0000796343-17-000055.txt : 20170126 0000796343-17-000055.hdr.sgml : 20170126 20170126161452 ACCESSION NUMBER: 0000796343-17-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170124 FILED AS OF DATE: 20170126 DATE AS OF CHANGE: 20170126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADOBE SYSTEMS INC CENTRAL INDEX KEY: 0000796343 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770019522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1202 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 BUSINESS PHONE: 4085366000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON MATTHEW CENTRAL INDEX KEY: 0001267573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15175 FILM NUMBER: 17549860 MAIL ADDRESS: STREET 1: 20450 STEVENS CREEK BOULEVARD, SUITE 800 STREET 2: C/O BORLAND SOFTWARE CORP CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 wf-form4_148546527191076.xml FORM 4 X0306 4 2017-01-24 0 0000796343 ADOBE SYSTEMS INC ADBE 0001267573 THOMPSON MATTHEW ADOBE SYSTEMS INCORPORATED 345 PARK AVENUE SAN JOSE CA 95110 0 1 0 0 EVP WW Field Operations Common Stock 2017-01-24 4 M 0 79398 0 A 131387 D Common Stock 2017-01-24 4 F 0 41429 113.72 D 89958 D Common Stock 2017-01-24 4 M 0 13366 0 A 103324 D Common Stock 2017-01-24 4 F 0 6444 113.72 D 96880 D Common Stock 2017-01-24 4 M 0 11467 0 A 108347 D Common Stock 2017-01-24 4 F 0 5983 113.72 D 102364 D Common Stock 2017-01-24 4 M 0 9525 0 A 111889 D Common Stock 2017-01-24 4 F 0 4970 113.72 D 106919 D Common Stock 2017-01-25 4 S 0 55000 113.7805 D 51919 D Performance Shares 0.0 2017-01-24 4 M 0 79398 0 D Common Stock 79398.0 0 D Restricted Stock Units 0.0 2017-01-24 4 M 0 13366 0 D Common Stock 13366.0 0 D Restricted Stock Units 0.0 2017-01-24 4 M 0 11467 0 D Common Stock 11467.0 11466 D Restricted Stock Unit 0.0 2017-01-24 4 M 0 9525 0 D Common Stock 9525.0 19050 D Performance Shares 0.0 2017-01-24 5 A 0 E 56660 0 A Common Stock 56660.0 56660 D Restricted Stock Unit 0.0 2017-01-24 4 A 0 28330 0 A Common Stock 28330.0 28330 D Shares surrendered to pay tax liability due at vesting. This transaction was executed in multiple trades at prices ranging from $113.71 to $113.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2014 grant date. Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 vesting commencement date. Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2017 vesting commencement date, if the performance goal is achieved. Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. /s/ Jonathan Vaas, as attorney-in-fact 2017-01-26