-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVhJr5n4Wp1QlWNlW3JRHOOmmsWqyhoVvsgXKeVDjHOC9q1OGNtfXDc6cr02Jauv q2B+cZg09CK3dsxyhILLmA== 0000912057-96-022963.txt : 19961028 0000912057-96-022963.hdr.sgml : 19961028 ACCESSION NUMBER: 0000912057-96-022963 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961016 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0000796370 STANDARD INDUSTRIAL CLASSIFICATION: 6282 IRS NUMBER: 042714625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1940 Act SEC FILE NUMBER: 033-44215 FILM NUMBER: 96644270 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173308900 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE, FLOOR 44 STREET 2: 100 OLIVER STREET CITY: BOSTON STATE: MA ZIP: 02110 POS AMI 1 POS AMI REGISTRATION NO. 33-44215 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------------------- Post-Effective Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNITED ASSET MANAGEMENT CORPORATION - - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Delaware - - -------------------------------------------------------------------------------- (State or Other Jurisdiction of Incorporation or Organization) 04-2714625 - - -------------------------------------------------------------------------------- (I.R.S. Employer Identification Number) One International Place, Boston, Massachusetts 02110, (617) 330-8900 - - -------------------------------------------------------------------------------- (Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant's Principal Executive Offices) William H. Park, Executive Vice President, United Asset Management Corporation, One International Place, Boston, Massachusetts 02110, (617) 330-8900 - - -------------------------------------------------------------------------------- (Name and Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent for Service) Copy to: Valerie L. Andrews, Esq., Hill & Barlow, One International Place, Boston, Massachusetts 02110, (617) 428-3000 - - -------------------------------------------------------------------------------- Approximate date of commencement of proposed sale to the public: January 31, 1992 Spectrum POST-EFFECTIVE AMENDMENT NO. 1 TO REGISTRATION STATEMENT ON FORM S-3 (REG. NO. 33-44215) UNITED ASSET MANAGEMENT CORPORATION This Registration Statement on Form S-3 (Registration No. 33-44215) (the "Registration Statement") registered 399,234 shares of Common Stock, par value $0.01 per share (the "Shares"), of United Asset Management Corporation (the "Company"). A total of 323,748 Shares were sold pursuant to the Registration Statement. The specified period for which the Company agreed to maintain the effectiveness of the Registration Statement has expired. Accordingly, pursuant to Rule 478(a) promulgated under the Securities Act of 1933, as amended, and undertaking (3) contained in Part II of this Registration Statement, the Company hereby deregisters the 75,486 Shares registered under the Registration Statement which were not sold in the offering. 2 Spectrum SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Boston, Commonwealth of Massachusetts, on October 11, 1996. UNITED ASSET MANAGEMENT CORPORATION (Registrant) By: /s/ William H. Park --------------------------------------------- William H. Park, Executive Vice President and Chief Financial Officer II-1 Spectrum Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed by the following persons in the capacities and on the date indicated.
Signature Title Date --------- ----- ---- * President and Chief October 11, 1996 - - ------------------------------ Executive Officer, Director Norton H. Reamer /s/ William H. Park Executive Vice President and October 11, 1996 - - ------------------------------ Chief Financial Officer William H. Park (principal accounting officer) Director - - ------------------------------ Harold J. Baxter Director - - ------------------------------ John K. Dwight * Director October 11, 1996 - - ------------------------------ Robert J. Greenebaum * Director October 11, 1996 - - ------------------------------ Jay O. Light /s/ John F. McNamara Director October 11, 1996 - - ------------------------------ John F. McNamara
II-2 Spectrum
* Director October 11, 1996 - - ------------------------------ David I. Russell * Director October 11, 1996 - - ------------------------------ Philip Scaturro * Director October 11, 1996 - - ------------------------------ John A. Shane Director - - ------------------------------ Barbara S. Thomas Director - - ------------------------------ C. Giles H. Weaver Director - - ------------------------------ John S. Williams
Date: October 11, 1996 By: /s/ William H. Park --------------------------------- William H. Park, Attorney-in-fact II-3 -----END PRIVACY-ENHANCED MESSAGE-----