0001752724-19-178743.txt : 20191126
0001752724-19-178743.hdr.sgml : 20191126
20191126111556
ACCESSION NUMBER: 0001752724-19-178743
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191126
PERIOD START: 20190930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS
CENTRAL INDEX KEY: 0000796229
IRS NUMBER: 133625130
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04719
FILM NUMBER: 191248316
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 8004223554
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS
DATE OF NAME CHANGE: 20091130
FORMER COMPANY:
FORMER CONFORMED NAME: WESTWOOD FUNDS
DATE OF NAME CHANGE: 20060621
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS
DATE OF NAME CHANGE: 19980304
0000796229
S000001080
TETON WESTWOOD BALANCED FUND
C000002911
CLASS A
WEBCX
C000002912
CLASS AAA
WEBAX
C000002914
CLASS C
WBCCX
C000061063
Class I
WBBIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000796229
XXXXXXXX
S000001080
C000061063
C000002912
C000002911
C000002914
Teton Westwood Funds
811-04719
0000796229
549300F5AG1CXKI4KV24
One Corporate Center
Rye
10580-1422
1-800-422-3554
TETON Westwood Balanced Fund
S000001080
549300SORXBEDLC67704
2019-09-30
2019-09-30
N
60866247.16
745400.58
60120846.58
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
USD
N
Home Depot Inc/The
QEKMOTMBBKA8I816DO57
Home Depot Inc/The
437076102
3490.00000000
NS
USD
809749.80000000
1.346870255598
Long
EC
CORP
US
N
1
N
N
N
MACYS RETAIL HLDGS INC
549300JMONK27O4SQQ19
Macy's Retail Holdings Inc
55616XAN7
600000.00000000
PA
USD
604726.00000000
1.005850772901
Long
DBT
CORP
US
N
2
2021-01-15
Fixed
3.45000000
N
N
N
N
N
N
Assurant Inc
H3F39CAXWQRVWURFXL38
Assurant Inc
04621X108
5662.00000000
NS
USD
712392.84000000
1.184934811342
Long
EC
CORP
US
N
1
N
N
N
Dreyfus Treasury Securities Cash Management
549300U78VESCW509025
Dreyfus Treasury Securities Cash Management
261941108
1978446.75000000
NS
USD
1978446.75000000
3.290783251641
Long
STIV
RF
US
N
1
N
N
N
FREDDIE MAC
S6XOOCT0IEG5ABCC6L87
Federal Home Loan Mortgage Corp
3137EADB2
1100000.00000000
PA
USD
1117186.00000000
1.858233979645
Long
DBT
USGSE
US
N
2
2022-01-13
Fixed
2.37500000
N
N
N
N
N
N
Apple Inc
HWUPKR0MPOU8FGXBT394
Apple Inc
037833100
1948.00000000
NS
USD
436293.56000000
0.725694305417
Long
EC
CORP
US
N
1
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
94974BFC9
600000.00000000
PA
USD
619331.78000000
1.030144808716
Long
DBT
CORP
US
N
2
2022-03-08
Fixed
3.50000000
N
N
N
N
N
N
PepsiCo Inc
FJSUNZKFNQ5YPJ5OT455
PepsiCo Inc
713448108
5367.00000000
NS
USD
735815.70000000
1.223894442372
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128286B1
1100000.00000000
PA
USD
1190728.52000000
1.980558471370
Long
DBT
UST
US
N
2
2029-02-15
Fixed
2.62500000
N
N
N
N
N
N
PNC FINANCIAL SERVICES
CFGNEKW0P8842LEUIA51
PNC FINANCIAL SERVICES GROUP INC/THE
693475AL9
600000.00000000
PA
USD
613201.62000000
1.019948412043
Long
DBT
CORP
US
N
2
2022-11-09
Variable
2.85400000
N
N
N
N
N
N
Colgate-Palmolive Co
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Co
194162103
9853.00000000
NS
USD
724294.03000000
1.204730257808
Long
EC
CORP
US
N
1
N
N
N
ConocoPhillips
WPTL2Z3FIYTHSP5V2253
ConocoPhillips
20825C104
11341.00000000
NS
USD
646210.18000000
1.074852096668
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128282R0
950000.00000000
PA
USD
993343.75000000
1.652245113811
Long
DBT
UST
US
N
2
2027-08-15
Fixed
2.25000000
N
N
N
N
N
N
General Mills Inc
2TGYMUGI08PO8X8L6150
General Mills Inc
370334104
13341.00000000
NS
USD
735355.92000000
1.223129682682
Long
EC
CORP
US
N
1
N
N
N
Northrop Grumman Corp
RIMU48P07456QXSO0R61
Northrop Grumman Corp
666807102
2377.00000000
NS
USD
890875.83000000
1.481808525125
Long
EC
CORP
US
N
1
N
N
N
CMS Energy Corp
549300IA9XFBAGNIBW29
CMS Energy Corp
125896100
11169.00000000
NS
USD
714257.55000000
1.188036414373
Long
EC
CORP
US
N
1
N
N
N
NORTHROP GRUMMAN CORP
RIMU48P07456QXSO0R61
Northrop Grumman Corp
666807BQ4
595000.00000000
PA
USD
603171.71000000
1.003265496598
Long
DBT
CORP
US
N
2
2022-10-15
Fixed
2.55000000
N
N
N
N
N
N
Crown Castle International Cor
54930012H97VSM0I2R19
Crown Castle International Corp
22822V101
2573.00000000
NS
USD
357672.73000000
0.594922976548
Long
EC
CORP
US
N
1
N
N
N
COSTCO WHOLESALE CORP
29DX7H14B9S6O3FD6V18
Costco Wholesale Corp
22160KAF2
800000.00000000
PA
USD
799491.08000000
1.329806756689
Long
DBT
CORP
US
N
2
2019-12-15
Fixed
1.70000000
N
N
N
N
N
N
STORE Capital Corp
5493004EA6C9IHDZ7N66
STORE Capital Corp
862121100
19800.00000000
NS
USD
740718.00000000
1.232048519167
Long
EC
CORP
US
N
1
N
N
N
UnitedHealth Group Inc
549300GHBMY8T5GXDE41
UnitedHealth Group Inc
91324P102
3058.00000000
NS
USD
664564.56000000
1.105381240957
Long
EC
CORP
US
N
1
N
N
N
Honeywell International Inc
ISRPG12PN4EIEOEMW547
Honeywell International Inc
438516106
3989.00000000
NS
USD
674938.80000000
1.122636886195
Long
EC
CORP
US
N
1
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
32950.00000000
NS
USD
1246828.00000000
2.073869665725
Long
EC
CORP
US
N
1
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38141EC23
600000.00000000
PA
USD
635544.81000000
1.057112210078
Long
DBT
CORP
US
N
2
2024-07-08
Fixed
3.85000000
N
N
N
N
N
N
WEC Energy Group Inc
549300IGLYTZUK3PVP70
WEC Energy Group Inc
92939U106
7546.00000000
NS
USD
717624.60000000
1.193636884412
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RT7
1000000.00000000
PA
USD
1025722.66000000
1.706101491161
Long
DBT
UST
US
N
2
2046-08-15
Fixed
2.25000000
N
N
N
N
N
N
KKR GRP FIN CO VI LLC
549300TUJWGHJM3FSJ07
KKR Group Finance Co VI LLC
48252AAA9
525000.00000000
PA
USD
553946.52000000
0.921388422671
Long
DBT
CORP
US
N
2
2029-07-01
Fixed
3.75000000
N
N
N
N
N
N
American International Group I
ODVCVCQG2BP6VHV36M30
American International Group Inc
026874784
13470.00000000
NS
USD
750279.00000000
1.247951488842
Long
EC
CORP
US
N
1
N
N
N
Activision Blizzard Inc
549300TPQQDBP9GNOF40
Activision Blizzard Inc
00507V109
6534.00000000
NS
USD
345779.28000000
0.575140404152
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RS9
1000000.00000000
PA
USD
1077226.56000000
1.791768781177
Long
DBT
UST
US
N
2
2046-05-15
Fixed
2.50000000
N
N
N
N
N
N
FANNIE MAE
B1V7KEBTPIMZEU4LTD58
Federal National Mortgage Association
3135G0ZR7
1100000.00000000
PA
USD
1153009.03000000
1.917819018841
Long
DBT
USGSE
US
N
2
2024-09-06
Fixed
2.62500000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
9128283F5
950000.00000000
PA
USD
993937.50000000
1.653232708021
Long
DBT
UST
US
N
2
2027-11-15
Fixed
2.25000000
N
N
N
N
N
N
Western Alliance Bancorp
5493003VJXZ5JXT9S762
Western Alliance Bancorp
957638109
13168.00000000
NS
USD
606781.44000000
1.009269620301
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912810RK6
1100000.00000000
PA
USD
1183939.45000000
1.969266098780
Long
DBT
UST
US
N
2
2045-02-15
Fixed
2.50000000
N
N
N
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
7624.00000000
NS
USD
1059964.72000000
1.763056876768
Long
EC
CORP
US
N
1
N
N
N
FORD MOTOR CREDIT CO LLC
UDSQCVRUX5BONN0VY111
Ford Motor Credit Co LLC
345397YZ0
600000.00000000
PA
USD
603187.10000000
1.003291095040
Long
DBT
CORP
US
N
2
2021-04-05
Fixed
3.47000000
N
N
N
N
N
N
Becton Dickinson and Co
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887109
3570.00000000
NS
USD
903067.20000000
1.502086632792
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
11050.00000000
NS
USD
1300474.50000000
2.163100777813
Long
EC
CORP
US
N
1
N
N
N
US Bancorp
N1GZ7BBF3NP8GI976H15
US Bancorp
902973304
14701.00000000
NS
USD
813553.34000000
1.353196746684
Long
EC
CORP
US
N
1
N
N
N
Public Storage
549300LMZF40TKJ6DM64
Public Storage
74460D109
2920.00000000
NS
USD
716188.40000000
1.191248029162
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
3755.00000000
NS
USD
608234.90000000
1.011687184395
Long
EC
CORP
US
N
1
N
N
N
CVS Health Corp
549300EJG376EN5NQE29
CVS Health Corp
126650100
22206.00000000
NS
USD
1400532.42000000
2.329528773578
Long
EC
CORP
US
N
1
N
N
N
Marvell Technology Group Ltd
8DF36O58U3QIHUCGZB18
Marvell Technology Group Ltd
000000000
15232.00000000
NS
USD
380343.04000000
0.632630878698
Long
EC
CORP
US
N
1
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
Medtronic PLC
000000000
8404.00000000
NS
USD
912842.48000000
1.518346017941
Long
EC
CORP
IE
N
1
N
N
N
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61744YAK4
800000.00000000
PA
USD
844000.58000000
1.403840145326
Long
DBT
CORP
US
N
2
2028-07-22
Floating
3.59100000
N
N
N
N
N
N
TSY INFL IX N/B
254900HROIFWPRGM1V77
United States Treasury Inflation Indexed Bonds
9128285W6
1117721.00000000
PA
USD
1186208.71000000
1.973040596528
Long
DBT
UST
US
N
2
2029-01-15
Fixed
0.87500000
N
N
N
N
N
N
Chubb Ltd
E0JAN6VLUDI1HITHT809
Chubb Ltd
000000000
4714.00000000
NS
USD
761028.16000000
1.265830744727
Long
EC
CORP
CH
N
1
N
N
N
DTE Energy Co
549300IX8SD6XXD71I78
DTE Energy Co
233331107
5401.00000000
NS
USD
718116.96000000
1.194455834956
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912828J27
500000.00000000
PA
USD
510664.06000000
0.849395989992
Long
DBT
UST
US
N
2
2025-02-15
Fixed
2.00000000
N
N
N
N
N
N
ABBOTT LABORATORIES
HQD377W2YR662HK5JX27
Abbott Laboratories
002824BA7
500000.00000000
PA
USD
505392.78000000
0.840628182651
Long
DBT
CORP
US
N
2
2022-03-15
Fixed
2.55000000
N
N
N
N
N
N
CACI International Inc
SYRPI2D1O9WRTS2WX210
CACI International Inc
127190304
1597.00000000
NS
USD
369322.22000000
0.614299766235
Long
EC
CORP
US
N
1
N
N
N
APPLE INC
HWUPKR0MPOU8FGXBT394
Apple Inc
037833BA7
300000.00000000
PA
USD
318523.97000000
0.529806195553
Long
DBT
CORP
US
N
2
2045-02-09
Fixed
3.45000000
N
N
N
N
N
N
COLGATE-PALMOLIVE CO
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Co
19416QEC0
500000.00000000
PA
USD
502819.15000000
0.836347421240
Long
DBT
CORP
US
N
2
2023-05-01
Fixed
2.10000000
N
N
N
N
N
N
General Dynamics Corp
9C1X8XOOTYY2FNYTVH06
General Dynamics Corp
369550108
4045.00000000
NS
USD
739142.85000000
1.229428546080
Long
EC
CORP
US
N
1
N
N
N
Wells Fargo & Co
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746101
21466.00000000
NS
USD
1082745.04000000
1.800947760373
Long
EC
CORP
US
N
1
N
N
N
Boeing Co/The
RVHJWBXLJ1RFUBSY1F30
Boeing Co/The
097023105
2032.00000000
NS
USD
773115.04000000
1.285935052446
Long
EC
CORP
US
N
1
N
N
N
Chevron Corp
N/A
Chevron Corp
166764100
9060.00000000
NS
USD
1074516.00000000
1.787260261829
Long
EC
CORP
US
N
1
N
N
N
Alphabet Inc
5493006MHB84DD0ZWV18
Alphabet Inc
02079K305
621.00000000
NS
USD
758327.94000000
1.261339424073
Long
EC
CORP
US
N
1
N
N
N
Equifax Inc
5493004MCF8JDC86VS77
Equifax Inc
294429105
5276.00000000
NS
USD
742174.92000000
1.234471838337
Long
EC
CORP
US
N
1
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
7309.00000000
NS
USD
952508.88000000
1.584323798123
Long
EC
CORP
US
N
1
N
N
N
Motorola Solutions Inc
6S552MUG6KGJVEBSEC55
Motorola Solutions Inc
620076307
4315.00000000
NS
USD
735319.15000000
1.223068522532
Long
EC
CORP
US
N
1
N
N
N
AP MOLLER-MAERSK A/S
549300D2K6PKKKXVNN73
AP Moller - Maersk A/S
00203QAE7
875000.00000000
PA
USD
925689.60000000
1.539714845445
Long
DBT
CORP
DK
N
2
2029-06-20
Fixed
4.50000000
N
N
N
N
N
N
CVS HEALTH CORP
549300EJG376EN5NQE29
CVS Health Corp
126650DG2
800000.00000000
PA
USD
805322.69000000
1.339506570201
Long
DBT
CORP
US
N
2
2029-08-15
Fixed
3.25000000
N
N
N
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
42064.00000000
NS
USD
1227006.88000000
2.040900868498
Long
EC
CORP
US
N
1
N
N
N
Abbott Laboratories
HQD377W2YR662HK5JX27
Abbott Laboratories
002824100
9100.00000000
NS
USD
761397.00000000
1.266444242409
Long
EC
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
3103.00000000
NS
USD
722967.97000000
1.202524600244
Long
EC
CORP
US
N
1
N
N
N
Hormel Foods Corp
MSD54751OJP1FS2ND863
Hormel Foods Corp
440452100
17622.00000000
NS
USD
770610.06000000
1.281768477718
Long
EC
CORP
US
N
1
N
N
N
EOG Resources Inc
XWTZDRYZPBUHIQBKDB46
EOG Resources Inc
26875P101
9646.00000000
NS
USD
715926.12000000
1.190811774493
Long
EC
CORP
US
N
1
N
N
N
CAPITAL ONE FINANCIAL CO
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040HBF1
600000.00000000
PA
USD
630853.94000000
1.049309808305
Long
DBT
CORP
US
N
2
2024-04-24
Fixed
3.75000000
N
N
N
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912828P46
800000.00000000
PA
USD
800453.13000000
1.331406950390
Long
DBT
UST
US
N
2
2026-02-15
Fixed
1.62500000
N
N
N
N
N
N
Advance Auto Parts Inc
529900UCNQ5H9FSL0Y70
Advance Auto Parts Inc
00751Y106
4399.00000000
NS
USD
727594.60000000
1.210220150562
Long
EC
CORP
US
N
1
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
8367.00000000
NS
USD
1082522.46000000
1.800577539372
Long
EC
CORP
US
N
1
N
N
N
US TREASURY N/B
254900HROIFWPRGM1V77
United States Treasury Note/Bond
912828G38
1000000.00000000
PA
USD
1032968.75000000
1.718154032687
Long
DBT
UST
US
N
2
2024-11-15
Fixed
2.25000000
N
N
N
N
N
N
AETNA INC
549300QKBENKLBXQ8968
Aetna Inc
00817YAQ1
600000.00000000
PA
USD
625566.51000000
1.040515138401
Long
DBT
CORP
US
N
2
2024-11-15
Fixed
3.50000000
N
N
N
N
N
N
CABOT CORP
K05C0SER542GQ6VLRO68
Cabot Corp
127055AL5
510000.00000000
PA
USD
535247.34000000
0.890285766830
Long
DBT
CORP
US
N
2
2029-07-01
Fixed
4.00000000
N
N
N
N
N
N
2019-11-20
Teton Westwood Funds
John C. Ball
John C. Ball
Treasurer