0000797468-13-000105.txt : 20131029
0000797468-13-000105.hdr.sgml : 20131029
20131029174105
ACCESSION NUMBER: 0000797468-13-000105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131029
FILED AS OF DATE: 20131029
DATE AS OF CHANGE: 20131029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLAINS GP HOLDINGS LP
CENTRAL INDEX KEY: 0001581990
STANDARD INDUSTRIAL CLASSIFICATION: PIPE LINES (NO NATURAL GAS) [4610]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CLAY ST
STREET 2: SUITE 1600
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-646-4100
MAIL ADDRESS:
STREET 1: 333 CLAY ST
STREET 2: SUITE 1600
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/
CENTRAL INDEX KEY: 0000797468
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36132
FILM NUMBER: 131177295
BUSINESS ADDRESS:
STREET 1: 10889 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: 3102088800
MAIL ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM INVESTMENT CORP
CENTRAL INDEX KEY: 0001259248
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36132
FILM NUMBER: 131177296
MAIL ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Occidental Transportation Holding Corp
CENTRAL INDEX KEY: 0001590160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36132
FILM NUMBER: 131177297
BUSINESS ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (310) 208-8800
MAIL ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oxy Holding Co (Pipeline), Inc.
CENTRAL INDEX KEY: 0001590092
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36132
FILM NUMBER: 131177298
BUSINESS ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (310) 208-8800
MAIL ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-10-29
0
0001581990
PLAINS GP HOLDINGS LP
PAGP
0001590092
Oxy Holding Co (Pipeline), Inc.
10889 WILSHIRE BOULEVARD
LOS ANGELES
CA
90024
0
0
0
1
See remarks
0001590160
Occidental Transportation Holding Corp
10889 WILSHIRE BOULEVARD
LOS ANGELES
CA
90024
0
0
0
1
See remarks
0001259248
OCCIDENTAL PETROLEUM INVESTMENT CORP
10889 WILSHIRE BOULEVARD
LOS ANGELES
CA
90024
0
0
0
1
See remarks
0000797468
OCCIDENTAL PETROLEUM CORP /DE/
10889 WILSHIRE BOULEVARD
LOS ANGELES
CA
90024
0
0
0
1
See remarks
See footnote
2013-10-29
4
D
0
4382094
21.34
D
Class A Shares
4382094
148830161
D
Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), among other things, each limited partner of AAP, including Oxy Holding Company (Pipeline), Inc. ("OHC"), has the right, at any time and from time to time, to immediately exchange its Class A units representing limited partner interests ("AAP Class A Units"), together with a like number of Class B shares representing limited partner interests of the Issuer (the "Class B Shares") and units representing limited liability company interests of the Issuer's general partner (the "GP Units"), for Class A shares of the Issuer (the "Class A Shares") on a one-for-one basis or, at the election of AAP, the cash value thereof. The filing of this Statement shall not be construed as an admission that any Reporting Person is, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security.
Pursuant to the contribution agreement, dated as of October 21, 2013, by and among the Issuer, PAA GP Holdings LLC and others executed in connection with the closing of the initial public offering of the Issuer, the Issuer and OHC agreed that if underwriters in the Issuer's initial public offering exercised the option granted to them in the underwriting agreement (the "Option"), the Issuer would redeem from OHC a number of Class B Shares, and purchase from OHC a corresponding number of AAP Units, equal to the number of Class A Shares purchased by the underwriters pursuant to the Option and OHC would contribute to the Issuer a number of GP Units that equaled the number of Class B Shares redeemed. On October 29, 2013, (i) the underwriters purchased 4,382,094 Class A Shares pursuant to the Option, (ii) the Issuer (a) redeemed 4,382,094 Class B Shares from OHC and (b) purchased from OHC 4,382,094 AAP Class A Units for $21.34/unit and (iii) OHC contributed to the Issuer 4,382,094 GP Units.
Vicky Sutil is a director of the general partner of the Issuer. Based on the relationship of Ms. Sutil and the Reporting Persons, the Reporting Persons may be deemed directors by deputization of the Issuer.
Oxy Holding Company (Pipeline), Inc. ("OHC"), Occidental Transportation Holding Corporation ("OTHC") and Occidental Petroleum Investment Co. ("OPIC") are wholly owned subsidiaries of Occidental Petroleum Corporation ("Occidental" and, together with OHC, OTHC, and OPIC, the "Reporting Persons").
/s/ LINDA S. PETERSON, Vice President and Secretary
2013-10-29
/s/ LINDA S. PETERSON, Vice President and Secretary
2013-10-29
/s/ LINDA S. PETERSON, Vice President and Secretary
2013-10-29
/s/ ROY PINECI, Vice President, Controller and Principal Accounting Officer
2013-10-29