-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PixheSARXIQtVUrzSF+3kg8kCeLqBWri91x7G3DvbeOJjwUTDRR3ebbttnKPKirj SgiWZ++Gp8N+QUBvKDiyKQ== 0000799231-97-000006.txt : 19971014 0000799231-97-000006.hdr.sgml : 19971014 ACCESSION NUMBER: 0000799231-97-000006 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970331 FILED AS OF DATE: 19971010 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARETENDERS HEALTH CORP CENTRAL INDEX KEY: 0000799231 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOME HEALTH CARE SERVICES [8082] IRS NUMBER: 061153720 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 001-09848 FILM NUMBER: 97693561 BUSINESS ADDRESS: STREET 1: 100 MALLARD CREEK ROAD STREET 2: SUITE 400 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-899-53 MAIL ADDRESS: STREET 1: 100 MALLARD CREEK ROAD STREET 2: SUITE 400 CITY: LOUISVILLE STATE: KY ZIP: 40207 FORMER COMPANY: FORMER CONFORMED NAME: SENIOR SERVICE CORP DATE OF NAME CHANGE: 19920123 10-K/A 1 Amendment No. 2 Filed October 9, 1997 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K / A / X / ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 1997 OR / / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ____________________to____________________ Commission file number 1-9848 CARETENDERS HEALTH CORP. (Exact name of registrant as specified in its charter) Delaware 06-1153720 (State or other jurisdiction of (IRS Employer incorporation or organization) Identification No.) 100 Mallard Creek Road, Suite 400, Louisville, Kentucky 40207 (Address of principal executive offices) (Zip Code) (502) 899-5355 (Registrant's telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Title of each class Name of each exchange on which registered ------------------- ----------------------------------------- Common stock, Nasdaq National Market par value $.10 per share Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes / X / No/ /. Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of regulation S-K is not contained herein, and will not be contained, to the best of the registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. / X / As of July 25, 1997, 3,129,413 shares of the registrant's common stock were outstanding. The aggregate market value of Registrant's voting common stock held by non-affiliates of the registrant as of July 25, 1997 was approximately $23,801,122 (based on the last sale price of a share of the common stock as of July 25, 1997 ($7.63), as reported by the National Association of Securities Dealers, Inc. Automated Quotation ("NASDAQ")system). DOCUMENTS INCORPORATED BY REFERENCE None. PART III ITEM 10. DIRECTORS AND EXECUTIVE OFFICERS OF THE REGISTRANT The information required by this Item is set forth the in Registrants definitive proxy materials relating to the annual meeting to be held November 24, 1997, except for the information regarding executive officers of the Company, which is contained herein. The information required by this Item contained in such definitive proxy materials is incorporated herein by reference. The following table sets forth certain information with respect to the Company's directors and executive officers.
Name Age Position with the Company - ------------------------ --- -------------------------------------- William B. Yarmuth (1) 45 Chairman of the Board, President and Chief Executive Officer C. Steven Guenthner (2) 36 Senior Vice President and Chief Financial Officer Mary A. Yarmuth (3) 50 Senior Vice President and President - SeniorCare Solutions W. Timothy Luckett (4)* 40 Vice President - Human Resources Helen Salvate-Simms (5)* 40 Vice President - SeniorCare Solutions Brenda S. Gaines (6)* 40 Vice President - SeniorCare Solutions Anne Liechty (7)* 45 Vice President - Infusion Services Michael D. Seltzer (8)* 33 Vice President - HME Services Stan C. Abromaitis (9)* 50 Vice President - Government Relations Mark R. Nail (10)* 38 Vice President - Controller Steven B. Bing (11) 50 Director Patrick B. McGinnis (12) 50 Director Donald G. McClinton (13) 63 Director Tyree G. Wilburn (14) 45 Director Jonathan Goldberg (15) 45 Director Wayne T. Smith (16) 51 Director
*Such individuals are not deemed to be executive officers of the Company pursuant to Rule 16-a(1)(f) promulgated under Section 16 of the Securities Exchange Act of 1934 SIGNATURES Pursuant to the requirements to the Securities Exchange Act of 1934, the registrant has duly caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized. Date: October 9, 1997 Caretenders Health Corp. ---------------------------- (Registrant) By:/s/ C. Steven Guenthner --------------------------- (Signature) C. Steven Guenthner Senior Vice President, Chief Financial Officer, and Secretary/Treasurer -----END PRIVACY-ENHANCED MESSAGE-----