X0202 4/A 2004-12-09 2004-12-09 0 0000796655 ANTS SOFTWARE INC ANTS 0001200820 RUOTOLO KENNETH L 0 1 0 0 CFO Common Stock 2004-12-09 4 P 0 5000 1 A 5000 D Warrant to Purchase Common Stock 2 2004-12-09 4 P 0 5000 0 A 2004-12-09 2007-11-12 Common Stock 5000 345000 D Mr. Ken Ruotolo purchased 5,000 units from ANTs software inc. at a price of $1.00 per unit, with each unit consisting of (i) one share of common stock and (ii) a warrant to purchase one share of common stock. The shares of common stock are "restricted securities" as that term is defined in paragraph (a) of Rule 144 of the Securities Act of 1933, as amended. Item 9 includes an option grant dated 11/28/2001 for 17,500 shares, exercise price $2.00, fully vested; an option grant dated 10/03/2001 for 17,500 shares, exercise price $2.00, fully vested; an option grant dated 6/21/2001 for 175,000 shares, exercise price $3.18, fully vested; an option grant dated 2/06/2001 for 19,980 shares, exercise price $2.9062,fully vested; an option grant dated 1/08/2001 for 9,340 shares, exercise price $2.75, fully vested; an option grant dated 4/10/2002 for 60,680 shares, exercise price $1.90, vesting schedule as follows: 2.78% shall vest at the conclusion of each month, such that 100% of shares shall be vested three years from the Vesting Measurement Date; an option grant dated 8/7/2002 for 20,000 shares, exercise price $.52, fully vested; an option grant dated 1/30/2004 for 20,000 shares, exercise price $.81, fully vested; a warrant dated 12/9/2004 for 5,000 shares, exercise price $2.00, fully vested. Kenneth Ruotolo 2004-12-13