0001209191-20-027149.txt : 20200505 0001209191-20-027149.hdr.sgml : 20200505 20200505164047 ACCESSION NUMBER: 0001209191-20-027149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200501 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffith Jerome CENTRAL INDEX KEY: 0001547440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09769 FILM NUMBER: 20849561 MAIL ADDRESS: STREET 1: C/O TUMI, INC. STREET 2: 1001 DURHAM AVENUE CITY: SOUTH PLAINFIELD STATE: NJ ZIP: 07080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANDS' END, INC. CENTRAL INDEX KEY: 0000799288 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 362512786 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE LANDS' END LN CITY: DODGEVILLE STATE: WI ZIP: 53595 BUSINESS PHONE: 6089359341 MAIL ADDRESS: STREET 1: ONE LANDS' END LANE STREET 2: ONE LANDS' END LANE CITY: DODGEVILLE STATE: WI ZIP: 53595 FORMER COMPANY: FORMER CONFORMED NAME: LAND'S END, INC. DATE OF NAME CHANGE: 20140527 FORMER COMPANY: FORMER CONFORMED NAME: LAND'S END, INC DATE OF NAME CHANGE: 20140527 FORMER COMPANY: FORMER CONFORMED NAME: LANDS END INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-01 0 0000799288 LANDS' END, INC. LE 0001547440 Griffith Jerome 1 LANDS' END LANE DODGEVILLE WI 53595 1 1 0 0 CEO & President Common Stock 2020-05-01 4 M 0 19669 0.00 A 49954 D Common Stock 211550 I By Jerome Griffith Revocable Trust Restricted Stock Units 0.00 2020-05-01 4 M 0 19669 0.00 D Common Stock 19669 233069 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions. The reporting person contributed 29,412 shares to the Jerome Griffith Revocable Trust on March 27, 2020 in a transaction that resulted in a change in the form of beneficial ownership from direct to indirect. This RSU award was granted on May 1, 2017, with vesting in three installments on May 1, 2018 (25%), May 1, 2019 (25%) and May 1, 2020 (50%). Of the total number of RSUs, 23,858 RSUs will vest on March 26, 2021; 29,411 RSUs will vest on March 6, 2021; 18,356 RSUs will vest on March 25, 2021; 36,714 RSUs will vest on March 25, 2022; and 124,730 RSUs will vest in three annual installments on March 19, 2021 (25%), March 19, 2022 (25%) and March 19, 2023 (50%); subject in each case to the satisfaction of vesting conditions, including continued employment. /s/ Peter L. Gray as attorney-in-fact for Jerome S. Griffith 2020-05-05