EX-99.H.IV.2 11 amdadm_agmt.htm FIRST AMENDMENT TO FUND SUB-ADMINISTRATION SERVICING AGREEMENT amdadm_agmt.htm

 
 
ARIEL INVESTMENTS, LLC
FIRST AMENDMENT TO FUND SUB-ADMINISTRATION
SERVICING AGREEMENT


THIS FIRST AMENDMENT dated as of this 15TH day of November, 2010 to the Fund Sub-Administration Servicing Agreement, dated as of July 16, 2010, (the “Agreement”) is entered into by and between ARIEL INVESTMENTS, LLC, (the “Company”) on behalf of itself and ARIEL INVESTMENT TRUST (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
 
WHEREAS, the parties have entered into the Agreement; and

WHEREAS, the parties desire to amend the Agreement to add the Ariel Discovery Fund; and

WHEREAS, Section 10 of the Agreement allows for its amendment by written agreement executed by the parties and authorized or approved by the Board of Directors; and

NOW THEREFORE, the parties agree as follows:

           Exhibit A of the Agreement is hereby superseded and replaced with Amended Exhibit A attached hereto.

Except to the extent amended hereby, the Agreement shall remain in full force and effect.

IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
 
 
ARIEL INVESTMENTS, LLC    U.S BANCORP FUND SERVICES, LLC
   
By:    /s/ Anita M. Zagrodnik                                 By:    /s/ Michael R. McVoy                            
   
Name:     Anita M. Zagrodnik                                Name:     Michael R. McVoy                             
   
Title:       Vice President                                          Title:       Executive Vice President                  
 
 
 
 
11/2010
1
 
 
 
 

 

 

 
Amended Exhibit A
to the Fund Sub-Administration Servicing Agreement – Ariel Investments, LLC

Fund Names

Separate Series of Ariel Investment Trust



Name of Series
Ariel Fund
Ariel Appreciation Fund
Ariel Focus Fund
Ariel Discovery Fund




 
 

 
 
11/2010
2