EX-99.77O RULE 10F-3 3 item770-ver2.htm ITEM 77O item770-ver2.htm - Generated by SEC Publisher for SEC Filing

 

DREYFUS NEW YORK AMT-FREE MUNICIPAL BOND FUND

 

On March 14, 2013, Dreyfus New York AMT-Free Municipal Bond Fund (the "Fund") purchased 2,000 units of State Personal Income Tax Revenue Bonds (General Purpose) Series 2013A-1 issued by the New York State Urban Development Corporation (CUSIP No. 650035ZH4) (the "Bonds") at a purchase price of $122.249 per Bond including an underwriting discount of 0.375% per Bond.  The Bonds were purchased from Wells Fargo Securities, a member of the underwriting syndicate of which BNY Mellon Capital Markets, LLC, an affiliate of the Fund's investment adviser, was also a member. BNY Mellon Capital Markets, LLC received no benefit in connection with the transaction.  The following is a list of the syndicate's members:

 

Barclays

Blaylock Robert Van, LLC

BNY Mellon Capital Markets, LLC

BOFA BofA Merrill Lynch

Castle Oak Securities, L.P.

Citigroup

Fidelity Capital Markets Services

Goldman, Sachs & Co.

J.P. Morgan

Janney Montgomery Scott

Jefferies

KeyBanc Capital Markets Inc.

Lebenthal & Co.

Loop Capital Markets LLC

M R Beal & Company

M&T Securities, Inc.

Mesirow Financial, Inc.

Morgan Stanley

Oppenheimer & Co. Inc.

Piper Jaffray & Co.

Prager & Co., LLC

Raymond James

RBC Capital Markets

Rice Financial Products Company

Roosevelt & Cross, Incorporated.

Siebert Brandford Shank & Co., L.L.C.

Southwest Securities, Inc.

Sterne Agee & Leach, Inc.

Stifel, Nicolaus & Company, Incorporated.

TD Securities (USA) LLC

The Williams Capital Group, L.P.

US Bancorp

Wells Fargo Securities

 

 


 

 

Accompanying this statement are materials presented to the Board of Trustees for the Fund, which ratified the purchase in compliance with the Fund's Rule 10f-3 Procedures at a Board meeting held on May 7, 2013.  These materials include additional information about the terms of the transaction.