0001179110-12-001147.txt : 20120126 0001179110-12-001147.hdr.sgml : 20120126 20120126211150 ACCESSION NUMBER: 0001179110-12-001147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120124 FILED AS OF DATE: 20120126 DATE AS OF CHANGE: 20120126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON MATTHEW CENTRAL INDEX KEY: 0001267573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15175 FILM NUMBER: 12548957 MAIL ADDRESS: STREET 1: 20450 STEVENS CREEK BOULEVARD, SUITE 800 STREET 2: C/O BORLAND SOFTWARE CORP CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADOBE SYSTEMS INC CENTRAL INDEX KEY: 0000796343 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770019522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 BUSINESS PHONE: 4085366000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 4 1 edgar.xml FORM 4 - X0304 4 2012-01-24 0 0000796343 ADOBE SYSTEMS INC ADBE 0001267573 THOMPSON MATTHEW ADOBE SYSTEMS INCORPORATED 345 PARK AVENUE SAN JOSE CA 95110 0 1 0 0 SVP WW Field Operations Common Stock 2012-01-24 4 M 0 9300 00.00 A 42432 D Common Stock 2012-01-24 4 F 0 3411 30.95 D 39021 D Common Stock 2012-01-24 4 M 0 11267 00.00 A 50288 D Common Stock 2012-01-24 4 F 0 4272 30.95 D 46016 D Common Stock 2012-01-24 4 M 0 6750 00.00 A 52766 D Common Stock 2012-01-24 4 F 0 2475 30.95 D 50291 D Common Stock 2012-01-25 4 M 0 3750 00.00 A 54041 D Common Stock 2012-01-25 4 F 0 1750 31.34 D 52291 D Common Stock 2012-01-25 4 M 0 25000 00.00 A 77291 D Common Stock 2012-01-25 4 F 0 11670 31.34 D 65621 D Common Stock 2012-01-25 4 M 0 6300 00.00 A 71921 D Common Stock 2012-01-25 4 F 0 2518 31.34 D 69403 D Common Stock 2012-01-26 4 M 0 4125 00.00 A 73528 D Common Stock 2012-01-26 4 F 0 1924 31.18 D 71604 D Performance Shares 0 2012-01-24 4 M 0 9300 0 D Common Stock 9300 0 D Performance Shares 0 2012-01-24 4 M 0 11267 0 D Common Stock 11267 22533 D Restricted Stock Units 0 2012-01-24 4 M 0 6750 0 D Common Stock 6750 20250 D Restricted Stock Units 0 2012-01-25 4 M 0 3750 0 D Common Stock 3750 7500 D Restricted Stock Units 0 2012-01-25 4 M 0 25000 0 D Common Stock 25000 25000 D Performance Shares 0 2012-01-25 4 M 0 6300 0 D Common Stock 6300 6300 D Restricted Stock Units 0 2012-01-26 4 M 0 4125 0 D Common Stock 4125 4125 D Performance Shares 0 2012-01-24 5 A 0 E 93750 0 A Common Stock 93750 93750 D Restricted Stock Units 0 2012-01-24 4 A 0 62500 0 A Common Stock 62500 62500 D Shares surrendered to pay tax liability due at vesting of Performance Share Units. Shares surrendered to pay tax liability due at vesting of Restricted Stock Units. Represents the number of shares acquired upon vesting of 25% of the Performance Share Units earned by the participant in connection with the Performance Share award filed January 28, 2008. The participant earned 124% of the target award based on the achievement of certain pre-established performance goals during the 2008 fiscal year. This Performance Share award vested in full on the fourth anniversary of the January 24, 2008 grant date. Represents the number of shares acquired upon vesting of 1/3 of the Performance Share Units earned by the participant in connection with the Performance Share award filed January 26, 2011. The participant earned 130% of the target award based on the achievement of certain pre-established performance goals during the 2011 fiscal year. The remaining Performance Share Units will vest as to 1/3 of the full earned amount on each of the second and third anniversary of the January 24, 2011 grant date. Vests at a rate of 25% annually on the first, second, third and fourth anniversary of the January 24, 2011 grant date. The remaining units will vest on January 24, 2013 as to 6,750 shares, January 24, 2014 as to 6,750 shares and January 24, 2015 as to the remaining 6,750 shares. Vests at a rate of 25% annually on the first, second, third and fourth anniversary of the January 25, 2010 grant date. The remaining units will vest on January 25, 2013 as to 3,750 shares and January 25, 2014 as to the remaining 3,750 shares. Vests at a rate of 50% on the second anniversary of the January 25, 2010 grant date, and then 25% annually on the third and fourth anniversary of the grant date. The remaining units will vest on January 25, 2013 as to 12,500 shares and January 25, 2014 as to the remaining 12,500 shares. Represents the number of shares acquired upon vesting of 1/3 of the Performance Share Units earned by the participant in connection with the Performance Share award filed January 26, 2010. The participant earned 135% of the target award based on the achievement of certain pre-established performance goals during the 2010 fiscal year. The remaining Performance Share Units will vest as to 1/3 of the full earned amount on the third anniversary of the January 25, 2010 grant date. Vests at a rate of 25% annually on the first, second, third and fourth anniversary of the January 26, 2009 grant date. The remaining units will vest on January 26, 2013 as to 4,125 shares. Represents the maximum number of Performance Shares that will be earned, if at all, based on the achievement of certain pre-established performance goals during the 2012 fiscal year. Each Performance Share Unit represents a contingent right to receive one share of ADBE common stock. The maximum number represents 150% of the target payout of 62,500 shares. Vesting of the Performance Share Units will be 1/3 of the full earned amount upon the later of the (i) certification of performance goal achievement and (ii) one year anniversary of the January 24, 2012 grant date, with the remaining Units vesting as to 1/3 of the full earned amount on each of the second and third anniversary of the grant date, if the initial performance goals are achieved. Vests at a rate of 25% annually on the first, second, third and fourth anniversary of the January 24, 2012 grant date. /s/Justin Judd, as attorney-in-fact 2012-01-26