0000796505-23-000025.txt : 20231120
0000796505-23-000025.hdr.sgml : 20231120
20231120181108
ACCESSION NUMBER: 0000796505-23-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231116
FILED AS OF DATE: 20231120
DATE AS OF CHANGE: 20231120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HERZOG DANIEL R
CENTRAL INDEX KEY: 0001262286
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16106
FILM NUMBER: 231423914
MAIL ADDRESS:
STREET 1: 7050 WINNETKA AVE. N.
STREET 2: SUITE 100
CITY: BROOKLYN PARK
STATE: MN
ZIP: 55428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clearfield, Inc.
CENTRAL INDEX KEY: 0000796505
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 411347235
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7050 WINNETKA AVE. N.
STREET 2: SUITE 100
CITY: BROOKLYN PARK
STATE: MN
ZIP: 55428
BUSINESS PHONE: 763-476-6866
MAIL ADDRESS:
STREET 1: 7050 WINNETKA AVE. N.
STREET 2: SUITE 100
CITY: BROOKLYN PARK
STATE: MN
ZIP: 55428
FORMER COMPANY:
FORMER CONFORMED NAME: APA Enterprises, Inc.
DATE OF NAME CHANGE: 20041116
FORMER COMPANY:
FORMER CONFORMED NAME: APA OPTICS INC /MN/
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2023-11-16
0
0000796505
Clearfield, Inc.
CLFD
0001262286
HERZOG DANIEL R
7050 WINNETKA AVE. N.
SUITE 100
BROOKLYN PARK
MN
55428
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-11-16
4
F
0
206
26.18
D
44309
D
Common Stock
2023-11-16
4
F
0
114
26.18
D
44195
D
Common Stock
2023-11-16
4
F
0
509
26.18
D
43686
D
Restricted Stock
2023-11-16
4
A
0
9549
0
A
53235
D
Payment of taxes by withholding shares on vesting the last 33% of restricted stock that was granted on November 16, 2020.
Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2021.
Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on February 24, 2023.
The restricted stock vests as to one-third of the shares on November 16, 2024, November 16, 2025 and November 16, 2026 subject to the reporting person's continued employment through each
such date.
Darrell Hammond by Power of Attorney for Daniel Herzog
2023-11-20