-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QcjG4bzMY122ZkWk4tFbvcsgDc16YvoN6C0RoAz9Yi4vHkmSilJ0v4ddyFuocJnB TiMcSWyp/lRmyigJU2Nfig== 0000943440-03-000610.txt : 20031119 0000943440-03-000610.hdr.sgml : 20031119 20031119154510 ACCESSION NUMBER: 0000943440-03-000610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20031119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ODYSSEY MARINE EXPLORATION INC CENTRAL INDEX KEY: 0000798528 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 841018684 STATE OF INCORPORATION: NV FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: PO BOX 320057 STREET 2: 3604 SAWANN AVE CITY: TAMPA STATE: FL ZIP: 33609 BUSINESS PHONE: 8132820855 MAIL ADDRESS: STREET 1: PO BOX 320057 CITY: TAMPA STATE: FL ZIP: 33679 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL CAPITAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACDOUGALD JAMES E CENTRAL INDEX KEY: 0000939537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31895 FILM NUMBER: 031012887 BUSINESS ADDRESS: STREET 1: 1721 BRIGHTWATERS BOULEVARD, N.E. STREET 2: . CITY: ST. PETERSBURG STATE: FL ZIP: 33704 BUSINESS PHONE: 7279239292 MAIL ADDRESS: STREET 1: 1721 BRIGHTWATERS BOULEVARD, N.E.. STREET 2: . CITY: ST PETERSBURG STATE: FL ZIP: 33704 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACDOUGALD FAMILY LP CENTRAL INDEX KEY: 0001136519 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31895 FILM NUMBER: 031012886 BUSINESS ADDRESS: STREET 1: 260 1ST AVE. S. STREET 2: SUITE 110 CITY: ST PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: 7278239192 MAIL ADDRESS: STREET 1: 3773 HOWARD HUGHES PKWY STREET 2: STE 300N CITY: LAS VEGAS STATE: NV ZIP: 89109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACDOUGALD MANAGEMENT INC CENTRAL INDEX KEY: 0001261481 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31895 FILM NUMBER: 031012888 BUSINESS ADDRESS: STREET 1: 260 1ST AVE. S. STREET 2: SUITE 110 CITY: ST PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: 7278239192 MAIL ADDRESS: STREET 1: 3773 HOWARD HUGHES PARKWAY STREET 2: SUITE 300 N. CITY: LAS VEGAS STATE: NV ZIP: 89109 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2002-03-31 0 0000798528 ODYSSEY MARINE EXPLORATION INC OMEX 0000939537 MACDOUGALD JAMES E 1721 BRIGHTWATERS BOULEVARD, N.E. ST PETERSBURG FL 33704 0 0 1 0 0001261481 MACDOUGALD MANAGEMENT INC 3773 HOWARD HUGHES PARKWAY SUITE 300 N. LAS VEGAS NV 89109 1 0 0 0 0001136519 MACDOUGALD FAMILY LP 3773 HOWARD HUGHES PKWY STE 300N LAS VEGAS NV 89109 1 0 0 0 Common Stock 2002-06-28 4 G 0 250000 0 D 9062008 I See Footnote Common Stock 2003-11-18 4 S 0 1998000 4 D 7064008 I See Footnote Warrant (right to buy) 3 2003-02-28 4 J 0 722000 0 D 2003-02-28 Common Stock 722000 0 I See Footnote Warrant (right to buy) 2.5 2002-03-31 4 J 0 120000 0 D 2002-03-31 Common Stock 120000 0 I See Footnote Warrant (right to buy) 2 2003-02-28 4 J 0 817000 0 D 2003-02-28 Common Stock 817000 0 I See Footnote These shares are owned directly by the MacDougald Family Limited Partnership (the "LP"), and indirectly by (a) MacDougald Management, Inc. as General Partner of the LP (the "General Partner"), and (b) James E. MacDougald as President of the General Partner. The warrant expired on the expiration date set forth in column 6. The warrant was exercisable upon issuance. /s/James E. MacDougald, Individually 2003-11-19 /s/James E. MacDougald, as President of MacDougald Management, Inc. 2003-11-19 /s/James E. MacDougald as President of the General Partner of MacDougald Family Limited Partnership 2003-11-19 EX-99.1 3 mcdougald1118-ex991.txt JOINT FILER INFORMATION Exhibit 99.1 ------------ Joint Filer Information Name: MacDougald Management, Inc. Address: 3773 Howard Hughes Parkway, Suite 300 N. Las Vegas, NV 89109 Designated Filer: James E. MacDougald Issuer & Ticker Symbol: Odyssey Marine Exploration, Inc. (OMEX) Date of Event Requiring Statement: 11/18/03 EX-99.2 4 mcdougald1118-ex992.txt JOINT FILER INFORMATION Exhibit 99.2 ------------ Joint Filer Information Name: MacDougald Family Limited Partnership Address: 3773 Howard Hughes Parkway, Suite 300 N. Las Vegas, NV 89109 Designated Filer: James E. MacDougald Issuer & Ticker Symbol: Odyssey Marine Exploration, Inc. (OMEX) Date of Event Requiring Statement: 11/18/03 -----END PRIVACY-ENHANCED MESSAGE-----