0001209191-23-056249.txt : 20231121 0001209191-23-056249.hdr.sgml : 20231121 20231121161954 ACCESSION NUMBER: 0001209191-23-056249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231009 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duffy Shawn Lynn CENTRAL INDEX KEY: 0001548472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21767 FILM NUMBER: 231428378 MAIL ADDRESS: STREET 1: 6155 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIASAT INC CENTRAL INDEX KEY: 0000797721 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 330174996 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6155 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: 760-476-2200 MAIL ADDRESS: STREET 1: 6155 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-09 0 0000797721 VIASAT INC VSAT 0001548472 Duffy Shawn Lynn 6155 EL CAMINO REAL CARLSBAD CA 92009 0 1 0 0 Chief Financial Officer 0 $.0001 par value common stock 2023-11-17 4 M 0 14902 0.00 A 72666 D $.0001 par value common stock 2023-11-17 4 F 0 7847 19.52 D 64819 D $.0001 par value common stock 2697 I By 401(k) employee stock option (right to buy) 15.96 2023-10-09 4 A 0 43500 0.00 A 2029-10-09 common stock 43500 43500 D restricted stock unit 0.00 2023-11-17 4 M 0 4350 0.00 D common stock 4350 0 D restricted stock unit 0.00 2023-11-17 4 M 0 6127 0.00 D common stock 6127 6127 D restricted stock unit 0.00 2023-11-17 4 M 0 4425 0.00 D common stock 4425 8850 D Includes 329 shares purchased under the Viasat Employee Stock Purchase Plan on 01/31/2023 and 247 shares purchased on 07/31/2023. This entry represents the number of shares of Viasat, Inc. common stock withheld by the Issuer to satisfy the tax withholding obligation of the Reporting Person. These shares were not sold by the Reporting Person but were instead offset from the total number of vested shares received by the Reporting Person from the Issuer. Includes 230 shares of common stock the reporting person acquired under the Viasat 401(k)Plan, since the date of the reporting person's last ownership report. The option becomes exercisable, if at all, based on both time-based vesting (in three increments equal to 33% of the total shares on each of the first three anniversary dates of the grant date) and performance-based vesting (if the average daily closing price of Viasat's common stock over any 45-day period during the three year period following the grant date exceeds certain stock price hurdles of $30.00 or above). The original restricted stock unit grant was for 17,403 restricted stock units on 11/15/2019. Subject to the Reporting Person's election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1-for-1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date. Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the Issuer. The original restricted stock unit grant was for 24,508 restricted stock units on 11/17/2020. Subject to the Reporting Person's election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1-for-1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date. The original restricted stock unit grant was for 18,678 restricted stock units on 11/17/2021. Subject to the Reporting Person's election to defer the receipt of common stock, the units vest and convert into shares of common stock of the Issuer over a four year period commencing on 12/17/2022 and ending on 11/17/2025. Stacy Nguyen, Attorney-in-Fact 2023-11-21