0001016964-11-000005.txt : 20110516
0001016964-11-000005.hdr.sgml : 20110516
20110513185543
ACCESSION NUMBER: 0001016964-11-000005
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OLD MUTUAL (US) HOLDINGS INC.
CENTRAL INDEX KEY: 0000796370
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 042714625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11931
FILM NUMBER: 11842931
BUSINESS ADDRESS:
STREET 1: 200 CLARENDON STREET, 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 369-7300
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET, 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED ASSET MANAGEMENT CORP
DATE OF NAME CHANGE: 19920703
13F-NT
1
omush03311113f.txt
FORM 13F FOR 3/31/11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number: __
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Old Mutual (US) Holdings Inc.
Address: 200 Clarendon Street, 53rd Floor
Boston, MA 02116
Form 13F File Number: 028-11931
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Brian C. Dillon
Title: Chief Compliance Officer
Phone: (610) 578-1388
Signature, Place, and Date of Signing:
/s/ Brian C. Dillon Berwyn, Pennsylvania May 13, 2011
[Signature] [City, State] [Date]
Old Mutual (US) Holdings Inc. ("OMUSH") is making this 13F information filing
as the parent company of certain affiliate firms that are subject to
applicable 13F filing requirements. OMUSH expressly disclaims beneficial
ownership of all reported securities. OMUSH does not exercise voting or
investment power over any reported security. Each OMUSH affiliate exercises
such power independently of OMUSH and each other.
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[X] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by another reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are by other
reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-05990 Acadian Asset Management LLC
028-04895 Analytic Investors, LLC
028-12481 Ashfield Capital Partners, LLC
028-11912 Dwight Asset Management Company LLC
028-14149 Echo Point Investment Management, LLC
028-01006 Barrow, Hanley, Mewhinney & Strauss, LLC
028-11628 Copper Rock Capital Partners LLC
028-04321 Heitman Real Estate Securities LLC
028-00880 Investment Counselors of Maryland, LLC
028-11897 Lincluden Management Limited
028-11581 Old Mutual Capital, Inc.
028-00969 300 North Capital, LLC
028-04041 Thompson, Siegel & Walmsley LLC