0001209191-21-070340.txt : 20211217 0001209191-21-070340.hdr.sgml : 20211217 20211217170858 ACCESSION NUMBER: 0001209191-21-070340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hale Partnership Fund, L.P. CENTRAL INDEX KEY: 0001496265 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34964 FILM NUMBER: 211502492 BUSINESS ADDRESS: STREET 1: 3335 PARK SOUTH STATION BLVD. CITY: CHARLOTTE STATE: NC ZIP: 28210 BUSINESS PHONE: 336-522-6228 MAIL ADDRESS: STREET 1: 3335 PARK SOUTH STATION BLVD. CITY: CHARLOTTE STATE: NC ZIP: 28210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hale Steven A II CENTRAL INDEX KEY: 0001667535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34964 FILM NUMBER: 211502494 MAIL ADDRESS: STREET 1: 5960 FAIRVIEW ROAD STREET 2: SUITE 432 CITY: CHARLOTTE STATE: NC ZIP: 28210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hale Partnership Capital Management, LLC CENTRAL INDEX KEY: 0001602824 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34964 FILM NUMBER: 211502495 BUSINESS ADDRESS: STREET 1: 5960 FAIRVIEW ROAD STREET 2: SUITE 432 CITY: CHARLOTTE STATE: NC ZIP: 28210 BUSINESS PHONE: 704-970-2012 MAIL ADDRESS: STREET 1: 5960 FAIRVIEW ROAD STREET 2: SUITE 432 CITY: CHARLOTTE STATE: NC ZIP: 28210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HG Holdings, Inc. CENTRAL INDEX KEY: 0000797465 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 541272589 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2115 E. 7TH STREET, SUITE 101 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 252-355-4610 MAIL ADDRESS: STREET 1: 2115 E. 7TH STREET, SUITE 101 CITY: CHARLOTTE STATE: NC ZIP: 28211 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY FURNITURE CO INC. DATE OF NAME CHANGE: 20060315 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY FURNITURE CO INC/ DATE OF NAME CHANGE: 19930908 FORMER COMPANY: FORMER CONFORMED NAME: STANLEY FURNITURE CO INC DATE OF NAME CHANGE: 19930908 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-15 0 0000797465 HG Holdings, Inc. STLY 0001602824 Hale Partnership Capital Management, LLC 2115 E. 7TH STREET SUITE 101 CHARLOTTE NC 28204 0 0 1 0 0001667535 Hale Steven A II 2115 E. 7TH STREET SUITE 101 CHARLOTTE NC 28204 1 1 1 0 Chairman and CEO 0001496265 Hale Partnership Fund, L.P. 2115 E. 7TH STREET SUITE 101 CHARLOTTE NC 28204 0 0 1 0 Common Stock, par value $0.02 per share 703019 I Hale Partnership Fund, L.P. Common Stock, par value $0.02 per share 97678 I Clark - Hale Fund, L.P. Common Stock, par value $0.02 per share 30245 I MGEN II - Hale Fund, L.P. Common Stock, par value $0.02 per share 1900 I Smith - Hale Fund, L.P. Common Stock, par value $0.02 per share 2021-12-15 4 P 0 100 10.15 A 2800 I Dickinson - Hale Fund, L.P. Hale Partnership Capital Advisors, LLC ("Hale GP"), as the general partner to each of Hale Partnership Fund, L.P., Clark - Hale Fund, L.P., MGEN II - Hale Fund, L.P., Smith - Hale Fund, L.P. and Dickinson - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. (the "Company"). Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein, except to the extent of its or his pecuniary interest therein. Does not include (i) 27,777 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman and Chief Executive Officer of the Company or (ii) 139,326 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager. /s/ Steven A. Hale II, Manager, on behalf of Hale Partnership Capital Management, LLC 12/17/2021 /s/ Steven A. Hale II, Manager of Hale Partnership Capital Advisors, LLC, its General Partner, on behalf of Hale Partnership Fund, L.P. 12/17/2021 /s/ Steven A. Hale II 2021-12-17