0001179110-12-007968.txt : 20120507 0001179110-12-007968.hdr.sgml : 20120507 20120507212103 ACCESSION NUMBER: 0001179110-12-007968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120507 FILED AS OF DATE: 20120507 DATE AS OF CHANGE: 20120507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NARAYEN SHANTANU CENTRAL INDEX KEY: 0001224154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15175 FILM NUMBER: 12819381 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADOBE SYSTEMS INC CENTRAL INDEX KEY: 0000796343 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770019522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 BUSINESS PHONE: 4085366000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 4 1 edgar.xml FORM 4 - X0305 4 2012-05-07 0 0000796343 ADOBE SYSTEMS INC ADBE 0001224154 NARAYEN SHANTANU ADOBE SYSTEMS INCORPORATED 345 PARK AVENUE SAN JOSE CA 95110 1 1 0 0 President and CEO Common Stock 2012-05-07 4 M 0 200000 32.42 A 425354 I by trust Common Stock 2012-05-07 4 S 0 200000 33.88 D 225354 I by trust Stock Option (right to buy) 32.42 2012-05-07 4 M 0 200000 0 D 2012-05-07 2012-05-24 Common Stock 200000 0 D The option exercise and sale reported in this Form 4 were effected pursuant to a plan intended to comply with Rule 10b5-1(c), adopted by the reporting person on August 2, 2011, at which time the reporting person was not aware of material nonpublic information. On May 7, 2012, on account of broker error in failing to execute trades on May 1, 2012 under the terms of the plan, the shares were sold at a price of $33.88, which was the volume weighted average sales price of the Issuer's common stock on May 1, 2012. Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Option award granted on May 24, 2005 had fully vested prior to the date of this Form 4. /s/ Justin Judd, as attorney-in-fact 2012-05-07