FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
M I HOMES INC [ MHO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/10/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Depositary Shares(1) | 04/10/2013 | J(2) | 30,703 | D | $25 | 30,397 | I | See footnote.(3) | ||
Depositary Shares(1) | 04/10/2013 | J(2) | 2,990 | D | $25 | 2,960 | I | See footnote.(4) | ||
Depositary Shares(1) | 04/10/2013 | J(2) | 503 | D | $25 | 497 | I | See footnote.(5) | ||
Depositary Shares(1) | 04/10/2013 | J(2) | 1,005 | D | $25 | 995 | I | See footnote.(6) | ||
Depositary Shares(1) | 04/10/2013 | J(2) | 1,005 | D | $25 | 995 | I | See footnote.(7) | ||
Depositary Shares(1) | 04/10/2013 | J(2) | 1,005 | D | $25 | 995 | I | See footnote.(8) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Each Depositary Share represents a 1/1,000th interest in a share of the Company's 9.75% Series A Preferred Shares. |
2. On April 10, 2013, the Company redeemed 2,000 of its 4,000 outstanding Series A Preferred Shares (as represented by 2,000,000 of its 4,000,000 outstanding Depositary Shares) in accordance with the terms of the Company's Amended and Restated Articles of Incorporation. |
3. These Depositary Shares are held in the Irving E. Schottenstein Marital Trust 2, of which the reporting person is one of four trustees. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose. |
4. These Depositary Shares are held in the Irving E. Schottenstein Insurance Trust, of which the reporting person is one of three trustees. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose. |
5. These Depositary Shares are held in the Irving E. Schottenstein Marital Trust 1, of which the reporting person is one of four trustees. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose. |
6. These Depositary Shares are held in the Alissa Schottenstein Skip Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose. |
7. These Depositary Shares are held in the Joshua Schottenstein Skip Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose. |
8. These Depositary Shares are held in the Leah Schottenstein Skip Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose. |
Remarks: |
/s/Phillip G. Creek, attorney-in-fact for Robert H. Schottenstein | 04/22/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |