0001209191-22-043945.txt : 20220802 0001209191-22-043945.hdr.sgml : 20220802 20220802172222 ACCESSION NUMBER: 0001209191-22-043945 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220731 FILED AS OF DATE: 20220802 DATE AS OF CHANGE: 20220802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chiarello Guy CENTRAL INDEX KEY: 0001654667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38962 FILM NUMBER: 221129926 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FISERV INC CENTRAL INDEX KEY: 0000798354 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 391506125 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 FISERV DR STREET 2: PO BOX 979 CITY: BROOKFIELD STATE: WI ZIP: 53045 BUSINESS PHONE: 4148795000 MAIL ADDRESS: STREET 1: 255 FISERV DRIVE CITY: BROOKFIELD STATE: WI ZIP: 53045 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-07-31 0 0000798354 FISERV INC FISV 0001654667 Chiarello Guy 255 FISERV DRIVE BROOKFIELD WI 53045 0 1 0 0 Chief Operating Officer Common Stock 2022-07-31 4 A 0 57589 0.00 A 270453 D Common Stock 2022-07-31 4 F 0 29400 105.68 D 241053 D Common Stock 2022-08-01 4 M 0 15000 41.75 A 256053 D Common Stock 2022-08-01 4 S 0 10100 104.11 D 245953 D Common Stock 2022-08-01 4 S 0 4900 105.00 D 241053 D Common Stock 2022-08-01 4 S 0 4000 105.03 D 237053 D Common Stock 2022-08-01 4 M 0 11000 36.54 A 248053 D Common Stock 2022-08-01 4 S 0 11000 106.06 D 237053 D Common Stock 26118 I By Trust Common Stock 37381 I By Trust Employee Stock Option (right to buy) 41.75 2022-08-01 4 M 0 15000 0.00 D 2015-01-01 2024-02-10 Common Stock 15000 11937 D Employee Stock Option (right to buy) 36.54 2022-08-01 4 M 0 11000 0.00 D 2014-07-11 2023-07-11 Common Stock 11000 0 D Reflects the issuance of shares on July 31, 2022, upon the vesting of performance share units granted on August 1, 2019. Reflects payment of tax liability by withholding securities incident to vesting of performance share units. This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. This transaction was executed in multiple trades at prices ranging from $103.93 to $104.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $104.94 to $105.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. This transaction was executed in multiple trades at prices ranging from $105.00 to $105.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $106.04 to $106.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor. Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee. This option vested in three equal installments on each anniversary of January 1, 2014. This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. /s/ Eric C. Nelson (attorney-in-fact) 2022-08-02