0000796505-19-000020.txt : 20191115 0000796505-19-000020.hdr.sgml : 20191115 20191115105015 ACCESSION NUMBER: 0000796505-19-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191113 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH RONALD G CENTRAL INDEX KEY: 0001257956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 191222966 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-11-13 0 0000796505 Clearfield, Inc. CLFD 0001257956 ROTH RONALD G 7050 WINNETKA AVE. N. SUITE 100 BROOKLYN PARK MN 55428 1 0 1 1 Chairman of the Board Common Stock 2019-11-13 4 P 0 2500 12.44 A 1233699 D Common Stock 2019-11-13 4 P 0 2500 12.4 A 1236199 D Common Stock 2019-11-14 4 P 0 100 12.395 A 1236299 D Common Stock 2019-11-14 4 P 0 4900 12.45 A 1241199 D Common Stock 176760 I Shares held by Spouse Daniel Herzog by Power of Attorney for Ronald G. Roth 2019-11-15