0000799292-23-000054.txt : 20230502 0000799292-23-000054.hdr.sgml : 20230502 20230502161028 ACCESSION NUMBER: 0000799292-23-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230428 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOTTENSTEIN ROBERT H CENTRAL INDEX KEY: 0001204731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12434 FILM NUMBER: 23879043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M/I HOMES, INC. CENTRAL INDEX KEY: 0000799292 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 311210837 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4131 WORTH AVENUE STE 500 CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 6144188000 MAIL ADDRESS: STREET 1: 4131 WORTH AVENUE STE 500 CITY: COLUMBUS STATE: OH ZIP: 43219 FORMER COMPANY: FORMER CONFORMED NAME: M I HOMES INC DATE OF NAME CHANGE: 20040112 FORMER COMPANY: FORMER CONFORMED NAME: M I SCHOTTENSTEIN HOMES INC DATE OF NAME CHANGE: 19931228 4 1 wf-form4_168305820870783.xml FORM 4 X0407 4 2023-04-28 0 0000799292 M/I HOMES, INC. MHO 0001204731 SCHOTTENSTEIN ROBERT H 4131 WORTH AVE., SUITE 500 COLUMBUS OH 43219 1 1 0 0 Chairman, CEO & President 0 Common Shares 2023-04-28 4 M 0 19200 27.62 A 118086 D Common Shares 2023-04-28 4 M 0 60000 42.23 A 178086 D Common Shares 2023-04-28 4 M 0 24000 47.59 A 202086 D Common Shares 2023-04-28 4 S 0 5021 66.50 D 197065 D Common Shares 2023-04-28 4 S 0 1171 66.51 D 195894 D Common Shares 2023-04-28 4 S 0 1100 66.52 D 194794 D Common Shares 2023-04-28 4 S 0 1367 66.53 D 193427 D Common Shares 2023-04-28 4 S 0 1403 66.54 D 192024 D Common Shares 2023-04-28 4 S 0 1502 66.55 D 190522 D Common Shares 2023-04-28 4 S 0 629 66.56 D 189893 D Common Shares 2023-04-28 4 S 0 96 66.565 D 189797 D Common Shares 2023-04-28 4 S 0 352 66.57 D 189445 D Common Shares 2023-04-28 4 S 0 685 66.58 D 188760 D Common Shares 2023-04-28 4 S 0 839 66.59 D 187921 D Common Shares 2023-04-28 4 S 0 100 66.595 D 187821 D Common Shares 2023-04-28 4 S 0 933 66.60 D 186888 D Common Shares 2023-04-28 4 S 0 929 66.61 D 185959 D Common Shares 2023-04-28 4 S 0 1131 66.62 D 184828 D Common Shares 2023-04-28 4 S 0 100 66.6275 D 184728 D Common Shares 2023-04-28 4 S 0 1027 66.63 D 183701 D Common Shares 2023-04-28 4 S 0 785 66.64 D 182916 D Common Shares 2023-04-28 4 S 0 3505 66.65 D 179411 D Common Shares 2023-04-28 4 S 0 434 66.655 D 178977 D Common Shares 2023-04-28 4 S 0 2917 66.66 D 176060 D Common Shares 2023-04-28 4 S 0 2447 66.67 D 173613 D Common Shares 2023-04-28 4 S 0 2260 66.68 D 171353 D Common Shares 2023-04-28 4 S 0 120 66.685 D 171233 D Common Shares 2023-04-28 4 S 0 2303 66.69 D 168930 D Common Shares 2023-04-28 4 S 0 49 66.695 D 168881 D Option to Purchase Common Shares 27.62 2023-04-28 4 M 0 19200 0 D 2029-02-19 Common Shares 19200.0 19200 D Option to Purchase Common Shares 42.23 2023-04-28 4 M 0 60000 0 D 2030-02-18 Common Shares 60000.0 40000 D Option to Purchase Common Shares 47.59 2023-04-28 4 M 0 24000 0 D 2032-02-17 Common Shares 24000.0 96000 D The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. The options described on this line vested on February 19, 2023. Of the options described on this line, 20,000 vested on February 18, 2021, 20,000 vested on February 18, 2022 and 20,000 Vested on February 18, 2023. The options described on this line vested on February 17, 2023. /s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein 2023-05-02