SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
GUENTHNER C STEVEN

(Last) (First) (Middle)
9510 ORMSBY STATION ROAD
SUITE 300

(Street)
LOUISVILLE KY 40223

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALMOST FAMILY INC [ AFAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President & PFO
3. Date of Earliest Transaction (Month/Day/Year)
05/22/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/22/2017 S 10,367(14) D $56.1018(13) 166,951 D
Common Stock 05/23/2017 S 9,633(14) D $55.679(15) 157,318 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy)(8) $49.05 (12) 03/09/2027 Common Stock 9,400 9,400 D
Option (right to buy)(8) $36.03 (11) 03/03/2026 Common Stock 12,200 12,200 D
Option (right to buy)(8) $37.28 (10) 03/01/2025 Common Stock 11,500 11,500 D
Option (right to buy)(8) $24.28 (9) 03/16/2024 Common Stock 14,400 14,400 D
Option (right to buy)(2) $24.16 (6) 02/26/2022 Common Stock 6,200 6,200 D
Option (right to buy)(2) $20.89 (7) 02/28/2023 Common Stock 12,400 12,400 D
Option (right to buy)(2) $22.18 (1) 03/06/2018 Common Stock 7,500 7,500 D
Option (right to buy)(2) $40.13 (4) 12/13/2019 Comnmon Stock 3,000 3,000 D
Option (Right to Buy)(2) $33.27 (3) 02/08/2019 Common Stock 6,900 6,900 D
Option (right to buy)(2) $36.69 (5) 03/10/2021 Common Stock 4,300 4,300 D
Explanation of Responses:
1. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
2. Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
3. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
4. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
5. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
6. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
7. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
8. Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
9. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
10. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
11. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 4, 2016.
12. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 10, 2017.
13. Weighted average sales price. On 5/22/17, the 10,367 shares were sold within a range of $55.55 and $56.50. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price.
14. These shares were sold pursuant to a written non-discretionary Rule 10b5-1 sales plan dated December 28, 2016.
15. Weighted average sales price. On 5/23/17, the 9,633 shares were sold within a range of $55.30 and $56.10. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ C. Steven Guenthner 05/24/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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