EX-99.77O RULE 10F-3 3 rule103.htm TRANSACTIONS EFFECTED PURSUANT TO RULE 10F-3 rule103.htm - Generated by SEC Publisher for SEC Filing  

                                                                          Sub-Item 77O

 

 

 

DREYFUS NEW YORK AMT-FREE MUNICIPAL BOND FUND

 

 

On August 21, 2015, Dreyfus New York AMT-Free Municipal Bond Fund (the “Fund”), purchased 1,250 5.00% Term Bonds due November 15, 2040, issued by the New York Convention Center Development Corporation (CUSIP NO. 649451DM0) (the “Bonds”) at a purchase price of $112.146 per Bond, including underwriter compensation of 0.50%. The Bonds were purchased from Citigroup Global Markets, Inc., a member of the underwriting syndicate of which BNY Mellon Capital Markets, LLC, an affiliate of the Fund’s investment adviser, was also a member. BNY Mellon Capital Markets, LLC received no benefit in connection with the transaction. The following is a list of the syndicate’s members:

 

Bank of America Merrill Lynch

Barclays Capital Inc.

Blaylock Beal Van, LLC

BNY Mellon Capital Markets, LLC

Citigroup Global Markets, Inc.

Fidelity Capital Markets

Goldman, Sachs, & Co.

J.P. Morgan Securities LLC

Janney Montgomery Scott LLC

Jefferies LLC

KeyBanc Capital Markets, Inc.

Lebenthal & Co., LLC

Loop Capital Markets, LLC

M&T Securities, Inc.

Mesirow Financial, Inc.

Morgan Stanley & Co. LLC

Oppenheimer & Co., Inc.

Piper Jaffray & Co.

Prager & Co., LLC

Raymond James & Associates, Inc.

RBC Capital Markets LLC

Rice Financial Products Company

Roosevelt & Cross Incorporated

Samuel A. Ramirez & Co., Inc.

Siebert Brandford Shank & Co., L.L.C.

Southwest Securities, Inc.

Stifel, Nicolaus & Company, Inc.

TD Securities (USA) LLC

U.S. Bancorp

Wells Fargo Securities, LLC

The Williams Capital Group, L.P.

 

 

 


 

 

Accompanying this statement are materials provided to the Board of Trustees for the Fund, which ratified the purchase as being in compliance with the Fund’s Rule 10f-3 Procedures at a Board meeting held on October 27, 2015. These materials include additional information about the terms of the transaction.