SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HOLDING FRANK B

(Last) (First) (Middle)
POST OFFICE BOX 1377

(Street)
SMITHFIELD NC 27577

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice Chairman
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 635,990 D
Class A Common Stock 146,563(1) I By spouse
Class A Common Stock 537,911(1) I By EAH 2012 GRAT
Class A Common Stock 167,600(2) I By First Citizens Bancorporation, Inc.
Class A Common Stock 100,000(2) I By Fidelity BancShares, Inc.
Class A Common Stock 09/03/2013 S 200 D $203.43 175,127(2) I By Southern BancShares(N.C.), Inc. and subsidiary
Class A Common Stock 09/03/2013 S 25 D $203.54 175,102(2) I By Southern BancShares(N.C.), Inc. and subsidiary
Class A Common Stock 09/03/2013 S 275 D $203.465 174,827(2) I By Southern BancShares(N.C.), Inc. and subsidiary
Class A Common Stock 09/03/2013 S 1,000 D $203 173,827(2) I By Southern BancShares(N.C.), Inc. and subsidiary
Class A Common Stock 8,214(2) I By Twin States Farming, Inc.
Class A Common Stock 627(2) I By E&F Properties, Inc.
Class A Common Stock 1,675(2) I By Holding Properties, LLC
Class B Common Stock 321 D
Class B Common Stock 666(1) I By spouse
Class B Common Stock 45,900(2) I By First Citizens Bancorporation, Inc.
Class B Common Stock 22,619(2) I By Southern BancShares (N.C.), Inc.
Class B Common Stock 1,355(2) I By Twin States Farming, Inc.
Class B Common Stock 200(2) I By E&F Properties, Inc.
Class B Common Stock 2,156(2) I By Holding Properties, Inc.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
2. The reporting person is a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Frank B. Holding, By: E. Knox Proctor V, Attorney-in-Fact 09/04/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.