N-MFP LIVE N 2011-04-29 0000798290 S000005049 3 N N 033-07647 HSBC Global Asset Management (USA) INC 801-25999 KPMG LLP Columbus OH HSBC GLobal Asset Management (USA) Inc. Citi Fund Services Ohio, Inc. Citi Fund Services Ohio, Inc. 0001431216 085-11408 N N N Single State Fund 14 14 513379184.71 27722727.00 225630.24 540876281.47 0.0025 1.0000 2011-04-29 1.0000 2011-04-29 C000013793 1000.00 195629.85 1.00 1.64 1.64 0.00 0.0001 1.0000 2011-04-29 1.0000 2011-04-29 C000013794 5000000.00 109249453.85 1.00 -9756274.37 65655285.11 75411559.48 0.0001 1.0000 2011-04-29 1.0000 2011-04-29 C000013797 1000.00 431431197.77 1.00 -16241486.73 85184553.36 101426040.09 0.0001 1.0000 2011-04-29 1.0000 2011-04-29 ALBANY NY IDA-OBL: CHF-HOLLAND SUITES II ALBANY NY INDL DEV AGY CIVIC FAC REV, 0.2800% 012440KR3 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y TD BANK N.A. N/A N/A Y TD BANK N.A. N/A N/A N 5975000.00 5975000.00 0.0110 N 5975000.00 5975000.00 ALBANY NY IDA-OBL: ALBANY COLL PHARMACY ALBANY NY INDL DEV AGY CIVIC FAC REV, 0.2800% 012440LG6 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y TD BANKNORTH N.A. N/A N/A Y TD BANKNORTH N.A. N/A N/A N 4100000.00 4100000.00 0.0076 N 4100000.00 4100000.00 SOUTH MALL TOWERS ALBANY LP (OBLIGOR) ALBANY NY INDUSTRIAL DEVELOPMENT AGENCY, 0.2700% 01244PAA6 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 1000000.00 1000000.00 0.0018 N 1000000.00 1000000.00 BLACKROCK PROVIDENT INSTIT'L TEMPFUND BLACKROCK LIQ FUND NEW YORK MONEY FUND PORTFOLIO, 0.1300% 09248U759 Investment Company First Tier Security 2011-05-07 2011-05-07 N N N 777.13 777.13 0.0000 N 777.13 777.13 BUFFALO MUNICIPAL WATER BUFFALO NY MUNICIPAL WATER AUTH, 0.2400% 119699GG5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y JP MORGAN CHASE BANK N/A N/A Y JP MORGAN CHASE BANK N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 DUTCHESS CNTY NY IND DEV-MARIST COLLEGE DUTCHESS COUNTY NY IDA CIVIC FAC REV, 0.2200% 267041GN5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y TD BANK N.A. N/A N/A Y TD BANK N.A. N/A N/A N 4900000.00 4900000.00 0.0091 N 4900000.00 4900000.00 JP MORGAN CHASE & CO. JP MORGAN LIQ FUND NEW YORK MONEY FUND PORTFOLIO, 0.0000% 4812A0813 Investment Company First Tier Security 2011-05-07 2011-05-07 N N N 100000.00 100000.00 0.0002 N 100000.00 100000.00 LONG ISLAND POWER AUTHORITY LONG ISLAND POWER AUTH NY ELEC SYS REV, 5.2500% 542690RA2 Other Municipal Debt First Tier Security 2011-09-01 2011-09-01 N Y AGM N/A N/A N 10000000.00 10165096.51 0.0188 N 10164600.00 10164600.00 LONG ISLAND POWER AUTHORITY LONG ISLAND PWR AUTH NY ELEC SYS REV, 0.2300% 542690RU8 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y STATE STREET B&T CO N/A N/A Y STATE STREET B&T CO N/A N/A N 11900000.00 11900000.00 0.0220 N 11900000.00 11900000.00 LONG ISLAND POWER AUTHORITY LONG ISLAND PWR AUTH NY ELECT, 0.2500% 542690SF0 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y BAYERISCHE LANDESBANK N/A N/A Y BAYERISCHE LANDESBANK N/A N/A N 2200000.00 2200000.00 0.0041 N 2200000.00 2200000.00 METRO TRANSN AUTH N Y DEDICATED TAX FD METROPOLITAN TRANSP AUTH NY DEDICATED TAX FED, 0.2500% 59259NWB5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y SCOTIABANK N/A N/A Y SCOTIABANK N/A N/A N 6900000.00 6900000.00 0.0128 N 6900000.00 6900000.00 METRO TRANSN AUTH N Y DEDICATED TAX FD METROPOLITAN TRANSP AUTH NY DEDICATED TAX FED, 0.2500% 59259NWC3 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BNP PARIBAS N/A N/A Y BNP PARIBAS N/A N/A N 6365000.00 6365000.00 0.0118 N 6365000.00 6365000.00 METRO TRANSN AUTH N Y DEDICATED TAX FD METROPOLITAN TRANSP AUTH NY DEDICATED TAX FED, 0.2500% 59259NWD1 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y LLOYDS TSB BANK PLC N/A N/A Y LLOYDS TSB BANK PLC N/A N/A N 2900000.00 2900000.00 0.0054 N 2900000.00 2900000.00 MONROE CNTY NY IND DEV-MARGARET WOODBURY MONROE CNTY NY INDL DEV AGY CIVIC FAC REV, 0.2700% 610752CW5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y JP MORGAN CHASE BANK N/A N/A Y JP MORGAN CHASE BANK N/A N/A N 1000000.00 1000000.00 0.0018 N 1000000.00 1000000.00 MONROE CNTY NY IND DEV-MONROE CMNTY CLG MONROE CNTY NY INDL DEV AGY CIVIC FAC REV, 0.2600% 610752EE3 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y JP MORGAN CHASE BANK N/A N/A Y JP MORGAN CHASE BANK N/A N/A N 3800000.00 3800000.00 0.0070 N 3800000.00 3800000.00 MONROE CNTY NY IND DEV-NAZARETH COLLEGE MONROE CNTY NY INDL DEV AGY CIVIC FAC REV, 0.2700% 610752EK9 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y JP MORGAN CHASE BANK N/A N/A Y JP MORGAN CHASE BANK N/A N/A N 2200000.00 2200000.00 0.0041 N 2200000.00 2200000.00 MONROE CNTY NY IND DEV FOR THE BLIND MONROE CNTY NY INDL DEV AGY CIVIC FAC REV, 0.2700% 610752EL7 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y JP MORGAN CHASE BANK N/A N/A Y JP MORGAN CHASE BANK N/A N/A N 1700000.00 1700000.00 0.0031 N 1700000.00 1700000.00 MONROE CNTY NY IND DEV-MONROE CMNTY CLG MONROE CNTY NY INDL DEV AGY CIVIC FAC REV, 0.2600% 610755ZU7 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y JP MORGAN CHASE BANK N/A N/A Y JP MORGAN CHASE BANK N/A N/A N 4870000.00 4870000.00 0.0090 N 4870000.00 4870000.00 NASSAU CNTY NY INDL DEV AGY - RUBIES NASSAU COUNTY N Y INDL DEV AGY INGL DEV REC, 0.8500% 631660CW5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FLEET BANK N.A. N/A N/A Y FLEET BANK N.A. N/A N/A N 1495000.00 1495000.00 0.0028 N 1495000.00 1495000.00 NEW YORK CITY CAP RES - COBBLE HILL NEW YORK NY CAP RES CORP REV, 0.2900% 649437AE0 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BANK OF AMERICA N.A. N/A N/A Y BANK OF AMERICA N.A. N/A N/A N 2000000.00 2000000.00 0.0037 N 2000000.00 2000000.00 NEW YORK CITY IND DEV - ALL STARS NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY, 0.2900% 649438DK1 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y JP MORGAN CHASE BANK N/A N/A Y JP MORGAN CHASE BANK N/A N/A N 4275000.00 4275000.00 0.0079 N 4275000.00 4275000.00 NEW YORK CITY GO NEW YORK CITY GENERAL OBLIGATION, 0.2100% 64966CG88 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y BANK OF NEW YORK N/A N/A Y BANK OF NEW YORK N/A N/A N 5635000.00 5635000.00 0.0104 N 5635000.00 5635000.00 NEW YORK CITY GO NEW YORK NY, 0.2400% 64966FA87 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BANK OF NEW YORK N/A N/A Y BANK OF NEW YORK N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK NY NEW YORK, 0.2600% 64966FB29 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y CALIFORNIA ST TCHRS RET N/A N/A Y CALIFORNIA ST TCHRS RET N/A N/A N 3300000.00 3300000.00 0.0061 N 3300000.00 3300000.00 NEW YORK CITY GO NEW YORK CITY GENERAL OBLIGATION, 0.2900% 64966FNJ9 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y SUMITOMO MITSUI BANKING N/A N/A Y SUMITOMO MITSUI BANKING N/A N/A N 4000000.00 4000000.00 0.0074 N 4000000.00 4000000.00 NEW YORK CITY GO NEW YORK CITY GENERAL OBLIGATION, 0.1900% 64966G4P4 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y U.S. BANK N.A. N/A N/A Y U.S. BANK N.A. N/A N/A N 13600000.00 13600000.00 0.0251 N 13600000.00 13600000.00 NEW YORK CITY GO NEW YORK NY, 0.2300% 64966GZR6 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y CALYON BANK N/A N/A Y CALYON BANK N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK NY NEW YORK NY, 0.2700% 64966H7Z7 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BANK OF TOKYO-MITSUBISHI N/A N/A Y BANK OF TOKYO-MITSUBISHI N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK CITY GO NEW YORK, 0.2600% 64966HW30 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y SUMITOMO MITSUI BANKING N/A N/A Y SUMITOMO MITSUI BANKING N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK NY NEW YORK N Y, 0.1800% 64966HXT2 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BARCLAYS BANK PLC N/A N/A Y BARCLAYS BANK PLC N/A N/A N 2000000.00 2000000.00 0.0037 N 2000000.00 2000000.00 NEW YORK CITY HSG - TARGET V APTS NEW YORK CITY HOUSING DEVELOPMENT CORP. AMT, 0.2800% 64966TAE4 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y CITIBANK N.A. N/A N/A Y CITIBANK N.A. N/A N/A N 500000.00 500000.00 0.0009 N 500000.00 500000.00 NEW YORK CITY HSG DEV CORP - 201 PEARL NEW YORK NY CITY HSG DEV CORP, 0.2300% 64966TAF1 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 4000000.00 4000000.00 0.0074 N 4000000.00 4000000.00 NEW YORK CITY HSG - EAST 124TH ST NEW YORK NY CITY HSG DEV CORP MULTI FAMILY MTG REV, 0.2300% 64966TBM5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FREDDIE MAC N/A N/A Y FREDDIE MAC N/A N/A N 4000000.00 4000000.00 0.0074 N 4000000.00 4000000.00 NEW YORK CITY HSG DEV CORP NEW YORK N Y CITI HSG DEV CORP MULTIFAMILY MTG REV, 0.2400% 64966TCG7 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y CITIBANK N.A. N/A N/A Y CITIBANK N.A. N/A N/A N 3000000.00 3000000.00 0.0055 N 3000000.00 3000000.00 NEW YORK CITY HEALTH & HOSP. CORP. (HCC) NEW YORK CITY HEALTH & HOSP CORP REV, 0.2300% 649674GR3 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y GO OF CORP N/A N/A TD BANK N.A. N/A N/A Y GO OF CORP N/A N/A TD BANK N.A. N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK CITY HEALTH & HOSP. CORP. (HCC) NEW YORK N Y CITY HEALTH & HOSP CORP REV, 0.2300% 649674GS1 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y GO OF CORP. N/A N/A TD BANK N.A. N/A N/A Y GO OF CORP. N/A N/A TD BANK N.A. N/A N/A N 2000000.00 2000000.00 0.0037 N 2000000.00 2000000.00 NEW YORK CITY HEALTH & HOSP. CORP. (HCC) NEW YORK CITY HEALTH & HOSPITAL CORP., 0.2500% 649674GT9 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y GO OF CORP N/A N/A JP MORGAN CHASE & CO N/A N/A Y GO OF CORP N/A N/A JP MORGAN CHASE & CO N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK CITY MUNICIPAL WATER AUTHORITY NEW YORK N Y CITY MUN WTR FIN AUTH WTR & SWR SYS, 7.5000% 649706M70 Other Municipal Debt First Tier Security 2011-06-15 2011-06-15 N Y FGIC N/A N/A N 3490000.00 3521095.90 0.0065 N 3518862.30 3518862.30 NEW YORK CITY HSG - CARNEGIE PARK NEW YORK NY CITY HSG DEV CORP MULTI FAMILY MTG REV, 0.2200% 64970HAB0 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 1500000.00 1500000.00 0.0028 N 1500000.00 1500000.00 NYC HSG DEV CORP MFH-OBL: 96TH ST ASSOC. NEW YORK CITY HOUSING DEVELOPMENT CORP., 0.2200% 64970HAC8 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 6100000.00 6100000.00 0.0113 N 6100000.00 6100000.00 NEW YORK CITY HSG - 100 JANE ST DEV NEW YORK NY CITY HSG DEV CORP MULTIFAMILY RENT HSG, 0.2800% 64970HAE4 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FNMA: FEDERAL NATL MORTGAGE ASSOC. N/A N/A N 1000000.00 1000000.00 0.0018 N 1000000.00 1000000.00 NEW YORK CITY HSG - QUEENSWOOD APTS NEW YORK NY CITY HSG DEV CORP MULTI FAMILY MTG REV, 0.2200% 64970HAR5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FREDDIE MAC N/A N/A Y FREDDIE MAC N/A N/A N 1135000.00 1135000.00 0.0021 N 1135000.00 1135000.00 NEW YORK CITY HSG - JAMES TOWER NEW YORK NY CITY HSG DEV CORP MULTI FAMILY MTG REV, 0.2300% 64970HAV6 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 3000000.00 3000000.00 0.0055 N 3000000.00 3000000.00 NEW YORK CITY HSG DEV CORP NEW YORK NY CITY HSG DEV CORP. MF RENT REV, 0.2200% 64970HDM3 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 1600000.00 1600000.00 0.0030 N 1600000.00 1600000.00 NEW YORK CITY MUNICIPAL WATER FINANCE NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY WATER & SEWAR SYSTEMS REVENUE, 0.2500% 64970K7Z4 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y STATE STREET B&T CO. SPA N/A N/A CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM N/A N/A Y STATE STREET B&T CO. SPA N/A N/A CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM N/A N/A N 7490000.00 7490000.00 0.0138 N 7490000.00 7490000.00 NEW YORK CITY HSG DEV CORP NEW YORK CITY HSG DEV CORP. MULTIFAMILY REV, 0.2300% 64970VCE1 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 3000000.00 3000000.00 0.0055 N 3000000.00 3000000.00 NEW YORK CITY HSG - ST ANNS 350 LP NEW YORK CITY HOUSING DEVELOPMENT CORP. AMT, 0.2800% 64970VCM3 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y CITIBANK N.A. N/A N/A Y CITIBANK N.A. N/A N/A N 4900000.00 4900000.00 0.0091 N 4900000.00 4900000.00 NEW YORK CITY HSG - URBAN HORIZONS NEW YORK NY CITY HSG DEV CORP MULTI FAMILY MTG REV, 0.2800% 64970VDC4 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y CITIBANK N.A. N/A N/A Y CITIBANK N.A. N/A N/A N 1500000.00 1500000.00 0.0028 N 1500000.00 1500000.00 1090 FRANKLIN AVE ASSOC (OBLIGOR NYC HSG NEW YORK NY CITY HSG DEV CORP MULTIFAMILY REV, 0.2800% 64970VDG5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y CITIBANK N.A. N/A N/A Y CITIBANK N.A. N/A N/A N 1000000.00 1000000.00 0.0018 N 1000000.00 1000000.00 NEW YORK CITY TRANSITIONAL AUTHORITY NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY, 0.2200% 649716GX9 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BANK OF NOVA SCOTIA N/A N/A Y BANK OF NOVA SCOTIA N/A N/A N 6100000.00 6100000.00 0.0113 N 6100000.00 6100000.00 NEW YORK CTY CULTURAL RES - ASIA SOCIETY NEW YORK NY CITY TR CULTURAL RES, 0.2500% 649717KG9 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y THE CHASE MANHATTAN BK N/A N/A Y THE CHASE MANHATTAN BK N/A N/A N 4800000.00 4800000.00 0.0089 N 4800000.00 4800000.00 LINCOLN CTR (OBLIGOR NYC CULTURAL RES) NEW YORK CITY TR CULTURAL RES REV, 0.2500% 649717NW1 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y BANK OF AMERICA N.A. N/A N/A Y BANK OF AMERICA N.A. N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 LINCOLN CTR (OBLIGOR NYC CULTURAL RES) NEW YORK N Y CITY TR CULTURAL RES REV, 0.2300% 649717PP4 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y U.S. BANK NA N/A N/A Y U.S. BANK NA N/A N/A N 9950000.00 9950000.00 0.0184 N 9950000.00 9950000.00 NEW YORK CITY TRANSITIONAL AUTHORITY NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY, 0.2300% 64971KFE1 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y LLOYDS TSB BANK PLC N/A N/A Y LLOYDS TSB BANK PLC N/A N/A N 8000000.00 8000000.00 0.0148 N 8000000.00 8000000.00 NEW YORK CITY TRANSITIONAL AUTHORITY NEW YORK CITY TRANSITIONAL FINANCE AUTH, 0.2700% 64971KFG6 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y BAYERISCHE LANDESBANK N/A N/A Y BAYERISCHE LANDESBANK N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK CITY TRANSITIONAL AUTHORITY NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY, 0.2300% 64971KGF7 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y ROYAL BANK OF CANADA N/A N/A Y ROYAL BANK OF CANADA N/A N/A N 4270000.00 4270000.00 0.0079 N 4270000.00 4270000.00 NEW YORK CITY TRANSITIONAL AUTHORITY NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY, 0.2300% 64971KGG5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BANK OF NEW YORK N/A N/A Y BANK OF NEW YORK N/A N/A N 8000000.00 8000000.00 0.0148 N 8000000.00 8000000.00 NEW YORK CITY TRANSITIONAL AUTHORITY NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY, 0.2000% 64971KGH3 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y ROYAL BANK OF CANADA N/A N/A Y ROYAL BANK OF CANADA N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY NEW YORK CITY TRANSITIONAL FIN AUTH REV, 5.2500% 64971MCA8 Other Municipal Debt First Tier Security 2011-05-01 2011-05-01 N N N 2200000.00 2200000.00 0.0041 N 2200000.00 2200000.00 NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY FUTURE TAX, 5.2500% 64971MD82 Other Municipal Debt First Tier Security 2011-11-01 2011-11-01 N N N 1300000.00 1345302.77 0.0025 N 1345370.00 1345370.00 NEW YORK CITY INDUSTRIAL DEVELOP NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY, 0.2500% 64971SBU2 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BANK OF AMERICA N.A. N/A N/A Y BANK OF AMERICA N.A. N/A N/A N 8000000.00 8000000.00 0.0148 N 8000000.00 8000000.00 NEW YORK CITY MUNICIPAL WATER FINANCE NEW YORK CITY MUNICIPAL WATER FINANCIAL AUTHORITY, 0.1800% 64972FK62 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BARCLAYS BANK PLC N/A N/A Y BARCLAYS BANK PLC N/A N/A N 7000000.00 7000000.00 0.0129 N 7000000.00 7000000.00 NEW YORK CITY MUNICIPAL WATER FINANCE NEW YORK NY CITY MUN WTR FIN AUTH, 0.2100% 64972FSF4 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y LLOYDS TSB BANK PLC N/A N/A Y LLOYDS TSB BANK PLC N/A N/A N 7340000.00 7340000.00 0.0136 N 7340000.00 7340000.00 NEW YORK CITY MUNICIPAL WATER FINANCE NEW YORK NY CITY MUN WTR FIN AUTH, 0.2100% 64972FSJ6 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BNP PARIBAS N/A N/A Y BNP PARIBAS N/A N/A N 2000000.00 2000000.00 0.0037 N 2000000.00 2000000.00 NEW YORK CITY MUNI FIN AUT WAT & SWR NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY WATER & SEWAR REVENUE, 0.2200% 64972FX27 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y TD BANK N.A. N/A N/A Y TD BANK N.A. N/A N/A N 12000000.00 12000000.00 0.0222 N 12000000.00 12000000.00 NEW YORK CITY MUNI FIN AUT WAT & SWR NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY WATER & SEWER REVENUE, 0.2100% 64972FX43 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y US BANK NA N/A N/A Y US BANK NA N/A N/A N 5900000.00 5900000.00 0.0109 N 5900000.00 5900000.00 NEW YORK CITY MUNICIPAL WATER FINANCE NEW YORK CITY MUN WTR FIN AUTH WTR & SWR REV, 0.2600% 64972FX50 Variable Rate Demand Note First Tier Security 2011-05-01 2011-05-01 Y CALIFORNIA STATE TEACHERS RETIREMENT N/A N/A Y CALIFORNIA STATE TEACHERS RETIREMENT N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK STATE DORMITORY AUTHORITY NEW YORK STATE DORMITORY AUTHORITY LEASE REVENUE STATE UNIVERSITY DORM FACS, 5.1000% 64982PSE3 Other Municipal Debt First Tier Security 2011-07-01 2011-07-01 N Y FGIC N/A N/A N 10000000.00 10080390.34 0.0186 N 10077000.00 10077000.00 NEW YORK DORM AUTH - COLUMBIA UNIV NEW YORK STATE DORMITORY AUTHORITY LEASE REVENUE STATE UNIVERSITY DORM FACS, 5.5000% 64982PSV5 Other Municipal Debt First Tier Security 2011-07-15 2011-07-15 N Y AGM N/A N/A N 1735000.00 1753780.81 0.0032 N 1753009.30 1753009.30 NY ST DORM AUTH REV NOT ST SUPP NEW YORK STATE DORM AUTH REVS NON ST SUPP DEBT, 0.2800% 64983QJG5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BAYERISCHE LANDESBANK N/A N/A Y BAYERISCHE LANDESBANK N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK ST DORM AUTH-CULINARY INST NEW YORK ST DORM AUTH REVS NONST SUPPORTED DEBT, 0.2800% 64983QV30 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y TD BANKNORTH N.A. N/A N/A Y TD BANKNORTH N.A. N/A N/A N 1900000.00 1900000.00 0.0035 N 1900000.00 1900000.00 NEW YORK ST DORM AUTH-CULINARY INST NEW YORK ST DORM AUTH REVS, 0.2800% 64983TZS5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y XLCA N/A N/A TD BANK N.A. N/A N/A Y XLCA N/A N/A TD BANK N.A. N/A N/A N 4675000.00 4675000.00 0.0086 N 4675000.00 4675000.00 NEW YORK STATE DORMITORY AUTHORITY NEW YORK STATE DORM AUTHORITY, 5.2500% 64983UQS2 Other Municipal Debt First Tier Security 2011-07-01 2011-07-01 N N N 5375000.00 5420202.77 0.0100 N 5417677.50 5417677.50 NEW YORK STATE DORMITORY AUTHORITY NEW YORK STATE DORMITORY AUTHROTY REVS COLUMBIA UNIVERSITY, 5.2500% 64983XSP0 Other Municipal Debt First Tier Security 2011-07-01 2011-07-01 N N N 1545000.00 1573298.09 0.0029 N 1572840.90 1572840.90 NEW YORK ST ENERGY R&D - CON EDISON NEW YORK STATE ENERGY RESEARCH & DEVELOPMENT, 0.2700% 64984EDD4 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y MIZUHO CORPORATE BANK N/A N/A Y MIZUHO CORPORATE BANK N/A N/A N 1000000.00 1000000.00 0.0018 N 1000000.00 1000000.00 NEW YORK ST ENERGY R&D - CON EDISON NEW YORK STATE ENERGY RESEARCH & DEVELOPMENT, 0.3000% 64984EDE2 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y MIZUHO CORPORATE BANK N/A N/A Y MIZUHO CORPORATE BANK N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK ST ENERGY R&D - CON EDISON NEW YORK STATE ENERGY RESEARCH & DEVELOPMENT AMT, 0.2800% 64984EDF9 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y MIZUHO CORPORATE BANK N/A N/A Y MIZUHO CORPORATE BANK N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK ST ENERGY R&D - CON EDISON NEW YORK ST ENERGY RESH & DEV AUTH FACS REV, 0.2700% 64984EDH5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y MIZUHO FINANCIAL GROUP N/A N/A Y MIZUHO FINANCIAL GROUP N/A N/A N 10000000.00 10000000.00 0.0185 N 10000000.00 10000000.00 NEW YORK STATE ENVIRONMENTAL FACILITIES CORP. NEW YORK STATE ENVIRONMENTAL FACSCORP POLLUTION CT, 5.7500% 64985FMJ7 Other Municipal Debt First Tier Security 2011-06-15 2011-06-15 N Y POL CTL-SRF N/A N/A N 2950000.00 2970111.17 0.0055 N 2968703.00 2968703.00 NEW YORK ST HSG FIN AGY REV NEW YORK STATE HOUSING FINANCE AGENCY, 0.2700% 649868SY3 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y LANDESBANK HESSEN-THRGN N/A N/A Y LANDESBANK HESSEN-THRGN N/A N/A N 800000.00 800000.00 0.0015 N 800000.00 800000.00 NEW YORK ST HSG FIN AGY REV NEW YORK STATE HOUSING FINANCE AGENCY, 0.2700% 64986M3D5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y WACHOVIA BANK N.A. N/A N/A Y WACHOVIA BANK N.A. N/A N/A N 9200000.00 9200000.00 0.0170 N 9200000.00 9200000.00 NEW YORK ST HSG FIN AGY REV NEW YORK STATE HOUSING FIN AGY, 0.2600% 64986M4G7 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BANK OF NEW YORK N/A N/A Y BANK OF NEW YORK N/A N/A N 10000000.00 10000000.00 0.0185 N 10000000.00 10000000.00 NEW YORK ST HSG - LIBERTY STREET REALTY NEW YORK STATE HOUSING FINANCE AGENCY, 0.2200% 64986MC78 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FREDDIE MAC N/A N/A Y FREDDIE MAC N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK ST HSG - GETHSEMANE APTS NEW YORK STATE HOUSING FINANCE AGENCY AMT, 0.3000% 64986MEP6 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 2000000.00 2000000.00 0.0037 N 2000000.00 2000000.00 NY ST HSG FIN AGY REV - 1501 LEX A RMKT NEW YORK STATE HOUSING FINANCE AGENCY AMT, 0.2500% 64986MKL8 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 1600000.00 1600000.00 0.0030 N 1600000.00 1600000.00 NY ST HSG FIN AGY REV EQRYALLEYRAND LLC NEW YORK STATE HOUSING FINANCE AGENCY, 0.2800% 64986MLM5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK ST HSG FIN AGY REV NEW YORK STATE HOUSING FINANCE AGENCY, 0.2700% 64986MLZ6 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FREDDIE MAC N/A N/A Y FREDDIE MAC N/A N/A N 2050000.00 2050000.00 0.0038 N 2050000.00 2050000.00 NEW YORK ST HSG FIN AGY REV ITHICA WEST NEW YORK STATE HOUSING FINANCE AGENCY AMT, 0.4100% 64986MS89 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y CITIBANK N.A. N/A N/A Y CITIBANK N.A. N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK STATE HSG - SHORE HILL NEW YORK STATE HOUSING FINANCE AGENCY, 0.2300% 64986MV93 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FREDDIE MAC N/A N/A Y FREDDIE MAC N/A N/A N 2500000.00 2500000.00 0.0046 N 2500000.00 2500000.00 NEW YORK ST HSG - RIV TER HSG NEW YORK STATE HOUSING FINANCE AGENCY, 0.2300% 64986MVC6 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 1400000.00 1400000.00 0.0026 N 1400000.00 1400000.00 NEW YORK ST HSG - BARCLAY ST REALTY NEW YORK STATE HOUSING FINANCE AGENCY, 0.2300% 64986MYY5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK STATE LOCAL GOVT ASSISTANCE NEW YORK STATE LOCAL GOVERNMENT ASSISTANCE CORP, 0.2500% 649876PT0 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y LANDESBANK HESSEN-THRGN N/A N/A Y LANDESBANK HESSEN-THRGN N/A N/A N 14089000.00 14089000.00 0.0260 N 14089000.00 14089000.00 UNIV OF ROCHESTER (OBLIGOR NY DORM AUTH) NEW YORK ST DORM AUTH REVS MONST SUPPORTED DEBT, 0.2900% 6499032L4 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BANK OF AMERICA N.A. N/A N/A Y BANK OF AMERICA N.A. N/A N/A N 5000000.00 5000000.00 0.0092 N 5000000.00 5000000.00 NEW YORK ST DORM AUTH - LE MOYNE COLLEGE NEW YORK STATE DORM AUTH REV, 0.2800% 6499037P0 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y TD BANKNORTH N.A. N/A N/A Y TD BANKNORTH N.A. N/A N/A N 3800000.00 3800000.00 0.0070 N 3800000.00 3800000.00 NEW YORK ST DORM AUTH - ROYAL-A-RMKT NEW YORK ST DORM AUTH REVS NONST SUPPORTED DEBT, 0.2200% 649903ZG9 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 7400000.00 7400000.00 0.0137 N 7400000.00 7400000.00 NEW YORK ST DORM AUTH - BLYTHEDALE NEW YORK ST DORM AUTH REVS NONST SUPPORTED DEBT, 0.2700% 649905DG8 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y TD BANK N.A. N/A N/A Y TD BANK N.A. N/A N/A N 4500000.00 4500000.00 0.0083 N 4500000.00 4500000.00 POUGHKEEPSIE NY INDL DEV AGY INDL DEV POUGHKEEPSIE NY INDL DEV AGY SR LIVING FAC REV, 0.3400% 738650AB6 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y JP MORGAN CHASE & CO N/A N/A Y JP MORGAN CHASE & CO N/A N/A N 7900000.00 7900000.00 0.0146 N 7900000.00 7900000.00 PUERTO RICO COMMONWEALTH PUERTO RICO COMMONWEALTH, 5.1200% 74514LAR8 Other Municipal Debt First Tier Security 2011-07-01 2011-07-01 N N N 10000000.00 10082168.45 0.0186 N 10078200.00 10078200.00 PUERTO RICO COMMONEWEALTH PUERTO RICO SALES TAX FING, 5.0000% 74529JHQ1 Other Municipal Debt First Tier Security 2011-08-01 2011-08-01 N N N 5000000.00 5059572.89 0.0094 N 5060950.00 5060950.00 RAMAPO HOUSING AUTH RAMAPO NY HSG AUTH REV AMT, 0.2600% 751434AB7 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y FANNIE MAE N/A N/A Y FANNIE MAE N/A N/A N 6990000.00 6990000.00 0.0129 N 6990000.00 6990000.00 ROCKLND CNTY NY-IND DEV-JEWISH COM CENTR ROCKLAND COUNTY NY JEWISH COMMUNITY CENTER, 0.2300% 773557BW2 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y WELLS FARGO BANK N.A. N/A N/A Y WELLS FARGO BANK N.A. N/A N/A N 7000000.00 7000000.00 0.0129 N 7000000.00 7000000.00 ROCKLAND CNTY NY IDA - OBL: JAWONIO INC. ROCKLAND COUNTY NY-IND DEV AGY REV, 0.2000% 773561AE5 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y TD BANKNORTH N.A. N/A N/A Y TD BANKNORTH N.A. N/A N/A N 3075000.00 3075000.00 0.0057 N 3075000.00 3075000.00 SUFFOLK CNTY NY INDL DEV AGENCY - HUNT SUFFOLK COUNTY NY INDL DEV AGENCY, 0.2300% 864768FW1 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BANK OF AMERICA N.A. N/A N/A Y BANK OF AMERICA N.A. N/A N/A N 5680000.00 5680000.00 0.0105 N 5680000.00 5680000.00 SUFFOLK CNTY N Y INDL DEV AGY RESEARCH F SUFFOLK COUNTY NY INDUSTRIAL DEVELOPMENT AGENCY, 0.6500% 864772EX2 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y CHASE MANHATTAN BANK N/A N/A Y CHASE MANHATTAN BANK N/A N/A N 2140000.00 2140000.00 0.0040 N 2140000.00 2140000.00 SUFFOLK CNTY N Y WTR AUTH SUFFOLK COUNTY NEW YORK WATER AUTHORITY, 0.2000% 864777AK3 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y BANK OF NOVA SCOTIA N/A N/A Y BANK OF NOVA SCOTIA N/A N/A N 4900000.00 4900000.00 0.0091 N 4900000.00 4900000.00 SYRACUSE NY IND DEV - SYRACUSE UNIV SYRACUSE NY INDUSTRIAL DEVELOPMENT AGENCY, 0.2300% 871720CB2 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y JP MORGAN CHASE BANK N/A N/A Y JP MORGAN CHASE BANK N/A N/A N 1000000.00 1000000.00 0.0018 N 1000000.00 1000000.00 TRIBOROUGH BRIDGE & TUNNEL AUTHORITY TRIBOROUGH BRDG & TUNL AUTH NY REVS, 5.5000% 896029P58 Other Municipal Debt First Tier Security 2012-01-01 2012-01-01 N Y GO OF AUTH N/A N/A N 1565000.00 1618387.88 0.0030 N 1619321.15 1619321.15 TRIBORO BRIDGE & TUNNEL TRIBOROUGH BRIDGE AND TUNNEL AUTH, 0.2200% 89602NSP0 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y STATE STREET B&T CO N/A N/A Y STATE STREET B&T CO N/A N/A N 9800000.00 9800000.00 0.0181 N 9800000.00 9800000.00 TRUST FOR CLTRAL RES NY- WNYC RADIO INC. TRUST FOR CULTURAL RESOURCES REVENUE, 0.2300% 898328AA7 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y WELLS FARGO BANK N.A. N/A N/A Y WELLS FARGO BANK N.A. N/A N/A N 8800000.00 8800000.00 0.0163 N 8800000.00 8800000.00 ULSTER COUNTY NY ULSTER CNTY NY INDL DEV AGY INDL DEV REV, 0.5400% 903772AS0 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y TD BANKNORTH N.A. N/A N/A Y TD BANKNORTH N.A. N/A N/A N 940000.00 940000.00 0.0017 N 940000.00 940000.00 WESTCHESTER COUNTY - LAWRENCE HOSPITAL WESTCHESTER CNTY NY INDL DEV AGY, 0.2200% 957368FW8 Variable Rate Demand Note First Tier Security 2011-05-07 2011-05-07 Y COMMERCE BANK N.A. N/A N/A Y COMMERCE BANK N.A. N/A N/A N 2150000.00 2150000.00 0.0040 N 2150000.00 2150000.00