POS EX 1 lp1dif.htm POST-EFFECTIVE AMENDMENT NO. 166 lp1dif.htm - Generated by SEC Publisher for SEC Filing

File No. 33-08214

811-04813

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]

 Pre-Effective Amendment No.  [__]

 Post-Effective Amendment No. 166  [X]

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]

 Amendment No. 166  [X]

(Check appropriate box or boxes.)

Dreyfus Investment Funds

(Exact Name of Registrant as Specified in Charter)

c/o The Dreyfus Corporation

200 Park Avenue, New York, New York 10166

(Address of Principal Executive Offices) (Zip Code)

 Registrant's Telephone Number, including Area Code: (212) 922-6000

John Pak, Esq.

200 Park Avenue

New York, New York 10166

(Name and Address of Agent for Service)

It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).

 

Explanatory Note

This Post-Effective Amendment consists of the following:

1. Facing Sheet of the Registration Statement.

2. Part C to the Registration Statement (including signature page).

3. Exhibit (a)(3) to Item 28 to the Registration Statement.

4. Exhibit (n) to Item 28 to the Registration Statement.

This Post-Effective Amendment is being filed solely to file a Certificate of Designation as Exhibit (a)(3) and a revised Rule 18f-3 Plan as Exhibit (n) to Item 28 to this Registration Statement on Form N-1A.

With respect to Dreyfus/The Boston Company Emerging Markets Core Equity Fund and Dreyfus/The Boston Company Small Cap Value Fund, Part A of Post-Effective Amendment No. 158 to the

 

Registration Statement on Form N-1A was filed on January 28, 2013 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and is incorporated by reference herein;

With respect to Dreyfus/Newton International Equity Fund, Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Standish Global Fixed Income Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund, Part A of Post-Effective Amendment No. 162 to the Registration Statement on Form N-1A was filed on June 26, 2013 pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and is incorporated by reference herein; and

The Statement of Additional Information for the Registrant was filed on November 5, 2013 pursuant to Rule 497(e) under the Securities Act of 1933, as amended, and is incorporated by reference herein.

 

 

 

PART C

OTHER INFORMATION

Item 28. Exhibits.

(a)(1) Amended and Restated Agreement and Declaration of Trust dated October 27, 2011 is incorporated by reference to Exhibit (i)(4) of Post-Effective Amendment No. 153 to the Registration Statement on Form N-1A, filed on January 27, 2012.

(a)(2) Certificate of Designation is incorporated by reference to Exhibit (a)(2) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

(a)(3) Certificate of Designation for Class Y Shares of Dreyfus/Newton International Equity Fund, Dreyfus/Standish Global Fixed Income Fund, Dreyfus/Standish Intermediate Tax-Exempt Bond Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund and Dreyfus/The Boston Company Small Cap Growth Fund is filed herewith.

(b)(1) Amended and Restated By-Laws dated July 1, 2011 is incorporated by reference to Exhibit b(1) of Post-Effective Amendment No. 152 to the Registration Statement on Form N-1A, filed on August 15, 2011.

(c) Not applicable.

(d)(1) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish Intermediate Tax Exempt Bond Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (7) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(2) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish International Fixed Income Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (9) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(3) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small/Mid Cap Growth Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (19) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(4) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small Cap Tax-Sensitive Equity Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (21) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(5) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Newton International Equity Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (27) of Post-Effective Amendment No. 133 to the Registration Statement on Form N-1A, filed on January 30, 2009.

(d)(6) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Emerging Markets Core Equity Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (29) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(7) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company International Core Equity Fund, and The Dreyfus Corporation is incorporated by

 

reference to Exhibit D (32) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(8) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Large Cap Core Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (34) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(9) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small Cap Growth Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (35) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(10) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/The Boston Company Small Cap Value Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (36) of Post- Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(11) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish Fixed Income Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit D (37) of Post-Effective Amendment No. 135 to the Registration Statement on Form N-1A, filed on February 24, 2009.

(d)(12) Investment Advisory Agreement between the Registrant, on behalf of Dreyfus/Standish Global Fixed Income Fund, and The Dreyfus Corporation is incorporated by reference to Exhibit (d) of Post-Effective Amendment No. 140 to the Registration Statement on Form N-1A, filed on September 30, 2009.

(d)(13) Sub-Investment Advisory Agreement between The Dreyfus Corporation and Newton Capital Management Limited relating to Dreyfus/Newton International Equity Fund is incorporated by reference to Exhibit (d)(39) of Post-Effective Amendment No. 133 to the Registration Statement on Form N-1A, filed on January 30, 2009.

(e)(1) Amended and Restated Distribution Agreement dated October 1, 2010 is incorporated by reference to Exhibit (e) of Post-Effective Amendment No. 147 to the Registration Statement on Form N-1A, filed on January 28, 2011.

(e)(2) Amended Exhibit A (revised as of June 18, 2013) to Amended and Restated Distribution Agreement dated October 1, 2010 (relating to Dreyfus/Newton International Equity Fund, Dreyfus/Standish Global Fixed Income Fund, Dreyfus/Standish Intermediate Tax Exempt Bond Fund, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/The Boston Company Small Cap Growth Fund and Dreyfus/The Boston Company Small Cap Value Fund is incorporated by reference to exhibit (e) of Post-Effective Amendment No. 162 to the Registration Statement on Form N1-A, filed on June 26, 2013.

(f) Not applicable.

(g) Custody Agreement between the Registrant and The Bank of New York Mellon, dated January 1, 2011 (effective as of May 1, 2011) is incorporated by reference to Exhibit (g) of Post-Effective Amendment No. 149 to the Registration Statement on Form N-1A, filed on April 28, 2011.

(h)(1) Transfer Agency Agreement between the Registrant and Dreyfus Transfer, Inc., dated May 29, 2012 is incorporated by reference to Exhibit (h)(1) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

 

(h)(2) Fund Accounting and Administrative Services Agreement between the Registrant and The Dreyfus Corporation, dated May 1, 2011 is incorporated by reference to Exhibit (h)(2)of Post-Effective Amendment No. 149 to the Registration Statement on Form N-1A, filed on April 28, 2011.

(h)(3) Shareholder Services Plan, dated December 20, 2007, amended October 29, 2009, and revised October 25, 2012 for Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small Cap Value Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund, Dreyfus/Standish Intermediate Tax Exempt Bond Fund and Dreyfus/Standish Global Fixed Income Fund is incorporated by reference to Exhibit (h)(3) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

(i)(1) Opinion and Consent of Counsel for the Registrant is incorporated by reference to Exhibit i of Post-Effective Amendment No. 88 to the Registration Statement on Form N-1A, filed on November 3, 1997.

(i)(2) Consent of Counsel for the Registrant is incorporated by reference to Exhibit (i)(2) of Post-Effective Amendment No. 137 to the Registration Statement on Form N-1A, filed on April 30, 2009.

(i)(3) Opinion and consent of Registrant's counsel (relating to Dreyfus/Standish Global Fixed Income Fund) is incorporated by reference to Exhibit (i)(3) of Post-Effective Amendment No. 160 to the Registration Statement on Form N-1A, filed on April 26, 2013.

(i)(4) Opinion and consent of Registrant's counsel (relating to Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small Tax-Sensitive Equity Fund, Dreyfus/The Boston Company Small Cap Value Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund) is incorporated by reference to Exhibit (i)(4) of Post-Effective Amendment No. 153 to the Registration Statement on Form N-1A, filed on January 27, 2012.

(i)(5) Opinion and consent of Registrant's counsel (relating to Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small Cap Value Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund) is incorporated by reference to Exhibit (i)(5) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

(i)(6) Opinion and consent of Registrant's counsel (relating to Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/Newton International Equity Fund, Dreyfus/Standish Global Fixed Income Fund and Dreyfus Tax Sensitive Total Return Bond Fund) is incorporated by reference to Exhibit (i)(6) of Post-Effective Amendment No. 162 to the Registration Statement on Form N-1A, filed on June 26, 2013.

(j) Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 162 to the Registration Statement on Form N-1A, filed on June 26, 2013.

(k) None.

 

(l) Not applicable.

(m) Distribution Plan, dated December 20, 2007 and amended October 29, 2009, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Large Cap Core Fund, Dreyfus/The Boston Company Small/Mid Growth Fund, Dreyfus/Newton International Equity Fund and Dreyfus/Standish Global Fixed Income Fund is incorporated by reference to Exhibit M(1) of Post-Effective Amendment No. 141 to the Registration Statement on Form N-1A, filed on November 23, 2009.

(n) Rule 18f-3 Plan, amended as of July 1, 2013, revised as of January 1, 2014 for Dreyfus/Newton International Equity Fund, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/The Boston Company Small Cap Value Fund, Dreyfus/Standish Intermediate Tax Exempt Bond Fund and Dreyfus/Standish Global Fixed Income Fund is filed herewith.

(p)(1) Revised Code of Ethics adopted by the Registrant, dated May 29, 2012 is incorporated by reference to Exhibit (p)(1) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

(p)(2) Code of Ethics adopted by the non-management Board members of the Dreyfus Family of Funds, which became effective March 31, 2010, is incorporated by reference to Exhibit (r) of Post-Effective Amendment No. 144 to the Registration Statement on Form N-1A, filed on February 26, 2010.

 Other Exhibits

(1) Power of Attorney of Bradley J. Skapyak, James Windels and Trustees, dated October 25, 2012 is incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 158 to the Registration Statement on Form N-1A, filed on January 28, 2013.

Item 29. Persons Controlled by or Under Common Control with Registrant

Not Applicable.

Item 30. Indemnification

Under the Registrant's Agreement and Declaration of Trust, as amended, any past or present Trustee or officer of the Registrant is indemnified to the fullest extent permitted by law against liability and all expenses reasonably incurred by him in connection with any action, suit or proceeding to which he may be a party or is otherwise involved by reason of his being or having been a Trustee or officer of the Registrant. The Agreement and Declaration of Trust of the Registrant does not authorize indemnification where it is determined, in the manner specified in the Declaration, that such Trustee or officer has not acted in good faith in the reasonable belief that his actions were in the best interest of the Registrant. Moreover, the Declaration does not authorize indemnification where such Trustee or officer is liable to the Registrant or its shareholders by reason of willful misfeasance, bad faith, gross negligence or reckless disregard of his or her duties.

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to Trustees, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that, in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a Trustee, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by any such Trustee, officer

 

or controlling person against the Registrant in connection with the securities being registered, and the Commission is still of the same opinion, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

Item 31. (a) Business and Other Connections of Investment Adviser

The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of investment companies sponsored by Dreyfus and of other investment companies for which Dreyfus acts as an investment adviser, sub-investment adviser or administrator.

 (b) Business and Other Connections of Sub-Investment Adviser

With respect to Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small Cap Value Fund and Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Registrant is fulfilling the requirement of this Item 31 to provide a list of the officers and directors of The Boston Company Asset Management, LLC ("TBCAM"), together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by TBCAM or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by TBCAM (SEC File No. 801-6829)

With respect to Dreyfus/Newton International Equity Fund, Registrant is fulfilling the requirement of this Item 31 to provide a list of the officers and directors of Newton Capital Management Limited ("Newton"), together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Newton or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Newton (SEC File No. 801-42114).

With respect to Dreyfus/Standish Global Fixed Income Fund and Dreyfus/Standish Intermediate Tax Exempt Bond Fund, Registrant is fulfilling the requirement of this Item 31 to provide a list of the officers and directors of Standish Mellon Asset Management Company LLC ("Standish"), together with information as to any other business, profession, vocation or employment of a substantial nature engaged in by Standish or that firm's officers and directors during the past two years, by incorporating by reference the information contained in the Form ADV filed with the SEC pursuant to the Investment Advisers Act of 1940 by Standish (SEC File No. 801-60527).

 

Item 31. Business and Other Connections of Investment Adviser (continued)
  Officers and Directors of Investment Adviser

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

       

J. Charles Cardona
President and Director

MBSC Securities Corporation++

Director
Executive Vice President

6/07 – Present
6/07 - Present

       
 

BNY Mellon Liquidity Funds plc+

Director

4/06 - Present

       

Diane P. Durnin
Vice Chair and Director

None

   
       

Robert G. Capone
Director

MBSC Securities Corporation++

Executive Vice President Director

4/07 - Present
4/07 - Present

 

The Bank of New York Mellon*****

Vice President

2/06 - Present

       

Mitchell E. Harris
Director

Standish Mellon Asset Management Company LLC
Mellon Financial Center
201 Washington Street
Boston, MA 02108-4408

Chairman
Chief Executive Officer
Member, Board of Managers

2/05 – Present
8/04 – Present
10/04 - Present

       
 

Alcentra NY, LLC++

Manager

1/08 - Present

       
 

Alcentra US, Inc. ++

Director

1/08 - Present

       
 

Alcentra, Inc. ++

Director

1/08 - Present

       
 

BNY Alcentra Group Holdings, Inc. ++

Director

10/07 - Present

       
 

Pareto New York LLC++

Manager

11/07 - Present

       
 

Standish Ventures LLC
Mellon Financial Center
201 Washington Street
Boston, MA 02108-4408

President
Manager

12/05 - Present
12/05 - Present

       
 

Palomar Management
London, England

Director

12/97 - Present

       

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

 

Palomar Management Holdings Limited
London, England

Director

12/97 - Present

       
 

Pareto Investment Management Limited
London, England

Director

9/04 - Present

       

Andrew Provencher

Director

MBSC Securities Corporation++

Executive Vice President Director

7/13 - Present
7/13 - Present

       
 

Gold Bullion International

New York, NY

Director of Business Development

11/11 - 6/13

       

Bradley J. Skapyak
Chief Operating Officer and Director

MBSC Securities Corporation++

Executive Vice President

6/07 - Present

 

The Bank of New York Mellon****

Senior Vice President

4/07 - Present

       
 

The Dreyfus Family of Funds++

President

1/10 - Present

       
 

Dreyfus Transfer, Inc. ++

Chairman

Director

Senior Vice President

5/11 - Present

5/10 - Present
5/10 - 5/11

       

Cynthia Fryer Steer

Director

None

   
       

Patrice M. Kozlowski
Senior Vice President – Corporate Communications

None

   
       

Gary Pierce
Controller

The Bank of New York Mellon *****

Vice President

7/08 - Present

       
 

BNY Mellon, National Association +

Vice President

7/08 - Present

       
 

Laurel Capital Advisors, LLP+

Chief Financial Officer

5/07 - Present

       
 

MBSC Securities Corporation++

Director
Chief Financial Officer

6/07 – Present
6/07 - Present

       
 

Dreyfus Consumer Credit
Corporation ++

Treasurer

7/05 - 8/10

       

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

 

Dreyfus Transfer, Inc. ++

Chief Financial Officer
Treasurer

7/05 - Present
5/11- Present

       
 

Dreyfus Service
Organization, Inc.++

Treasurer

7/05 – Present

       
 

Seven Six Seven Agency, Inc. ++

Treasurer

4/99 - Present

       

Joseph W. Connolly
Chief Compliance Officer

The Dreyfus Family of Funds++

Chief Compliance Officer

10/04 - Present

 

Laurel Capital Advisors, LLP+

Chief Compliance Officer

4/05 - Present

 

BNY Mellon Funds Trust++

Chief Compliance Officer

10/04 - Present

 

MBSC Securities Corporation++

Chief Compliance Officer

6/07 – Present

       

Christopher O'Connor
Chief Administrative Officer

MBSC Securities Corporation++

Executive Vice President
Senior Vice President

12/11 – Present
5/06 – 12/11

       

John Pak

Chief Legal Officer

Deutsche Bank

60 Wall Street

New York, NY 10005

Managing Director

3/05 - 7/12

       
 

Deutsche Investment Management Americas, Inc.

345 Park Avenue

New York, NY 10154

Chief Legal Officer

3/05 - 7/12

       

Gary E. Abbs
Vice President – Tax

The Bank of New York Mellon+

First Vice President and Manager of Tax Compliance

12/96 - Present

 

Dreyfus Service Organization++

Vice President – Tax

1/09 - Present

       
 

Dreyfus Consumer Credit Corporation++

Chairman
President

1/09 – 8/10
1/09 – 8/10

       
 

MBSC Securities Corporation++

Vice President – Tax

1/09 - Present

       

Jill Gill
Vice President –
Human Resources

MBSC Securities Corporation++

Vice President

6/07 – Present

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

 

The Bank of New York Mellon *****

Vice President

7/08 – Present

       
 

BNY Mellon, National Association +

Vice President

7/08 - Present

       

Tracy A. Hopkins

Vice President - Cash Strategies

MBSC Securities Corporation++

Senior Vice President

2/08 - Present

       

Joanne S. Huber
Vice President – Tax

The Bank of New York Mellon+

State & Local Compliance Manager

7/07 - Present

       
 

Dreyfus Service Organization++

Vice President – Tax

1/09 – Present

       
 

MBSC Securities Corporation++

Vice President – Tax

1/09 – Present

       

Anthony Mayo
Vice President – Information Systems

None

   
       

John E. Lane
Vice President

A P Colorado, Inc. +

Vice President – Real Estate and Leases

8/07 - Present

 

A P East, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

A P Management, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

A P Properties, Inc. +

Vice President – Real Estate and Leases

8/07 - Present

 

Allomon Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

AP Residential Realty, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

AP Wheels, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

BNY Mellon, National Association +

Vice President – Real Estate and Leases

7/08 - Present

 

Citmelex Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

Eagle Investment Systems LLC
65 LaSalle Road
West Hartford, CT 06107

Vice President– Real Estate and Leases

8/07 - Present

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

 

East Properties Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

FSFC, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

Holiday Properties, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

MBC Investments Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

MBSC Securities Corporation++

Vice President– Real Estate and Leases

8/07 - Present

 

MELDEL Leasing Corporation Number 2, Inc. +

Vice President– Real Estate and Leases

7/07 - Present

 

Mellon Bank Community Development Corporation+

Vice President– Real Estate and Leases

11/07 - Present

 

Mellon Capital Management Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

Mellon Financial Services Corporation #1+

Vice President– Real Estate and Leases

8/07 - Present

 

Mellon Financial Services Corporation #4+

Vice President – Real Estate and Leases

7/07 - Present

 

Mellon Funding Corporation+

Vice President– Real Estate and Leases

12/07 - Present

 

Mellon Holdings, LLC+

Vice President– Real Estate and Leases

12/07 - Present

 

Mellon International Leasing Company+

Vice President– Real Estate and Leases

7/07 - Present

 

Mellon Leasing Corporation+

Vice President– Real Estate and Leases

7/07 - Present

 

Mellon Ventures, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

Melnamor Corporation+

Vice President– Real Estate and Leases

8/07 - Present

 

MFS Leasing Corp. +

Vice President– Real Estate and Leases

7/07 - Present

 

MMIP, LLC+

Vice President– Real Estate and Leases

8/07 - Present

 

Pareto New York LLC++

Vice President– Real Estate and Leases

10/07 - Present

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

 

Pontus, Inc. +

Vice President– Real Estate and Leases

7/07 - Present

 

Promenade, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

RECR, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

Technology Services Group, Inc.*****

Senior Vice President

6/06 - Present

       
 

Tennesee Processing Center LLC*****

Managing Director

5/08 - Present

       
 

Texas AP, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

 

The Bank of New York Mellon*****

Vice President – Real Estate and Leases

7/08 - Present

 

The Bank of New York Mellon Corporation*****

Executive Vice President

8/07 - Present

       
 

Trilem, Inc. +

Vice President– Real Estate and Leases

8/07 - Present

       

Kathleen Geis
Vice President

BNY Mellon, National Association+

Managing Director

7/09 - Present

 

BNY Mellon Distributors Holdings, Inc. +

Vice President -
Real Estate

7/11 - Present

 

BNY Mellon Investment
Servicing (US) Inc. +

Vice President -
Real Estate

7/11 - Present

 

BNY Mellon Performance & Risk Analytics, LLC+

Vice President -
Real Estate

7/11 - Present

 

BNY Mellon Trust Company of Illinois+

Vice President -
Real Estate

7/11 - Present

 

BNY Mellon Trust of Delaware+

Vice President -
Real Estate

7/11 - Present

 

Eagle Investment Systems LLC+

Vice President -
Real Estate

7/11 - Present

 

Ivy Asset Management LLC+

Vice President -
Real Estate

7/11 - Present

 

Mellon Capital Management Corporation***

Vice President -
Real Estate

7/11 - Present

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

 

Mellon Financial Services

Corporation #1+

Vice President -
Real Estate

7/11 - Present

 

Mellon Holdings LLC+

Vice President -
Real Estate

7/11 - Present

 

Mellon Investor Services LLC+

Vice President -
Real Estate

7/11 - Present

 

Pareto New York LLC*****

Vice President -
Real Estate

7/11 - Present

 

SourceNet Solutions, Inc. +

Vice President -
Real Estate

7/11 - Present

 

Technology Services Group, Inc. +

Vice President -
Real Estate

7/11 - Present

 

Tennessee Processing Center LLC+

Vice President -
Real Estate

7/11 - Present

 

The Bank of New York Mellon Trust Company, National Association+

Vice President -
Real Estate

7/11 - Present

 

Alcentra US, Inc. ++

Vice President -
Real Estate

7/11 - Present

 

BNY Mellon Capital Markets LLC++

Vice President -
Real Estate

7/11 - Present

 

Pershing LLC*****

Vice President -
Real Estate

7/11 - Present

 

The Bank of New York Mellon+

Managing Director

7/09 - Present

 

MBNA Institutional PA Services, LLC+

Managing Director

7/09 – Present

       

Dean M. Steigauf
Vice President

BNY Mellon, National Association+

Vice President

7/09 - Present

 

BNY Mellon Distributors Holdings, Inc. +

Vice President -
Real Estate

7/11 - Present

 

BNY Mellon Investment
Servicing (US) Inc. +

Vice President -
Real Estate

7/11 - Present

 

BNY Mellon Performance & Risk Analytics, LLC+

Vice President -
Real Estate

7/11 - Present

 

BNY Mellon Trust Company of Illinois+

Vice President -
Real Estate

7/11 - Present

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

 

BNY Mellon Trust of Delaware+

Vice President -
Real Estate

7/11 - Present

 

Eagle Investment Systems LLC+

Vice President -
Real Estate

7/11 - Present

 

Ivy Asset Management LLC+

Vice President -
Real Estate

7/11 - Present

 

Mellon Capital Management Corporation***

Vice President -
Real Estate

7/11 - Present

 

Mellon Financial Services

Corporation #1+

Vice President -
Real Estate

7/11 - Present

 

Mellon Holdings LLC+

Vice President -
Real Estate

7/11 - Present

 

Mellon Investor Services LLC+

Vice President -
Real Estate

7/11 - Present

 

Pareto New York LLC*****

Vice President -
Real Estate

7/11 - Present

 

SourceNet Solutions, Inc. +

Vice President -
Real Estate

7/11 - Present

 

Technology Services Group, Inc. +

Vice President -
Real Estate

7/11 - Present

 

Tennessee Processing Center LLC+

Vice President -
Real Estate

7/11 - Present

 

The Bank of New York Mellon Trust Company, National Association+

Vice President -
Real Estate

7/11 - Present

 

Alcentra US, Inc. ++

Vice President -
Real Estate

7/11 - Present

 

BNY Mellon Capital Markets LLC++

Vice President -
Real Estate

7/11 - Present

 

Pershing LLC*****

Vice President -
Real Estate

7/11 - Present

 

The Bank of New York Mellon+

Vice President

12/02 - Present

       

James Bitetto
Secretary

The Dreyfus Family of Funds++

Vice President and Assistant Secretary

8/05 - Present

       
 

MBSC Securities Corporation++

Assistant Secretary

6/07 - Present

       
 

Dreyfus Service Organization, Inc.++

Secretary

8/05 - Present

       

 

       

Name and Position
With Dreyfus  

Other Businesses

Position Held

Dates

 

The Dreyfus Consumer Credit Corporation++

Vice President

2/02 - 8/10

       
 

Founders Asset Management LLC****

Assistant Secretary

3/09 - 12/09

   

*

The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108.

**

The address of the business so indicated is One Bush Street, Suite 450, San Francisco, California 94104.

***

The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, California 94105.

****

The address of the business so indicated is 210 University Blvd., Suite 800, Denver, Colorado 80206.

*****

The address of the business so indicated is One Wall Street, New York, New York 10286.

+

The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258.

++

The address of the business so indicated is 200 Park Avenue, New York, New York 10166.

+++

The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale, New York 11556-0144.

++++

The address of the business so indicated is White Clay Center, Route 273, Newark, Delaware 19711.

+++++

The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804.

     

Item 32. Principal Underwriters

 (a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:

1. 

Advantage Funds, Inc.

 

2. 

BNY Mellon Funds Trust

 

3. 

CitizensSelect Funds

 

4. 

Dreyfus Appreciation Fund, Inc.

 

5. 

Dreyfus BASIC Money Market Fund, Inc.

 

6. 

Dreyfus Bond Funds, Inc.

 

7. 

Dreyfus Cash Management

 

8. 

Dreyfus Funds, Inc.

 

9. 

The Dreyfus Fund Incorporated

 

10. 

Dreyfus Government Cash Management Funds

 

11. 

Dreyfus Growth and Income Fund, Inc.

 

12. 

Dreyfus Index Funds, Inc.

 

13. 

Dreyfus Institutional Cash Advantage Funds

 

 

   

14. 

Dreyfus Institutional Preferred Money Market Funds

15. 

Dreyfus Institutional Reserves Funds

16. 

Dreyfus Intermediate Municipal Bond Fund, Inc.

17. 

Dreyfus International Funds, Inc.

18. 

Dreyfus Investment Funds

19. 

Dreyfus Investment Grade Funds, Inc.

20. 

Dreyfus Investment Portfolios

21. 

The Dreyfus/Laurel Funds, Inc.

22. 

The Dreyfus/Laurel Funds Trust

23. 

The Dreyfus/Laurel Tax-Free Municipal Funds

24. 

Dreyfus Liquid Assets, Inc.

25. 

Dreyfus Manager Funds I

26. 

Dreyfus Manager Funds II

27. 

Dreyfus Midcap Index Fund, Inc.

28. 

Dreyfus Municipal Bond Opportunity Fund

29. 

Dreyfus Municipal Cash Management Plus

30. 

Dreyfus Municipal Funds, Inc.

31. 

Dreyfus Municipal Money Market Fund, Inc.

32. 

Dreyfus New Jersey Municipal Bond Fund, Inc.

33. 

Dreyfus New Jersey Municipal Money Market Fund, Inc.

34. 

Dreyfus New York AMT-Free Municipal Bond Fund

35. 

Dreyfus New York AMT-Free Municipal Money Market Fund

36. 

Dreyfus New York Municipal Cash Management

37. 

Dreyfus New York Tax Exempt Bond Fund, Inc.

38. 

Dreyfus Opportunity Funds

39. 

Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.

40. 

Dreyfus Premier GNMA Fund, Inc.

41. 

Dreyfus Premier Investment Funds, Inc.

42. 

Dreyfus Premier Short-Intermediate Municipal Bond Fund

43. 

Dreyfus Premier Worldwide Growth Fund, Inc.

44. 

Dreyfus Research Growth Fund, Inc.

45. 

Dreyfus State Municipal Bond Funds

46. 

Dreyfus Stock Funds

47. 

Dreyfus Short-Intermediate Government Fund

 

   

48. 

The Dreyfus Socially Responsible Growth Fund, Inc.

49. 

Dreyfus Stock Index Fund, Inc.

50. 

Dreyfus Tax Exempt Cash Management Funds

51. 

The Dreyfus Third Century Fund, Inc.

52. 

Dreyfus Treasury & Agency Cash Management

53. 

Dreyfus Treasury Prime Cash Management

54. 

Dreyfus U.S. Treasury Intermediate Term Fund

55. 

Dreyfus U.S. Treasury Long Term Fund

56. 

Dreyfus 100% U.S. Treasury Money Market Fund

57. 

Dreyfus Variable Investment Fund

58. 

Dreyfus Worldwide Dollar Money Market Fund, Inc.

59. 

General California Municipal Money Market Fund

60. 

General Government Securities Money Market Funds, Inc.

61. 

General Money Market Fund, Inc.

62. 

General Municipal Money Market Funds, Inc.

63. 

General New York Municipal Money Market Fund

64. 

Strategic Funds, Inc.

     

(b)

   

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Kenneth Bradle**

Chief Executive Officer, President and Director

None

Robert G. Capone****

Executive Vice President and Director

None

J. Charles Cardona*

Chairman of the Board

Executive Vice President (Money Market Funds Only)

Sue Ann Cormack**

Executive Vice President

None

John M. Donaghey***

Executive Vice President and Director

None

Mark A. Keleher*****

Executive Vice President

None

James D. Kohley***

Executive Vice President

None

William H. Maresca**

Executive Vice President and Director

None

Timothy M. McCormick*

Executive Vice President

None

David K. Mossman***

Executive Vice President

None

Christopher D. O'Connor*

Executive Vice President and Director

None

Irene Papadoulis**

Executive Vice President

None

 

     

(b)

   

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Matthew Perrone**

Executive Vice President

None

Bradley J. Skapyak*

Executive Vice President

President

Bill E. Sappington*

Executive Vice President and Director

None

Gary Pierce*

Chief Financial Officer and Director

None

Tracy Hopkins*

Senior Vice President

None

Mercedes Katz**

Senior Vice President

None

Mary T. Lomasney****

Senior Vice President

None

Barbara A. McCann****

Senior Vice President

None

James D. Muir*

Chief Legal Officer and Secretary

None

Joseph W. Connolly*

Chief Compliance Officer (Investment Advisory Business)

Chief Compliance Officer

Stephen Storen*

Chief Compliance Officer

Anti-Money Laundering Compliance Officer

Matthew D. Connolly*

Vice President and Anti-Money Laundering Officer

None

Maria Georgopoulos*

Vice President – Facilities Management

None

Stewart Rosen*

Vice President – Facilities Management

None

Karin L. Waldmann*

Privacy Officer

None

Gary E. Abbs***

Vice President – Tax

None

Timothy I. Barrett**

Vice President

None

Gina DiChiara*

Vice President

None

Jill Gill*

Vice President

None

Joanne S. Huber***

Vice President – Tax

None

John E. Lane******

Vice President

None

Kathleen Geis******

Vice President

None

Dean M. Steigauf******

Vice President

None

Donna M. Impagliazzo**

Vice President – Compliance

None

Carla R. Wanzer*

Vice President – Compliance

None

Anthony Nunez*

Vice President – Finance

None

Claudine Orloski***

Vice President – Tax

None

William Schalda*

Vice President

None

John Shea*

Vice President – Finance

None

Christopher A. Stallone**

Vice President

None

 

     

(b)

   

Name and principal
Business address

Positions and offices with the Distributor

Positions and Offices with Registrant

Susan Verbil*

Vice President – Finance

None

William Verity*

Vice President – Finance

None

James Windels******

Vice President

Treasurer

James Bitetto*

Assistant Secretary

Vice President and
Assistant Secretary

Mary Lou Olinski***

Assistant Secretary

None

Barbara J. Parrish***

Assistant Secretary

None

Cristina Rice***

Assistant Secretary

None

Victor R. Siclari***

Assistant Secretary

None

   

*

Principal business address is 200 Park Avenue, New York, NY 10166.

**

Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.

***

Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258.

****

Principal business address is One Boston Place, Boston, MA 02108.

*****

Principal business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94105.

******

Principal business address is 101 Barclay Street, New York 10286.

*******

Principal business address is 2 Hanson Place, Brooklyn, New York 11217

Item 33. Location of Accounts and Records

1. The Bank of New York Mellon
        One Wall Street
        New York, New York 10286

2. The Bank of New York Mellon
        One Mellon Bank Center
        Pittsburgh, Pennsylvania 15258

3. BNY Mellon Investment Servicing (US), Inc.
        4400 Computer Drive
        Westborough, MA 01581

4. The Dreyfus Corporation
        200 Park Avenue
        New York, New York 10166

5. The Dreyfus Corporation
        2 Hanson Place
        Brooklyn, New York 11217

Item 34. Management Services

  Not Applicable

Item 35. Undertakings

  None

 

SIGNATURES

 Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of New York, and State of New York on the 31st of December 2013.

Dreyfus Investment Funds

   

BY:

/s/ Bradley J. Skapyak*

 

Bradley J. Skapyak
PRESIDENT

 Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

         

Signatures

 

Title

 

Date

         

/s/ Bradley J. Skapyak*

 

President (Principal Executive Officer)

 

12/31/2013

Bradley J. Skapyak

       

/s/ James Windels*

 

Treasurer (Principal Financial and Accounting Officer)

 

12/31/2013

James Windels

       

/s/ Joseph S. DiMartino*

 

Chairman of the Board

 

12/31/2013

Joseph S. DiMartino

       

/s/ James M. Fitzgibbons*

 

Board Member

 

12/31/2013

James M. Fitzgibbons

       

/s/ Kenneth A. Himmel*

 

Board Member

 

12/31/2013

Kenneth A. Himmel

       

/s/ Stephen J. Lockwood*

 

Board Member

 

12/31/2013

Stephen J. Lockwood

       

/s/ Roslyn M. Watson*

 

Board Member

 

12/31/2013

Roslyn M. Watson

       

/s/ Benaree Pratt Wiley*

 

Board Member

 

12/31/2013

Benaree Pratt Wiley

       

/s/ Francine J. Bovich*

 

Board Member

 

12/31/2013

Francine J. Bovich

       

 

   

*BY:

/s/ James Bitetto  

 

James Bitetto
Attorney-in-Fact

 

 

INDEX OF EXHIBITS

Exhibits

(a)(3)

Certificate of Designation for Class Y Shares of Dreyfus/Newton International Equity Fund, Dreyfus/Standish Global Fixed Income Fund, Dreyfus/Standish Intermediate Tax-Exempt Bond Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund and Dreyfus/The Boston Company Small Cap Growth Fund.

(n)

Rule 18f-3 Plan, amended as of July 1, 2013, revised as of January 1, 2014 for Dreyfus/Newton International Equity Fund, Dreyfus/The Boston Company Emerging Markets Core Equity Fund, Dreyfus/The Boston Company Small Cap Growth Fund, Dreyfus/The Boston Company Small/Mid Cap Growth Fund, Dreyfus/The Boston Company Small Cap Value Fund, Dreyfus/Standish Intermediate Tax Exempt Bond Fund and Dreyfus/Standish Global Fixed Income Fund.