 

(d)(11)

 

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish Fixed Income Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (37) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

 

 

(d)(12)

Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish Global Fixed Income Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit (d) of Post-Effective Amendment No. 140 to the Registration Statement on Form N-1A, filed on September 30, 2009.

 

 

(d)(13)

Sub-Investment Advisory Agreement between The Dreyfus Corporation and Newton Capital Management Limited relating to Dreyfus/Newton International Equity Fund is incorporated by reference to Exhibit (d)(39) of Post-Effective Amendment No. 133 to the Registration Statement on Form N-1A, filed on January 30, 2009.

 

 

(e)

Amended and Restated Distribution Agreement dated October 1, 2010 is incorporated by reference to Exhibit (e) of Post-Effective Amendment No. 147 to the Registration Statement on Form N-1A, filed on January 28, 2011.

 

 

(f)

Not applicable.

 

 


 

 

(g)

Custody Agreement between the Registrant and The Bank of New York Mellon, dated January 1, 2011 (effective as of May 1, 2011) is incorporated by reference to Exhibit (g) of Post-Effective Amendment No. 149 to the Registration Statement on Form N-1A, filed on April 28, 2011.

 

 

(h)(1)

Amended and Restated Transfer Agency Agreement between the Registrant and Dreyfus Transfer, Inc., dated June 1, 2007 (effective as of May 1, 2011) is incorporated by reference to Exhibit (h)(1) of Post-Effective Amendment No. 149 to the Registration Statement on Form N-1A, filed on April 28, 2011.

(h)(2)

Fund Accounting and Administrative Services Agreement between the Registrant and The Dreyfus Corporation, dated May 1, 2011 is incorporated by reference to Exhibit (h)(2)of Post-Effective Amendment No. 149 to the Registration Statement on Form N-1A, filed on April 28, 2011.

 

(h)(3)

Shareholder Services Plan, dated December 20, 2007 and amended October 29, 2009, for Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund and Dreyfus/Standish Global Fixed Income Fund is incorporated by reference to Exhibit h(1) of Post-Effective Amendment No. 141 to the Registration Statement on Form N-1A, filed on November 23, 2009.

 

 

(i)(1)

Opinion and Consent of Counsel for the Registrant is incorporated by reference to Exhibit i of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on November 3, 1997.

 

(i)(2)

Consent of Counsel for the Registrant is incorporated by reference to Exhibit (i)(2) of Post-Effective Amendment No. 137 to the Registration Statement on Form N-1A, filed on April 30, 2009.

 

(i)(3)

Opinion and consent of Registrant's counsel (relating to Dreyfus/Standish Fixed Income Fund, Dreyfus/Standish Global Fixed Income Fund and Dreyfus/Standish International Fixed Income Fund) is incorporated by reference to Exhibit (i)(3) of Post-Effective Amendment No. 149 to the Registration Statement on Form N-1A, filed on April 28, 2011.

 

 

(j)

Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 149 to the Registration Statement on Form N-1A, filed on April 28, 2011.

 

(k)

None

 

 

(l)

Not applicable

 

 

(m)

Distribution Plan, dated December 20, 2007 and amended October 29, 2009, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small/Mid Growth Fund, Dreyfus/Newton International Equity Fund and Dreyfus/Standish Global Fixed Income Fund is incorporated by reference to Exhibit M(1) of Post-Effective Amendment No. 141 to the Registration Statement on Form N-1A, filed on November 23, 2009.

 

 

 

 


 

 

 

(n)

Rule 18f-3 Plan for Dreyfus/Newton International Equity Fund, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Standish Intermediate Tax Exempt Bond Fund and Dreyfus/Standish Global Fixed Income Fund, amended as of February 4, 2009, and revised as of July 15, 2011, is filed herewith.

 

(p)

Code of Ethics adopted by the Registrant is incorporated by reference to Exhibit P of Post-Effective Amendment No. 141 to the Registration Statement on Form N-1A, filed on November 23, 2009.

 

 

(q)

Power of Attorney of Bradley J. Skapyak, James Windels and Trustees, dated October 28, 2009 is incorporated by reference to Exhibit (q) of Post-Effective Amendment No. 143 to the Registration Statement on Form N-1A, filed on January 28, 2010.

 

 

(r)

Code of Ethics adopted by the non-management Board members of the Dreyfus Family of Funds, which became effective March 31, 2010, is incorporated by reference to Exhibit (r) of Post-Effective Amendment No. 144 to the Registration Statement on Form N-1A, filed on February 26, 2010.

 

Item 29Persons Controlled by or Under Common Control with Registrant

Not Applicable.

Item 30Indemnification 

Under the Registrant's Agreement and Declaration of Trust, as amended, any past or present Trustee or officer of the Registrant is indemnified to the fullest extent permitted by law against liability and all expenses reasonably incurred by him in connection with any action, suit or proceeding to which he may be a party or is otherwise involved by reason of his being or having been a Trustee or officer of the Registrant. The Agreement and Declaration of Trust of the Registrant does not authorize indemnification where it is determined, in the manner specified in the Declaration, that such Trustee or officer has not acted in good faith in the reasonable belief that his actions were in the best interest of the Registrant. Moreover, the Declaration does not authorize indemnification where such Trustee or officer is liable to the Registrant or its shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of his or her duties.

 

 


 

 

 

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to Trustees, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that, in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable.  In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a Trustee, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by any such Trustee, officer or controlling person against the Registrant in connection with the securities being registered, and the Commission is still of the same opinion, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

Item 31.  (a) Business and Other Connections of Investment Adviser

The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser and manager for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer.

 

(b) Business and Other Connections of Sub-Investment Adviser

Registrant is fulfilling the requirement of this Item 31 to provide a list of the officers and directors of Newton Capital Management Limited ("Newton"), the sub-investment adviser to Registrant's Dreyfus/Newton International Equity Fund, together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Newton or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Newton (SEC File No. 801-42114).

 

 


 

 

Item 31.           Business and Other Connections of Investment Adviser (continued)
                        Officers and Directors of Investment Adviser

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

 

 

 

 

Jonathan Baum
Chief Executive Officer and Chair of the Board

MBSC Securities Corporation++

Chief Executive Officer
Chairman of the Board

3/08 - Present
3/08 - Present

 

 

 

 

J. Charles Cardona
President and Director

MBSC Securities Corporation++

Director
Executive Vice President

6/07 – Present
6/07 - Present

 

 

 

 

 

Universal Liquidity Funds plc+

Director

4/06 - Present

 

 

 

 

Diane P. Durnin
Vice Chair and Director

None

 

 

 

 

 

 

Robert G. Capone
Director

MBSC Securities Corporation++

Executive Vice President Director

4/07 - Present
4/07 - Present

 

The Bank of New York Mellon*****

Vice President

2/06 - Present

 

 

 

 

Mitchell E. Harris
Director

Standish Mellon Asset Management Company LLC
Mellon Financial Center
201 Washington Street
Boston, MA 02108-4408

Chairman
Chief Executive Officer
Member, Board of Managers

2/05 – Present
8/04 – Present
10/04 - Present

 

 

 

 

 

Alcentra NY, LLC++

Manager

1/08 - Present

 

 

 

 

 

Alcentra US, Inc. ++

Director

1/08 - Present

 

 

 

 

 

Alcentra, Inc. ++

Director

1/08 - Present

 

 

 

 

 

BNY Alcentra Group Holdings, Inc.  

Director

10/07 - Present

 

 

 

 

 

Pareto New York LLC++

Manager

11/07 - Present

 

 

 

 

 

Standish Ventures LLC
Mellon Financial Center
201 Washington Street
Boston, MA 02108-4408

President
Manager

12/05 - Present
12/05 - Present

 

 

 

 

 

Palomar Management
London, England

Director

12/97 - Present

 

 

 

 

 

Palomar Management Holdings Limited
London, England

Director

12/97 - Present

 

 

 

 

 

Pareto Investment Management Limited
London, England

Director

9/04 - Present

 

 

 

 

Jeffrey D. Landau
Executive Vice  President and Director

The Bank of New York Mellon+

Executive Vice President

4/07 - Present

 

Allomon Corporation+

Treasurer

12/07 - Present

 

 

 

 

 

APT Holdings Corporation+

Treasurer

12/07 - Present

 

 

 

 

 

BNY Mellon, N.A.+

Treasurer

7/07 - 0/10

 

 

 

 

 

Mellon Funding Corporation+
The Bank of New York Mellon Corporation+

Treasurer
Treasurer

12/07 - 12/09
7/07 - 01/10

 

 

 

 

Cyrus Taraporevala
Director

Urdang Capital Management, Inc.
630 West Germantown Pike, Suite 300
Plymouth Meeting, PA 19462

Director

10/07 - Present

 

 

 

 

 

Urdang Securities Management, Inc.
630 West Germantown Pike, Suite 300
Plymouth Meeting, PA 19462

Director

10/07 - Present

 

 

 

 

 

The Boston Company Asset Management NY, LLC*

Manager

08/06 - Present

 

 

 

 

 

The Boston Company Asset Management LLC*

Manager

01/08 - Present

 

 

 

 

 

BNY Mellon, National Association+

Senior Vice President

07/06 - Present

 

 

 

 

 

The Bank of New York Mellon*****

Senior Vice President

07/06 - Present

 

 

 

 

Scott E. Wennerholm
Director

Mellon Capital Management Corporation***

Director

10/05 - Present

 

 

 

 

 

Newton Management Limited
London, England

Director

1/06 - Present

 

 

 

 

 

Gannett Welsh & Kotler LLC

Manager

11/07 - Present

 

222 Berkley Street
Boston, MA 02116

Administrator

11/07 - Present

 

 

 

 

 

BNY Alcentra Group Holdings, Inc. ++

Director

10/07 - Present

 

 

 

 

 

Ivy Asset Management Corp.
One Jericho Plaza
Jericho, NY 11753

Director

12/07 - Present

 

 

 

 

 

Urdang Capital Management, Inc.
630 West Germantown Pike, Suite 300
Plymouth Meeting, PA 19462

Director

10/07 - Present

 

 

 

 

 

Urdang Securities Management, Inc.
630 West Germantown Pike, Suite 300
Plymouth Meeting, PA 19462

Director

10/07 - Present

 

 

 

 

 

EACM Advisors LLC
200 Connecticut Avenue
Norwalk, CT 06854-1940

Manager

6/04 - Present

 

 

 

 

 

Franklin Portfolio Associates LLC*

Manager

1/06 - Present

 

 

 

 

 

The Boston Company Asset Management NY, LLC*

Manager

10/07 - Present

 

 

 

 

 

The Boston Company Asset Management LLC*

Manager

10/05 - Present

 

 

 

 

 

Pareto Investment Management Limited

London, England

Director

3/06 - Present

 

 

 

 

 

Standish Mellon Asset Management Company, LLC
Mellon Financial Center
201 Washington Street
Boston, MA 02108-4408

Member, Board of Managers

10/05 - Present

 

 

 

 

 

The Boston Company Holding, LLC*

Member, Board of Managers

4/06 - Present

 

 

 

 

 

The Bank of New York Mellon *****

Senior Vice President

 

7/08 - Present

 

 

 

 

 

 

BNY Mellon, National Association +

Senior Vice President

7/08 - Present

 

 

 

 

 

Mellon Bank, N.A. +

Senior Vice President

10/05 - 6/08

 

 

 

 

 

Mellon Trust of New England, N. A.*

Director
Senior Vice President

4/06 - 6/08
10/05 - 6/08

 

 

 

 

 

MAM (DE) Trust+++++

Member of Board of Trustees

1/07 - Present

 

 

 

 

 

MAM (MA) Holding Trust+++++

Member of Board of Trustees

1/07 - Present

 

 

 

 

Bradley J. Skapyak
Chief Operating Officer and Director

MBSC Securities Corporation++

Executive Vice President

 

6/07 - Present

 

The Bank of New York Mellon****

Senior Vice President

4/07 - Present

 

 

 

 

 

The Dreyfus Family of Funds++

President

1/10 - Present

 

 

 

 

 

Dreyfus Transfer, Inc. ++

Chairman

Director

Senior Vice President

5/11 - Present

5/10 - Present
5/10 - 5/11

 

 

 

 

Dwight Jacobsen
Executive Vice President and Director

None

 

 

 

 

 

 

Patrice M. Kozlowski
Senior Vice President – Corporate Communications

None

 

 

 

 

 

 

Gary Pierce
Controller 

The Bank of New York Mellon *****

Vice President

7/08 - Present

 

 

 

 

 

BNY Mellon, National Association +

Vice President

7/08 - Present

 

 

 

 

 

The Dreyfus Trust Company+++

Chief Financial Officer

Treasurer

7/05 - 6/08
7/05 - 6/08

 

 

 

 

 

Laurel Capital Advisors, LLP+

Chief Financial Officer

5/07 - Present

 

 

 

 

 

MBSC Securities Corporation++

Director
Chief Financial Officer

6/07 – Present
6/07 - Present

 

 

 

 

 

Founders Asset Management, LLC****

Assistant Treasurer

7/06 - 12/09

 

Dreyfus Consumer Credit
Corporation ++

Treasurer

7/05 - 08/10

 

 

 

 

 

Dreyfus Transfer, Inc. ++

Chief Financial Officer
Treasurer

7/05 - Present
5/11- Present

 

 

 

 

 

Dreyfus Service
Organization, Inc.++

Treasurer

7/05 – Present

 

Seven Six Seven Agency, Inc. ++

Treasurer

4/99 - Present

 

 

 

 

Joseph W. Connolly
Chief Compliance Officer

The Dreyfus Family of Funds++

 

Chief Compliance Officer

10/04 - Present

 

Laurel Capital Advisors, LLP+

Chief Compliance Officer

4/05 - Present

 

BNY Mellon Funds Trust++

 

Chief Compliance Officer

10/04 - Present

 

MBSC Securities Corporation++

Chief Compliance Officer

6/07 – Present

 

 

 

 

Gary E. Abbs
Vice President – Tax

The Bank of New York Mellon+

First Vice President and Manager of Tax Compliance

12/96 - Present

 

 

 

 

 

Dreyfus Service Organization++

Vice President – Tax

01/09 - Present

 

 

 

 

 

Dreyfus Consumer Credit Corporation++

Chairman
President

01/09 – 08/10
01/09 – 08/10

 

 

 

 

 

MBSC Securities Corporation++

Vice President – Tax

01/09 - Present

 

 

 

 

Jill Gill
Vice President –
Human Resources

MBSC Securities Corporation++

Vice President

6/07 – Present

 

The Bank of New York Mellon *****

Vice President

7/08 – Present

 

 

 

 

 

BNY Mellon, National Association +

Vice President

7/08 - Present

 

 

 

 

 

Mellon Bank N.A. +

Vice President

10/06 – 6/08

 

 

 

 

Joanne S. Huber
Vice President – Tax

The Bank of New York Mellon+

State & Local Compliance Manager

07/1/07 - Present

 

 

 

 

 

Dreyfus Service Organization++

Vice President – Tax

01/09 – Present

 

 

 

 

 

Dreyfus Consumer Credit Corporation++

Vice President – Tax

01/09 – 08/10

 

 

 

 

 

MBSC Securities Corporation++

Vice President – Tax

01/09 – Present

 

 

 

 

Anthony Mayo
Vice President – Information Systems

None

 

 

 

 

 

 

John E. Lane
Vice President

A P Colorado, Inc. +

Vice President – Real Estate and Leases

8/07 - Present

 

A P East, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

A P Management, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

A P Properties, Inc. +

Vice President – Real Estate and Leases

8/07 - Present

 

Allomon Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

AP Residential Realty, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

AP Wheels, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

BNY Mellon, National Association +

Vice President – Real Estate and Leases

7/08 - Present

 

Citmelex Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

Eagle Investment Systems LLC
65 LaSalle Road
West Hartford, CT 06107

Vice President– Real Estate and Leases

8/07 - Present

 

East Properties Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

FSFC, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

Holiday Properties, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

MBC Investments Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

MBSC Securities Corporation++

Vice President– Real Estate and Leases

8/07 - Present

 

MELDEL Leasing Corporation Number 2, Inc. +

Vice President– Real Estate and Leases

7/07 - Present

 

Mellon Bank Community Development Corporation+

Vice President– Real Estate and Leases

11/07 - Present

 

Mellon Capital Management Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

Mellon Financial Services Corporation #1+

Vice President– Real Estate and Leases

8/07 - Present

 

Mellon Financial Services Corporation #4+

Vice President – Real Estate and Leases

7/07 - Present

 

Mellon Funding Corporation+

Vice President– Real Estate and Leases

12/07 - Present

 

Mellon Holdings, LLC+

Vice President– Real Estate and Leases

12/07 - Present

 

Mellon International Leasing Company+

Vice President– Real Estate and Leases

7/07 - Present

 

Mellon Leasing Corporation+

Vice President– Real Estate and Leases

7/07 - Present

 

Mellon Securities Trust Company+

Vice President– Real Estate and Leases

8/07 - 7/08

 

Mellon Trust Company of Illinois+

Vice President– Real Estate and Leases

8/07 - 07/08

 

Mellon Trust Company of New England, N.A.+

Vice President– Real Estate and Leases

8/07 - 6/08

 

Mellon Trust Company of New York LLC++

Vice President– Real Estate and Leases

8/07 - 6/08

 

Mellon Ventures, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

Melnamor Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

MFS Leasing Corp. +

Vice President– Real Estate and Leases

7/07 - Present

 

MMIP, LLC+

Vice President– Real Estate and Leases

8/07 - Present

 

Pareto New York LLC++

Vice President– Real Estate and Leases

10/07 - Present

 

Pontus, Inc. +

Vice President– Real Estate and Leases

7/07 - Present

 

Promenade, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

RECR, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

Technology Services Group, Inc.*****

Senior Vice President

6/06 - Present

 

 

 

 

 

Tennesee Processing Center LLC*****

Managing Director

5/08 - Present

 

 

 

 

 

Texas AP, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

The Bank of New York Mellon*****

Vice President – Real Estate and Leases

7/08 - Present

 

The Bank of New York Mellon Corporation*****

Executive Vice President

8/07 - Present

 

 

 

 

 

Trilem, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

Jeanne M. Login
Vice President

A P Colorado, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

A P East, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

A P Management, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

A P Properties, Inc. +

Vice President – Real Estate and Leases

8/07 - Present

 

Allomon Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

AP Residential Realty, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

AP Wheels, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

APT Holdings Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

BNY Investment Management Services LLC++++

Vice President– Real Estate and Leases

1/01 - Present

 

BNY Mellon, National Association +

Vice President – Real Estate and Leases

7/08 - Present

 

Citmelex Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

Eagle Investment Systems LLC+

Vice President– Real Estate and Leases

8/07 - Present

 

East Properties Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

FSFC, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

Holiday Properties, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

MBC Investments Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

MBSC Securities Corporation++

Vice President– Real Estate and Leases

8/07 - Present

 

MELDEL Leasing Corporation Number 2, Inc. +

Vice President– Real Estate and Leases

7/07 - Present

 

Mellon Bank Community Development Corporation+

Vice President – Real Estate and Leases

11/07 - Present

 

Mellon Capital Management Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

Mellon Financial Services Corporation #1+

Vice President– Real Estate and Leases

8/07 - Present

 

Mellon Financial Services Corporation #4+

Vice President – Real Estate and Leases

7/07 - Present

 

Mellon Funding Corporation+

Vice President – Real Estate and Leases

12/07 - Present

 

Mellon Holdings LLC+

Vice President – Real Estate and Leases

12/07 - Present

 

Mellon International Leasing Company+

Vice President– Real Estate and Leases

7/07 - Present

 

Mellon Leasing Corporation+

Vice President– Real Estate and Leases

7/07 - Present

 

Mellon Securities Trust Company+

Vice President – Real Estate and Leases

8/07 - 7/08

 

Mellon Trust of New England, N.A. *

Vice President – Real Estate and Leases

8/07 - 6/08

 

Mellon Trust Company of Illinois+

Vice President– Real Estate and Leases

8/07 - 7/08

 

MFS Leasing Corp. +

Vice President– Real Estate and Leases

7/07 - Present

 

MMIP, LLC+

Vice President– Real Estate and Leases

8/07 - Present

 

Pontus, Inc. +

Vice President– Real Estate and Leases

7/07 - Present

 

Promenade, Inc. +

Vice President – Real Estate and Leases

8/07 - Present

 

RECR, Inc. +

Vice President – Real Estate and Leases

8/07 - Present

 

Tennesee Processing Center LLC*****

Managing Director

5/08 - Present

 

 

 

 

 

Texas AP, Inc. +

Vice President – Real Estate and Leases

8/07 - Present

 

The Bank of New York Mellon*****

Vice President – Real Estate and Leases

7/08 - Present

 

Trilem, Inc. +

Vice President – Real Estate and Leases

8/07 - Present

 

 

 

 

James Bitetto
Secretary

The Dreyfus Family of Funds++

Vice President and Assistant Secretary

8/05 - Present

 

 

 

 

 

MBSC Securities Corporation++

Assistant Secretary

6/07 - Present

 

 

 

 

 

Dreyfus Service Organization, Inc.++

Secretary

8/05 - Present

 

 

 

 

 

The Dreyfus Consumer Credit Corporation++

Vice President

2/02 - 08/10

 

 

 

 

 

Founders Asset Management LLC****

Assistant Secretary

3/09 - 12/09

 


 

 

 

*

The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108.

**

The address of the business so indicated is One Bush Street, Suite 450, San Francisco, California 94104.

***

The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, California 94104.

****

The address of the business so indicated is 210 University Blvd., Suite 800, Denver, Colorado 80206.

*****

The address of the business so indicated is One Wall Street, New York, New York 10286.

+

The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258.

++

The address of the business so indicated is 200 Park Avenue, New York, New York 10166.

+++

The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale, New York 11556-0144.

++++

The address of the business so indicated is White Clay Center, Route 273, Newark, Delaware 19711.

+++++

The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804.

 

Item 32.           Principal Underwriters

            (a)        Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:

 

1.        

Advantage Funds, Inc.

 

 

2.        

BNY Mellon Funds Trust

 

 

3.        

CitizensSelect Funds

 

 

4.        

Dreyfus Appreciation Fund, Inc.

 

 

5.        

Dreyfus BASIC Money Market Fund, Inc.

 

 

6.        

Dreyfus BASIC U.S. Government Money Market Fund

 

 

7.        

Dreyfus BASIC U.S. Mortgage Securities Fund

 

 

8.        

Dreyfus Bond Funds, Inc.

 

 

9.        

Dreyfus Cash Management

 

 

10.    

Dreyfus Cash Management Plus, Inc.

 

 

11.    

Dreyfus Connecticut Municipal Money Market Fund, Inc.

 

 

12.    

Dreyfus Dynamic Alternatives Fund, Inc.

 

 

13.    

Dreyfus Funds, Inc.

 

 

14.    

The Dreyfus Fund Incorporated

 

 

15.    

Dreyfus Government Cash Management Funds

 

 

16.    

Dreyfus Growth and Income Fund, Inc.

 

 

17.    

Dreyfus Index Funds, Inc.

 

 

18.    

Dreyfus Institutional Cash Advantage Funds

 

 

19.    

Dreyfus Institutional Preferred Money Market Funds

 

 

20.    

Dreyfus Institutional Reserves Funds

 

 

21.    

Dreyfus Intermediate Municipal Bond Fund, Inc.

 

 

22.    

Dreyfus International Funds, Inc.

 

 

23.    

Dreyfus Investment Funds

 

 

24.    

Dreyfus Investment Grade Funds, Inc.

 

 

25.    

Dreyfus Investment Portfolios

 

 

26.    

The Dreyfus/Laurel Funds, Inc.

 

 

27.    

The Dreyfus/Laurel Funds Trust

 

 

28.    

The Dreyfus/Laurel Tax-Free Municipal Funds

 

 

29.    

Dreyfus LifeTime Portfolios, Inc.

 

 

30.    

Dreyfus Liquid Assets, Inc.

 

 

31.    

Dreyfus Manager Funds I

 

 

32.    

Dreyfus Manager Funds II

 

 

33.    

Dreyfus Massachusetts Municipal Money Market Fund

 

 

34.    

Dreyfus Midcap Index Fund, Inc.

 

 

35.    

Dreyfus Money Market Instruments, Inc.

 

 

36.    

Dreyfus Municipal Bond Opportunity Fund

 

 

37.    

Dreyfus Municipal Cash Management Plus

 

 

38.    

Dreyfus Municipal Funds, Inc.

 

 

39.    

Dreyfus Municipal Money Market Fund, Inc.

 

 

40.    

Dreyfus New Jersey Municipal Bond Fund, Inc.

 

 

41.    

Dreyfus New Jersey Municipal Money Market Fund, Inc.

 

 

42.    

Dreyfus New York AMT-Free Municipal Bond Fund

 

 

43.    

Dreyfus New York AMT-Free Municipal Money Market Fund

 

 

44.    

Dreyfus New York Municipal Cash Management

 

 

45.    

Dreyfus New York Tax Exempt Bond Fund, Inc.

 

 

46.    

Dreyfus Opportunity Funds

 

 

47.    

Dreyfus Pennsylvania Municipal Money Market Fund

 

 

48.    

Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.

 

 

49.    

Dreyfus Premier GNMA Fund, Inc.

 

 

50.    

Dreyfus Premier Investment Funds, Inc.

 

 

51.    

Dreyfus Premier Short-Intermediate Municipal Bond Fund

 

 

52.    

Dreyfus Premier Worldwide Growth Fund, Inc.

 

 

53.    

Dreyfus Research Growth Fund, Inc.

 

 

54.    

Dreyfus State Municipal Bond Funds

 

 

55.    

Dreyfus Stock Funds

 

 

56.    

Dreyfus Short-Intermediate Government Fund

 

 

57.    

The Dreyfus Socially Responsible Growth Fund, Inc.

 

 

58.    

Dreyfus Stock Index Fund, Inc.

 

 

59.    

Dreyfus Tax Exempt Cash Management Funds

 

 

60.    

The Dreyfus Third Century Fund, Inc.

 

 

61.    

Dreyfus Treasury & Agency Cash Management

 

 

62.    

Dreyfus Treasury Prime Cash Management

 

 

63.    

Dreyfus U.S. Treasury Intermediate Term Fund

 

 

64.    

Dreyfus U.S. Treasury Long Term Fund

 

 

65.    

Dreyfus 100% U.S. Treasury Money Market Fund

 

 

66.    

Dreyfus Variable Investment Fund

 

 

67.    

Dreyfus Worldwide Dollar Money Market Fund, Inc.

 

 

68.    

General California Municipal Money Market Fund

 

 

69.    

General Government Securities Money Market Funds, Inc.

 

 

70.    

General Money Market Fund, Inc.

 

 

71.    

General Municipal Money Market Funds, Inc.

 

 

72.    

General New York Municipal Money Market Fund

 

 

73.    

Strategic Funds, Inc.

 

       

 


 

 

 

(b)

 

 

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Jon R. Baum*

Chief Executive Officer and Chairman of the Board

None

Ken Bradle**

President and Director

None

Robert G. Capone****

Executive Vice President and Director

None

J. Charles Cardona*

Executive Vice President and Director

Executive Vice President (Money Market Funds Only)

Sue Ann Cormack**

Executive Vice President

None

John M. Donaghey***

Executive Vice President and Director

None

Dwight D. Jacobsen*

Executive Vice President and Director

None

Mark A. Keleher*****

Executive Vice President

None

James D. Kohley***

Executive Vice President

None

Jeffrey D. Landau*

Executive Vice President and Director

None

William H. Maresca*

Executive Vice President and Director

None

Timothy M. McCormick*

Executive Vice President

None

David K. Mossman***

Executive Vice President

None

Irene Papadoulis**

Executive Vice President

None

Matthew Perrone**

Executive Vice President

None

Noreen Ross*

Executive Vice President

None

Bradley J. Skapyak*

Executive Vice President

President

Gary Pierce*

Chief Financial Officer and Director

None

Tracy Hopkins*

Senior Vice President

None

Mercedez Katz**

Senior Vice President

None

Mary T. Lomasney****

Senior Vice President

None

Barbara A. McCann****

Senior Vice President

None

Christopher D. O' Connor*

Senior Vice President

None

Christine Carr Smith*****

Senior Vice President

None

Ronald Jamison*

Chief Legal Officer and Secretary

None

Joseph W. Connolly*

Chief Compliance Officer (Investment Advisory Business)

Chief Compliance Officer

Stephen Storen*

Chief Compliance Officer

Anti-Money Laundering Compliance Officer

Maria Georgopoulos*

Vice President – Facilities Management

None

Stewart Rosen*

Vice President – Facilities Management

None

Karin L. Waldmann*

Privacy Officer

None

Gary E. Abbs***

Vice President – Tax

None

Timothy I. Barrett**

Vice President

None

Gina DiChiara*

Vice President

None

Jill Gill*

Vice President

None

Joanne S. Huber***

Vice President – Tax

None

John E. Lane******

Vice President – Real Estate and Leases

None

Jeanne M. Login******

Vice President – Real Estate and Leases

None

Donna M. Impagliazzo**

Vice President – Compliance and Anti-Money Laundering Officer

None

Edward A. Markward*

Vice President – Compliance

None

Anthony Nunez*

Vice President – Finance

None

William Schalda*

Vice President

None

John Shea*

Vice President – Finance

None

Christopher A. Stallone**

Vice President

None

Susan Verbil*

Vice President – Finance

None

William Verity*

Vice President – Finance

None

James Windels*

Vice President

Treasurer

James Bitetto*

Assistant Secretary

Vice President and
Assistant Secretary

James D. Muir*

Assistant Secretary

None

Barbara J. Parrish***

Assistant Secretary

None

Cristina Rice***

Assistant Secretary

None

 


 

 

 

*

Principal business address is 200 Park Avenue, New York, NY 10166.

**

Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.

***

Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258.

****

Principal business address is One Boston Place, Boston, MA 02108.

*****

Principal business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94104.

******

Principal business address is 101 Barclay Street, New York 10286.

 

 


 

 

Item 33.           Location of Accounts and Records

                        1.         The Bank of New York Mellon
                                    One Wall Street
                                    New York, New York 10286

2.         The Bank of New York Mellon
                        One Mellon Bank Center
                        Pittsburgh, Pennsylvania 15258

                        3.         DST Systems, Inc.
                                    1055 Broadway
                                    Kansas City, MO 64105

                        4.         The Dreyfus Corporation
                                    200 Park Avenue
                                    New York, New York 10166  

Item 34.           Management Services

                        Not Applicable

Item 35.           Undertakings 

                        None

 


 

 

SIGNATURES

 

            Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 15th day of July, 2011.

 

DREYFUS INVESTMENT FUNDS

 

                              BY:   s/ Bradley J. Skapyak*

                                       Bradley J. Skapyak, President

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signatures                                         Title                                                                  Date 

 

/s/ Bradley J. Skapyak *                      President (Principal Executive Officer)            07/15/2011

Bradley J. Skapyak

 

/s/James Windels*                               Treasurer (Principal Financial and                   07/15/2011

James Windels                                     Accounting Officer)

 

/s/Joseph S. DiMartino*                       Trustee, Chairman of the Board                       07/15/2011

Joseph S. DiMartino

 

/s/James M. Fitzgibbons*                     Trustee                                                             07/15/2011

James M. Fitzgibbons

 

/s/Kenneth A. Himmel*                       Trustee                                                             07/15/2011

Kenneth A. Himmel

 

/s/Stephen J. Lockwood*                     Trustee                                                             07/15/2011

Stephen J. Lockwood

 

/s/Roslyn M. Watson*                          Trustee                                                             07/15/2011

Roslyn M. Watson

 

/s/Benaree Pratt Wiley*                        Trustee                                                             07/15/2011

Benaree Pratt Wiley

 

*By:     /s/James Bitetto

Attorney-in-Fact

 


 

 

 

 

 

INDEX OF EXHIBITS

 

 

Exhibit No

 

(n)        Rule 18f-3 Plan for Dreyfus/Newton International Equity Fund, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Standish Intermediate Tax Exempt Bond Fund and Dreyfus/Standish Global Fixed Income Fund, amended as of February 4, 2009, and revised as of July 15, 2011.