0000796343-14-000059.txt : 20140702
0000796343-14-000059.hdr.sgml : 20140702
20140702193043
ACCESSION NUMBER: 0000796343-14-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140701
FILED AS OF DATE: 20140702
DATE AS OF CHANGE: 20140702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADOBE SYSTEMS INC
CENTRAL INDEX KEY: 0000796343
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 770019522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 345 PARK AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110-2704
BUSINESS PHONE: 4085366000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110-2704
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NARAYEN SHANTANU
CENTRAL INDEX KEY: 0001224154
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15175
FILM NUMBER: 14958317
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
4
1
wf-form4_140434383291046.xml
FORM 4
X0306
4
2014-07-01
0
0000796343
ADOBE SYSTEMS INC
ADBE
0001224154
NARAYEN SHANTANU
ADOBE SYSTEMS INCORPORATED
345 PARK AVENUE
SAN JOSE
CA
95110
1
1
0
0
President and CEO
Common Stock
2014-07-01
4
M
0
36762
19.93
A
295920
I
by trust
Common Stock
2014-07-01
4
M
0
2927
34.16
A
298847
I
by trust
Common Stock
2014-07-01
4
S
0
39689
72.1948
D
259158
I
by trust
Stock Option (right to buy)
19.93
2014-07-01
4
M
0
36762
0
D
2014-07-01
2016-01-26
Common Stock
36762.0
80538
D
Stock Option (right to buy)
34.16
2014-07-01
4
M
0
2927
0
D
2014-07-01
2017-01-25
Common Stock
2927.0
287073
D
The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 30, 2014.
Includes 421 shares acquired on June 30, 2014 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.
Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.
This transaction was executed in multiple trades at prices ranging from $71.8 to $72.545. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Options granted January 26, 2009 are fully vested and exercisable.
Options granted January 25, 2010 are fully vested and exercisable.
/s/ Jonathan Vaas, as attorney-in-fact
2014-07-02