0000799292-21-000012.txt : 20210208 0000799292-21-000012.hdr.sgml : 20210208 20210208160859 ACCESSION NUMBER: 0000799292-21-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210204 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOTTENSTEIN ROBERT H CENTRAL INDEX KEY: 0001204731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12434 FILM NUMBER: 21601486 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M/I HOMES, INC. CENTRAL INDEX KEY: 0000799292 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 311210837 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4132 WORTH AVENUE STE 500 CITY: COLUMBUS STATE: OH ZIP: 43219 BUSINESS PHONE: 6144188000 MAIL ADDRESS: STREET 1: 4132 WORTH AVENUE STE 500 CITY: COLUMBUS STATE: OH ZIP: 43219 FORMER COMPANY: FORMER CONFORMED NAME: M I HOMES INC DATE OF NAME CHANGE: 20040112 FORMER COMPANY: FORMER CONFORMED NAME: M I SCHOTTENSTEIN HOMES INC DATE OF NAME CHANGE: 19931228 4 1 wf-form4_161281852067692.xml FORM 4 X0306 4 2021-02-04 0 0000799292 M/I HOMES, INC. MHO 0001204731 SCHOTTENSTEIN ROBERT H 4131 WORTH AVE., SUITE 500 COLUMBUS OH 43219 1 1 0 0 Chairman, CEO & President Common Shares 2021-02-04 4 M 0 16500 16.85 A 78864 D Common Shares 2021-02-04 4 M 0 16500 23.34 A 95364 D Common Shares 2021-02-04 4 M 0 19200 31.93 A 114564 D Common Shares 2021-02-04 4 M 0 19200 27.62 A 133764 D Common Shares 2021-02-04 4 S 0 11248 50 D 122516 D Common Shares 2021-02-04 4 S 0 17400 50.005 D 105116 D Common Shares 2021-02-04 4 S 0 300 50.01 D 104816 D Common Shares 2021-02-04 4 S 0 16500 50.015 D 88316 D Common Shares 2021-02-04 4 S 0 400 50.02 D 87916 D Common Shares 2021-02-04 4 S 0 1000 50.025 D 86916 D Common Shares 2021-02-04 4 S 0 500 50.03 D 86416 D Common Shares 2021-02-04 4 S 0 2600 50.035 D 83816 D Common Shares 2021-02-04 4 S 0 520 50.04 D 83296 D Common Shares 2021-02-04 4 S 0 4300 50.05 D 78996 D Common Shares 2021-02-04 4 S 0 1200 50.055 D 77796 D Common Shares 2021-02-04 4 S 0 300 50.06 D 77496 D Common Shares 2021-02-04 4 S 0 600 50.07 D 76896 D Common Shares 2021-02-04 4 S 0 200 50.095 D 76696 D Common Shares 2021-02-04 4 S 0 2300 50.10 D 74396 D Common Shares 2021-02-04 4 S 0 200 50.11 D 74196 D Common Shares 2021-02-04 4 S 0 300 50.13 D 73896 D Common Shares 2021-02-04 4 S 0 100 50.14 D 73796 D Common Shares 2021-02-04 4 S 0 600 50.145 D 73196 D Common Shares 2021-02-04 4 S 0 2396 50.15 D 70800 D Common Shares 2021-02-04 4 S 0 600 50.16 D 70200 D Common Shares 2021-02-04 4 S 0 200 50.165 D 70000 D Common Shares 2021-02-04 4 S 0 100 50.17 D 69900 D Common Shares 2021-02-04 4 S 0 1073 50.18 D 68827 D Common Shares 2021-02-04 4 S 0 300 50.185 D 68527 D Common Shares 2021-02-04 4 S 0 2805 50.19 D 65722 D Option to Purchase Common Shares 16.85 2021-02-04 4 M 0 16500 0 D 2026-02-16 Common Shares 16500.0 0 D Option to Purchase Common Shares 23.34 2021-02-04 4 M 0 16500 0 D 2027-02-08 Common Shares 16500.0 16500 D Option to Purchase Common Shares 31.93 2021-02-04 4 M 0 19200 0 D 2028-02-15 Common Shares 19200.0 38400 D Option to Purchase Common Shares 27.62 2021-02-04 4 M 0 19200 0 D 2029-02-19 Common Shares 19200.0 76800 D The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. The options described on this line vested on December 31, 2020. The options described on this line vested February 19, 2020. /s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein 2021-02-08