0001567619-23-003345.txt : 20230217 0001567619-23-003345.hdr.sgml : 20230217 20230217183417 ACCESSION NUMBER: 0001567619-23-003345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hollub Vicki A. CENTRAL INDEX KEY: 0001588752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09210 FILM NUMBER: 23644537 MAIL ADDRESS: STREET 1: 5 GREENWAY PLAZA CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/ CENTRAL INDEX KEY: 0000797468 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 954035997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GREENWAY PLAZA STREET 2: SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7132157000 MAIL ADDRESS: STREET 1: 5 GREENWAY PLAZA STREET 2: SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 4 1 doc1.xml FORM 4 X0306 4 2023-02-15 0 0000797468 OCCIDENTAL PETROLEUM CORP /DE/ OXY 0001588752 Hollub Vicki A. OCCIDENTAL PETROLEUM CORPORATION 5 GREENWAY PLAZA, STE. 110 HOUSTON TX 77046 1 1 0 0 President and CEO Common Stock 2023-02-15 4 A 0 73015 0 A 540297 D Common Stock 2023-02-15 4 A 0 126202 0 A 666499 D Common Stock 2023-02-15 4 F 0 76063 62.9 D 590436 D Common Stock 23827 I By OPC Savings Plan Warrants (Right to buy) 22 2023-02-15 4 A 0 7483 0 A 2023-02-15 2027-08-03 Common Stock 7483 48194 D Warrants (Right to buy) 22 2023-02-15 4 A 0 7888 0 A 2023-02-15 2027-08-03 Common Stock 7888 56082 D Warrants (Right to buy) 22 2023-02-15 4 F 0 6049 41.19 D 2023-02-15 2027-08-03 Common Stock 6049 50033 D Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan. Represents shares of common stock withheld to satisfy tax withholding obligations. Based on a plan statement dated February 15, 2023. Represents?warrants?received?upon?the?vesting?of?a?performance?stock?unit?award?granted?under?the?Issuer's?2015?Long-Term?Incentive?Plan. The warrants were issued in connection with an anti-dilution adjustment to certain of the Issuer's outstanding long-term incentive awards and were subject to forfeiture if the performance conditions underlying the award were not met. Represents?warrants?withheld?to?satisfy?tax?withholding?obligations. /s/ Brittany A. Smith, Attorney-in-Fact for Vicki A. Hollub 2023-02-17