0000796505-23-000025.txt : 20231120 0000796505-23-000025.hdr.sgml : 20231120 20231120181108 ACCESSION NUMBER: 0000796505-23-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231116 FILED AS OF DATE: 20231120 DATE AS OF CHANGE: 20231120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZOG DANIEL R CENTRAL INDEX KEY: 0001262286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 231423914 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-11-16 0 0000796505 Clearfield, Inc. CLFD 0001262286 HERZOG DANIEL R 7050 WINNETKA AVE. N. SUITE 100 BROOKLYN PARK MN 55428 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-11-16 4 F 0 206 26.18 D 44309 D Common Stock 2023-11-16 4 F 0 114 26.18 D 44195 D Common Stock 2023-11-16 4 F 0 509 26.18 D 43686 D Restricted Stock 2023-11-16 4 A 0 9549 0 A 53235 D Payment of taxes by withholding shares on vesting the last 33% of restricted stock that was granted on November 16, 2020. Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2021. Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on February 24, 2023. The restricted stock vests as to one-third of the shares on November 16, 2024, November 16, 2025 and November 16, 2026 subject to the reporting person's continued employment through each such date. Darrell Hammond by Power of Attorney for Daniel Herzog 2023-11-20