POS EX 1 lp1dif.htm POST-EFFECTIVE AMENDMENT NO. 181 lp1dif.htm - Generated by SEC Publisher for SEC Filing

File No. 33-08214

811-04813

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]

 Pre-Effective Amendment No.  [__]

 Post-Effective Amendment No. 181  [X]

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]

 Amendment No. 181  [X]

(Check appropriate box or boxes.)

Dreyfus Investment Funds

(Exact Name of Registrant as Specified in Charter)

c/o The Dreyfus Corporation

200 Park Avenue, New York, New York 10166

(Address of Principal Executive Offices) (Zip Code)

 Registrant's Telephone Number, including Area Code: (212) 922-6000

Bennett A. MacDougall, Esq.

200 Park Avenue

New York, New York 10166

(Name and Address of Agent for Service)

It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).

 

Explanatory Note

This Post-Effective Amendment consists of the following:

1. Facing Sheet of the Registration Statement.

2. Part C to the Registration Statement (including signature page).

3. Exhibit (n)(3) to Item 28 to the Registration Statement.

This Post-Effective Amendment is being filed solely include a revised Rule 18f-3 Plan as Exhibit (n)(3) to Item 28 to this Registration Statement on Form N-1A.

With respect to Dreyfus Diversified Emerging Markets Fund, Dreyfus/Newton International Equity Fund, Dreyfus Tax Sensitive Total Return Bond Fund, Dreyfus/The Boston Company Small Cap Growth Fund,

 

Dreyfus/The Boston Company Small/Mid Cap Growth Fund, and Dreyfus/The Boston Company Small Cap Value Fund, Part A of Post-Effective Amendment No. 179 to the Registration Statement on Form N-1A was filed on January 28, 2016 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and is incorporated by reference herein;

With respect to Dreyfus/Standish Global Fixed Income Fund, Part A of Post-Effective Amendment No. 176 to the Registration Statement on Form N-1A was filed on April 27, 2015 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and is incorporated by reference herein; and

The Statement of Additional Information for the Registrant was filed on February 1, 2016 pursuant to Rule 497(c and e) under the Securities Act of 1933, as amended, and is incorporated by reference herein.

 

 

PART C

OTHER INFORMATION

Item 28. Exhibits.

(a)(1) Amended and Restated Agreement and Declaration of Trust dated October 27, 2011 is incorporated by reference to Exhibit (i)(4) of Post-Effective Amendment No. 153 to the Registration Statement on Form N-1A, filed on January 27, 2012.

(a)(2) Certificate of Designation is incorporated by reference to Exhibit (a)(2) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

(a)(3) Certificate of Designation for Class Y Shares of Dreyfus/Newton International Equity Fund, Dreyfus/Standish Global Fixed Income Fund, Dreyfus/Standish Intermediate Tax-Exempt Bond Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund and Dreyfus/The Boston Company Small Cap Growth Fund is incorporated by reference to Exhibit (a)(3) of Post-Effective Amendment No. 166 to the Registration Statement on Form N-1A, filed on December 31, 2013.

(a)(4) Certificate of Designation for Class Y Shares of Dreyfus Diversified Emerging Markets Fund dated January 15, 2014, is incorporated by reference to Exhibit (a)(4) of Post-Effective Amendment No. 167 to the Registration Statement on Form N-1A, filed on January 28, 2014.

(a)(5)  Certificate of Amendment dated January 23, 2014 (changing the name of Dreyfus/The Boston Company Emerging Markets Core Equity Fund to Dreyfus Diversified Emerging Markets Fund is incorporated by reference to Exhibit (a)(5) of Post-Effective Amendment No. 167 to the Registration Statement on Form N-1A, filed on January 28, 2014.

(a)(6) Certificate of Amendment dated February 14, 2014 (changing the name of Dreyfus/Standish Intermediate Tax Exempt Bond Fund to Dreyfus Tax Sensitive Total Return Bond Fund is incorporated by reference to Exhibit (a)(6) of Post-Effective Amendment No. 170 to the Registration Statement on Form N-1A, filed on February 21, 2014.

(b)(1) Amended and Restated By-Laws dated July 1, 2011 is incorporated by reference to Exhibit b(1) of Post-Effective Amendment No. 152 to the Registration Statement on Form N-1A, filed on August 15, 2011.

(c) Not applicable.

(d)(1) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish Intermediate Tax Exempt Bond Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (7) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(2) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish International Fixed Income Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (9) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(3) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small/Mid Cap Growth Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (19) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(4) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small Cap Tax-Sensitive Equity Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (21) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(5) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Newton International Equity Fund, and The Dreyfus Corporation is incorporated by reference to

 

Exhibit D (27) of Post-Effective Amendment No. 133 to the Registration Statement on Form N-1A, filed on January 30, 2009.

(d)(6)  Investment Advisory Agreement between the Registrant, on behalf of Dreyfus Diversified Emerging Markets Fund (formerly, Dreyfus/The Boston Company Emerging Markets Core Equity Fund), and The Dreyfus Corporation, as revised January 31, 2014, is incorporated by reference to Exhibit (d)(6) of Post-Effective Amendment No. 167 to the Registration Statement on Form N-1A, filed on January 28, 2014.

(d)(7) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company International Core Equity Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (32) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(8) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Large Cap Core Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (34) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(9) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small Cap Growth Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (35) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(10) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small Cap Value Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (36) of Post- Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(11) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish Fixed Income Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (37) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(12) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish Global Fixed Income Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit (d) of Post-Effective Amendment No. 140 to the Registration Statement on Form N-1A, filed on September 30, 2009.

(d)(13) Sub-Investment Advisory Agreement between The Dreyfus Corporation and Newton Capital Management Limited relating to Dreyfus/Newton International Equity Fund is incorporated by reference to Exhibit (d)(39) of Post-Effective Amendment No. 133 to the Registration Statement on Form N-1A, filed on January 30, 2009.

(d)(14)  Sub-Investment Advisory Agreement between The Dreyfus Corporation and The Boston Company Asset Management, LLC dated January 31, 2014 relating to Dreyfus Diversified Emerging Markets Fund and Dreyfus/The Boston Company Small/Mid Cap Growth Fund is incorporated by reference to Exhibit (d)(14) of Post-Effective Amendment No. 167 to the Registration Statement on Form N-1A, filed on January 28, 2014.

(d)(15)  Sub-Investment Advisory Agreement between The Dreyfus Corporation and Mellon Capital Management Corporation dated January 31, 2014 relating to Dreyfus Diversified Emerging Markets Fund is incorporated by reference to Exhibit (d)(15) of Post-Effective Amendment No. 167 to the Registration Statement on Form N-1A, filed on January 28, 2014.

(d)(16) Sub-Investment Advisory Agreement between The Dreyfus Corporation and Standish Mellon Asset Management Company LLC dated February 21, 2014 relating to Dreyfus Tax Sensitive Total Return Bond Fund is incorporated by reference to Exhibit (d)(16) of Post-Effective Amendment No. 170 to the Registration Statement on Form N-1A, filed on February 21, 2014.

 

(e)(1) Amended and Restated Distribution Agreement dated October 1, 2010 is incorporated by reference to Exhibit (e) of Post-Effective Amendment No. 147 to the Registration Statement on Form N-1A, filed on January 28, 2011.

(e)(2) Amended Exhibit A (revised as of June 18, 2013) to Amended and Restated Distribution Agreement dated October 1, 2010 (relating to Dreyfus/Newton International Equity Fund, Dreyfus/Standish Global Fixed Income Fund, Dreyfus/Standish Intermediate Tax Exempt Bond Fund, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/The Boston Company Small Cap Growth Fund and Dreyfus/The Boston Company Small Cap Value Fund is incorporated by reference to exhibit (e) of Post-Effective Amendment No. 162 to the Registration Statement on Form N1-A, filed on June 26, 2013.

(e)(3) Forms of Broker-Dealer Selling Agreement and Bank Selling Agreement is incorporated by reference to Exhibit (e) of Post-Effective Amendment No. 179 to the Registration Statement on Form N-1A, filed on January 28, 2016 ("Post-Effective Amendment No. 179").

.

(f) Not applicable.

(g)(1) Custody Agreement between the Registrant and The Bank of New York Mellon, dated January 1, 2011 (effective as of May 1, 2011) is incorporated by reference to Exhibit (g) of Post-Effective Amendment No. 149 to the Registration Statement on Form N-1A, filed on April 28, 2011.

(g)(2) Amendment to Custody Agreement made as of October 1, 2013 is incorporated by reference to Exhibit (g)(2) of Post-Effective Amendment No. 167 to the Registration Statement on Form N-1A, filed on January 28, 2014.

(h)(1) Transfer Agency Agreement between the Registrant and Dreyfus Transfer, Inc., dated May 29, 2012 is incorporated by reference to Exhibit (h)(1) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

(h)(2) Fund Accounting and Administrative Services Agreement between the Registrant and The Dreyfus Corporation, dated May 1, 2011, as amended October 31, 2013, is incorporated by reference to Exhibit (h)(2) of Post-Effective Amendment No. 167 to the Registration Statement on Form N-1A, filed on January 28, 2014.

(h)(3) Shareholder Services Plan, dated December 20, 2007, amended October 29, 2009, and revised October 25, 2012 for Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small Cap Value Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund, Dreyfus/Standish Intermediate Tax Exempt Bond Fund and Dreyfus/Standish Global Fixed Income Fund is incorporated by reference to Exhibit (h)(3) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

(i)(1) Opinion and Consent of Counsel for the Registrant is incorporated by reference to Exhibit (10A) of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on November 3, 1997.

(i)(2) Consent of Counsel for the Registrant is incorporated by reference to Exhibit (i)(2) of Post-Effective Amendment No. 137 to the Registration Statement on Form N-1A, filed on April 30, 2009.

(i)(3) Opinion and consent of Registrant's counsel (relating to Dreyfus/Standish Global Fixed Income Fund) is incorporated by reference to Exhibit (i)(3) of Post-Effective Amendment No. 160 to the Registration Statement on Form N-1A, filed on April 26, 2013.

(i)(4) Opinion and consent of Registrant's counsel (relating to Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small Tax-Sensitive Equity Fund, Dreyfus/The Boston Company Small Cap

 

Value Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund) is incorporated by reference to Exhibit (i)(4) of Post-Effective Amendment No. 153 to the Registration Statement on Form N-1A, filed on January 27, 2012.

(i)(5) Opinion and consent of Registrant's counsel (relating to Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small Cap Value Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund) is incorporated by reference to Exhibit (i)(5) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

(i)(6) Opinion and consent of Registrant's counsel (relating to Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund, Dreyfus/Standish Global Fixed Income Fund and Dreyfus Tax Sensitive Total Return Bond Fund) is incorporated by reference to Exhibit (i)(6) of Post-Effective Amendment No. 162 to the Registration Statement on Form N-1A, filed on June 26, 2013.

(i)(7) Opinion and consent of Registrant's counsel (relating to Dreyfus Diversified Emerging Markets Fund, Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small Cap Value Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund and Dreyfus Tax Sensitive Total Return Bond Fund) is incorporated by reference to Exhibit (i)(6) of Post-Effective Amendment No. 174 to the Registration Statement on Form N-1A, filed on January 27, 2015.

(i)(8) Opinion and consent of Registrant's counsel (relating to Dreyfus/Standish Global Fixed Income Fund) incorporated by reference to Exhibit (i)(8) of Post-Effective Amendment No. 176 to the Registration Statement on Form N-1A, filed on April 27, 2015 ("Post-Effective Amendment No. 176").

(i)(9) Opinion and consent of Registrant's counsel (relating to Dreyfus Diversified Emerging Markets Fund, Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small Cap Value Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund and Dreyfus Tax Sensitive Total Return Bond Fund) is incorporated by reference to Exhibit (e) of Post-Effective Amendment No. 179.

(j) Consent of Independent Registered Public Accounting Firm is filed is incorporated by reference to Exhibit (e) of Post-Effective Amendment No. 179..

(k) None.

(l) Not applicable.

(m) Distribution Plan, dated December 20, 2007 and amended October 29, 2009, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small/Mid Growth Fund, Dreyfus/Newton International Equity Fund and Dreyfus/Standish Global Fixed Income Fund is incorporated by reference to Exhibit M(1) of Post-Effective Amendment No. 141 to the Registration Statement on Form N-1A, filed on November 23, 2009.

(n)(1) Rule 18f-3 Plan, dated November 13, 2015, is incorporated by reference to Post-Effective Amendment No. 178 to the Registration Statement on Form N-1A, filed on January 13, 2016.

(n)(2) Rule 18f-3 Plan, effective as of February 1, 2016, is incorporated by reference to Post-Effective Amendment No. 178 to the Registration Statement on Form N-1A, filed on January 13, 2016.

(n)(3) Rule 18f-3 Plan, effective as of March 1, 2016, is filed herewith.

 

(p)(1) Revised Code of Ethics adopted by the Registrant, dated May 29, 2012 is incorporated by reference to Exhibit (p)(1) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

(p)(2) Code of Ethics adopted by the non-management Board members of the Dreyfus Family of Funds, which became effective March 31, 2010, is incorporated by reference to Exhibit (r) of Post-Effective Amendment No. 144 to the Registration Statement on Form N-1A, filed on February 26, 2010.

(p)(3) Revised Code of Ethics adopted by The Bank of New York Mellon which became effective November 3, 2014 is incorporated by reference to Exhibit (p)(3) of Post-Effective Amendment No. 176.

 Other Exhibits

(1) Power of Attorney of Bradley J. Skapyak, James Windels and Trustees, dated February 25, 2015, effective April 1, 2015 is incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 176.

Item 29. Persons Controlled by or Under Common Control with Registrant

Not Applicable.

Item 30. Indemnification

Under the Registrant's Agreement and Declaration of Trust, as amended, any past or present Trustee or officer of the Registrant is indemnified to the fullest extent permitted by law against liability and all expenses reasonably incurred by him in connection with any action, suit or proceeding to which he may be a party or is otherwise involved by reason of his being or having been a Trustee or officer of the Registrant. The Agreement and Declaration of Trust of the Registrant does not authorize indemnification where it is determined, in the manner specified in the Declaration, that such Trustee or officer has not acted in good faith in the reasonable belief that his actions were in the best interest of the Registrant. Moreover, the Declaration does not authorize indemnification where such Trustee or officer is liable to the Registrant or its shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of his or her duties.

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to Trustees, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that, in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a Trustee, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by any such Trustee, officer or controlling person against the Registrant in connection with the securities being registered, and the Commission is still of the same opinion, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

Item 31. (a) Business and Other Connections of Investment Adviser

The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a

 

registered broker-dealer of shares of investment companies sponsored by Dreyfus and of other investment companies for which Dreyfus acts as an investment adviser, sub-investment adviser or administrator.

 (b) Business and Other Connections of Sub-Investment Adviser

With respect to Dreyfus Diversified Emerging Markets Fund, Registrant is fulfilling the requirement of this Item 31 to provide a list of the officers and directors of Mellon Capital Management Corporation ("Mellon Capital") and The Boston Company Asset Management, LLC ("TBCAM"), together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Mellon Capital or TBCAM or those firm's respective officers and directors during the past two years, by incorporating by reference the information contained in the respective Forms ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Mellon Capital (SEC File No. 801-19785) and TBCAM (SEC File No. 801-6829).

With respect to Dreyfus/Newton International Equity Fund, Registrant is fulfilling the requirement of this Item 31 to provide a list of the officers and directors of Newton Capital Management Limited ("Newton"), together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Newton or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Newton (SEC File No. 801-42114).

With respect to Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Registrant is fulfilling the requirement of this Item 31 to provide a list of the officers and directors of The Boston Company Asset Management, LLC ("TBCAM"), with information as to any other business, profession, vocation or employment of a substantial nature engaged in by TBCAM or those firm's respective officers and directors during the past two years, by incorporating by reference the information contained in the respective Forms ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by TBCAM (SEC File No. 801-6829).

Item 31. Business and Other Connections of Investment Adviser (continued)
  Officers and Directors of Investment Adviser

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       

J. Charles Cardona
President and Director

MBSC Securities Corporation++

Director
Executive Vice President

6/07 – Present
6/07 – 3/15

       
   

Chairman

2/13 - Present

       
 

BNY Mellon Liquidity Funds plc+

Director

4/06 - Present

       

Diane P. Durnin
Vice Chair and Director

MBSC Securities Corporation++

Executive Vice President

3/15 - Present

       

Bradley J. Skapyak
Chief Operating Officer and Director

MBSC Securities Corporation++

Executive Vice President

6/07 - Present

 

The Bank of New York Mellon***

Senior Vice President

4/07 - Present

       
 

The Dreyfus Family of Funds++

President

1/10 - Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

Dreyfus Transfer, Inc. ++

Chairman

Director

5/11 - Present

5/10 - Present

       
       

Joseph W. Connolly
Chief Compliance Officer

The Dreyfus Family of Funds++

Chief Compliance Officer

10/04 - Present

 

BNY Mellon Funds Trust++

Chief Compliance Officer

10/04 - Present

 

MBSC Securities Corporation++

Chief Compliance Officer

6/07 – Present

       

Christopher O'Connor
Chief Administrative Officer

MBSC Securities Corporation++

Director

3/12 – 3/15

       
   

Executive Vice President

12/11 – Present

       

Bennett A. MacDougall

Chief Legal Officer

The Bank of New York
Mellon Corporation ++

Associate General Counsel

6/15 - Present

       
 

Deutsche Bank

60 Wall Street

New York, NY 10005

Director and Associate General Counsel

6/05 - 6/15

       
 

Deutsche Investment Management Americas, Inc.

345 Park Avenue

New York, NY 10154

Chief Legal Officer

11/08 - 6/15

       

Kim Mustin
Executive Vice President – North American Distribution

MBSC Securities Corporation++

Chief Executive Officer

3/15 - Present

 

MBSC Securities Corporation++

Director

10/14 - Present

       
 

MBSC Securities Corporation++

Executive Vice President

10/14 - 3/15

       
 

BNY Mellon Investments CTA, LLC*

Manager

3/15 - Present

       
 

BNY Mellon Investments CTA, LLC*

President

3/15 - Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

Charles Doumar
Vice President – Tax

Alcentra NY LLC ++

Assistant Treasurer - Tax

9-14 - Present

 

Alcentra US. Inc. ††††

Assistant Treasurer - Tax

9-14 - Present

       
 

Alternative Holdings I, LLC ***

Assistant Treasurer - Tax

1/14 - Present

       
 

Alternative Holdings II, LLC ***

Assistant Treasurer - Tax

1/14 - Present

       
 

Asset Recovery II, LLC ***

Assistant Treasurer

9/13 – Present

       
 

Asset Recovery III, LLC ***

Assistant Treasurer

9/13 – 3/15

       
 

Asset Recovery IV, LLC ***

Assistant Treasurer

9/13 – Present

       
 

Asset Recovery V, LLC ***

Assistant Treasurer

9/13 – Present

       
 

Asset Recovery VII, LLC ***

Assistant Treasurer

9/13 – 3/15

       
 

Asset Recovery IX, LLC ***

Assistant Treasurer

3/14 – 3/15

       
 

Asset Recovery X, LLC ***

Assistant Treasurer

3/14 – 3/15

       
 

Asset Recovery XIII, LLC ***

Assistant Treasurer

3/13 – Present

       
 

Asset Recovery XIV, LLC ***

Assistant Treasurer

3/13 – Present

       
 

Asset Recovery XIX, LLC ***

Assistant Treasurer

7/13 – Present

       
 

Asset Recovery XV, LLC ***

Assistant Treasurer

3/13 – 3/15

       
 

Asset Recovery XVI, LLC ***

Assistant Treasurer

3/13 – Present

       
 

Asset Recovery XVII, LLC ***

Assistant Treasurer

3/13 – 3/15

       
 

Asset Recovery XVIII, LLC ***

Assistant Treasurer

7/13 – 3/15

       
 

Asset Recovery XX, LLC ***

Assistant Treasurer

7/13 – Present

       
 

Asset Recovery XXI, LLC ***

Assistant Treasurer

7/13 – 3/15

       
 

Asset Recovery XXII, LLC ***

Assistant Treasurer

7/13 – Present

       
 

Asset Recovery XXIII, LLC ***

Assistant Treasurer

7/13 – Present

       
 

BNY Alcentra Group Holdings, Inc. ††††††

Assistant Treasurer - Tax

3/13 - Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

BNY Capital Funding LLC ***

Assistant Treasurer – Tax

9/13 - Present

       
 

BNY Investment Strategy and Solutions Group, LLC *

Assistant Treasurer – Tax

6/15 - Present

       
 

BNY Mellon Community Development Corporation ^^^^^

Assistant Treasurer – Tax

10/13 - Present

       
 

BNY Mellon Distributors Holdings Inc. #

Assistant Treasurer – Tax

6/14 – Present

       
 

BNY Mellon Investments CTA, LLC *

Assistant Treasurer

9/13 – Present

       
 

BNY Mellon Investment Servicing (US) Inc. +

Assistant Treasurer

3/14 – Present

       
 

BNY Mellon Investment Servicing Trust Company #

Assistant Treasurer

3/14 – Present

       
 

BNY Mellon Trust of Delaware#

Assistant Treasurer

11/13 – Present

       
 

IVY Asset Management LLC +

Assistant Treasurer

9/13 – Present

       
 

Mellon Hedge Advisors, LLC *

Assistant Treasurer

10/13 – Present

       
 

MUNB Loan Holdings, LLC***

Assistant Treasurer

10/13 – Present

       
 

484Wall Capital Management LLC ***

Assistant Treasurer – Tax

10/13 – Present

       
 

Airlease Incorporated †††

Assistant Treasurer – Tax

7/13 – Present

       
 

Albridge Solutions, Inc. ††††

Assistant Treasurer – Tax

7/13 – Present

       
 

Allomon Corporation †

Assistant Treasurer – Tax

5/13 – Present

       
 

AP Residential Realty, Inc. †††††

Assistant Treasurer – Tax

8/13 – Present

       
 

APT Holdings Corporation #

Assistant Treasurer – Tax

11/13 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

AURORA-IRE, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

B.I.E. Corporation +

Assistant Treasurer – Tax

12/13 – Present

       
 

B.N.Y. Holdings (Delaware) Corporation #

Assistant Treasurer – Tax

4/13 – Present

       
 

BNY Capital Corporation ***

Assistant Treasurer – Tax

9/13 – Present

       
 

BNY Capital Markets Holdings, Inc. ***

Assistant Treasurer – Tax

9/13 – Present

       
 

BNY Capital Resources Corporation #######

Assistant Treasurer – Tax

3/13 – Present

       
 

BNY Cargo Holdings LLC***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Catair LLC †††

Assistant Treasurer – Tax

7/13 – Present

       
 

BNYM CSIM Funding LLC +++

Assistant Treasurer – Tax

7/14 – Present

       
 

BNY Falcon Three Holding Corp. ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Foreign Holdings, Inc. ***

Assistant Treasurer – Tax

10/13 – Present

       
 

BNY Gator LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Hitchcock Holdings LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Housing I Corp. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Housing II LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY ITC Leasing, LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Lease Equities (Cap Funding) LLC ########

Assistant Treasurer – Tax

7/13 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

BNY Lease Holdings LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Lease Partners LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Leasing Edge Corporation ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Mellon Alternative Investments Holdings LLC ***

Assistant Treasurer – Tax

10/13 – Present

       
 

BNY Mellon Capital Markets, LLC ^^^^^

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Mellon Clearing Holding Company, LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Mellon Fixed Income Securities, LLC ***

Assistant Treasurer – Tax

8/13 – Present

       
 

BNY Mellon Trust Company of Illinois *****

Assistant Treasurer – Tax

3/13 – Present

       
 

BNY Mezzanine Funding LLC ******

Assistant Treasurer – Tax

5/13 – Present

       
 

BNY Mezzanine Holdings LLC ******

Assistant Treasurer – Tax

5/13 – Present

       
 

BNY Mezzanine Non NY Funding
LLC ******

Assistant Treasurer – Tax

5/13 – Present

       
 

BNY Mezzanine NY Funding LLC ******

Assistant Treasurer – Tax

5/13 – Present

       
 

BNY Partnership Funding LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Partnership Funding LLC ***

Manager

11/14 – 6/15

       
 

BNY Rail Maintenance LLC ***

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Recap I, LLC #

Assistant Treasurer – Tax

9/13 – Present

       
 

BNY Salvage Inc. ***

Assistant Treasurer – Tax

3/13 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

BNY Waterworks, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

BNY Wings, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

BNYM GIS Funding I LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

BNYM GIS Funding III LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

Amherst Capital Management, LLC ***

Assistant Treasurer – Tax

11/14 – Present

       
 

BNYM RECAP Holdings, LLC ***

Assistant Treasurer – Tax

11/14 – Present

       
 

BNY-N.J. I Corp. ***

Assistant Treasurer – Tax

4/13 – Present

       
 

BNY-N.J. II Corp. ***

Assistant Treasurer – Tax

4/13 – Present

       
 

Boston Safe Deposit Finance Company, Inc. *

Assistant Treasurer – Tax

7/13 – Present

       
 

CenterSquare Investment Management Holdings, Inc. +++

Assistant Treasurer – Tax

12/13 – Present

       
 

CenterSquare Investment Management, Inc. +++

Assistant Treasurer – Tax

12/13 – Present

       
 

Coates Holding LLC#

Assistant Treasurer – Tax

3/15 - Present

       
 

Colson Services Corp. ^

Assistant Treasurer – Tax

3/14 - Present

       
 

Cutwater Asset Management Corp. +++++

Assistant Treasurer – Tax

1/15 - Present

       
 

Cutwater Holdings LLC +++++

Assistant Treasurer – Tax

1//15 - Present

       
 

Cutwater Investor Services Corp. +++++

Assistant Treasurer - Tax  

1/15 - Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Dreyfus Service Organization, Inc. ++

Assistant Treasurer – Tax

3/14 - Present

       
 

EACM Advisors LLC ^^

Assistant Treasurer – Tax

1/14 - Present

       
 

Eagle Access LLC ^^^

Assistant Treasurer – Tax

1/14 - Present

       
 

Eagle Investment Systems LLC ^^^^

Assistant Treasurer – Tax

1/14 - Present

       
 

ECM DE. LLC ***

Assistant Treasurer – Tax

1/14 - Present

       
 

GIS Holdings (International) Inc. #

Assistant Treasurer – Tax

6/14 – 12/14

       
 

Hamilton Floating Rate Fund Holdings, LLC ***

Assistant Treasurer – Tax

5/13 – Present

       
 

HedgeMark International, LLC ##

Assistant Treasurer – Tax

5/14 – Present

       
 

iNautix (USA) LLC ###

Assistant Treasurer – Tax

11/13 – Present

       
 

IRE-1, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

IRE-AC, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

IRE-BC, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

IRE-SB, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

Island Waterworks, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

ITCMED, Inc. ***

Assistant Treasurer – Tax

6/13 – 5/15

       
 

JRHC 1998A LLC ####

Assistant Treasurer – Tax

12/13 – Present

       
 

Lockwood Advisors, Inc. ######

Assistant Treasurer – Tax

3/14 - Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

Lockwood Insurance, Inc. ######

Assistant Treasurer – Tax

8/14 - Present

       
 

Lockwood Solutions, Inc. ######

Assistant Treasurer – Tax

8/14 - Present

       
 

Lease Equities (Texas) Corporation #####

Assistant Treasurer – Tax

7/13 – Present

       
 

Madison Pershing LLC ###

Assistant Treasurer – Tax

6/13 – Present

       
 

MAM (MA) Holding Trust *

Assistant Treasurer – Tax

8/13 – Present

       
 

MBC Investments Corporation #

Assistant Treasurer – Tax

11/13 – Present

       
 

MBSC Securities Corporation ++

Vice President – Tax

2/14 - Present

       
 

MCDI (Holdings) LLC ***

Assistant Treasurer – Tax

9/13 – Present

       
 

Mellon Capital Management Corporation **

Assistant Treasurer – Tax

1/14 - Present

       
 

Mellon Holdings LLC++

Assistant Treasurer

2/15 - Present

       
 

MELDEL Leasing Corporation Number 2, Inc. #

Assistant Treasurer – Tax

9/13 – Present

       
 

Mellon Financial Services Corporation #1+

Assistant Treasurer – Tax

7/13 – Present

       
 

Mellon Financial Services Corporation #4 +

Assistant Treasurer – Tax

9/13 – Present

       
 

Mellon Funding Corporation +

Assistant Treasurer – Tax

3/14 - Present

       
 

Mellon Global Investing Corp. +

Assistant Treasurer – Tax

5/14 - Present

       
 

Mellon International Leasing Company #

Assistant Treasurer – Tax

8/14 - Present

       
 

Mellon Leasing Corporation+

Assistant Treasurer – Tax

7/13 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Mellon Life Insurance Company+

Assistant Treasurer – Tax

10/13 – Present

       
 

Mellon Overseas Investment Corporation ***

Assistant Treasurer – Tax

12/13 - Present

       
 

Mellon Properties Company ****

Assistant Treasurer – Tax

8/13 – Present

       
 

Mellon Residential Funding Corporation ++++

Assistant Treasurer - Tax

4/14 - Present

       
 

National Residential Assets Corp.***

Assistant Treasurer – Tax

4/13 – Present

       
 

New GSM Holding Corporation ^^^^

Assistant Treasurer – Tax

7/13 – Present

       
 

Newton Capital Management LLC.***

Assistant Treasurer – Tax

8/14 - Present

       
 

Northern Waterworks, Inc. †††

Assistant Treasurer – Tax

7/13 – Present

       
 

NY CRE Asset Holdings, LLC. ***

Assistant Treasurer – Tax

1/14 - Present

       
 

NY CRE Asset Holdings II, LLC. ***

Assistant Treasurer – Tax

1/14 - Present

       
 

One Wall Street Corporation ***

Assistant Treasurer – Tax

11/13 – Present

       
 

Pareto New York LLC++

Assistant Treasurer – Tax

11/13 – Present

       
 

PAS Holdings LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing Advisor Solutions LLC ###

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing Group LLC ###

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing Investments LLC ***

Assistant Treasurer – Tax

6/13 – Present

       
 

Pershing LLC ###

Assistant Treasurer – Tax

7/13 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

Standish Mellon Asset Management Company LLC*

Assistant Treasurer – Tax

11/14 – Present

       
 

Stanwich Insurance Agency, Inc. ***

Treasurer

12/13 – Present

       
 

TBC Securities Co., Inc.*

Assistant Treasurer – Tax

6/13 – Present

       
 

TBCAM, LLC *

Assistant Treasurer – Tax

10/13 – Present

       
 

Technology Services Group, Inc. ^^^^^

Assistant Treasurer – Tax

9/13 – Present

       
 

Tennessee Processing Center LLC ^^^^^

Assistant Treasurer – Tax

9/13 – Present

       
 

The Bank of New York Consumer Leasing Corporation***

Assistant Treasurer – Tax

7/13 – Present

       
 

The Bank of New York Mellon Trust Company, National Association +

Assistant Treasurer

10/13 - Present

       
 

The Boston Company Asset Management, LLC *

Assistant Treasurer – Tax

8/13 – Present

       
 

USPLP, Inc. ***

Assistant Treasurer – Tax

10/13 – Present

       
 

MBNA Institutional PA Services LLC +

Treasurer

7/13 – Present

       
 

MBNA PW PA Services LLC +

Treasurer

7/13 – Present

       
 

Stanwich Insurance Agency, Inc. ***

Treasurer

12/13 – Present

       
 

BNY Aurora Holding Corp. ***

Vice President

11/13 – Present

       
 

Agency Brokerage Holding LLC***

Vice President – Tax

6/13 – Present

       
 

BNY Community Development Enterprises Corp. ***

Vice President – Tax

4/13 – 5/14

       
 

Asset Recovery I, LLC ***

Assistant Treasurer

9/13 - 11/13

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Asset Recovery VI, LLC ***

Assistant Treasurer

9/13 - 11/13

       
 

Asset Recovery XII, LLC ***

Assistant Treasurer

3/13 - 11/13

       

Jill Gill
Vice President –
Human Resources

MBSC Securities Corporation++

Vice President

6/07 – Present

 

The Bank of New York Mellon ***

Vice President

7/08 – Present

       
 

BNY Mellon, National Association +

Vice President

7/08 - Present

       

Tracy A. Hopkins

Vice President - Cash Strategies

MBSC Securities Corporation++

Executive Vice President
Senior Vice President

2/14 – Present
2/08 – 2/14

       

Anthony Mayo
Vice President – Information Systems

MBSC Securities Corporation++

Chief Technology Officer

4/14 – Present

       
       

Kathleen Geis
Vice President

BNY Mellon International Operations (India) Private Limited

Director

5/05 - Present

       
 

BNY Mellon, National Association+

Managing Director

7/09 – 10/14

       
 

Albridge Solutions, Inc.

Managing Director

7/11 - Present

       
 

BNY Mellon Distributors Holdings, Inc. #

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Investment Management Services LLC #

Vice President -
Real Estate

10/11 - Present

       
 

BNY Mellon Investment
Servicing (US) Inc. +

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Performance & Risk Analytics, LLC +

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Trust Company of Illinois *****

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Trust of Delaware#

Vice President -
Real Estate

7/11 - Present

       
 

CenterSquare Investment Management Holdings, Inc. +++

Vice President -
Real Estate

10/12 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

Eagle Investment Systems LLC ^^^^

Vice President -
Real Estate

7/11 – Present

       
 

Ivy Asset Management LLC +

Vice President -
Real Estate

7/11 – Present

       
 

MBSC Securities Corporation ++

Vice President -
Real Estate

7/11 – Present

       
 

Mellon Capital Management Corporation**

Vice President -
Real Estate

7/11 – Present

       
 

Mellon Financial Services

Corporation #1+

Vice President -
Real Estate

7/11 – Present

       
 

Mellon Holdings LLC++

Vice President -
Real Estate

7/11 – Present

       
 

Pareto New York LLC ++

Vice President -
Real Estate

7/11 – Present

       
 

SourceNet Solutions, Inc. +

Vice President -
Real Estate

7/11 – 5/13

       
 

Technology Services Group, Inc. ^^^^^

Vice President -
Real Estate

7/11 – Present

 

Tennessee Processing Center LLC ^^^^^

Vice President -
Real Estate

7/11 - Present

       
 

The Bank of New York Mellon Trust Company, National Association+

Vice President -
Real Estate

7/11 - Present

       
 

Alcentra US, Inc. ††††

Vice President -
Real Estate

7/11 - Present

       
 

BNY Mellon Capital Markets LLC^^^^^

Vice President -
Real Estate

7/11 - Present

       
 

Pershing LLC ###

Vice President -
Real Estate

7/11 - Present

       
 

The Bank of New York Mellon+

Managing Director

7/09 - Present

       
 

MBNA Institutional PA Services, LLC+

Managing Director

7/09 – 10/14

       
       

Claudine Orloski
Vice President – Tax

Dreyfus Service Organization++

Vice President – Tax

8/14 – Present

       
 

MBSC Securities Corporation++

Vice President – Tax

2/12 - Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

Asset Recovery II, LLC***

Assistant Treasurer

9/11 - Present

       
 

Asset Recovery III, LLC ***

Assistant Treasurer

9/11 – 3/15

       
 

Asset Recovery IV, LLC ***

Assistant Treasurer

9/11 – Present

       
 

Asset Recovery IX, LLC ***

Assistant Treasurer

2/11 – 3/15

       
 

Asset Recovery V, LLC ***

Assistant Treasurer

9/11 – Present

       
 

Asset Recovery VII, LLC ***

Assistant Treasurer

2/11 – 3/15

       
 

Asset Recovery X, LLC ***

Assistant Treasurer

2/11 – 3/15

       
 

Asset Recovery XIII, LLC***

Assistant Treasurer

3/11 – Present

       
 

Asset Recovery XIV, LLC ***

Assistant Treasurer

3/11 – Present

       
 

Asset Recovery XIX, LLC ***

Assistant Treasurer

7/11 – Present

       
 

Asset Recovery XV, LLC ***

Assistant Treasurer

3/11 – 3/15

       
 

Asset Recovery XVI, LLC ***

Assistant Treasurer

3/11 – Present

       
 

Asset Recovery XVII, LLC ***

Assistant Treasurer

3/11 – 3/15

       
 

Asset Recovery XVIII, LLC ***

Assistant Treasurer

7/11 – 3/15

       
 

Asset Recovery XX, LLC ***

Assistant Treasurer

7/11 – Present

       
 

Asset Recovery XXI, LLC ***

Assistant Treasurer

7/11 – 3/15

       
 

Asset Recovery XXII, LLC ***

Assistant Treasurer

7/11 – Present

       
 

Asset Recovery XXIII, LLC ***

Assistant Treasurer

7/11 – Present

       
 

BNY Mellon Investments CTA, LLC *

Assistant Treasurer

9/13 – Present

       
 

BNY Mellon Trust of Delaware #

Assistant Treasurer

11/11 – Present

       
 

Mellon Hedge Advisors, LLC *

Assistant Treasurer

10/11 – Present

       
 

Mellon Holdings LLC ++

Assistant Treasurer

12/11 – Present

       
 

MUNB Loan Holdings, LLC ***

Assistant Treasurer

10/11 – Present

       
 

484 Wall Capital Management LLC

Assistant Treasurer -Tax

10/13 – Present

       
 

Airlease Incorporated †††

Assistant Treasurer -Tax

7/11 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

Albridge Solutions, Inc. ††††

Assistant Treasurer -Tax

6/11 – Present

       
 

Alcentra NY, LLC ++

Assistant Treasurer -Tax

10/12 – Present

       
 

Alcentra US, Inc. ††††

Assistant Treasurer -Tax

10/11 – Present

       
 

Allomon Corporation †

Assistant Treasurer -Tax

5/12 – Present

       
 

Alternative Holdings I, LLC ***

Assistant Treasurer -Tax

1/13 – Present

       
 

Alternative Holdings II, LLC ***

Assistant Treasurer -Tax

1/13 – Present

       
 

AP Residential Realty, Inc. †††††

Assistant Treasurer -Tax

8/11 – Present

       
 

APT Holdings Corporation #

Assistant Treasurer -Tax

12/11 – Present

       
 

AURORA-IRE, INC. †††

Assistant Treasurer -Tax

7/11 – Present

       
 

B.N.Y. Holdings (Delaware) Corporation #

Assistant Treasurer -Tax

4/12 – Present

       
 

BNY Administrative Services LLC ***

Assistant Treasurer –Tax

12/11 – Present

       
 

BNY Alcentra Group Holdings,
Inc. ††††††

Assistant Treasurer –Tax

3/13 – Present

       
 

BNY Capital Corporation ***

Assistant Treasurer –Tax

11/11 – Present

       
 

BNY Capital Funding LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Capital Markets Holdings, Inc. ***

Assistant Treasurer –Tax

11/11 – Present

       
 

BNY Capital Resources
Corporation #######

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Cargo Holdings LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Catair LLC †††

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Falcon Three Holding Corp. ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Foreign Holdings, Inc. ***

Assistant Treasurer –Tax

9/11 – Present

       
 

BNY Gator LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Hitchcock Holdings LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Housing I Corp. †††

Assistant Treasurer –Tax

7/11 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

BNY Housing II LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Investment Strategy and Solutions Group LLC *

Assistant Treasurer –Tax

6/15 – Present

       
 

BNY Investment Management Services LLC #

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY ITC Leasing, LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Lease Equities (Cap Funding) LLC ########

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Lease Holdings LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Lease Partners LLC ***

Assistant Treasurer –Tax

9/11 – Present

       
 

BNY Leasing Edge Corporation ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Alternative Investments Holdings LLC ***

Assistant Treasurer –Tax

10/13 – Present

       
 

BNY Mellon Capital Markets,
LLC ^^^^^

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Clearing Holding Company, LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Mellon Clearing, LLC ***

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Mellon Community Development Corporation ^^^^^

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY Mellon Distributors Holdings
Inc. #

Assistant Treasurer –Tax

7/12 – Present

       
 

BNY Mellon Fixed Income Securities, LLC ***

Assistant Treasurer –Tax

8/12 – Present

       
 

BNY Mellon Investment Servicing (US) Inc. #

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Mellon Investment Servicing Trust Company #

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Mellon Performance & Risk Analytics, Inc. (US) ^^^^^^

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY Mellon Performance & Risk Analytics, LLC +

Assistant Treasurer –Tax

7/11 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

BNY Mellon Transition Management Advisors, LLC **

Assistant Treasurer –Tax

5/13 – Present

       
 

BNY Mellon Trust Company of
Illinois *****

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Mezzanine Funding LLC ******

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Mezzanine Holdings LLC ******

Assistant Treasurer –Tax

5/11 – Present

       
 

BNY Mezzanine Non NY Funding
LLC ******

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Mezzanine NY Funding

LLC ******

Assistant Treasurer –Tax

6/11 – Present

       
 

BNY Partnership Funding LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Rail Maintenance LLC ***

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Real Estate Holdings LLC ***

Assistant Treasurer –Tax

4/11 – Present

       
 

BNY Recap I, LLC #

Assistant Treasurer –Tax

11/11 – Present

       
 

BNY Salvage Inc. ***

Assistant Treasurer –Tax

3/11 – Present

       
 

BNY Waterworks, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY Wings, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

BNY XYZ Holdings LLC ***

Assistant Treasurer –Tax

5/11 – Present

       
 

BNYM CSIM Funding LLC +++

Assistant Treasurer –Tax

7/14 – Present

       
 

BNYM GIS Funding I LLC ***

Assistant Treasurer –Tax

6/12 – Present

       
 

BNYM GIS Funding III LLC ***

Assistant Treasurer –Tax

6/12 – Present

       
 

Amherst Capital Management LLC ***

Assistant Treasurer –Tax

11/14 – Present

       
 

BNYM RECAP Holdings, LLC ***

Assistant Treasurer –Tax

11/14 – Present

       
 

BNY-N.J. I Corp. ***

Assistant Treasurer –Tax

4/11 – Present

       
 

BNY-N.J. II Corp. ***

Assistant Treasurer –Tax

4/11 – Present

       
 

Boston Safe Deposit Finance Company, Inc. *

Assistant Treasurer –Tax

7/11 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

CenterSquare Investment Management Holdings, Inc. +++

Assistant Treasurer –Tax

2/13 – Present

       
 

CenterSquare Investment Management, Inc. +++

Assistant Treasurer –Tax

2/13 – Present

       
 

Coates Holding LLC#

Assistant Treasurer – Tax

3/15 - Present

       
 

Colson Services Corp. ^

Assistant Treasurer –Tax

2/11 – Present

       
 

Cutwater Asset Management Corp. +++++

Assistant Treasurer – Tax

1/15 - Present

       
 

Cutwater Holdings LLC +++++

Assistant Treasurer – Tax

1//15 - Present

       
 

Cutwater Investor Services Corp. +++++

Assistant Treasurer - Tax  

1/15 - Present

       
 

EACM Advisors LLC ^^

Assistant Treasurer –Tax

4/14 – Present

       
 

Eagle Access LLC ^^^

Assistant Treasurer –Tax

1/12 – Present

       
 

Eagle Investment Systems LLC ^^^^

Assistant Treasurer –Tax

1/12 – Present

       
 

ECM DE, LLC ***

Assistant Treasurer –Tax

3/11 – Present

       
 

GIS Holdings (International) Inc. #

Assistant Treasurer –Tax

4/12 – 12/14

       
 

Hamilton Floating Rate Fund Holdings, LLC ***

Assistant Treasurer –Tax

5/11 – Present

       
 

HedgeMark International, LLC ##

Assistant Treasurer –Tax

5/14 – Present

       
 

iNautix (USA) LLC ###

Assistant Treasurer –Tax

7/12 – Present

       
 

IRE-1, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

IRE-AC, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

IRE-BC, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

IRE-SB, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

Island Waterworks, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

ITCMED, Inc. ***

Assistant Treasurer –Tax

6/11 – 5/15

       
 

JRHC 1998A LLC ####

Assistant Treasurer –Tax

12/11 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

Lease Equities (Texas) Corporation#####

Assistant Treasurer –Tax

7/11 – Present

       
 

Lockwood Advisors, Inc. ######

Assistant Treasurer –Tax

3/11 – Present

       
 

Lockwood Solutions, Inc. ######

Assistant Treasurer –Tax

3/11 – Present

       
 

Madison Pershing LLC ###

Assistant Treasurer –Tax

4/11 – Present

       
 

MAM (MA) Holding Trust *

Assistant Treasurer –Tax

8/11 – Present

       
 

MBC Investments Corporation #

Assistant Treasurer –Tax

11/11 – Present

       
 

MBNA Institutional PA Services
LLC +

Assistant Treasurer –Tax

7/12 – Present

       
 

MBNA PW PA Services LLC +

Assistant Treasurer –Tax

7/12 – Present

       
 

MCDI (Holdings) LLC ***

Assistant Treasurer –Tax

8/11 – Present

       
 

MELDEL Leasing Corporation Number 2, Inc. #

Assistant Treasurer –Tax

8/11 – Present

       
 

Mellon Capital Management Corporation **

Assistant Treasurer –Tax

10/13 – Present

       
 

Mellon EFT Services
Corporation †††††

Assistant Treasurer –Tax

2/11 – Present

       
 

Mellon Financial Services Corporation #1 +

Assistant Treasurer –Tax

7/11 – Present

       
 

Mellon Financial Services Corporation #4 +

Assistant Treasurer –Tax

12/11 – Present

       
 

Mellon Funding Corporation +

Assistant Treasurer –Tax

12/11 – Present

       
 

Mellon Global Investing Corp. +

Assistant Treasurer –Tax

5/11 – Present

       
 

Mellon International Leasing
Company #

Assistant Treasurer –Tax

7/11 – Present

       
 

Mellon Leasing Corporation +

Assistant Treasurer –Tax

9/11 – Present

       
 

Mellon Life Insurance Company +

Assistant Treasurer –Tax

10/12 – Present

       
 

Mellon Overseas Investment Corporation ***

Assistant Treasurer –Tax

11/11 – Present

       
 

Mellon Properties Company ****

Assistant Treasurer –Tax

8/12 – Present

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

       
 

Mellon Residential Funding Corporation ****

Assistant Treasurer –Tax

4/14 – Present

       
 

National Residential Assets Corp. ***

Assistant Treasurer –Tax

4/12 – Present

       
 

New GSM Holding Corporation ^^^^

Assistant Treasurer –Tax

7/11 – Present

       
 

Newton Capital Management LLC ***

Assistant Treasurer –Tax

10/11 – Present

       
 

Northern Waterworks, Inc. †††

Assistant Treasurer –Tax

7/11 – Present

       
 

NY CRE Asset Holdings II, LLC ***

Assistant Treasurer –Tax

1/12 – Present

       
 

NY CRE Asset Holdings, LLC ***

Assistant Treasurer –Tax

1/12 – Present

       
 

One Wall Street Corporation ***

Assistant Treasurer –Tax

11/11 – Present

       
 

Pareto New York LLC ++

Assistant Treasurer –Tax

11/11 – Present

       
 

PAS Holdings LLC ***

Assistant Treasurer –Tax

6/11 – Present

       
 

Pershing Advisor Solutions LLC ###

Assistant Treasurer –Tax

6/11 – Present

       
 

Pershing Group LLC ###

Assistant Treasurer –Tax

4/11 – Present

       
 

Pershing Investments LLC ***

Assistant Treasurer –Tax

2/11 – Present

       
 

Pershing LLC ###

Assistant Treasurer –Tax

4/11 – Present

       
 

PFS Holdings, LLC ***

Assistant Treasurer –Tax

1/12 – Present

       
 

Standish Mellon Asset Management Company LLC

Assistant Treasurer –Tax

11/14 - Present

       
 

Stanwich Insurance Agency, Inc. ***

Assistant Treasurer –Tax

12/11 – Present

       
 

TBC Securities Co., Inc. *

Assistant Treasurer –Tax

7/11 – Present

       
 

TBCAM, LLC *

Assistant Treasurer –Tax

10/13 – Present

       
 

Technology Services Group,
Inc. ^^^^^

Assistant Treasurer –Tax

5/11 – Present

       
 

Tennessee Processing Center

LLC ^^^^^

Assistant Treasurer –Tax

9/11 – Present

       
 

The Bank of New York Consumer Leasing Corporation ***

Assistant Treasurer –Tax

5/11 – Present

       

 

       

Name and Position
With Dreyfus

Other Businesses

Position Held

Dates

 

The Bank of New York Mellon Trust Company, National Association +

Assistant Treasurer

10/13 - Present

       
 

The Boston Company Asset Management, LLC *

Assistant Treasurer –Tax

6/11 – Present

       
 

USPLP, Inc. ***

Assistant Treasurer –Tax

10/11 – Present

       
 

BNY Mellon Investment Management Holdings LLC #

Assistant Vice President –Tax

12/12 – Present

       
 

BNY Aurora Holding Corp. ***

Vice President

10/11 – Present

       
 

Agency Brokerage Holding LLC ***

Vice President –Tax

2/11 – Present

       
 

MBSC Securities Corporation ++

Vice President –Tax

2/12 – Present

       

James Bitetto
Secretary

The Dreyfus Family of Funds++

Vice President and Assistant Secretary

8/05 - Present

       
 

MBSC Securities Corporation++

Assistant Secretary

6/07 - Present

       
 

Dreyfus Service Organization, Inc.++

Secretary

8/05 - Present

   

*

The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108.

**

The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, California 94105.

***

The address of the business so indicated is One Wall Street, New York, New York 10286.

****

The address of the business so indicated is 3601 N. I-10 Service Road, Suite 102, Metairie, LA 70002.

*****

The address of the business so indicated is 2 North LaSalle Street, Suite 1020, Chicago, IL, 60602

******

The address of the business so indicated is 445 Park Avenue, 12th Floor, New York, NY, 10022

+

The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258.

++

The address of the business so indicated is 200 Park Avenue, New York, New York 10166.

+++

The address of the business so indicated is 630 West Germantown Pike, Suite 300, Plymouth Meeting, PA, 19462

++++

The address of the business so indicated is 500 Grant Street, Pittsburgh, PA 15258

+++++

The address of the business so indicated is 113 King Street, Armonk, NY 10504

†

The address of the business so indicated is Two Mellon Center, Suite 329, Pittsburgh, PA 15259.

†††

The address of the business so indicated is 100 White Clay Center, Newark, DE 19711.

†††

The address of the business so indicated is 1633 Broadway, New York, NY, 10019

††††

The address of the business so indicated is 10877 Wilshire Blvd, #1550, Los Angeles, CA, 90024

†††††

The address of the business so indicated is 1735 Market Street, Philadelphia, PA, 19103

††††††

The address of the business so indicated is 10 Gresham Street, London, EC2V 7JD

^

The address of the business so indicated is 4 New York Plaza, New York, NY, 10004

 

         

^^

The address of the business so indicated is 200 Connecticut Avenue, Norwalk, CT, 06854-1940

^^^

The address of the business so indicated is One Wells Avenue, Newton, MA, 02459

^^^^

The address of the business so indicated is 65 LaSalle Road, Suite 305, West Hartford, CT, 06107

^^^^^

The address of the business so indicated is 101 Barclay Street, 3rd Floor, New York, NY, 10286

^^^^^^

The address of the business so indicated is 1313 Broadway Plaza, Tacoma, WA, 98402

#

The address of the business so indicated is 301 Bellevue Parkway, Wilmington, DE, 19809

##

The address of the business so indicated is 780, Third Avenue, 44th Floor, New York, NY, 10017

###

The address of the business so indicated is One Pershing Plaza, Jersey City, NJ, 07399

####

The address of the business so indicated is 601 Travis Street, 17th Floor, Houston, TX, 77002

#####

The address of the business so indicated is 1201 Louisiana, Suite 3160, Houston, TX, 77002

######

The address of the business so indicated is 760 Moore Road, King of Prussia, PA, 19406-1212

#######

The address of the business so indicated is 8400 E. Prentice Ave, Greenwood Village, CO, 80111

########

The address of the business so indicated is 1290 Avenue of the Americas, New York, NY, 10104

Item 32. Principal Underwriters

 (a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:

1. 

Advantage Funds, Inc.

2. 

BNY Mellon Absolute Insight Funds, Inc.

3. 

BNY Mellon Funds Trust

4. 

CitizensSelect Funds

5. 

Dreyfus Appreciation Fund, Inc.

6. 

Dreyfus BASIC Money Market Fund, Inc.

7. 

Dreyfus BNY Mellon Funds, Inc.

8. 

Dreyfus Bond Funds, Inc.

9. 

Dreyfus Cash Management

10. 

Dreyfus Funds, Inc.

11. 

The Dreyfus Fund Incorporated

12. 

Dreyfus Government Cash Management Funds

13. 

Dreyfus Growth and Income Fund, Inc.

14. 

Dreyfus Index Funds, Inc.

15. 

Dreyfus Institutional Cash Advantage Funds

16. 

Dreyfus Institutional Preferred Money Market Funds

17. 

Dreyfus Institutional Reserves Funds

18. 

Dreyfus Intermediate Municipal Bond Fund, Inc.

19. 

Dreyfus International Funds, Inc.

20. 

Dreyfus Investment Funds

21. 

Dreyfus Investment Grade Funds, Inc.

22. 

Dreyfus Investment Portfolios

23. 

The Dreyfus/Laurel Funds, Inc.

24. 

The Dreyfus/Laurel Funds Trust

25. 

Dreyfus Liquid Assets, Inc.

26. 

Dreyfus Manager Funds I

27. 

Dreyfus Manager Funds II

28. 

Dreyfus Midcap Index Fund, Inc.

29. 

Dreyfus Municipal Bond Opportunity Fund

30. 

Dreyfus Municipal Cash Management Plus

 

   

31. 

Dreyfus Municipal Funds, Inc.

32. 

Dreyfus New Jersey Municipal Bond Fund, Inc.

33. 

Dreyfus New York AMT-Free Municipal Bond Fund

34. 

Dreyfus New York Municipal Cash Management

35. 

Dreyfus New York Tax Exempt Bond Fund, Inc.

36. 

Dreyfus Opportunity Funds

37. 

Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.

38. 

Dreyfus Premier GNMA Fund, Inc.

39. 

Dreyfus Premier Investment Funds, Inc.

40. 

Dreyfus Premier Short-Intermediate Municipal Bond Fund

41. 

Dreyfus Premier Worldwide Growth Fund, Inc.

42. 

Dreyfus Research Growth Fund, Inc.

43. 

Dreyfus State Municipal Bond Funds

44. 

Dreyfus Stock Funds

45. 

Dreyfus Short Duration Bond Fund

46. 

The Dreyfus Socially Responsible Growth Fund, Inc.

47. 

Dreyfus Stock Index Fund, Inc.

48. 

Dreyfus Tax Exempt Cash Management Funds

49. 

The Dreyfus Third Century Fund, Inc.

50. 

Dreyfus Treasury & Agency Cash Management

51. 

Dreyfus Treasury Prime Cash Management

52. 

Dreyfus U.S. Treasury Intermediate Term Fund

53. 

Dreyfus U.S. Treasury Long Term Fund

54. 

Dreyfus Variable Investment Fund

55. 

General California Municipal Money Market Fund

56. 

General Government Securities Money Market Funds, Inc.

57. 

General Money Market Fund, Inc.

58. 

General Municipal Money Market Funds, Inc.

59. 

General New Jersey Municipal Money Market Fund, Inc.

60. 

General New York AMT-Free Municipal Money Market Fund

61. 

Strategic Funds, Inc.

     

(b)

    

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Kenneth Bradle**

President and Director

None

J. Charles Cardona*

Chairman of the Board and Co-Head

Executive Vice President (Money Market Funds Only)

Sue Ann Cormack†

Executive Vice President

None

Diane P. Durnin†††

Executive Vice President

None

Tracy Hopkins*

Executive Vice President

None

William H. Maresca**

Executive Vice President and Director

None

Kimberly M. Mustin†††

Chief Executive Officer and Director

None

Paul D. Nobile†††

Executive Vice President

None

Christopher D. O'Connor†††

Executive Vice President

None

Irene Papadoulis**

Executive Vice President

None

Matthew Perrone*****

Executive Vice President

None

Cheryl M. Pipia†††

Executive Vice President

None

Bradley J. Skapyak*

Executive Vice President

President

 

     

(b)

    

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Bill E. Sappington*

Executive Vice President and Director

None

Brie A. Steingarten*

Chief Legal Officer and Secretary

None

Eric P. Cola*

Senior Vice President

None

Mercedes Katz**

Senior Vice President

None

Joseph W. Connolly*

Chief Compliance Officer (Investment Advisory Business)

Chief Compliance Officer

Jaynthi Gandhi†††

Chief Compliance Officer (Broker-Dealer Business)

None

Katherine M. Scott*

Chief Risk Officer

None

Anthony Mayo*

Chief Technology Officer

None

Maria Georgopoulos*

Vice President – Facilities Management

None

Stewart Rosen*

Vice President – Facilities Management

None

Karin L. Waldmann**

Privacy Officer

None

Charles Doumar†††

Vice President – Tax

None

Timothy I. Barrett**

Vice President

None

Jill Gill*

Vice President

None

Kathleen Geis††

Vice President

None

Joseph R. Kane***

Vice President – Tax

None

Donna M. Impagliazzo**

Vice President – Compliance

None

Carla R. Wanzer**

Vice President

None

Claudine Orloski***

Vice President – Tax

None

John Shea†††

Vice President – Finance

None

Christopher A. Stallone**

Vice President

None

Susan Verbil****

Vice President – Finance

None

William Verity****

Vice President – Finance

None

James Windels*****

Vice President

Treasurer

Ronny Santos*

Assistant Vice President

None

James Bitetto*

Assistant Secretary

Vice President and
Assistant Secretary

Audrey Edwards***

Assistant Secretary

None

Susan K. Maroni***

Assistant Secretary

None

Cristina Rice***

Assistant Secretary

None

Victor R. Siclari***

Assistant Secretary

None

   

*

Principal business address is 200 Park Avenue, New York, NY 10166.

**

Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.

***

Principal business address is BNY Mellon Center, 500 Grant Street, Pittsburgh, PA 15258.

****

Principal business address is 101 Barclay Street, New York 10286.

*****

Principal business address is 2 Hanson Place, Brooklyn, New York 11217

†

Principal business address is 201 Columbine Street, Suite 200, Denver, CO 80206

††

Principal business address is 525 William Penn Place, Pittsburgh, PA 15259

†††

Principal business address is 225 Liberty Street, New York, NY 10286

 

Item 33. Location of Accounts and Records

  1. The Bank of New York Mellon
   225 Liberty Street
   New York, New York 10286

2. The Bank of New York Mellon
  One Mellon Bank Center
  Pittsburgh, Pennsylvania 15258

  3. BNY Mellon Investment Servicing (US), Inc.
   4400 Computer Drive
   Westborough, MA 01581

  4. The Dreyfus Corporation
   200 Park Avenue
   New York, New York 10166

  5. The Dreyfus Corporation
   2 Hanson Place
   Brooklyn, New York 11217 

Item 34. Management Services

  Not Applicable

Item 35. Undertakings

  None

 

SIGNATURES

 Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of New York, and State of New York on the 26th of February, 2016.

Dreyfus Investment Funds

   

BY:

/s/ Bradley J. Skapyak*

 

Bradley J. Skapyak, PRESIDENT

 Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

           

Signatures

  

Title

  

Date

         

/s/ Bradley J. Skapyak*

  

President (Principal Executive Officer)

  

02/26/2016

Bradley J. Skapyak

        

/s/ James Windels*

  

Treasurer (Principal Financial
and Accounting Officer)

  

02/26/2016

James Windels

        

/s/ Joseph S. DiMartino*

  

Chairman of the Board

  

02/26/2016

Joseph S. DiMartino

        

/s/ Kenneth A. Himmel*

  

Board Member

  

02/26/2016

Kenneth A. Himmel

        

/s/ Stephen J. Lockwood*

  

Board Member

  

02/26/2016

Stephen J. Lockwood

        

/s/ Roslyn M. Watson*

  

Board Member

  

02/26/2016

Roslyn M. Watson

        

/s/ Benaree Pratt Wiley*

  

Board Member

  

02/26/2016

Benaree Pratt Wiley

        

/s/ Francine J. Bovich*

  

Board Member

  

02/26/2016

Francine J. Bovich

        

*BY:

/s/ James Bitetto

 

James Bitetto
Attorney-in-Fact

INDEX OF EXHIBITS

Exhibits

(n)(3) Rule 18f-3 Plan, effective as of March 1, 2016, is filed herewith.