0001209191-19-061757.txt : 20191223
0001209191-19-061757.hdr.sgml : 20191223
20191223155920
ACCESSION NUMBER: 0001209191-19-061757
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190521
FILED AS OF DATE: 20191223
DATE AS OF CHANGE: 20191223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hale Partnership Capital Management, LLC
CENTRAL INDEX KEY: 0001602824
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34964
FILM NUMBER: 191305906
BUSINESS ADDRESS:
STREET 1: 5960 FAIRVIEW ROAD
STREET 2: SUITE 432
CITY: CHARLOTTE
STATE: NC
ZIP: 28210
BUSINESS PHONE: 704-970-2012
MAIL ADDRESS:
STREET 1: 5960 FAIRVIEW ROAD
STREET 2: SUITE 432
CITY: CHARLOTTE
STATE: NC
ZIP: 28210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hale Steven A II
CENTRAL INDEX KEY: 0001667535
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34964
FILM NUMBER: 191305907
MAIL ADDRESS:
STREET 1: 5960 FAIRVIEW ROAD
STREET 2: SUITE 432
CITY: CHARLOTTE
STATE: NC
ZIP: 28210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hale Partnership Fund, L.P.
CENTRAL INDEX KEY: 0001496265
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34964
FILM NUMBER: 191305908
BUSINESS ADDRESS:
STREET 1: 3335 PARK SOUTH STATION BLVD.
CITY: CHARLOTTE
STATE: NC
ZIP: 28210
BUSINESS PHONE: 336-522-6228
MAIL ADDRESS:
STREET 1: 3335 PARK SOUTH STATION BLVD.
CITY: CHARLOTTE
STATE: NC
ZIP: 28210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HG Holdings, Inc.
CENTRAL INDEX KEY: 0000797465
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 541272589
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2115 E. 7TH STREET, SUITE 101
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
BUSINESS PHONE: 252-355-4610
MAIL ADDRESS:
STREET 1: 2115 E. 7TH STREET, SUITE 101
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
FORMER COMPANY:
FORMER CONFORMED NAME: STANLEY FURNITURE CO INC.
DATE OF NAME CHANGE: 20060315
FORMER COMPANY:
FORMER CONFORMED NAME: STANLEY FURNITURE CO INC/
DATE OF NAME CHANGE: 19930908
FORMER COMPANY:
FORMER CONFORMED NAME: STANLEY FURNITURE CO INC
DATE OF NAME CHANGE: 19930908
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-21
0
0000797465
HG Holdings, Inc.
STLY
0001602824
Hale Partnership Capital Management, LLC
2924 ARCHDALE DRIVE
CHARLOTTE
NC
28210
0
0
1
0
0001667535
Hale Steven A II
2115 E. 7TH STREET
SUITE 101
CHARLOTTE
NC
28210
1
1
1
0
Chairman and CEO
0001496265
Hale Partnership Fund, L.P.
2924 ARCHDALE DRIVE
CHARLOTTE
NC
28210
0
0
1
0
Common Stock, par value $0.02 per share
2019-05-21
4
P
0
107360
0.57
A
2364295
I
Hale Partnership Fund, L.P.
Common Stock, par value $0.02 per share
2019-05-23
4
P
0
250
0.63
A
2364295
I
Hale Partnership Fund, L.P.
Common Stock, par value $0.02 per share
2019-05-24
4
P
0
18500
0.64
A
2364295
I
Hale Partnership Fund, L.P.
Common Stock, par value $0.02 per share
2019-05-29
4
P
0
20000
0.63
A
2364295
I
Hale Partnership Fund, L.P.
Common Stock, par value $0.02 per share
2019-12-19
4
P
0
66272
0.55
A
2364295
I
Hale Partnership Fund, L.P.
Common Stock, par value $0.02 per share
132055
I
MGEN II - Hale Fund, L.P.
Common Stock, par value $0.02 per share
2019-12-19
4
P
0
120401
0.55
A
328501
I
Clark - Hale Fund, L.P.
Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
Does not include (i) 333,333 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.
/s/ Steven A. Hale II, Manager, on behalf of Hale Partnership Capital Management, LLC 12/23/2019
/s/ Steven A. Hale II, Manager of Hale Partnership Capital Advisors, LLC, its General Partner, on behalf of Hale Partnership Fund, L.P. 12/23/2019
/s/ Steven Hale
2019-12-23