0000796343-14-000059.txt : 20140702 0000796343-14-000059.hdr.sgml : 20140702 20140702193043 ACCESSION NUMBER: 0000796343-14-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140701 FILED AS OF DATE: 20140702 DATE AS OF CHANGE: 20140702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADOBE SYSTEMS INC CENTRAL INDEX KEY: 0000796343 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770019522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 BUSINESS PHONE: 4085366000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NARAYEN SHANTANU CENTRAL INDEX KEY: 0001224154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15175 FILM NUMBER: 14958317 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 wf-form4_140434383291046.xml FORM 4 X0306 4 2014-07-01 0 0000796343 ADOBE SYSTEMS INC ADBE 0001224154 NARAYEN SHANTANU ADOBE SYSTEMS INCORPORATED 345 PARK AVENUE SAN JOSE CA 95110 1 1 0 0 President and CEO Common Stock 2014-07-01 4 M 0 36762 19.93 A 295920 I by trust Common Stock 2014-07-01 4 M 0 2927 34.16 A 298847 I by trust Common Stock 2014-07-01 4 S 0 39689 72.1948 D 259158 I by trust Stock Option (right to buy) 19.93 2014-07-01 4 M 0 36762 0 D 2014-07-01 2016-01-26 Common Stock 36762.0 80538 D Stock Option (right to buy) 34.16 2014-07-01 4 M 0 2927 0 D 2014-07-01 2017-01-25 Common Stock 2927.0 287073 D The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 30, 2014. Includes 421 shares acquired on June 30, 2014 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended. Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. This transaction was executed in multiple trades at prices ranging from $71.8 to $72.545. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Options granted January 26, 2009 are fully vested and exercisable. Options granted January 25, 2010 are fully vested and exercisable. /s/ Jonathan Vaas, as attorney-in-fact 2014-07-02