0000799233-20-000039.txt : 20200727 0000799233-20-000039.hdr.sgml : 20200727 20200727093121 ACCESSION NUMBER: 0000799233-20-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200121 FILED AS OF DATE: 20200727 DATE AS OF CHANGE: 20200727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERDIN MICHAEL J CENTRAL INDEX KEY: 0001212393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15087 FILM NUMBER: 201049026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND EXPRESS INC CENTRAL INDEX KEY: 0000799233 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 930926999 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 NORTH KANSAS AVENUE CITY: NORTH LIBERTY STATE: IA ZIP: 52317 BUSINESS PHONE: 3196263600 MAIL ADDRESS: STREET 1: 901 NORTH KANSAS AVENUE CITY: NORTH LIBERTY STATE: IA ZIP: 52317 4 1 wf-form4_159585666613512.xml FORM 4 X0306 4 2020-01-21 0 0000799233 HEARTLAND EXPRESS INC HTLD 0001212393 GERDIN MICHAEL J 901 NORTH KANSAS AVENUE NORTH LIBERTY IA 52317 1 1 1 1 Chief Executive Officer Co-Trustee of 10% Owner Common Stock 2020-01-21 4 G 0 772579 0 D 1774668 I Trustee of GRATs Common Stock 2020-01-21 4 G 0 626378 0 A 7666863 I Co-Trustee of Trust Common Stock 2020-01-21 4 G 0 626378 0 D 1148290 I Trustee of GRATs Common Stock 2020-01-21 4 G 0 772579 0 A 18158354 I Co-Trustee of Trust Common Stock 2020-07-24 4 S 0 3260870 20.02 D 4405993 I Co-Trustee of Trust Common Stock 38424 I Trustee of Trusts Common Stock 5003805 I Co-Trustee of Trust Common Stock 1936276 I Co-General Partner of Partnership Common Stock 681124 D Annuity distributions made from grantor retained annuity trusts (GRATs) created for the benefit of Ann Gerdin. Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. As trustee, Mr. Gerdin has sole voting and dispositive power over the shares owned by these GRATs. Mr. Gerdin is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. The two other beneficiaries of the 2009 Gerdin Heartland Trust, Mrs. Durr and Mrs. Janssen, also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees. Mr. Gerdin, Julie Durr, Angela Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen. The 2009 Gerdin Heartland Trust sold 3,260,870 shares of Common Stock in a registered public offering on July 24, 2020, at a price per share of $20.02, after deducting underwriting discounts and commissions of $0.48 per share. Mr. Gerdin is the trustee of trusts created for the benefit of his children. As trustee, Mr. Gerdin has voting and dispositive powers with respect to the trusts. Beneficial ownership is disclaimed. Mr. Gerdin is one of the beneficiaries of the 2007 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without the consent of the other two trustees. The Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are co-general partners of Gerdin Family Investments LP. None of the Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, or Mrs. Janssen has voting and dispositive powers with respect to this partnership without consent of the majority of the other co-general partners. Beneficial ownership is disclaimed except to the extent of each such reporting person's percentage ownership of general and limited partner shares in the partnership. /S/Michael J. Gerdin 2020-07-27