UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04719
The TETON Westwood Funds
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Teton Advisors, Inc.
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2017 – June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018
There is no proxy voting activity for the following Funds, which did not hold any votable positions during the reporting period:
| · | Teton Westwood Intermediate Bond Fund |
| · | Teton Convertible Securities Fund |
|
ProxyEdge Meeting Date Range: 07/01/2017 - 06/30/2018 The TETON Westwood SmallCap Equity Fund |
Report Date: 07/01/2018 1 |
| Investment Company Report | ||||||||||||
| HOPE BANCORP INC | ||||||||||||
| Security | 43940T109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HOPE | Meeting Date | 06-Jul-2017 | |||||||||
| ISIN | US43940T1097 | Agenda | 934650018 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | DONALD D. BYUN | For | For | |||||||||
| 2 | STEVEN J. DIDION | For | For | |||||||||
| 3 | JINHO DOO | For | For | |||||||||
| 4 | DAISY Y. HA | For | For | |||||||||
| 5 | JIN CHUL JHUNG | For | For | |||||||||
| 6 | KEVIN S. KIM | For | For | |||||||||
| 7 | STEVEN S. KOH | For | For | |||||||||
| 8 | CHUNG HYUN LEE | For | For | |||||||||
| 9 | WILLIAM J. LEWIS | For | For | |||||||||
| 10 | DAVID P. MALONE | For | For | |||||||||
| 11 | JOHN R. TAYLOR | For | For | |||||||||
| 12 | SCOTT YOON-SUK WHANG | For | For | |||||||||
| 13 | DALE S. ZUEHLS | For | For | |||||||||
| 2. | APPROVAL, ON AN ADVISORY AND NONBINDING BASIS, OF THE COMPENSATION PAID TO OUR "NAMED EXECUTIVE OFFICERS" AS DESCRIBED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| STRATASYS LTD | ||||||||||||
| Security | M85548101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SSYS | Meeting Date | 18-Jul-2017 | |||||||||
| ISIN | IL0011267213 | Agenda | 934654294 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ELCHANAN JAGLOM | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: S. SCOTT CRUMP | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: EDWARD J. FIERKO | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: VICTOR LEVENTHAL | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ILAN LEVIN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOHN J. MCELENEY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DOV OFER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ZIVA PATIR | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DAVID REIS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: YAIR SEROUSSI | Management | For | For | ||||||||
| 2A. | APPROVAL OF ANNUAL COMPENSATION PACKAGES FOR THE NEW INDEPENDENT DIRECTOR (SUBJECT TO THEIR ELECTION): DOV OFER |
Management | For | For | ||||||||
| 2B. | APPROVAL OF ANNUAL COMPENSATION PACKAGES FOR THE NEW INDEPENDENT DIRECTOR (SUBJECT TO THEIR ELECTION): YAIR SEROUSSI |
Management | For | For | ||||||||
| 3. | APPROVAL OF ONGOING COMPENSATION PACKAGE AND 2016 BONUS FOR ILAN LEVIN, THE COMPANY'S CEO |
Management | For | For | ||||||||
| 3A. | THE UNDERSIGNED CONFIRMS IT DOES NOT HAVE A CONFLICT OF INTEREST (REFERRED TO AS A "PERSONAL INTEREST" UNDER THE COMPANIES LAW, AS DESCRIBED IN THE PROXY STATEMENT) IN THE APPROVAL OF PROPOSAL 3 CONFIRM YOU DO NOT HAVE PERSONAL INTEREST IN PROP 3 MARK FOR= YES IF YOU DO NOT MARK FOR=YES, YOUR VOTE FOR PROP 3 WILL NOT BE VALID |
Management | For | |||||||||
| 4. | APPROVAL OF ONGOING CASH COMPENSATION FOR DAVID REIS, EXECUTIVE DIRECTOR AND VICE CHAIRMAN OF THE BOARD |
Management | For | For | ||||||||
| 5. | APPROVAL OF OPTION GRANT FOR S. SCOTT CRUMP, CHIEF INNOVATION OFFICER AND DIRECTOR |
Management | For | For | ||||||||
| 6. | APPROVAL OF RENEWAL OF COVERAGE UNDER THE COMPANY'S DIRECTOR & OFFICER LIABILITY INSURANCE POLICY |
Management | For | For | ||||||||
| 7. | REAPPOINTMENT OF KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017 |
Management | For | For | ||||||||
| COLUMBUS MCKINNON CORPORATION | ||||||||||||
| Security | 199333105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMCO | Meeting Date | 24-Jul-2017 | |||||||||
| ISIN | US1993331057 | Agenda | 934646867 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ERNEST R. VEREBELYI | For | For | |||||||||
| 2 | MARK D. MORELLI | For | For | |||||||||
| 3 | RICHARD H. FLEMING | For | For | |||||||||
| 4 | STEPHEN RABINOWITZ | For | For | |||||||||
| 5 | NICHOLAS T. PINCHUK | For | For | |||||||||
| 6 | LIAM G. MCCARTHY | For | For | |||||||||
| 7 | R. SCOTT TRUMBULL | For | For | |||||||||
| 8 | HEATH A. MITTS | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| STERIS PLC | ||||||||||||
| Security | G84720104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STE | Meeting Date | 01-Aug-2017 | |||||||||
| ISIN | GB00BVVBC028 | Agenda | 934647491 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | RE-ELECTION OF DIRECTOR: RICHARD C. BREEDEN | Management | For | For | ||||||||
| 1B. | RE-ELECTION OF DIRECTOR: CYNTHIA L. FELDMANN |
Management | For | For | ||||||||
| 1C. | RE-ELECTION OF DIRECTOR: DR. JACQUELINE B. KOSECOFF |
Management | For | For | ||||||||
| 1D. | RE-ELECTION OF DIRECTOR: DAVID B. LEWIS | Management | For | For | ||||||||
| 1E. | RE-ELECTION OF DIRECTOR: SIR DUNCAN K. NICHOL |
Management | For | For | ||||||||
| 1F. | RE-ELECTION OF DIRECTOR: WALTER M ROSEBROUGH, JR. |
Management | For | For | ||||||||
| 1G. | RE-ELECTION OF DIRECTOR: DR. MOHSEN M. SOHI | Management | For | For | ||||||||
| 1H. | RE-ELECTION OF DIRECTOR: DR. RICHARD M. STEEVES |
Management | For | For | ||||||||
| 1I. | RE-ELECTION OF DIRECTOR: JOHN P. WAREHAM | Management | For | For | ||||||||
| 1J. | RE-ELECTION OF DIRECTOR: LOYAL W. WILSON | Management | For | For | ||||||||
| 1K. | RE-ELECTION OF DIRECTOR: DR. MICHAEL B. WOOD |
Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 3. | TO APPOINT ERNST & YOUNG LLP AS THE COMPANY'S U.K. STATUTORY AUDITOR UNDER THE ACT TO HOLD OFFICE UNTIL THE CONCLUSION OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING. |
Management | For | For | ||||||||
| 4. | TO AUTHORIZE THE DIRECTORS OF THE COMPANY OR THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF ERNST & YOUNG LLP AS THE COMPANY'S U.K. STATUTORY AUDITOR. |
Management | For | For | ||||||||
| 5. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR AND NARRATIVE DISCLOSURE CONTAINED IN THE COMPANY'S PROXY STATEMENT DATED JUNE 12, 2017. |
Management | For | For | ||||||||
| 6. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, WHETHER THE NON- BINDING ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD BE HELD EVERY 1, 2 OR 3 YEARS. |
Management | 1 Year | For | ||||||||
| 7. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE DIRECTORS' REMUNERATION REPORT FOR THE PERIOD ENDED MARCH 31, 2017 CONTAINED WITHIN THE COMPANY'S U.K. ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED MARCH 31, 2017. |
Management | For | For | ||||||||
| PLANTRONICS, INC. | ||||||||||||
| Security | 727493108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PLT | Meeting Date | 03-Aug-2017 | |||||||||
| ISIN | US7274931085 | Agenda | 934649926 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARV TSEU | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOE BURTON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: BRIAN DEXHEIMER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT HAGERTY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: GREGG HAMMANN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOHN HART | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MARIA MARTINEZ | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MARSHALL MOHR | Management | For | For | ||||||||
| 2. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE PLANTRONICS, INC. 2003 STOCK PLAN. |
Management | Against | Against | ||||||||
| 3. | APPROVE THE PLANTRONICS, INC. EXECUTIVE INCENTIVE PLAN. |
Management | For | For | ||||||||
| 4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PLANTRONICS, INC. FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||
| 5. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF PLANTRONICS' NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 6. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION PAID TO PLANTRONICS' NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| ELECTRO SCIENTIFIC INDUSTRIES, INC. | ||||||||||||
| Security | 285229100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ESIO | Meeting Date | 10-Aug-2017 | |||||||||
| ISIN | US2852291002 | Agenda | 934657757 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | FREDERICK A. BALL | For | For | |||||||||
| 2 | MICHAEL D. BURGER | For | For | |||||||||
| 3 | LAURENCE E. CRAMER | For | For | |||||||||
| 4 | RAYMOND A. LINK | For | For | |||||||||
| 5 | JOHN MEDICA | For | For | |||||||||
| 6 | RICHARD H. WILLS | For | For | |||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 5. | TO APPROVE AN AMENDMENT TO THE 1990 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN BY 1,000,000 SHARES. |
Management | For | For | ||||||||
| FIRST FOUNDATION INC. | ||||||||||||
| Security | 32026V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FFWM | Meeting Date | 29-Aug-2017 | |||||||||
| ISIN | US32026V1044 | Agenda | 934662710 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ULRICH E. KELLER, JR. | For | For | |||||||||
| 2 | SCOTT F. KAVANAUGH | For | For | |||||||||
| 3 | JAMES BRAKKE | For | For | |||||||||
| 4 | MAX BRIGGS | For | For | |||||||||
| 5 | WARREN FIX | For | For | |||||||||
| 6 | JOHN HAKOPIAN | For | For | |||||||||
| 7 | GERALD LARSEN | For | For | |||||||||
| 8 | MITCHELL M. ROSENBERG | For | For | |||||||||
| 9 | JACOB SONENSHINE | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF VAVRINEK, TRINE, DAY & CO. LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| PATTERSON COMPANIES, INC. | ||||||||||||
| Security | 703395103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PDCO | Meeting Date | 18-Sep-2017 | |||||||||
| ISIN | US7033951036 | Agenda | 934665223 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN D. BUCK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ALEX N. BLANCO | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JODY H. FERAGEN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: SARENA S. LIN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ELLEN A. RUDNICK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: NEIL A. SCHRIMSHER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: LES C. VINNEY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JAMES W. WILTZ | Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 28, 2018. |
Management | For | For | ||||||||
| NETSCOUT SYSTEMS, INC. | ||||||||||||
| Security | 64115T104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NTCT | Meeting Date | 19-Sep-2017 | |||||||||
| ISIN | US64115T1043 | Agenda | 934662518 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JOSEPH G. HADZIMA, JR. | For | For | |||||||||
| 2 | CHRISTOPHER PERRETTA | For | For | |||||||||
| 2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT IN ACCORDANCE WITH SECURITIES AND EXCHANGE COMMISSION RULES. |
Management | For | For | ||||||||
| 4. | TO DETERMINE, ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY OF STOCKHOLDER ADVISORY VOTES (EVERY YEAR - 1 YEAR, EVERY OTHER YEAR - 2 YEARS, OR ONCE EVERY THREE YEARS - 3 YEARS) ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, IN ACCORDANCE WITH SECURITIES AND EXCHANGE COMMISSION RULES. |
Management | 1 Year | For | ||||||||
| PARKWAY, INC. | ||||||||||||
| Security | 70156Q107 | Meeting Type | Special | |||||||||
| Ticker Symbol | PKY | Meeting Date | 25-Sep-2017 | |||||||||
| ISIN | US70156Q1076 | Agenda | 934670123 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | MERGER PROPOSAL. TO APPROVE THE MERGER OF REAL ESTATE HOUSTON US LLC, AN AFFILIATE OF THE CANADA PENSION PLAN INVESTMENT BOARD, WITH AND INTO PARKWAY, INC., WITH PARKWAY, INC. AS THE SURVIVING ENTITY AND A SUBSIDIARY OF THE CANADA PENSION PLAN INVESTMENT BOARD (THE "COMPANY MERGER"), PURSUANT TO THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 2. | ADJOURNMENT PROPOSAL. TO APPROVE ANY ADJOURNMENTS OF THE SPECIAL MEETING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL MEETING TO APPROVE THE COMPANY MERGER AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| STONEGATE BANK | ||||||||||||
| Security | 861811107 | Meeting Type | Special | |||||||||
| Ticker Symbol | SGBK | Meeting Date | 25-Sep-2017 | |||||||||
| ISIN | US8618111079 | Agenda | 934672343 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED MARCH 27, 2017, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG STONEGATE BANK, HOME BANCSHARES, INC. AND ITS WHOLLY-OWNED BANK SUBSIDIARY, CENTENNIAL BANK, AN ARKANSAS STATE BANK, PURSUANT TO WHICH STONEGATE BANK WILL MERGE WITH AND INTO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 2 | A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT CERTAIN EXECUTIVE OFFICERS OF STONEGATE BANK MAY RECEIVE IN CONNECTION WITH THE MERGER PROPOSAL PURSUANT TO EXISTING AGREEMENTS OR ARRANGEMENTS WITH STONEGATE BANK. |
Management | For | For | ||||||||
| 3 | A PROPOSAL FOR ADJOURNMENT OF THE STONEGATE BANK SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE STONEGATE BANK SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL. |
Management | For | For | ||||||||
| ANGIODYNAMICS, INC. | ||||||||||||
| Security | 03475V101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ANGO | Meeting Date | 17-Oct-2017 | |||||||||
| ISIN | US03475V1017 | Agenda | 934675008 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | EILEEN O. AUEN | For | For | |||||||||
| 2 | JAMES C. CLEMMER | For | For | |||||||||
| 3 | HOWARD W. DONNELLY | For | For | |||||||||
| 4 | JAN STERN REED | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ANGIODYNAMICS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2018. |
Management | For | For | ||||||||
| 3. | SAY-ON-PAY - AN ADVISORY VOTE ON THE APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
Management | 1 Year | For | ||||||||
| OCEANFIRST FINANCIAL CORP. | ||||||||||||
| Security | 675234108 | Meeting Type | Special | |||||||||
| Ticker Symbol | OCFC | Meeting Date | 25-Oct-2017 | |||||||||
| ISIN | US6752341080 | Agenda | 934683271 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | OCEANFIRST SHARE ISSUANCE: APPROVAL OF THE ISSUANCE OF SHARES OF OCEANFIRST COMMON STOCK IN CONNECTION WITH THE MERGER OF MERCURY MERGER SUB CORP., A WHOLLY-OWNED SUBSIDIARY OF OCEANFIRST, WITH AND INTO SUN BANCORP, INC. |
Management | For | For | ||||||||
| 2. | ADJOURNMENT: APPROVAL OF THE ADJOURNMENT OF THE OCEANFIRST SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE OCEANFIRST SHARE ISSUANCE PROPOSAL. |
Management | For | For | ||||||||
| KEARNY FINANCIAL CORP | ||||||||||||
| Security | 48716P108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KRNY | Meeting Date | 26-Oct-2017 | |||||||||
| ISIN | US48716P1084 | Agenda | 934677785 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | THEODORE J. AANENSEN | For | For | |||||||||
| 2 | JOSEPH P. MAZZA | For | For | |||||||||
| 3 | JOHN F. REGAN | For | For | |||||||||
| 4 | CHRISTOPHER PETERMANN | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| 3. | APPROVAL OF AN ADVISORY, NON-BINDING RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| XENITH BANKSHARES, INC. | ||||||||||||
| Security | 984102202 | Meeting Type | Special | |||||||||
| Ticker Symbol | XBKS | Meeting Date | 26-Oct-2017 | |||||||||
| ISIN | US9841022026 | Agenda | 934681087 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF MAY 19, 2017, BY AND BETWEEN THE COMPANY AND UNION BANKSHARES CORPORATION ("UNION"), AND THE RELATED PLAN OF MERGER PROVIDED THEREIN, PURSUANT TO WHICH THE COMPANY WILL MERGE WITH AND INTO UNION (THE "MERGER"). |
Management | For | For | ||||||||
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, CERTAIN COMPENSATION THAT MAY BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||
| 3. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. |
Management | For | For | ||||||||
| EXTREME NETWORKS, INC. | ||||||||||||
| Security | 30226D106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EXTR | Meeting Date | 09-Nov-2017 | |||||||||
| ISIN | US30226D1063 | Agenda | 934683500 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | CHARLES P. CARINALLI | For | For | |||||||||
| 2 | KATHLEEN M. HOLMGREN | For | For | |||||||||
| 3 | RAJENDRA KHANNA | For | For | |||||||||
| 4 | EDWARD H. KENNEDY | For | For | |||||||||
| 5 | EDWARD B. MEYERCORD | For | For | |||||||||
| 6 | JOHN C. SHOEMAKER | For | For | |||||||||
| 2. | HOLD AN ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | For | For | ||||||||
| 3. | HOLD AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| 5. | RATIFY AMENDMENT NO. 5 TO THE COMPANY'S AMENDED AND RESTATED RIGHTS AGREEMENT, WHICH EXTENDS THAT AGREEMENT THROUGH MAY 31, 2018. |
Management | For | For | ||||||||
| 6. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE EXTREME NETWORKS, INC. 2013 EQUITY INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 7. | HOLD A VOTE ON A STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTING, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| ELECTROMED, INC. | ||||||||||||
| Security | 285409108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ELMD | Meeting Date | 10-Nov-2017 | |||||||||
| ISIN | US2854091087 | Agenda | 934681809 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | STEPHEN H. CRANEY | For | For | |||||||||
| 2 | WILLIAM V. ECKLES | For | For | |||||||||
| 3 | STAN K. ERICKSON | For | For | |||||||||
| 4 | LEE A. JONES | For | For | |||||||||
| 5 | KATHLEEN S. SKARVAN | For | For | |||||||||
| 6 | GEORGE H. WINN | For | For | |||||||||
| 2. | TO APPROVE THE ELECTROMED, INC. 2017 OMNIBUS INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 3. | TO RATIFY APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 4. | TO APPROVE ON A NON-BINDING AND ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| ETHAN ALLEN INTERIORS INC. | ||||||||||||
| Security | 297602104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ETH | Meeting Date | 15-Nov-2017 | |||||||||
| ISIN | US2976021046 | Agenda | 934684259 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: M. FAROOQ KATHWARI | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES B. CARLSON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN J. DOONER, JR. | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DOMENICK J. ESPOSITO | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MARY GARRETT | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES W. SCHMOTTER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: TARA I. STACOM | Management | For | For | ||||||||
| 2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF HOLDING THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| PCSB FINANCIAL CORP | ||||||||||||
| Security | 69324R104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PCSB | Meeting Date | 15-Nov-2017 | |||||||||
| ISIN | US69324R1041 | Agenda | 934688548 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | RICHARD F. WEISS | For | For | |||||||||
| 2 | KARL A. THIMM | For | For | |||||||||
| 3 | MICHAEL T. WEBER | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF CROWE HOWARTH LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| BOTTOMLINE TECHNOLOGIES (DE), INC. | ||||||||||||
| Security | 101388106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EPAY | Meeting Date | 16-Nov-2017 | |||||||||
| ISIN | US1013881065 | Agenda | 934688891 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | KENNETH J. D'AMATO | For | For | |||||||||
| 2 | ROBERT A. EBERLE | For | For | |||||||||
| 3 | JEFFREY C. LEATHE | For | For | |||||||||
| 2. | NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | NON-BINDING ADVISORY VOTE ON FREQUENCY OF FUTURE NONBINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | APPROVAL OF THE AMENDMENT TO THE COMPANY'S 2009 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED THEREUNDER FROM 10,250,000 TO 12,750,000. |
Management | Against | Against | ||||||||
| 5. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. |
Management | For | For | ||||||||
| ORITANI FINANCIAL CORP | ||||||||||||
| Security | 68633D103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ORIT | Meeting Date | 21-Nov-2017 | |||||||||
| ISIN | US68633D1037 | Agenda | 934687635 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAMES J. DOYLE, JR. | For | For | |||||||||
| 2 | JOHN J. SKELLY, JR. | For | For | |||||||||
| 2. | THE RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| 3. | AN ADVISORY, NON-BINDING PROPOSAL WITH RESPECT TO THE EXECUTIVE COMPENSATION DESCRIBED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 4. | AN ADVISORY, NON-BINDING PROPOSAL WITH RESPECT TO THE FREQUENCY THAT STOCKHOLDERS WILL VOTE ON OUR EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| MYRIAD GENETICS, INC. | ||||||||||||
| Security | 62855J104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MYGN | Meeting Date | 30-Nov-2017 | |||||||||
| ISIN | US62855J1043 | Agenda | 934689564 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | WALTER GILBERT PH.D. | For | For | |||||||||
| 2 | DENNIS H. LANGER MD, JD | For | For | |||||||||
| 3 | LAWRENCE C. BEST | For | For | |||||||||
| 2. | TO APPROVE THE PROPOSED 2017 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 3. | TO RE-APPROVE OUR 2013 EXECUTIVE INCENTIVE PLAN, AS AMENDED. |
Management | For | For | ||||||||
| 4. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| 5. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 6. | TO APPROVE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| A. SCHULMAN, INC. | ||||||||||||
| Security | 808194104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHLM | Meeting Date | 08-Dec-2017 | |||||||||
| ISIN | US8081941044 | Agenda | 934693183 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | ELECTION OF DIRECTOR: EUGENE R. ALLSPACH | Management | For | For | ||||||||
| 1B | ELECTION OF DIRECTOR: DAVID G. BIRNEY | Management | For | For | ||||||||
| 1C | ELECTION OF DIRECTOR: CAROL S. EICHER | Management | For | For | ||||||||
| 1D | ELECTION OF DIRECTOR: JOSEPH M. GINGO | Management | For | For | ||||||||
| 1E | ELECTION OF DIRECTOR: LEE D. MEYER | Management | For | For | ||||||||
| 1F | ELECTION OF DIRECTOR: JAMES A. MITAROTONDA | Management | For | For | ||||||||
| 1G | ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. | Management | For | For | ||||||||
| 1H | ELECTION OF DIRECTOR: KATHLEEN M. OSWALD | Management | For | For | ||||||||
| 1I | ELECTION OF DIRECTOR: ALLEN A. SPIZZO | Management | For | For | ||||||||
| 2 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2018. |
Management | For | For | ||||||||
| 3 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5 | THE APPROVAL OF THE COMPANY'S 2017 EQUITY INCENTIVE PLAN. |
Management | For | For | ||||||||
| NAPCO SECURITY TECHNOLOGIES, INC. | ||||||||||||
| Security | 630402105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NSSC | Meeting Date | 12-Dec-2017 | |||||||||
| ISIN | US6304021057 | Agenda | 934700154 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ARNOLD BLUMENTHAL | For | For | |||||||||
| 2 | ANDREW J. WILDER | For | For | |||||||||
| 2. | RATIFICATION OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE COMPANY'S 2018 INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS |
Management | For | For | ||||||||
| NUTANIX, INC. | ||||||||||||
| Security | 67059N108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NTNX | Meeting Date | 18-Dec-2017 | |||||||||
| ISIN | US67059N1081 | Agenda | 934696595 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF CLASS I DIRECTOR: SUSAN L. BOSTROM |
Management | For | For | ||||||||
| 1B. | ELECTION OF CLASS I DIRECTOR: STEVEN J. GOMO | Management | For | For | ||||||||
| 1C. | ELECTION OF CLASS I DIRECTOR: JEFFREY T. PARKS |
Management | For | For | ||||||||
| 2. | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL 2018. |
Management | For | For | ||||||||
| WASHINGTON FEDERAL, INC. | ||||||||||||
| Security | 938824109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WAFD | Meeting Date | 24-Jan-2018 | |||||||||
| ISIN | US9388241096 | Agenda | 934711765 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | BRENT J. BEARDALL | For | For | |||||||||
| 2 | MARK N. TABBUTT | For | For | |||||||||
| 3 | ROY M. WHITEHEAD | For | For | |||||||||
| 2. | ADVISORY VOTE ON THE COMPENSATION OF WASHINGTON FEDERAL'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF WASHINGTON FEDERAL'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| MUELLER WATER PRODUCTS, INC. | ||||||||||||
| Security | 624758108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MWA | Meeting Date | 24-Jan-2018 | |||||||||
| ISIN | US6247581084 | Agenda | 934712919 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: SCOTT HALL | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: THOMAS J. HANSEN | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: JERRY W. KOLB | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: MARK J. O'BRIEN | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: BERNARD G. RETHORE | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: LYDIA W. THOMAS | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: MICHAEL T. TOKARZ | Management | For | For | ||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2018. |
Management | For | For | ||||||||
| WOODWARD, INC. | ||||||||||||
| Security | 980745103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WWD | Meeting Date | 24-Jan-2018 | |||||||||
| ISIN | US9807451037 | Agenda | 934713543 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: THOMAS A. GENDRON | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: DANIEL G. KORTE | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: RONALD M. SEGA | Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2018. |
Management | For | For | ||||||||
| 3. | PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | PROPOSAL FOR THE APPROVAL OF THE AMENDED AND RESTATED WOODWARD, INC. 2017 OMNIBUS INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| VERSUM MATERIALS, INC. | ||||||||||||
| Security | 92532W103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VSM | Meeting Date | 30-Jan-2018 | |||||||||
| ISIN | US92532W1036 | Agenda | 934713579 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | SEIFI GHASEMI | For | For | |||||||||
| 2 | GUILLERMO NOVO | For | For | |||||||||
| 3 | JACQUES CROISETIERE | For | For | |||||||||
| 4 | DR. YI HYON PAIK | For | For | |||||||||
| 5 | THOMAS J. RIORDAN | For | For | |||||||||
| 6 | SUSAN C. SCHNABEL | For | For | |||||||||
| 7 | ALEJANDRO D. WOLFF | For | For | |||||||||
| 2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2018. |
Management | For | For | ||||||||
| 3. | APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). |
Management | For | For | ||||||||
| 4. | APPROVE OUR AMENDED AND RESTATED LONG- TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | APPROVE OUR AMENDED AND RESTATED SHORT- TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
| ESTERLINE TECHNOLOGIES CORPORATION | ||||||||||||
| Security | 297425100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ESL | Meeting Date | 08-Feb-2018 | |||||||||
| ISIN | US2974251009 | Agenda | 934716056 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Delores M. Etter | Management | For | For | ||||||||
| 1.2 | Election of Director: Mary L. Howell | Management | For | For | ||||||||
| 2. | To approve the proposal to amend the Restated Certificate of Incorporation to declassify the Board of Directors. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers for the fiscal year ended September 29, 2017. |
Management | For | For | ||||||||
| 4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 28, 2018. |
Management | For | For | ||||||||
| KEARNY FINANCIAL CORP | ||||||||||||
| Security | 48716P108 | Meeting Type | Special | |||||||||
| Ticker Symbol | KRNY | Meeting Date | 01-Mar-2018 | |||||||||
| ISIN | US48716P1084 | Agenda | 934722744 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | The proposal to approve the merger agreement, dated as of November 1, 2017, by and between Kearny Financial Corp. and Clifton Bancorp Inc. and the merger, pursuant to which Clifton will merge with and into Kearny. |
Management | For | For | ||||||||
| 2. | The proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the merger agreement and the merger. |
Management | For | For | ||||||||
| CABOT MICROELECTRONICS CORPORATION | ||||||||||||
| Security | 12709P103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCMP | Meeting Date | 06-Mar-2018 | |||||||||
| ISIN | US12709P1030 | Agenda | 934722023 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Barbara A. Klein | For | For | |||||||||
| 2 | David H. Li | For | For | |||||||||
| 3 | William P. Noglows | For | For | |||||||||
| 2. | Non-binding stockholder advisory approval of our named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditors for fiscal year 2018. |
Management | For | For | ||||||||
| MARVELL TECHNOLOGY GROUP LTD. | ||||||||||||
| Security | G5876H105 | Meeting Type | Special | |||||||||
| Ticker Symbol | MRVL | Meeting Date | 16-Mar-2018 | |||||||||
| ISIN | BMG5876H1051 | Agenda | 934727073 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Share Issuance Proposal: To approve the issuance of Marvell common shares (the "Marvell Share Issuance") in connection with the merger (the "Merger") of Kauai Acquisition Corp. with and into Cavium, Inc.("Cavium"), with Cavium continuing as the surviving corporation in the Merger and as a direct wholly owned subsidiary of Marvell Technology, Inc. |
Management | For | For | ||||||||
| 2. | Adjournment Proposal: To approve adjournments of the Marvell general meeting, if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Marvell general meeting to approve the Marvell Share Issuance (the "Marvell Adjournment Proposal"). |
Management | For | For | ||||||||
| UMPQUA HOLDINGS CORPORATION | ||||||||||||
| Security | 904214103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UMPQ | Meeting Date | 18-Apr-2018 | |||||||||
| ISIN | US9042141039 | Agenda | 934732137 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Peggy Y. Fowler | Management | For | For | ||||||||
| 1B. | Election of Director: Stephen M. Gambee | Management | For | For | ||||||||
| 1C. | Election of Director: James S. Greene | Management | For | For | ||||||||
| 1D. | Election of Director: Luis F. Machuca | Management | For | For | ||||||||
| 1E. | Election of Director: Cort L. O'Haver | Management | For | For | ||||||||
| 1F. | Election of Director: Maria M. Pope | Management | For | For | ||||||||
| 1G. | Election of Director: John F. Schultz | Management | For | For | ||||||||
| 1H. | Election of Director: Susan F. Stevens | Management | For | For | ||||||||
| 1I. | Election of Director: Hilliard C. Terry, III | Management | For | For | ||||||||
| 1J. | Election of Director: Bryan L. Timm | Management | For | For | ||||||||
| 2. | Ratify the Audit and Compliance committee's selection of Moss Adams LLP as independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Amendment to our Articles to implement a majority voting standard for the election of directors in uncontested elections. |
Management | For | For | ||||||||
| 4. | Non-Binding Vote to approve the compensation of the named executive officers as described in the Proxy Statement for the 2018 Annual Meeting of Shareholders. |
Management | For | For | ||||||||
| BENEFICIAL BANCORP INC. | ||||||||||||
| Security | 08171T102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BNCL | Meeting Date | 19-Apr-2018 | |||||||||
| ISIN | US08171T1025 | Agenda | 934733824 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Karen D. Buchholz | For | For | |||||||||
| 2 | Elizabeth H. Gemmill | For | For | |||||||||
| 3 | Roy D. Yates | For | For | |||||||||
| 2. | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Beneficial Bancorp, Inc. for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | The approval of a non-binding resolution to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| HANESBRANDS INC. | ||||||||||||
| Security | 410345102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HBI | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US4103451021 | Agenda | 934736197 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | ||||||||
| 1B. | Election of Director: Bobby J. Griffin | Management | For | For | ||||||||
| 1C. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1D. | Election of Director: Jessica T. Mathews | Management | For | For | ||||||||
| 1E. | Election of Director: Franck J. Moison | Management | For | For | ||||||||
| 1F. | Election of Director: Robert F. Moran | Management | For | For | ||||||||
| 1G. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||
| 1H. | Election of Director: Richard A. Noll | Management | For | For | ||||||||
| 1I. | Election of Director: David V. Singer | Management | For | For | ||||||||
| 1J. | Election of Director: Ann E. Ziegler | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2018 fiscal year |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, executive compensation as described in the proxy statement for the Annual Meeting |
Management | For | For | ||||||||
| WASHINGTON TRUST BANCORP, INC. | ||||||||||||
| Security | 940610108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WASH | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US9406101082 | Agenda | 934739078 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Steven J. Crandall | For | For | |||||||||
| 2 | Constance A. Howes, Esq | For | For | |||||||||
| 3 | Joseph J. MarcAurele | For | For | |||||||||
| 4 | Edwin J. Santos | For | For | |||||||||
| 2. | The ratification of the selection of KPMG LLP as the Corporation's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | A non-binding advisory resolution to approve the compensation of the Corporation's named executive officers. |
Management | For | For | ||||||||
| CONVERGYS CORPORATION | ||||||||||||
| Security | 212485106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVG | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US2124851062 | Agenda | 934735385 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Andrea J. Ayers | For | For | |||||||||
| 2 | Cheryl K. Beebe | For | For | |||||||||
| 3 | Richard R. Devenuti | For | For | |||||||||
| 4 | Jeffrey H. Fox | For | For | |||||||||
| 5 | Joseph E. Gibbs | For | For | |||||||||
| 6 | Joan E. Herman | For | For | |||||||||
| 7 | Robert E. Knowling, Jr. | For | For | |||||||||
| 8 | Thomas L. Monahan III | For | For | |||||||||
| 9 | Ronald L. Nelson | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | To approve the Convergys Corporation 2018 Long-Term Incentive Plan. |
Management | Against | Against | ||||||||
| OFG BANCORP | ||||||||||||
| Security | 67103X102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OFG | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | PR67103X1020 | Agenda | 934739410 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Julian S. Inclan* | For | For | |||||||||
| 2 | Pedro Morazzani# | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Statement. |
Management | For | For | ||||||||
| 3. | To amend the Articles of Incorporation of the Company as set forth in the accompanying Proxy Statement. |
Management | For | For | ||||||||
| 4. | To ratify the selection of the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| DIEBOLD NIXDORF, INCORPORATED | ||||||||||||
| Security | 253651103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DBD | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US2536511031 | Agenda | 934741922 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Patrick W. Allender | Management | For | For | ||||||||
| 1b. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||
| 1c. | Election of Director: Richard L. Crandall | Management | For | For | ||||||||
| 1d. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||
| 1e. | Election of Director: Dr. Dieter W. Dusedau | Management | For | For | ||||||||
| 1f. | Election of Director: Gale S. Fitzgerald | Management | For | For | ||||||||
| 1g. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||
| 1h. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||
| 1i. | Election of Director: Rajesh K. Soin | Management | For | For | ||||||||
| 1j. | Election of Director: Alan J. Weber | Management | For | For | ||||||||
| 1k. | Election of Director: Dr. Juergen Wunram | Management | For | For | ||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2018 |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation |
Management | For | For | ||||||||
| 4. | To approve amendments to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan |
Management | Against | Against | ||||||||
| GLACIER BANCORP, INC. | ||||||||||||
| Security | 37637Q105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GBCI | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US37637Q1058 | Agenda | 934746910 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Randall M. Chesler | For | For | |||||||||
| 2 | Sherry L. Cladouhos | For | For | |||||||||
| 3 | James M. English | For | For | |||||||||
| 4 | Annie M. Goodwin | For | For | |||||||||
| 5 | Dallas I. Herron | For | For | |||||||||
| 6 | Craig A. Langel | For | For | |||||||||
| 7 | Douglas J. McBride | For | For | |||||||||
| 8 | John W. Murdoch | For | For | |||||||||
| 9 | Mark J. Semmens | For | For | |||||||||
| 10 | George R. Sutton | For | For | |||||||||
| 2. | To vote on an advisory (non-binding) resolution to approve the compensation of Glacier Bancorp, Inc.'s named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of BKD, LLP as Glacier Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| COBIZ FINANCIAL INC. | ||||||||||||
| Security | 190897108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COBZ | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US1908971088 | Agenda | 934741352 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Steven Bangert | Management | For | For | ||||||||
| 1b. | Election of Director: Michael G. Hutchinson | Management | For | For | ||||||||
| 1c. | Election of Director: Angela M. MacPhee | Management | For | For | ||||||||
| 1d. | Election of Director: Joel R. Montbriand | Management | For | For | ||||||||
| 1e. | Election of Director: Jonathan P. Pinkus | Management | For | For | ||||||||
| 1f. | Election of Director: Mary K. Rhinehart | Management | For | For | ||||||||
| 1g. | Election of Director: Noel N. Rothman | Management | For | For | ||||||||
| 1h. | Election of Director: Terrance M. Scanlan | Management | For | For | ||||||||
| 1i. | Election of Director: Bruce H. Schroffel | Management | For | For | ||||||||
| 1j. | Election of Director: Mary Beth Vitale | Management | For | For | ||||||||
| 1k. | Election of Director: Marc S. Wallace | Management | For | For | ||||||||
| 1l. | Election of Director: Willis T. Wiedel | Management | For | For | ||||||||
| 2. | An advisory (nonbinding) shareholder approval of executive compensation. |
Management | For | For | ||||||||
| 3. | The ratification (nonbinding) of the selection of Crowe Horwath LLP as the independent registered public accounting firm |
Management | For | For | ||||||||
| 4. | An advisory (nonbinding) vote to determine the compensation of the Company's executives will occur every 1, 2, or 3 years. |
Management | 1 Year | For | ||||||||
| MYR GROUP INC | ||||||||||||
| Security | 55405W104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MYRG | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US55405W1045 | Agenda | 934742734 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF CLASS II DIRECTOR: DONALD C.I. LUCKY |
Management | For | For | ||||||||
| 1.2 | ELECTION OF CLASS II DIRECTOR: MAURICE E. MOORE |
Management | For | For | ||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2018. |
Management | For | For | ||||||||
| CROWN HOLDINGS, INC. | ||||||||||||
| Security | 228368106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCK | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US2283681060 | Agenda | 934748142 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John W. Conway | For | For | |||||||||
| 2 | Timothy J. Donahue | For | For | |||||||||
| 3 | Arnold W. Donald | For | For | |||||||||
| 4 | Andrea J. Funk | For | For | |||||||||
| 5 | Rose Lee | For | For | |||||||||
| 6 | William G. Little | For | For | |||||||||
| 7 | Hans J. Loliger | For | For | |||||||||
| 8 | James H. Miller | For | For | |||||||||
| 9 | Josef M. Muller | For | For | |||||||||
| 10 | Caesar F. Sweitzer | For | For | |||||||||
| 11 | Jim L. Turner | For | For | |||||||||
| 12 | William S. Urkiel | For | For | |||||||||
| 2. | Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. |
Management | For | For | ||||||||
| 4. | To consider and act upon a Shareholder's proposal to amend the Company's existing proxy access By-Law. |
Shareholder | Abstain | Against | ||||||||
| MITEL NETWORKS CORPORATION | ||||||||||||
| Security | 60671Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MITL | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | CA60671Q1046 | Agenda | 934758600 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Dr. Terence H. Matthews | For | For | |||||||||
| 2 | Richard D. McBee | For | For | |||||||||
| 3 | Benjamin H. Ball | For | For | |||||||||
| 4 | Martha H. Bejar | For | For | |||||||||
| 5 | Peter D. Charbonneau | For | For | |||||||||
| 6 | John P. McHugh | For | For | |||||||||
| 7 | Sudhakar Ramakrishna | For | For | |||||||||
| 8 | David M. Williams | For | For | |||||||||
| 2 | Reappointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | An advisory (non-binding) resolution to approve executive compensation. |
Management | For | For | ||||||||
| UNION BANKSHARES CORPORATION | ||||||||||||
| Security | 90539J109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UBSH | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US90539J1097 | Agenda | 934750995 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Beverley E. Dalton | For | For | |||||||||
| 2 | Thomas P. Rohman | For | For | |||||||||
| 3 | Thomas G. Snead Jr. | For | For | |||||||||
| 4 | Charles W. Steger | For | For | |||||||||
| 5 | Ronald L. Tillett | For | For | |||||||||
| 6 | Keith L. Wampler | For | For | |||||||||
| 7 | Patrick E. Corbin | For | For | |||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | To approve, on an advisory (non-binding) basis, the Company's executive compensation. |
Management | For | For | ||||||||
| CENTENNIAL RESOURCE DEVELOPMENT, INC. | ||||||||||||
| Security | 15136A102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CDEV | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US15136A1025 | Agenda | 934747594 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Karl E. Bandtel | For | For | |||||||||
| 2 | Matthew G. Hyde | For | For | |||||||||
| 3 | Jeffrey H. Tepper | For | For | |||||||||
| 2. | To approve, by a non-binding advisory vote, the Company's named executive officer compensation. |
Management | For | For | ||||||||
| 3. | To recommend, by a non-binding advisory vote, the frequency of future advisory votes to approve the Company's named executive officer compensation. |
Management | 1 Year | For | ||||||||
| 4. | To ratify KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| BROWN & BROWN, INC. | ||||||||||||
| Security | 115236101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BRO | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US1152361010 | Agenda | 934750111 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | J. Hyatt Brown | For | For | |||||||||
| 2 | Samuel P. Bell, III | For | For | |||||||||
| 3 | Hugh M. Brown | For | For | |||||||||
| 4 | J. Powell Brown | For | For | |||||||||
| 5 | Bradley Currey, Jr. | For | For | |||||||||
| 6 | Theodore J. Hoepner | For | For | |||||||||
| 7 | James S. Hunt | For | For | |||||||||
| 8 | Toni Jennings | For | For | |||||||||
| 9 | Timothy R.M. Main | For | For | |||||||||
| 10 | H. Palmer Proctor, Jr. | For | For | |||||||||
| 11 | Wendell S. Reilly | For | For | |||||||||
| 12 | Chilton D. Varner | For | For | |||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of named executive officers. |
Management | For | For | ||||||||
| 4. | To approve an amendment to Brown & Brown, Inc.'s 2008 Sharesave Plan. |
Management | For | For | ||||||||
| PENN VIRGINIA CORPORATION | ||||||||||||
| Security | 70788V102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PVAC | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US70788V1026 | Agenda | 934759993 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John A. Brooks | For | For | |||||||||
| 2 | Darin G. Holderness | For | For | |||||||||
| 3 | David Geenberg | For | For | |||||||||
| 4 | Jerry Schuyler | For | For | |||||||||
| 5 | Michael Hanna | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2018. |
Management | For | For | ||||||||
| HEXCEL CORPORATION | ||||||||||||
| Security | 428291108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HXL | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US4282911084 | Agenda | 934743130 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Nick L. Stanage | Management | For | For | ||||||||
| 1B. | Election of Director: Joel S. Beckman | Management | For | For | ||||||||
| 1C. | Election of Director: Lynn Brubaker | Management | For | For | ||||||||
| 1D. | Election of Director: Jeffrey C. Campbell | Management | For | For | ||||||||
| 1E. | Election of Director: Cynthia M. Egnotovich | Management | For | For | ||||||||
| 1F. | Election of Director: W. Kim Foster | Management | For | For | ||||||||
| 1G. | Election of Director: Thomas A. Gendron | Management | For | For | ||||||||
| 1H. | Election of Director: Jeffrey A. Graves | Management | For | For | ||||||||
| 1I. | Election of Director: Guy C. Hachey | Management | For | For | ||||||||
| 1J. | Election of Director: David L. Pugh | Management | For | For | ||||||||
| 1K. | Election of Director: Catherine A. Suever | Management | For | For | ||||||||
| 2. | Advisory vote to approve 2017 executive compensation | Management | For | For | ||||||||
| 3. | Ratification of Ernst & Young LLP as Independent Registered Public Accounting Firm |
Management | For | For | ||||||||
| FERRO CORPORATION | ||||||||||||
| Security | 315405100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FOE | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US3154051003 | Agenda | 934756327 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gregory E. Hyland | For | For | |||||||||
| 2 | David A. Lorber | For | For | |||||||||
| 3 | Marran H. Ogilvie | For | For | |||||||||
| 4 | Andrew M. Ross | For | For | |||||||||
| 5 | Allen A. Spizzo | For | For | |||||||||
| 6 | Peter T. Thomas | For | For | |||||||||
| 7 | Ronald P. Vargo | For | For | |||||||||
| 2. | Approval of the 2018 Omnibus Incentive Plan. | Management | For | For | ||||||||
| 3. | Advisory vote on the compensation for named executive officers. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| BARNES GROUP INC. | ||||||||||||
| Security | 067806109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | B | Meeting Date | 04-May-2018 | |||||||||
| ISIN | US0678061096 | Agenda | 934746756 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Thomas O. Barnes | Management | For | For | ||||||||
| 1b. | Election of Director: Elijah K. Barnes | Management | For | For | ||||||||
| 1c. | Election of Director: Gary G. Benanav | Management | For | For | ||||||||
| 1d. | Election of Director: Patrick J. Dempsey | Management | For | For | ||||||||
| 1e. | Election of Director: Richard J. Hipple | Management | For | For | ||||||||
| 1f. | Election of Director: Thomas J. Hook | Management | For | For | ||||||||
| 1g. | Election of Director: Mylle H. Mangum | Management | For | For | ||||||||
| 1h. | Election of Director: Hans-Peter Manner | Management | For | For | ||||||||
| 1i. | Election of Director: Hassell H. McClellan | Management | For | For | ||||||||
| 1j. | Election of Director: William J. Morgan | Management | For | For | ||||||||
| 1k. | Election of Director: Anthony V. Nicolosi | Management | For | For | ||||||||
| 1l. | Election of Director: JoAnna L. Sohovich | Management | For | For | ||||||||
| 2. | Advisory vote for the resolution to approve the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent auditor for 2018. |
Management | For | For | ||||||||
| OCEANEERING INTERNATIONAL, INC. | ||||||||||||
| Security | 675232102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OII | Meeting Date | 04-May-2018 | |||||||||
| ISIN | US6752321025 | Agenda | 934765023 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Deanna L. Goodwin | For | For | |||||||||
| 2 | John R. Huff | For | For | |||||||||
| 3 | Steven A. Webster | For | For | |||||||||
| 2. | Advisory vote on a resolution to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent auditors for the year ending December 31, 2018. |
Management | For | For | ||||||||
| THE DUN & BRADSTREET CORPORATION | ||||||||||||
| Security | 26483E100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DNB | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US26483E1001 | Agenda | 934753066 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Cindy Christy | Management | For | For | ||||||||
| 1b. | Election of Director: L. Gordon Crovitz | Management | For | For | ||||||||
| 1c. | Election of Director: James N. Fernandez | Management | For | For | ||||||||
| 1d. | Election of Director: Paul R. Garcia | Management | For | For | ||||||||
| 1e. | Election of Director: Anastassia Lauterbach | Management | For | For | ||||||||
| 1f. | Election of Director: Thomas J. Manning | Management | For | For | ||||||||
| 1g. | Election of Director: Randall D. Mott | Management | For | For | ||||||||
| 1h. | Election of Director: Judith A. Reinsdorf | Management | For | For | ||||||||
| 2. | Ratify the appointment of our independent registered public accounting firm for 2018 |
Management | For | For | ||||||||
| 3. | Approve The Dun & Bradstreet Corporation 2018 Non- Employee Directors Equity Incentive Plan |
Management | Against | Against | ||||||||
| 4. | Obtain advisory approval of our executive compensation (Say on Pay) |
Management | For | For | ||||||||
| 5. | Vote on a shareholder proposal, if properly presented at the meeting, requesting the Board to take the steps necessary to amend the Company's governing documents to give holders in the aggregate of 10% of the Company's outstanding common stock the power to call a special meeting. |
Shareholder | Against | For | ||||||||
| DARLING INGREDIENTS INC. | ||||||||||||
| Security | 237266101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DAR | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US2372661015 | Agenda | 934753193 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Randall C. Stuewe | Management | For | For | ||||||||
| 1b. | Election of Director: Charles Adair | Management | For | For | ||||||||
| 1c. | Election of Director: D. Eugene Ewing | Management | For | For | ||||||||
| 1d. | Election of Director: Linda Goodspeed | Management | For | For | ||||||||
| 1e. | Election of Director: Dirk Kloosterboer | Management | For | For | ||||||||
| 1f. | Election of Director: Mary R. Korby | Management | For | For | ||||||||
| 1g. | Election of Director: Cynthia Pharr Lee | Management | For | For | ||||||||
| 1h. | Election of Director: Charles Macaluso | Management | For | For | ||||||||
| 1i. | Election of Director: Gary W. Mize | Management | For | For | ||||||||
| 1j. | Election of Director: Michael E. Rescoe | Management | For | For | ||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 29, 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| DEAN FOODS COMPANY | ||||||||||||
| Security | 242370203 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DF | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US2423702032 | Agenda | 934752280 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director: Janet Hill | Management | For | For | ||||||||
| 1B | Election of Director: J. Wayne Mailloux | Management | For | For | ||||||||
| 1C | Election of Director: Helen E. McCluskey | Management | For | For | ||||||||
| 1D | Election of Director: John R. Muse | Management | For | For | ||||||||
| 1E | Election of Director: B. Craig Owens | Management | For | For | ||||||||
| 1F | Election of Director: Ralph P. Scozzafava | Management | For | For | ||||||||
| 1G | Election of Director: Jim L. Turner | Management | For | For | ||||||||
| 1H | Election of Director: Robert T. Wiseman | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's Registered Public Accounting Firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory Vote to Approve our Executive Compensation | Management | For | For | ||||||||
| TTM TECHNOLOGIES, INC. | ||||||||||||
| Security | 87305R109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TTMI | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US87305R1095 | Agenda | 934753511 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Rex D. Geveden | For | For | |||||||||
| 2 | Robert E. Klatell | For | For | |||||||||
| 3 | John G. Mayer | For | For | |||||||||
| 2. | Advisory vote on the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | The ratification of the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| ENTEGRIS, INC. | ||||||||||||
| Security | 29362U104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ENTG | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US29362U1043 | Agenda | 934762851 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Michael A. Bradley | Management | For | For | ||||||||
| 1b. | Election of Director: R. Nicholas Burns | Management | For | For | ||||||||
| 1c. | Election of Director: James F. Gentilcore | Management | For | For | ||||||||
| 1d. | Election of Director: James P. Lederer | Management | For | For | ||||||||
| 1e. | Election of Director: Bertrand Loy | Management | For | For | ||||||||
| 1f. | Election of Director: Paul L. H. Olson | Management | For | For | ||||||||
| 1g. | Election of Director: Azita Saleki-Gerhardt | Management | For | For | ||||||||
| 1h. | Election of Director: Brian F. Sullivan | Management | For | For | ||||||||
| 2. | Ratify Appointment of KPMG LLP as Entegris, Inc.'s Independent Registered Public Accounting Firm for 2018. |
Management | For | For | ||||||||
| 3. | Approval, by non-binding vote, of the compensation paid to Entegris, Inc.'s named executive officers (advisory vote). |
Management | For | For | ||||||||
| FIRST CONNECTICUT BANCORP, INC. | ||||||||||||
| Security | 319850103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FBNK | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US3198501039 | Agenda | 934769641 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: John A. Green | Management | For | For | ||||||||
| 1.2 | Election of Director: James T. Healey, Jr. | Management | For | For | ||||||||
| 1.3 | Election of Director: John J. Patrick, Jr. | Management | For | For | ||||||||
| 2. | The approval of an advisory (non-binding) proposal on the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the Company. |
Management | For | For | ||||||||
| 4. | Advisory(non-binding) vote regarding the frequency of future advisory votes on the Company's executive compensation. |
Management | 1 Year | For | ||||||||
| CIRCOR INTERNATIONAL, INC. | ||||||||||||
| Security | 17273K109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CIR | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US17273K1097 | Agenda | 934758648 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David F. Dietz | For | For | |||||||||
| 2 | Tina M. Donikowski | For | For | |||||||||
| 3 | Douglas M. Hayes | For | For | |||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of PricewaterhouseCoopers LLP as the Company's independent auditors for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To consider an advisory resolution approving the compensation of the Company's Named Executive Officers. |
Management | For | For | ||||||||
| CYPRESS SEMICONDUCTOR CORPORATION | ||||||||||||
| Security | 232806109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CY | Meeting Date | 11-May-2018 | |||||||||
| ISIN | US2328061096 | Agenda | 934756098 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: W. Steve Albrecht | Management | For | For | ||||||||
| 1b. | Election of Director: Hassane El-Khoury | Management | For | For | ||||||||
| 1c. | Election of Director: Oh Chul Kwon | Management | For | For | ||||||||
| 1d. | Election of Director: Catherine P. Lego | Management | For | For | ||||||||
| 1e. | Election of Director: Camillo Martino | Management | For | For | ||||||||
| 1f. | Election of Director: J. Daniel McCranie | Management | For | For | ||||||||
| 1g. | Election of Director: Jeffrey J. Owens | Management | For | For | ||||||||
| 1h. | Election of Director: Jeannine Sargent | Management | For | For | ||||||||
| 1i. | Election of Director: Michael S. Wishart | Management | For | For | ||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| 3. | Annual advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | The amendment and restatement of the Employee Stock Purchase Plan to approve increasing the number of shares available for issuance under the plan. |
Management | For | For | ||||||||
| FARO TECHNOLOGIES, INC. | ||||||||||||
| Security | 311642102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FARO | Meeting Date | 11-May-2018 | |||||||||
| ISIN | US3116421021 | Agenda | 934756872 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Lynn Brubaker | For | For | |||||||||
| 2 | Jeffrey A. Graves, PhD | For | For | |||||||||
| 3 | Simon Raab, PhD | For | For | |||||||||
| 2. | The ratification of Grant Thornton LLP as the Company's independent registered public accounting firm for 2018 |
Management | For | For | ||||||||
| 3. | Non-binding resolution to approve the compensation of the Company's named executive officers |
Management | For | For | ||||||||
| 4. | The approval of amendments to the Company's 2014 Incentive Plan |
Management | Against | Against | ||||||||
| WATERSTONE FINANCIAL, INC. | ||||||||||||
| Security | 94188P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WSBF | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US94188P1012 | Agenda | 934758826 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Douglas Gordon | For | For | |||||||||
| 2 | Patrick Lawton | For | For | |||||||||
| 2. | Approving an advisory, non-binding resolution to approve the executive compensation described in the Proxy Statement. |
Management | For | For | ||||||||
| 3. | Ratifiying the selection of RSM US LLP as Waterstone Financial, Inc.'s independent registered public accounting firm. |
Management | For | For | ||||||||
| OMNICELL, INC. | ||||||||||||
| Security | 68213N109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OMCL | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US68213N1090 | Agenda | 934769514 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Randall A. Lipps | For | For | |||||||||
| 2 | Vance B. Moore | For | For | |||||||||
| 3 | Mark W. Parrish | For | For | |||||||||
| 2. | Proposal to approve Omnicell's 2009 Equity Incentive Plan, as amended, to among other items, add an additional 2,700,000 shares to the number of shares of common stock authorized for issuance under the plan. |
Management | Against | Against | ||||||||
| 3. | Say on Pay - An advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 4. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| VERITEX HOLDINGS INC. | ||||||||||||
| Security | 923451108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VBTX | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US9234511080 | Agenda | 934783057 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | C. Malcolm Holland, III | For | For | |||||||||
| 2 | William C. Murphy | For | For | |||||||||
| 3 | Pat S. Bolin | For | For | |||||||||
| 4 | April Box | For | For | |||||||||
| 5 | Blake Bozman | For | For | |||||||||
| 6 | Ned N. Fleming, III | For | For | |||||||||
| 7 | Mark C. Griege | For | For | |||||||||
| 8 | Gordon Huddleston | For | For | |||||||||
| 9 | Gregory B. Morrison | For | For | |||||||||
| 10 | John T. Sughrue | For | For | |||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| TRECORA RESOURCES | ||||||||||||
| Security | 894648104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TREC | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US8946481046 | Agenda | 934787358 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | GARY K. ADAMS | For | For | |||||||||
| 2 | KAREN A. TWITCHELL | For | For | |||||||||
| 3 | SIMON UPFILL-BROWN | For | For | |||||||||
| 4 | NICHOLAS N. CARTER | For | For | |||||||||
| 5 | JOSEPH P. PALM | For | For | |||||||||
| 6 | PAMELA R. BUTCHER | For | For | |||||||||
| 7 | JOHN R. TOWNSEND | For | For | |||||||||
| 2. | APPROVAL AND ADOPTION OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 5. | APPROVAL OF THE SECOND AMENDMENT TO THE TRECORA RESOURCES STOCK AND INCENTIVE PLAN |
Management | For | For | ||||||||
| ICU MEDICAL, INC. | ||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ICUI | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US44930G1076 | Agenda | 934787548 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Vivek Jain | For | For | |||||||||
| 2 | George A. Lopez, M.D. | For | For | |||||||||
| 3 | Robert S. Swinney, M.D. | For | For | |||||||||
| 4 | David C. Greenberg | For | For | |||||||||
| 5 | Elisha W. Finney | For | For | |||||||||
| 6 | Douglas E. Giordano | For | For | |||||||||
| 7 | David F. Hoffmeister | For | For | |||||||||
| 8 | Donald M. Abbey | For | For | |||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve named executive officer compensation on an advisory basis. |
Management | For | For | ||||||||
| RUSH ENTERPRISES, INC. | ||||||||||||
| Security | 781846209 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RUSHA | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US7818462092 | Agenda | 934793793 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1) | DIRECTOR | Management | ||||||||||
| 1 | W.M. "Rusty" Rush | For | For | |||||||||
| 2 | Thomas A. Akin | For | For | |||||||||
| 3 | James C. Underwood | For | For | |||||||||
| 4 | Raymond J. Chess | For | For | |||||||||
| 5 | William H. Cary | For | For | |||||||||
| 6 | Dr. Kennon H. Guglielmo | For | For | |||||||||
| 2) | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| HEARTLAND FINANCIAL USA, INC. | ||||||||||||
| Security | 42234Q102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HTLF | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US42234Q1022 | Agenda | 934762332 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class I Director for Term Expires 2021: Lynn B. Fuller |
Management | For | For | ||||||||
| 1b. | Election of Class I Director for Term Expires 2021: R. Michael McCoy |
Management | For | For | ||||||||
| 1c. | Election of Class I Director for Term Expires 2021: Martin J. Schmitz |
Management | For | For | ||||||||
| 2a. | Approve amendments to the Company's Certificate of Incorporation to: Increase the maximum Board size from 9 members to 11 members. |
Management | For | For | ||||||||
| 2b. | Approve amendments to the Company's Certificate of Incorporation to: Increase the maximum age at which a director may be elected from age 70 to age 72. |
Management | For | For | ||||||||
| 3. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | Take a non-binding, advisory vote on executive compensation. |
Management | For | For | ||||||||
| ON SEMICONDUCTOR CORPORATION | ||||||||||||
| Security | 682189105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ON | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US6821891057 | Agenda | 934789439 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Atsushi Abe | Management | For | For | ||||||||
| 1.2 | Election of Director: Alan Campbell | Management | For | For | ||||||||
| 1.3 | Election of Director: Curtis J. Crawford, Ph.D. | Management | For | For | ||||||||
| 1.4 | Election of Director: Gilles Delfassy | Management | For | For | ||||||||
| 1.5 | Election of Director: Emmanuel T. Hernandez | Management | For | For | ||||||||
| 1.6 | Election of Director: Keith D. Jackson | Management | For | For | ||||||||
| 1.7 | Election of Director: Paul A. Mascarenas | Management | For | For | ||||||||
| 1.8 | Election of Director: Daryl A. Ostrander, Ph.D. | Management | For | For | ||||||||
| 1.9 | Election of Director: Teresa M. Ressel | Management | For | For | ||||||||
| 2. | ADVISORY (NON-BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR. |
Management | For | For | ||||||||
| PARAMOUNT GROUP, INC. | ||||||||||||
| Security | 69924R108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PGRE | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US69924R1086 | Agenda | 934762279 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Albert Behler | Management | For | For | ||||||||
| 1b. | Election of Director: Thomas Armbrust | Management | For | For | ||||||||
| 1c. | Election of Director: Martin Bussmann | Management | For | For | ||||||||
| 1d. | Election of Director: Dan Emmett | Management | For | For | ||||||||
| 1e. | Election of Director: Lizanne Galbreath | Management | For | For | ||||||||
| 1f. | Election of Director: Karin Klein | Management | For | For | ||||||||
| 1g. | Election of Director: Peter Linneman | Management | For | For | ||||||||
| 1h. | Election of Director: Katharina Otto-Bernstein | Management | For | For | ||||||||
| 1i. | Election of Director: Mark Patterson | Management | For | For | ||||||||
| 2. | Approval, on a non-binding advisory basis, of our named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the Audit Committee's appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| BERKSHIRE HILLS BANCORP, INC. | ||||||||||||
| Security | 084680107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHLB | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US0846801076 | Agenda | 934764401 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Paul T. Bossidy | For | For | |||||||||
| 2 | David M. Brunelle | For | For | |||||||||
| 3 | Robert M. Curley | For | For | |||||||||
| 4 | Michael P. Daly | For | For | |||||||||
| 5 | Cornelius D. Mahoney | For | For | |||||||||
| 6 | Pamela A. Massad | For | For | |||||||||
| 7 | Richard J. Murphy | For | For | |||||||||
| 8 | William J. Ryan | For | For | |||||||||
| 9 | D. Jeffrey Templeton | For | For | |||||||||
| 2. | To approve the proposed amendment to Berkshire's Certificate of Incorporation to Increase the Company's Authorized Common Stock from 50 Million to 100 Million Shares. |
Management | For | For | ||||||||
| 3. | To approve the proposed amendment to Berkshire's Certificate of Incorporation to Increase the Company's Authorized Preferred Stock from 1 Million to 2 Million Shares. |
Management | Against | Against | ||||||||
| 4. | To approve the Berkshire Hills Bancorp, Inc. 2018 Equity Incentive Plan. |
Management | For | For | ||||||||
| 5. | To consider a non-binding proposal to give advisory approval of Berkshire's executive compensation as described in the Proxy Statement. |
Management | For | For | ||||||||
| 6. | To ratify the appointment of Crowe Horwath LLP as Berkshire's Independent Registered Public Accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| TRUSTCO BANK CORP NY | ||||||||||||
| Security | 898349105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TRST | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US8983491056 | Agenda | 934766758 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas O. Maggs | For | For | |||||||||
| 2 | Robert J. McCormick | For | For | |||||||||
| 3 | Lisa M. Reutter | For | For | |||||||||
| 2. | Approval of a nonbinding advisory resolution on the compensation of TrustCo's named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Crowe Horwath LLP as Independent Auditors for 2018. |
Management | For | For | ||||||||
| ATLANTIC CAPITAL BANCSHARES, INC. | ||||||||||||
| Security | 048269203 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ACBI | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US0482692037 | Agenda | 934772585 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Walter M. Deriso, Jr. | For | For | |||||||||
| 2 | Adam D. Compton | For | For | |||||||||
| 3 | Henchy R. Enden | For | For | |||||||||
| 4 | James H. Graves | For | For | |||||||||
| 5 | Douglas J. Hertz | For | For | |||||||||
| 6 | Larry D. Mauldin | For | For | |||||||||
| 7 | R. Charles Shufeldt | For | For | |||||||||
| 8 | Lizanne Thomas | For | For | |||||||||
| 9 | Douglas L. Williams | For | For | |||||||||
| 10 | Marietta Edmunds Zakas | For | For | |||||||||
| 2. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| UNITED FINANCIAL BANCORP, INC. | ||||||||||||
| Security | 910304104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UBNK | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US9103041045 | Agenda | 934774212 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: William H. W. Crawford, IV | Management | For | For | ||||||||
| 1b. | Election of Director: Michael F. Crowley | Management | For | For | ||||||||
| 1c. | Election of Director: Raymond H. Lefurge, Jr. | Management | For | For | ||||||||
| 2. | To approve an advisory (non-binding) proposal on the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | To approve an amendment to the Certificate of Incorporation to declassify the Board of Directors resulting in (after phase-in) annual Board terms from a Board with four classes of Directors serving staggered four-year terms. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Wolf & Company, P.C. as independent auditors of the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| PROGRESS SOFTWARE CORPORATION | ||||||||||||
| Security | 743312100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRGS | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US7433121008 | Agenda | 934804469 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Paul T. Dacier | For | For | |||||||||
| 2 | John R. Egan | For | For | |||||||||
| 3 | Rainer Gawlick | For | For | |||||||||
| 4 | Yogesh Gupta | For | For | |||||||||
| 5 | Charles F. Kane | For | For | |||||||||
| 6 | Samskriti Y. King | For | For | |||||||||
| 7 | David A. Krall | For | For | |||||||||
| 8 | Angela T. Tucci | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of Progress Software Corporation's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| FORMFACTOR, INC. | ||||||||||||
| Security | 346375108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FORM | Meeting Date | 18-May-2018 | |||||||||
| ISIN | US3463751087 | Agenda | 934757797 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Richard DeLateur | Management | For | For | ||||||||
| 1B. | Election of Director: Edward Rogas Jr. | Management | For | For | ||||||||
| 2. | Advisory approval of FormFactor's executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the selection of KPMG LLP as FormFactor's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| 4. | Amendment and restatement of the Company's Employee Stock Purchase Plan to increase the number of shares reserved for issuance under the Employee Stock Purchase Plan by 3,000,000 shares. |
Management | For | For | ||||||||
| PANDORA MEDIA, INC. | ||||||||||||
| Security | 698354107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | P | Meeting Date | 21-May-2018 | |||||||||
| ISIN | US6983541078 | Agenda | 934781178 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Roger Faxon | For | For | |||||||||
| 2 | Timothy Leiweke | For | For | |||||||||
| 3 | Mickie Rosen | For | For | |||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of future stockholder advisory votes to approve the compensation of our named executive officers. |
Management | 3 Years | For | ||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 5. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to remove certain foreign ownership restrictions on our stock. |
Management | For | For | ||||||||
| LEGACYTEXAS FINANCIAL GROUP, INC. | ||||||||||||
| Security | 52471Y106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LTXB | Meeting Date | 21-May-2018 | |||||||||
| ISIN | US52471Y1064 | Agenda | 934795254 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Arcilia C. Acosta | For | For | |||||||||
| 2 | George A. Fisk | For | For | |||||||||
| 3 | Kevin J. Hanigan | For | For | |||||||||
| 4 | Bruce W. Hunt | For | For | |||||||||
| 5 | Anthony J. LeVecchio | For | For | |||||||||
| 6 | James Brian McCall | For | For | |||||||||
| 7 | Karen H. O'Shea | For | For | |||||||||
| 8 | R. Greg Wilkinson | For | For | |||||||||
| 2. | Advisory (non-binding) vote on executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| INVESTORS BANCORP, INC. | ||||||||||||
| Security | 46146L101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ISBC | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US46146L1017 | Agenda | 934782093 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kevin Cummings | For | For | |||||||||
| 2 | Michele N. Siekerka | For | For | |||||||||
| 3 | Paul Stathoulopoulos | For | For | |||||||||
| 2. | The approval of a non-binding, advisory proposal to approve the compensation paid to our Named Executive Officers. |
Management | For | For | ||||||||
| 3. | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm for Investors Bancorp, Inc. for the year ending December 31, 2018. |
Management | For | For | ||||||||
| STERLING BANCORP | ||||||||||||
| Security | 85917A100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STL | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US85917A1007 | Agenda | 934810486 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John P. Cahill | For | For | |||||||||
| 2 | James F. Deutsch | For | For | |||||||||
| 3 | Navy E. Djonovic | For | For | |||||||||
| 4 | Fernando Ferrer | For | For | |||||||||
| 5 | Robert Giambrone | For | For | |||||||||
| 6 | Jack Kopnisky | For | For | |||||||||
| 7 | James J. Landy | For | For | |||||||||
| 8 | Robert W. Lazar | For | For | |||||||||
| 9 | Maureen Mitchell | For | For | |||||||||
| 10 | Patricia M. Nazemetz | For | For | |||||||||
| 11 | Richard O'Toole | For | For | |||||||||
| 12 | Ralph F. Palleschi | For | For | |||||||||
| 13 | Burt Steinberg | For | For | |||||||||
| 14 | William E. Whiston | For | For | |||||||||
| 2. | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate the provisions requiring cause and a supermajority vote to remove Directors. |
Management | For | For | ||||||||
| 3. | Approval, by non-binding vote, of the compensation of the Named Executive Officers (Say-on-Pay). |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Crowe Horwath LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| STATE BANK FINANCIAL CORPORATION | ||||||||||||
| Security | 856190103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STBZ | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US8561901039 | Agenda | 934785051 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: James R. Balkcom, Jr. | Management | For | For | ||||||||
| 1b. | Election of Director: Archie L. Bransford, Jr. | Management | For | For | ||||||||
| 1c. | Election of Director: Kim M. Childers | Management | For | For | ||||||||
| 1d. | Election of Director: Ann Q. Curry | Management | For | For | ||||||||
| 1e. | Election of Director: Joseph W. Evans | Management | For | For | ||||||||
| 1f. | Election of Director: Virginia A. Hepner | Management | For | For | ||||||||
| 1g. | Election of Director: John D. Houser | Management | For | For | ||||||||
| 1h. | Election of Director: Anne H. Kaiser | Management | For | For | ||||||||
| 1i. | Election of Director: William D. McKnight | Management | For | For | ||||||||
| 1j. | Election of Director: Asif Ramji | Management | For | For | ||||||||
| 1k. | Election of Director: G. Scott Uzzell | Management | For | For | ||||||||
| 1l. | Election of Director: J. Thomas Wiley, Jr. | Management | For | For | ||||||||
| 2. | Proposal to approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the Proxy Statement. |
Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of Dixon Hughes Goodman LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| COLUMBIA BANKING SYSTEM,INC. | ||||||||||||
| Security | 197236102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COLB | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US1972361026 | Agenda | 934787435 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: David A. Dietzler | Management | For | For | ||||||||
| 1b. | Election of Director: Craig D. Eerkes | Management | For | For | ||||||||
| 1c. | Election of Director: Ford Elsaesser | Management | For | For | ||||||||
| 1d. | Election of Director: Mark A. Finkelstein | Management | For | For | ||||||||
| 1e. | Election of Director: John P. Folsom | Management | For | For | ||||||||
| 1f. | Election of Director: Eric Forrest | Management | For | For | ||||||||
| 1g. | Election of Director: Thomas M. Hulbert | Management | For | For | ||||||||
| 1h. | Election of Director: Michelle M. Lantow | Management | For | For | ||||||||
| 1i. | Election of Director: Randal Lund | Management | For | For | ||||||||
| 1j. | Election of Director: S. Mae Fujita Numata | Management | For | For | ||||||||
| 1k. | Election of Director: Hadley S. Robbins | Management | For | For | ||||||||
| 1l. | Election of Director: Elizabeth W. Seaton | Management | For | For | ||||||||
| 1m. | Election of Director: Janine Terrano | Management | For | For | ||||||||
| 1n. | Election of Director: William T. Weyerhaeuser | Management | For | For | ||||||||
| 2. | To approve the 2018 Equity Incentive Plan. | Management | For | For | ||||||||
| 3. | To vote on an advisory (non-binding) resolution to approve the compensation of Columbia's named executive officers. |
Management | For | For | ||||||||
| 4. | To vote on an advisory (non-binding) resolution to appoint Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| BANKUNITED,INC. | ||||||||||||
| Security | 06652K103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BKU | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US06652K1034 | Agenda | 934787473 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John A. Kanas | For | For | |||||||||
| 2 | Rajinder P. Singh | For | For | |||||||||
| 3 | Tere Blanca | For | For | |||||||||
| 4 | Eugene F. DeMark | For | For | |||||||||
| 5 | Michael J. Dowling | For | For | |||||||||
| 6 | Douglas J. Pauls | For | For | |||||||||
| 7 | A. Gail Prudenti | For | For | |||||||||
| 8 | William S. Rubenstein | For | For | |||||||||
| 9 | Sanjiv Sobti, Ph.D. | For | For | |||||||||
| 10 | Lynne Wines | For | For | |||||||||
| 2. | To ratify the Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 4. | Advisory vote on the frequency of the stockholder vote to approve the compensation of the Company's named executive officers in the future. |
Management | 1 Year | For | ||||||||
| INFINERA CORPORATION | ||||||||||||
| Security | 45667G103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | INFN | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US45667G1031 | Agenda | 934782257 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class II Director: Paul J. Milbury | Management | For | For | ||||||||
| 1b. | Election of Class II Director: David F. Welch, Ph.D. | Management | For | For | ||||||||
| 2. | To approve an amendment and restatement of the Infinera Corporation 2016 Equity Incentive Plan to (i) increase the number of shares authorized for issuance thereunder by 1,500,000 shares and (ii) effect various technical revisions and improvements. |
Management | Against | Against | ||||||||
| 3. | To approve an amendment and restatement of the Infinera Corporation 2007 Employee Stock Purchase Plan to (i) increase the number of shares authorized for issuance thereunder by 4,500,000 shares and (ii) effect various technical revisions and improvements. |
Management | For | For | ||||||||
| 4. | To approve, on an advisory basis, the compensation of Infinera's named executive officers, as described in the Proxy Statement. |
Management | For | For | ||||||||
| 5. | To ratify the appointment of Ernst & Young LLP as Infinera's independent registered public accounting firm for the fiscal year ending December 29, 2018. |
Management | For | For | ||||||||
| HERITAGE COMMERCE CORP | ||||||||||||
| Security | 426927109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HTBK | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US4269271098 | Agenda | 934790545 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | J.M. Biagini-Komas | For | For | |||||||||
| 2 | Frank G. Bisceglia | For | For | |||||||||
| 3 | Jack W. Conner | For | For | |||||||||
| 4 | J. Philip DiNapoli | For | For | |||||||||
| 5 | Steven L. Hallgrimson | For | For | |||||||||
| 6 | Walter T. Kaczmarek | For | For | |||||||||
| 7 | Robert T. Moles | For | For | |||||||||
| 8 | Laura Roden | For | For | |||||||||
| 9 | Ranson W. Webster | For | For | |||||||||
| 2. | Advisory proposal on executive compensation. | Management | For | For | ||||||||
| 3. | Advisory proposal on frequency of votes on executive compensation. |
Management | 3 Years | For | ||||||||
| 4. | Ratification of selection of independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| HOPE BANCORP INC | ||||||||||||
| Security | 43940T109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HOPE | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US43940T1097 | Agenda | 934817834 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Donald D. Byun | For | For | |||||||||
| 2 | Steven J. Didion | For | For | |||||||||
| 3 | Jinho Doo | For | For | |||||||||
| 4 | Daisy Y. Ha | For | For | |||||||||
| 5 | Jin Chul Jhung | For | For | |||||||||
| 6 | Kevin S. Kim | For | For | |||||||||
| 7 | Steven S. Koh | For | For | |||||||||
| 8 | Chung Hyun Lee | For | For | |||||||||
| 9 | William J. Lewis | For | For | |||||||||
| 10 | David P. Malone | For | For | |||||||||
| 11 | John R. Taylor | For | For | |||||||||
| 12 | Scott Yoon-Suk Whang | For | For | |||||||||
| 13 | Dale S. Zuehls | For | For | |||||||||
| 2. | Approval, on an advisory and nonbinding basis, of the compensation paid to our "Named Executive Officers" as described in the Proxy Statement. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Crowe Horwath LLP as our independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | Approval, on an advisory and nonbinding basis, of the frequency of future advisory votes on executive compensation, as described in the Proxy Statement. |
Management | 1 Year | For | ||||||||
| C&J ENERGY SERVICES, INC. | ||||||||||||
| Security | 12674R100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CJ | Meeting Date | 29-May-2018 | |||||||||
| ISIN | US12674R1005 | Agenda | 934780001 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Stuart Brightman | For | For | |||||||||
| 2 | Michael Zawadzki | For | For | |||||||||
| 2. | Advisory vote to approve the 2017 compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of the named executive officer compensation advisory vote. |
Management | 1 Year | For | ||||||||
| 4. | Ratification of the appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| FLUSHING FINANCIAL CORPORATION | ||||||||||||
| Security | 343873105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FFIC | Meeting Date | 30-May-2018 | |||||||||
| ISIN | US3438731057 | Agenda | 934787790 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class B Director: Steven J. D'Iorio | Management | For | For | ||||||||
| 1b. | Election of Class B Director: Louis C. Grassi | Management | For | For | ||||||||
| 1c. | Election of Class B Director: Sam S. Han | Management | For | For | ||||||||
| 1d. | Election of Class B Director: John E. Roe, Sr. | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of appointment of BDO USA, LLP as Independent Registered Public Accounting Firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| MICROSTRATEGY INCORPORATED | ||||||||||||
| Security | 594972408 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSTR | Meeting Date | 30-May-2018 | |||||||||
| ISIN | US5949724083 | Agenda | 934789427 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael J. Saylor | For | For | |||||||||
| 2 | Margaret A. Breya | For | For | |||||||||
| 3 | Stephen X. Graham | For | For | |||||||||
| 4 | Jarrod M. Patten | For | For | |||||||||
| 5 | Leslie J. Rechan | For | For | |||||||||
| 6 | Carl J. Rickertsen | For | For | |||||||||
| 2. | To approve Amendment No. 4 to the MicroStrategy Incorporated 2013 Stock Incentive Plan to, among other things, increase the number of shares of class A common stock authorized for issuance under such plan from 1,700,000 to 2,300,000. |
Management | Against | Against | ||||||||
| 3. | To ratify the selection of KPMG LLP as MicroStrategy Incorporated's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| OCEANFIRST FINANCIAL CORP. | ||||||||||||
| Security | 675234108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OCFC | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US6752341080 | Agenda | 934814799 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael D. Devlin | For | For | |||||||||
| 2 | Jack M. Farris | For | For | |||||||||
| 3 | Diane F. Rhine | For | For | |||||||||
| 4 | Mark G. Solow | For | For | |||||||||
| 2. | Advisory vote on the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Approval and adoption of the Amendment to the Company's Certificate of Incorporation to declassify the Board of Directors. |
Management | For | For | ||||||||
| 4. | Approval and adoption of the Amendment to the Company's Certificate of Incorporation to increase the number of authorized shares of Common Stock. |
Management | For | For | ||||||||
| 5. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| EMCOR GROUP, INC. | ||||||||||||
| Security | 29084Q100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EME | Meeting Date | 01-Jun-2018 | |||||||||
| ISIN | US29084Q1004 | Agenda | 934791737 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: John W. Altmeyer | Management | For | For | ||||||||
| 1b. | Election of Director: David A. B. Brown | Management | For | For | ||||||||
| 1c. | Election of Director: Anthony J. Guzzi | Management | For | For | ||||||||
| 1d. | Election of Director: Richard F. Hamm, Jr. | Management | For | For | ||||||||
| 1e. | Election of Director: David H. Laidley | Management | For | For | ||||||||
| 1f. | Election of Director: Carol P. Lowe | Management | For | For | ||||||||
| 1g. | Election of Director: M. Kevin McEvoy | Management | For | For | ||||||||
| 1h. | Election of Director: William P. Reid | Management | For | For | ||||||||
| 1i. | Election of Director: Jerry E. Ryan | Management | For | For | ||||||||
| 1j. | Election of Director: Steven B. Schwarzwaelder | Management | For | For | ||||||||
| 1k. | Election of Director: Michael T. Yonker | Management | For | For | ||||||||
| 2. | Approval by non-binding advisory vote of executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as independent auditors for 2018. |
Management | For | For | ||||||||
| 4. | Shareholder proposal regarding special shareholder meetings. |
Shareholder | Against | For | ||||||||
| CASELLA WASTE SYSTEMS, INC. | ||||||||||||
| Security | 147448104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CWST | Meeting Date | 01-Jun-2018 | |||||||||
| ISIN | US1474481041 | Agenda | 934804584 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John W. Casella | For | For | |||||||||
| 2 | William P. Hulligan | For | For | |||||||||
| 3 | James E. O'Connor | For | For | |||||||||
| 2. | To approve, in an advisory "say-on-pay" vote, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| KAR AUCTION SERVICES INC | ||||||||||||
| Security | 48238T109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KAR | Meeting Date | 04-Jun-2018 | |||||||||
| ISIN | US48238T1097 | Agenda | 934797599 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Todd F. Bourell | Management | For | For | ||||||||
| 1b. | Election of Director: Donna R. Ecton | Management | For | For | ||||||||
| 1c. | Election of Director: James P. Hallett | Management | For | For | ||||||||
| 1d. | Election of Director: Mark E. Hill | Management | For | For | ||||||||
| 1e. | Election of Director: J. Mark Howell | Management | For | For | ||||||||
| 1f. | Election of Director: Lynn Jolliffe | Management | For | For | ||||||||
| 1g. | Election of Director: Michael T. Kestner | Management | For | For | ||||||||
| 1h. | Election of Director: John P. Larson | Management | For | For | ||||||||
| 1i. | Election of Director: Stephen E. Smith | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, executive compensation. |
Management | For | For | ||||||||
| 3. | To ratify the Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| FTI CONSULTING, INC. | ||||||||||||
| Security | 302941109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FCN | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US3029411093 | Agenda | 934797070 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Brenda J. Bacon | Management | For | For | ||||||||
| 1b. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||
| 1c. | Election of Director: Claudio Costamagna | Management | For | For | ||||||||
| 1d. | Election of Director: Vernon Ellis | Management | For | For | ||||||||
| 1e. | Election of Director: Nicholas C. Fanandakis | Management | For | For | ||||||||
| 1f. | Election of Director: Steven H. Gunby | Management | For | For | ||||||||
| 1g. | Election of Director: Gerard E. Holthaus | Management | For | For | ||||||||
| 1h. | Election of Director: Laureen E. Seeger | Management | For | For | ||||||||
| 2. | Ratify the appointment of KPMG LLP as FTI Consulting, Inc.'s independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Vote on an advisory (non-binding) resolution to approve the 2017 compensation of the named executive officers as described in the Proxy Statement for the 2018 Annual Meeting of Shareholders. |
Management | For | For | ||||||||
| STIFEL FINANCIAL CORP. | ||||||||||||
| Security | 860630102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SF | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US8606301021 | Agenda | 934799480 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kathleen Brown | For | For | |||||||||
| 2 | Ronald J. Kruszewski | For | For | |||||||||
| 3 | Maura A. Markus | For | For | |||||||||
| 4 | Thomas W. Weisel | For | For | |||||||||
| 5 | Michael J. Zimmerman | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers (say on pay). |
Management | For | For | ||||||||
| 3. | To approve an increase to the number of shares of common stock authorized for issuance |
Management | For | For | ||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| AMERICAN EAGLE OUTFITTERS, INC. | ||||||||||||
| Security | 02553E106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AEO | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US02553E1064 | Agenda | 934800992 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Class II Director: Janice E. Page | Management | For | For | ||||||||
| 1B | Election of Class II Director: David M. Sable | Management | For | For | ||||||||
| 1C | Election of Class II Director: Noel J. Spiegel | Management | For | For | ||||||||
| 2. | Proposal Two. Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending February 2, 2019. |
Management | For | For | ||||||||
| 3. | Proposal Three. Approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| MCGRATH RENTCORP | ||||||||||||
| Security | 580589109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MGRC | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US5805891091 | Agenda | 934822481 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | William J. Dawson | For | For | |||||||||
| 2 | Elizabeth A. Fetter | For | For | |||||||||
| 3 | Joseph F. Hanna | For | For | |||||||||
| 4 | Bradley M. Shuster | For | For | |||||||||
| 5 | M. Richard Smith | For | For | |||||||||
| 6 | Dennis P. Stradford | For | For | |||||||||
| 7 | Ronald H. Zech | For | For | |||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as the independent auditors for the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To hold a non-binding, advisory vote to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| MATADOR RESOURCES COMPANY | ||||||||||||
| Security | 576485205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MTDR | Meeting Date | 07-Jun-2018 | |||||||||
| ISIN | US5764852050 | Agenda | 934800738 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: William M. Byerley | Management | For | For | ||||||||
| 1.2 | Election of Director: Julia P. Forrester | Management | For | For | ||||||||
| 1.3 | Election of Director: Timothy E. Parker | Management | For | For | ||||||||
| 1.4 | Election of Director: David M. Posner | Management | For | For | ||||||||
| 1.5 | Election of Director: Kenneth L. Stewart | Management | For | For | ||||||||
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||
| 4. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| PATTERSON-UTI ENERGY, INC. | ||||||||||||
| Security | 703481101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PTEN | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US7034811015 | Agenda | 934808493 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mark S. Siegel | For | For | |||||||||
| 2 | Charles O. Buckner | For | For | |||||||||
| 3 | Tiffany (TJ) Thom Cepak | For | For | |||||||||
| 4 | Michael W. Conlon | For | For | |||||||||
| 5 | William A. Hendricks Jr | For | For | |||||||||
| 6 | Curtis W. Huff | For | For | |||||||||
| 7 | Terry H. Hunt | For | For | |||||||||
| 8 | Janeen S. Judah | For | For | |||||||||
| 2. | Approval of amendment of Patterson-UTI's Restated Certificate of Incorporation. |
Management | For | For | ||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Patterson- UTI for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | Approval of an advisory resolution on Patterson-UTI's compensation of its named executive officers. |
Management | For | For | ||||||||
| A. SCHULMAN, INC. | ||||||||||||
| Security | 808194104 | Meeting Type | Special | |||||||||
| Ticker Symbol | SHLM | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US8081941044 | Agenda | 934826617 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of February 15, 2018 (the merger agreement), among LyondellBasell Industries N.V., LYB Americas Holdco Inc., and A. Schulman, Inc. (the merger). |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to the named executive officers of A. Schulman, Inc. in connection with the merger and contemplated by the merger agreement. |
Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||
| EQUITY COMMONWEALTH | ||||||||||||
| Security | 294628102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EQC | Meeting Date | 20-Jun-2018 | |||||||||
| ISIN | US2946281027 | Agenda | 934797575 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Sam Zell | For | For | |||||||||
| 2 | James S. Corl | For | For | |||||||||
| 3 | Martin L. Edelman | For | For | |||||||||
| 4 | Edward A. Glickman | For | For | |||||||||
| 5 | David Helfand | For | For | |||||||||
| 6 | Peter Linneman | For | For | |||||||||
| 7 | James L. Lozier, Jr. | For | For | |||||||||
| 8 | Mary Jane Robertson | For | For | |||||||||
| 9 | Kenneth Shea | For | For | |||||||||
| 10 | Gerald A. Spector | For | For | |||||||||
| 11 | James A. Star | For | For | |||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| FINANCIAL INSTITUTIONS, INC. | ||||||||||||
| Security | 317585404 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FISI | Meeting Date | 20-Jun-2018 | |||||||||
| ISIN | US3175854047 | Agenda | 934809255 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Karl V. Anderson, Jr. | For | For | |||||||||
| 2 | Dawn H. Burlew | For | For | |||||||||
| 3 | Robert N. Latella | For | For | |||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. |
Management | 1 Year | For | ||||||||
| 4. | Ratify the appointment of RSM US LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018 |
Management | For | For | ||||||||
| HABIT RESTAURANTS INC | ||||||||||||
| Security | 40449J103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HABT | Meeting Date | 20-Jun-2018 | |||||||||
| ISIN | US40449J1034 | Agenda | 934814991 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ira Fils | For | For | |||||||||
| 2 | Christopher Reilly | For | For | |||||||||
| 2. | To ratify the appointment of Moss Adams LLP as The Habit Restaurants, Inc. independent registered public accounting firm for the fiscal year ending December 25, 2018. |
Management | For | For | ||||||||
| OXFORD INDUSTRIES, INC. | ||||||||||||
| Security | 691497309 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OXM | Meeting Date | 20-Jun-2018 | |||||||||
| ISIN | US6914973093 | Agenda | 934819864 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Thomas C. Chubb III | Management | For | For | ||||||||
| 1.2 | Election of Director: John R. Holder | Management | For | For | ||||||||
| 1.3 | Election of Director: Stephen S. Lanier | Management | For | For | ||||||||
| 1.4 | Election of Director: Clarence H. Smith | Management | For | For | ||||||||
| 2. | Proposal to approve the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for fiscal 2018. |
Management | For | For | ||||||||
| 3. | Proposal to approve, on an advisory (non-binding) basis, a resolution approving the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| NATUS MEDICAL INCORPORATED | ||||||||||||
| Security | 639050103 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | BABY | Meeting Date | 22-Jun-2018 | |||||||||
| ISIN | US6390501038 | Agenda | 934832216 - Opposition | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Lisa Wipperman Heine | For | For | |||||||||
| 2 | Joshua H. Levine | For | For | |||||||||
| 2. | Voce Proposal: to remove the current chairman of the board of directors, Robert A. Gunst, and any person nominated, appointed or elected to the board of directors to fill any vacancy or newly-created directorship prior to the effectiveness of this proposal. |
Management | Against | Against | ||||||||
| 3. | Voce proposal: To appoint MR. Gilreath to the board of directors to fill the vacancy caused by the removal of MR. Gunst pursuant to proposal 2. |
Management | Against | Against | ||||||||
| 4. | Voce proposal: to repeal each provision or amendment of the company's bylaws that has been adopted by the board subsequent to the adoption of the bylaws approved by the board on March 22, 2012. |
Management | For | For | ||||||||
| 5. | Company Proposal: To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 6. | Company proposal: To approve, on an advisory basis, the compensation of the named executive officers. |
Management | For | Against | ||||||||
| MARVELL TECHNOLOGY GROUP LTD. | ||||||||||||
| Security | G5876H105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRVL | Meeting Date | 28-Jun-2018 | |||||||||
| ISIN | BMG5876H1051 | Agenda | 934826491 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Tudor Brown | Management | For | For | ||||||||
| 1.2 | Election of Director: Richard S. Hill | Management | For | For | ||||||||
| 1.3 | Election of Director: Oleg Khaykin | Management | For | For | ||||||||
| 1.4 | Election of Director: Bethany Mayer | Management | For | For | ||||||||
| 1.5 | Election of Director: Donna Morris | Management | For | For | ||||||||
| 1.6 | Election of Director: Matthew J. Murphy | Management | For | For | ||||||||
| 1.7 | Election of Director: Michael Strachan | Management | For | For | ||||||||
| 1.8 | Election of Director: Robert E. Switz | Management | For | For | ||||||||
| 2. | An advisory (non-binding) vote to approve compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | The appointment of Deloitte & Touche LLP as Marvell's auditors and independent registered accounting firm, and authorization of the audit committee, acting on behalf of Marvell's board of directors, to fix the remuneration of the auditors and independent registered accounting firm, in both cases for the fiscal year ending February 2, 2019. |
Management | For | For | ||||||||
|
ProxyEdge Meeting Date Range: 07/01/2017 - 06/30/2018 The TETON Westwood Mighty Mites Fund |
Report Date: 07/01/2018 1 |
| Investment Company Report | ||||||||||||
| HOPE BANCORP INC | ||||||||||||
| Security | 43940T109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HOPE | Meeting Date | 06-Jul-2017 | |||||||||
| ISIN | US43940T1097 | Agenda | 934650018 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | DONALD D. BYUN | For | For | |||||||||
| 2 | STEVEN J. DIDION | For | For | |||||||||
| 3 | JINHO DOO | For | For | |||||||||
| 4 | DAISY Y. HA | For | For | |||||||||
| 5 | JIN CHUL JHUNG | For | For | |||||||||
| 6 | KEVIN S. KIM | For | For | |||||||||
| 7 | STEVEN S. KOH | For | For | |||||||||
| 8 | CHUNG HYUN LEE | For | For | |||||||||
| 9 | WILLIAM J. LEWIS | For | For | |||||||||
| 10 | DAVID P. MALONE | For | For | |||||||||
| 11 | JOHN R. TAYLOR | For | For | |||||||||
| 12 | SCOTT YOON-SUK WHANG | For | For | |||||||||
| 13 | DALE S. ZUEHLS | For | For | |||||||||
| 2. | APPROVAL, ON AN ADVISORY AND NONBINDING BASIS, OF THE COMPENSATION PAID TO OUR "NAMED EXECUTIVE OFFICERS" AS DESCRIBED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| ALERE INC. | ||||||||||||
| Security | 01449J105 | Meeting Type | Special | |||||||||
| Ticker Symbol | ALR | Meeting Date | 07-Jul-2017 | |||||||||
| ISIN | US01449J1051 | Agenda | 934647821 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 30, 2016 (THE "ORIGINAL MERGER AGREEMENT"), AS AMENDED BY THE AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 13, 2017 (THE "MERGER AGREEMENT AMENDMENT") BY AND AMONG ABBOTT LABORATORIES, AN ILLINOIS CORPORATION, ALERE INC., A ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR MAY BECOME PAYABLE TO ALERE INC.S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH, OR FOLLOWING, THE CONSUMMATION OF THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| AZZ INC. | ||||||||||||
| Security | 002474104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AZZ | Meeting Date | 11-Jul-2017 | |||||||||
| ISIN | US0024741045 | Agenda | 934632351 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | DANIEL E. BERCE | For | For | |||||||||
| 2 | PAUL EISMAN | For | For | |||||||||
| 3 | DANIEL R. FEEHAN | For | For | |||||||||
| 4 | THOMAS E. FERGUSON | For | For | |||||||||
| 5 | KEVERN R. JOYCE | For | For | |||||||||
| 6 | VENITA MCCELLON-ALLEN | For | For | |||||||||
| 7 | ED MCGOUGH | For | For | |||||||||
| 8 | STEPHEN E. PIRNAT | For | For | |||||||||
| 9 | STEVEN R. PURVIS | For | For | |||||||||
| 2. | APPROVAL OF ADVISORY VOTE ON AZZ'S EXECUTIVE COMPENSATION PROGRAM. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS AZZ'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2018. |
Management | For | For | ||||||||
| CAPITAL FINANCIAL HOLDINGS, INC. | ||||||||||||
| Security | 140144205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CPFH | Meeting Date | 11-Jul-2017 | |||||||||
| ISIN | US1401442058 | Agenda | 934647934 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | GORDON DIHLE | For | For | |||||||||
| 2 | ELIZABETH COLBY | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF DAVE BANERJEE, CPA-AN ACCOUNTANCY CORPORATION AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT TO AUDIT THE COMPANY'S FINANCIAL BOOKS AND RECORDS FOR ITS FISCAL YEAR ENDED DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVES. |
Management | For | For | ||||||||
| 4. | A NON-BINDING, ADVISORY VOTE TO SET THE FREQUENCY OF ADVISORY VOTING ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS |
Management | 3 Years | For | ||||||||
| CAREDX, INC. | ||||||||||||
| Security | 14167L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CDNA | Meeting Date | 13-Jul-2017 | |||||||||
| ISIN | US14167L1035 | Agenda | 934641261 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MICHAEL D. GOLDBERG | For | For | |||||||||
| 2 | PETER MAAG, PH.D. | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE ISSUANCE OF SHARES OF THE COMPANY'S COMMON STOCK UPON THE CONVERSION OR REDEMPTION OF THE COMPANY'S 9.5% ORIGINAL ISSUE DISCOUNT SENIOR SECURED DEBENTURES DUE FEBRUARY 28, 2020 WITHOUT THE NEED FOR ANY LIMITATION OR CAP ON ISSUANCES AS REQUIRED BY AND IN ACCORDANCE WITH NASDAQ LISTING RULE 5635. |
Management | For | For | ||||||||
| WILLAMETTE VALLEY VINEYARDS, INC. | ||||||||||||
| Security | 969136100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WVVI | Meeting Date | 16-Jul-2017 | |||||||||
| ISIN | US9691361003 | Agenda | 934639987 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAMES W. BERNAU | For | For | |||||||||
| 2 | CHRISTOPER L. SARLES | For | For | |||||||||
| 3 | SEAN M. CARY | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF MOSS-ADAMS, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WILLAMETTE VALLEY VINEYARDS, INC. FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | ADVISORY (NON-BINDING) APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| U.S. ENERGY CORP. | ||||||||||||
| Security | 911805208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USEG | Meeting Date | 17-Jul-2017 | |||||||||
| ISIN | US9118052086 | Agenda | 934643873 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAVIER F. PICO | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE 2016 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO CONSIDER AND MAKE AN ADVISORY VOTE ON THE FREQUENCY OF A VOTE ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 2 Years | For | ||||||||
| 5. | TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK PURSUANT TO A SECURITIES PURCHASE AGREEMENT AND WARRANTS. |
Management | For | For | ||||||||
| 6. | TO APPROVE THE AMENDMENTS TO THE U.S. ENERGY CORP. AMENDED AND RESTATED 2012 EQUITY AND PERFORMANCE INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| ULTRALIFE CORPORATION | ||||||||||||
| Security | 903899102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ULBI | Meeting Date | 18-Jul-2017 | |||||||||
| ISIN | US9038991025 | Agenda | 934641792 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | STEVEN M. ANDERSON | For | For | |||||||||
| 2 | MICHAEL D. POPIELEC | For | For | |||||||||
| 3 | THOMAS L. SAELI | For | For | |||||||||
| 4 | ROBERT W. SHAW II | For | For | |||||||||
| 5 | RANJIT C. SINGH | For | For | |||||||||
| 6 | BRADFORD T. WHITMORE | For | For | |||||||||
| 2. | RATIFICATION OF THE SELECTION OF FREED MAXICK CPAS, P.C. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO APPROVE AN ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 3 Years | For | ||||||||
| 5. | TO VOTE ON A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS". |
Shareholder | Abstain | Against | ||||||||
| DU-ART FILM LABORATORIES, INC. | ||||||||||||
| Security | 262507106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DAFL | Meeting Date | 18-Jul-2017 | |||||||||
| ISIN | US2625071061 | Agenda | 934651539 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MICHAEL HAUSMAN | For | For | |||||||||
| 2 | IRWIN YOUNG | For | For | |||||||||
| 3 | LINDA YOUNG | For | For | |||||||||
| 4 | ROBERT R. JENKS | For | For | |||||||||
| 5 | ROBERT M. YOUNG | For | For | |||||||||
| 6 | ANDREW YOUNG | For | For | |||||||||
| 7 | TERRY TURNER | For | For | |||||||||
| 8 | CHARLES JABLONSKI | For | For | |||||||||
| PARK ELECTROCHEMICAL CORP. | ||||||||||||
| Security | 700416209 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PKE | Meeting Date | 18-Jul-2017 | |||||||||
| ISIN | US7004162092 | Agenda | 934651541 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DALE BLANCHFIELD | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: EMILY J. GROEHL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: BRIAN E. SHORE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CARL W. SMITH | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: STEVEN T. WARSHAW | Management | For | For | ||||||||
| 2. | APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE 2017 FISCAL YEAR COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF APPOINTMENT OF COHNREZNICK LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2018. |
Management | For | For | ||||||||
| CAVCO INDUSTRIES, INC. | ||||||||||||
| Security | 149568107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVCO | Meeting Date | 18-Jul-2017 | |||||||||
| ISIN | US1495681074 | Agenda | 934651628 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | WILLIAM C. BOOR | For | For | |||||||||
| 2 | JOSEPH H. STEGMAYER | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR FOR FISCAL 2018. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO APPROVE THE ADVISORY (NON- BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | PROPOSAL TO APPROVE THE ADVISORY (NON- BINDING) RESOLUTION RELATING TO THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE OFFICERS' COMPENSATION. |
Management | 1 Year | For | ||||||||
| STRATASYS LTD | ||||||||||||
| Security | M85548101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SSYS | Meeting Date | 18-Jul-2017 | |||||||||
| ISIN | IL0011267213 | Agenda | 934654294 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ELCHANAN JAGLOM | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: S. SCOTT CRUMP | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: EDWARD J. FIERKO | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: VICTOR LEVENTHAL | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ILAN LEVIN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOHN J. MCELENEY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DOV OFER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ZIVA PATIR | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DAVID REIS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: YAIR SEROUSSI | Management | For | For | ||||||||
| 2A. | APPROVAL OF ANNUAL COMPENSATION PACKAGES FOR THE NEW INDEPENDENT DIRECTOR (SUBJECT TO THEIR ELECTION): DOV OFER |
Management | For | For | ||||||||
| 2B. | APPROVAL OF ANNUAL COMPENSATION PACKAGES FOR THE NEW INDEPENDENT DIRECTOR (SUBJECT TO THEIR ELECTION): YAIR SEROUSSI |
Management | For | For | ||||||||
| 3. | APPROVAL OF ONGOING COMPENSATION PACKAGE AND 2016 BONUS FOR ILAN LEVIN, THE COMPANY'S CEO |
Management | For | For | ||||||||
| 3A. | THE UNDERSIGNED CONFIRMS IT DOES NOT HAVE A CONFLICT OF INTEREST (REFERRED TO AS A "PERSONAL INTEREST" UNDER THE COMPANIES LAW, AS DESCRIBED IN THE PROXY STATEMENT) IN THE APPROVAL OF PROPOSAL 3 CONFIRM YOU DO NOT HAVE PERSONAL INTEREST IN PROP 3 MARK FOR= YES IF YOU DO NOT MARK FOR=YES, YOUR VOTE FOR PROP 3 WILL NOT BE VALID |
Management | For | |||||||||
| 4. | APPROVAL OF ONGOING CASH COMPENSATION FOR DAVID REIS, EXECUTIVE DIRECTOR AND VICE CHAIRMAN OF THE BOARD |
Management | For | For | ||||||||
| 5. | APPROVAL OF OPTION GRANT FOR S. SCOTT CRUMP, CHIEF INNOVATION OFFICER AND DIRECTOR |
Management | For | For | ||||||||
| 6. | APPROVAL OF RENEWAL OF COVERAGE UNDER THE COMPANY'S DIRECTOR & OFFICER LIABILITY INSURANCE POLICY |
Management | For | For | ||||||||
| 7. | REAPPOINTMENT OF KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017 |
Management | For | For | ||||||||
| FARMERS & MERCHANTS BANK OF LONG BEACH | ||||||||||||
| Security | 308243104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FMBL | Meeting Date | 20-Jul-2017 | |||||||||
| ISIN | US3082431046 | Agenda | 934651868 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | RICHARD W. DARLING | For | For | |||||||||
| 2 | WALTER M. FLORIE | For | For | |||||||||
| 3 | WILLIAM G. HAYTER | For | For | |||||||||
| 4 | TIMOTHY W. JACKERT | For | For | |||||||||
| 5 | LAWRENCE J. MCLAUGHLIN | For | For | |||||||||
| 6 | DANIEL K. WALKER | For | For | |||||||||
| 7 | TIMOTHY M. WILSON | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE BANK'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | APPROVAL OF POTENTIAL FUTURE SHARE REPURCHASES BY THE BANK FOR AN AGGREGATE AMOUNT NOT TO EXCEED $20.0 MILLION. |
Management | For | For | ||||||||
| MODINE MANUFACTURING COMPANY | ||||||||||||
| Security | 607828100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MOD | Meeting Date | 20-Jul-2017 | |||||||||
| ISIN | US6078281002 | Agenda | 934652391 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DAVID J. ANDERSON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: LARRY O. MOORE | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MARSHA C. WILLIAMS | Management | For | For | ||||||||
| 2. | APPROVAL OF THE MODINE MANUFACTURING COMPANY 2017 INCENTIVE COMPENSATION PLAN. |
Management | Against | Against | ||||||||
| 3. | ADVISORY VOTE TO APPROVE THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| COLUMBUS MCKINNON CORPORATION | ||||||||||||
| Security | 199333105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMCO | Meeting Date | 24-Jul-2017 | |||||||||
| ISIN | US1993331057 | Agenda | 934646867 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ERNEST R. VEREBELYI | For | For | |||||||||
| 2 | MARK D. MORELLI | For | For | |||||||||
| 3 | RICHARD H. FLEMING | For | For | |||||||||
| 4 | STEPHEN RABINOWITZ | For | For | |||||||||
| 5 | NICHOLAS T. PINCHUK | For | For | |||||||||
| 6 | LIAM G. MCCARTHY | For | For | |||||||||
| 7 | R. SCOTT TRUMBULL | For | For | |||||||||
| 8 | HEATH A. MITTS | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| GLOBAL SOURCES LTD. | ||||||||||||
| Security | G39300101 | Meeting Type | Special | |||||||||
| Ticker Symbol | GSOL | Meeting Date | 24-Jul-2017 | |||||||||
| ISIN | BMG393001018 | Agenda | 934653848 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | BYE-LAWS PROPOSAL: TO APPROVE AMENDMENT OF BYE-LAW 152 OF THE EXISTING BYE-LAWS OF GLOBAL SOURCES LTD. (THE "COMPANY") BY REPLACING THE EXISTING BYE-LAW 152 WITH THE FOLLOWING NEW BYE-LAW 152 (THE "BYE-LAWS AMENDMENT"). ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 2. | AMALGAMATION PROPOSAL: TO APPROVE (I) THE AMALGAMATION (THE "AMALGAMATION") OF THE COMPANY AND EXPO HOLDINGS II LTD. ("AMALGAMATION SUB") WITH THE AMALGAMATED COMPANY RESULTING FROM THE AMALGAMATION CONTINUING AS A BERMUDA EXEMPTED COMPANY LIMITED BY SHARES AND BECOMING A WHOLLY- OWNED SUBSIDIARY OF ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 3. | ADJOURNMENT PROPOSAL: TO APPROVE AN ADJOURNMENT OF THE SPECIAL GENERAL MEETING AS THE CHAIRMAN OF THE SPECIAL GENERAL MEETING DETERMINES IN ACCORDANCE WITH THE BYE-LAWS OF THE COMPANY IN ORDER FOR THE COMPANY TO TAKE SUCH ACTIONS AS THE BOARD OF DIRECTORS OF THE COMPANY MAY DETERMINE AS ARE NECESSARY OR ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| GENIUS BRANDS INTERNATIONAL, INC. | ||||||||||||
| Security | 37229T301 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GNUS | Meeting Date | 25-Jul-2017 | |||||||||
| ISIN | US37229T3014 | Agenda | 934648962 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1) | DIRECTOR | Management | ||||||||||
| 1 | ANDY HEYWARD | For | For | |||||||||
| 2 | AMY MOYNIHAN HEYWARD | For | For | |||||||||
| 3 | JOSEPH "GRAY" DAVIS | For | For | |||||||||
| 4 | LYNNE SEGALL | For | For | |||||||||
| 5 | P. CLARK HALLREN | For | For | |||||||||
| 6 | ANTHONY THOMOPOULOS | For | For | |||||||||
| 7 | BERNARD CAHILL | For | For | |||||||||
| 8 | MARGARET LOESCH | For | For | |||||||||
| 2) | PROPOSAL TO APPROVE A PROPOSED AMENDMENT TO THE 2015 AMENDED INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR THE GRANT OF AWARDS UNDER THE 2015 STOCK PLAN FROM 1,443,334 TO 1,666,667. |
Management | Against | Against | ||||||||
| 3) | PROPOSAL TO RATIFY THE APPOINTMENT OF SQUAR MILNER LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 4) | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. |
Management | For | For | ||||||||
| 5) | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING A VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | 3 Years | For | ||||||||
| ROCK FIELD CO LTD | ||||||||||||
| Security | J65275109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jul-2017 | ||||||||||
| ISIN | JP3984200000 | Agenda | 708351060 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2 | Appoint a Director Endo, Hiroshi | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Okuda, Minoru | Management | Against | Against | ||||||||
| CRIMSON WINE GROUP, LTD. | ||||||||||||
| Security | 22662X100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CWGL | Meeting Date | 28-Jul-2017 | |||||||||
| ISIN | US22662X1000 | Agenda | 934645550 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JOHN D. CUMMING | For | For | |||||||||
| 2 | IAN M. CUMMING | For | For | |||||||||
| 3 | JOSEPH S. STEINBERG | For | For | |||||||||
| 4 | AVRAHAM M. NEIKRUG | For | For | |||||||||
| 5 | DOUGLAS M. CARLSON | For | For | |||||||||
| 6 | CRAIG D. WILLIAMS | For | For | |||||||||
| 7 | FRANCESCA H. SCHULER | For | For | |||||||||
| 2. | RATIFICATION OF THE SELECTION OF MOSS ADAMS LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| OSISKO GOLD ROYALTIES LTD. | ||||||||||||
| Security | 68827L101 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 31-Jul-2017 | ||||||||||
| ISIN | CA68827L1013 | Agenda | 708342794 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT RESOLUTION 1 IS TO BE APPROVED BY DISINTERESTED-SHAREHOLDERS. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO CONSIDER AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION, THE TEXT OF WHICH IS SET OUT IN SCHEDULE "A" - "RESOLUTIONS TO BE APPROVED AT THE MEETING" TO THE ACCOMPANYING CIRCULAR, ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR |
Management | For | For | ||||||||
| ZEALAND PHARMA A/S | ||||||||||||
| Security | K9898X127 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 31-Jul-2017 | ||||||||||
| ISIN | DK0060257814 | Agenda | 708362063 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | PROPOSAL FROM THE BOARD OF DIRECTORS TO APPROVE A NEW AUTHORIZATION TO INCREASE THE COMPANY'S SHARE CAPITAL AND TO AMEND THE ARTICLES OF ASSOCIATION ACCORDINGLY: ARTICLES 7A, 7A.1, 7A.2 AND 7A.3 |
Management | No Action | |||||||||
| 2 | PROPOSAL BY THE BOARD OF DIRECTORS TO INCREASE THE EXISTING AUTHORIZATION TO INCREASE THE COMPANY'S SHARE CAPITAL IN ARTICLE 7 OF THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| 3 | PROPOSAL BY THE BOARD OF DIRECTORS TO ENTITLE THE SHAREHOLDERS OF THE COMPANY TO EXERCISE THE VOTING RIGHTS ATTACHED TO SOME OF THEIR SHARES IN A MANNER THAT IS NOT IDENTICAL TO THE EXERCISE OF THE VOTING RIGHTS ATTACHED TO THEIR OTHER SHARES AND TO AMEND THE ARTICLES OF ASSOCIATION ACCORDINGLY: ARTICLE 10.4 |
Management | No Action | |||||||||
| 4 | PROPOSAL BY THE BOARD OF DIRECTORS TO EXTEND THE EXISTING AUTHORIZATION TO THE COMPANY TO ACQUIRE TREASURY SHARES TO COVER ACQUISITIONS OF AMERICAN DEPOSITARY SHARES AS WELL |
Management | No Action | |||||||||
| 5 | PROPOSAL BY THE BOARD OF DIRECTORS CONCERNING THE INDEMNIFICATION OF THE BOARD OF DIRECTORS IN RELATION TO CERTAIN CLAIMS IN CONNECTION WITH AND AFTER THE LISTING OF THE COMPANY IN THE UNITED STATES |
Management | No Action | |||||||||
| 6 | PROPOSAL BY THE BOARD OF DIRECTORS TO APPROVE AN AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO LET THE COMPANY INDEMNIFY THE EXECUTIVE MANAGEMENT AS WELL AS THE COMPANY'S EMPLOYEES IN RELATION TO CERTAIN CLAIMS IN CONNECTION WITH AND AFTER THE LISTING OF THE COMPANY IN THE UNITED STATES AND AMENDMENT OF THE ARTICLES OF ASSOCIATION ACCORDINGLY |
Management | No Action | |||||||||
| 7 | PROPOSAL BY THE BOARD OF DIRECTORS TO UPDATE THE COMPANY'S OVERALL GUIDELINES FOR INCENTIVE PAY |
Management | No Action | |||||||||
| 8 | PROPOSAL BY THE BOARD OF DIRECTORS THAT ALL DOCUMENTS PREPARED FOR USE BY OR FOR A GENERAL MEETING OF THE COMPANY IN CONNECTION WITH OR AFTER THE GENERAL MEETING, INCLUDING THE NOTICE AND THE MINUTES, SHALL BE PREPARED IN ENGLISH ONLY AND AMENDMENT OF THE ARTICLES OF ASSOCIATION ACCORDINGLY |
Management | No Action | |||||||||
| IL SOLE 24 ORE SPA, MILANO | ||||||||||||
| Security | T52689105 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-Aug-2017 | ||||||||||
| ISIN | IT0004269723 | Agenda | 708352860 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | STATEMENT RELATED TO THE EXPENSES NECESSARY FOR THE SAFEGUARDING OF THE COMMON INTERESTS OF SPECIAL SHAREHOLDERS |
Management | For | For | ||||||||
| 2 | TO APPOINT THE COMMON REPRESENTATIVE OF SPECIAL SHAREHOLDERS. RESOLUTIONS RELATED THERETO |
Management | For | For | ||||||||
| CMMT | 25 JUL 2017: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO SGM.-IF YOU HAVE ALREADY SENT0020IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| MITCHAM INDUSTRIES, INC. | ||||||||||||
| Security | 606501104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MIND | Meeting Date | 02-Aug-2017 | |||||||||
| ISIN | US6065011040 | Agenda | 934652618 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | PETER H. BLUM | For | For | |||||||||
| 2 | ROBERT P. CAPPS | For | For | |||||||||
| 3 | R. DEAN LEWIS | For | For | |||||||||
| 4 | ROBERT J. ALBERS | For | For | |||||||||
| 5 | THOMAS S. GLANVILLE | For | For | |||||||||
| 6 | MARCUS ROWLAND | For | For | |||||||||
| 2. | APPROVE AN AMENDMENT TO OUR ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF PREFERRED STOCK, PAR VALUE $1.00, FROM 1,000,000 TO 2,000,000. |
Management | Against | Against | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | RATIFICATION OF THE SELECTION OF HEIN & ASSOCIATES LLP AS MITCHAM INDUSTRIES, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2018. |
Management | For | For | ||||||||
| GRAHAM CORPORATION | ||||||||||||
| Security | 384556106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GHM | Meeting Date | 03-Aug-2017 | |||||||||
| ISIN | US3845561063 | Agenda | 934652339 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAMES J. BARBER, PH.D. | For | For | |||||||||
| 2 | GERARD T. MAZURKIEWICZ | For | For | |||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| DESTINATION XL GROUP, INC. | ||||||||||||
| Security | 25065K104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DXLG | Meeting Date | 03-Aug-2017 | |||||||||
| ISIN | US25065K1043 | Agenda | 934655169 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SEYMOUR HOLTZMAN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID A. LEVIN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JACK BOYLE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN E. KYEES | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: WILLEM MESDAG | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: WARD K. MOONEY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MITCHELL S. PRESSER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: IVY ROSS | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: OLIVER WALSH | Management | For | For | ||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY FOR ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING FEBRUARY 3, 2018. |
Management | For | For | ||||||||
| RLJ ENTERTAINMENT INC. | ||||||||||||
| Security | 74965F203 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RLJE | Meeting Date | 04-Aug-2017 | |||||||||
| ISIN | US74965F2039 | Agenda | 934655715 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ANDOR (ANDY) M. LASZLO | For | For | |||||||||
| 2 | SCOTT ROYSTER | For | For | |||||||||
| 2. | APPROVAL OF AMENDMENTS TO THE RLJ ENTERTAINMENT, INC. 2012 INCENTIVE COMPENSATION PLAN |
Management | Against | Against | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT |
Management | For | For | ||||||||
| HAWKINS, INC. | ||||||||||||
| Security | 420261109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HWKN | Meeting Date | 09-Aug-2017 | |||||||||
| ISIN | US4202611095 | Agenda | 934654624 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JOHN S. MCKEON | For | For | |||||||||
| 2 | PATRICK H. HAWKINS | For | For | |||||||||
| 3 | JAMES A. FAULCONBRIDGE | For | For | |||||||||
| 4 | DUANE M. JERGENSON | For | For | |||||||||
| 5 | MARY J. SCHUMACHER | For | For | |||||||||
| 6 | DARYL I. SKAAR | For | For | |||||||||
| 7 | DANIEL J. STAUBER | For | For | |||||||||
| 8 | JAMES T. THOMPSON | For | For | |||||||||
| 9 | JEFFREY L. WRIGHT | For | For | |||||||||
| 2. | NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY-ON-PAY") |
Management | For | For | ||||||||
| 3. | NON-BINDING ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF VOTES TO APPROVE EXECUTIVE COMPENSATION ("SAY-WHEN-ON-PAY") |
Management | 1 Year | For | ||||||||
| ELECTRO SCIENTIFIC INDUSTRIES, INC. | ||||||||||||
| Security | 285229100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ESIO | Meeting Date | 10-Aug-2017 | |||||||||
| ISIN | US2852291002 | Agenda | 934657757 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | FREDERICK A. BALL | For | For | |||||||||
| 2 | MICHAEL D. BURGER | For | For | |||||||||
| 3 | LAURENCE E. CRAMER | For | For | |||||||||
| 4 | RAYMOND A. LINK | For | For | |||||||||
| 5 | JOHN MEDICA | For | For | |||||||||
| 6 | RICHARD H. WILLS | For | For | |||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 5. | TO APPROVE AN AMENDMENT TO THE 1990 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES UNDER THE PLAN BY 1,000,000 SHARES. |
Management | For | For | ||||||||
| CHINA AUTOMOTIVE SYSTEMS, INC. | ||||||||||||
| Security | 16936R105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CAAS | Meeting Date | 16-Aug-2017 | |||||||||
| ISIN | US16936R1059 | Agenda | 934654547 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | HANLIN CHEN | For | For | |||||||||
| 2 | QIZHOU WU | For | For | |||||||||
| 3 | ARTHUR WONG | For | For | |||||||||
| 4 | GUANGXUN XU | For | For | |||||||||
| 5 | ROBERT TUNG | For | For | |||||||||
| 2. | APPROVE AN ADVISORY (NON-BINDING) PROPOSAL CONCERNING THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION PROGRAM. |
Management | For | For | ||||||||
| 3. | APPROVE AN ADVISORY (NON-BINDING) VOTE CONCERNING THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 2 Years | For | ||||||||
| 4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| NUTRACEUTICAL INTERNATIONAL CORPORATION | ||||||||||||
| Security | 67060Y101 | Meeting Type | Special | |||||||||
| Ticker Symbol | NUTR | Meeting Date | 21-Aug-2017 | |||||||||
| ISIN | US67060Y1010 | Agenda | 934663229 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 21, 2017 AND AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG NUTRITION PARENT, LLC, A DELAWARE LIMITED LIABILITY COMPANY, NUTRITION SUB, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUSIDIARY OF PARENT, AND NUTRACEUTICAL INTERNATIONAL CORPORATION, A DELAWARE CORPORATION. |
Management | For | For | ||||||||
| 2. | TO APPROVE THE COMPENSATION THAT MAY BE PAID OR MAY BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH, OR FOLLOWING, THE CONSUMMATION OF THE MERGER. |
Management | For | For | ||||||||
| 3. | TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE AS DETERMINED BY THE COMPANY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF TO APPROVE THE MERGER PROPOSAL. |
Management | For | For | ||||||||
| AMERICAN SOFTWARE, INC. | ||||||||||||
| Security | 029683109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMSWA | Meeting Date | 23-Aug-2017 | |||||||||
| ISIN | US0296831094 | Agenda | 934662126 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: W. DENNIS HOGUE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES B. MILLER | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT BY THE BOARD OF DIRECTORS, UPON THE RECOMMENDATION OF THE AUDIT COMMITTEE, OF KPMG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING AUDIT FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING APRIL 30, 2018. |
Management | For | For | ||||||||
| 3. | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | AMEND THE 2011 EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF CLASS A COMMON SHARES THAT MAY BE SUBJECT TO OPTIONS UNDER THE PLAN FROM 6,000,000 TO 7,000,000 SHARES. |
Management | Against | Against | ||||||||
| 5. | TO VOTE ON AN ADVISORY BASIS TO DETERMINE THE FREQUENCY OF FUTURE ADVISORY VOTING ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 6. | SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. |
Management | Against | Against | ||||||||
| MONITISE PLC | ||||||||||||
| Security | G6258F105 | Meeting Type | Court Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Aug-2017 | ||||||||||
| ISIN | GB00B1YMRB82 | Agenda | 708348859 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO APPROVE SCHEME CONTAINED IN THE NOTICE OF MEETING DATED THE 3 JULY 2017 |
Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. |
Non-Voting | ||||||||||
| CMMT | 14 AUG 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE MEETING DATE-FROM 26 JUL 2017 TO 25 AUG 2017.IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU.IN |
Non-Voting | ||||||||||
| MONITISE PLC | ||||||||||||
| Security | G6258F105 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Aug-2017 | ||||||||||
| ISIN | GB00B1YMRB82 | Agenda | 708348861 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO GIVE EFFECT TO THE SCHEME AS SET OUT IN THE NOTICE OF GENERAL MEETING INCLUDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF MONITISE PLC |
Management | For | For | ||||||||
| CMMT | AND CHANGE MEETING DATE FROM 26 JUL 2017 TO 25 AUG 2017. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU.-14 AUG 2017: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM |
Non-Voting | ||||||||||
| LA-Z-BOY INCORPORATED | ||||||||||||
| Security | 505336107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LZB | Meeting Date | 29-Aug-2017 | |||||||||
| ISIN | US5053361078 | Agenda | 934659636 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | KURT L. DARROW | For | For | |||||||||
| 2 | SARAH M. GALLAGHER | For | For | |||||||||
| 3 | EDWIN J. HOLMAN | For | For | |||||||||
| 4 | JANET E. KERR | For | For | |||||||||
| 5 | MICHAEL T. LAWTON | For | For | |||||||||
| 6 | H. GEORGE LEVY, MD | For | For | |||||||||
| 7 | W. ALAN MCCOLLOUGH | For | For | |||||||||
| 8 | LAUREN B. PETERS | For | For | |||||||||
| 9 | DR. NIDO R. QUBEIN | For | For | |||||||||
| 2. | BOARD'S PROPOSAL TO APPROVE THE 2017 OMNIBUS INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 4. | TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY WITH WHICH FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS WILL BE CONDUCTED. |
Management | 1 Year | For | ||||||||
| 5. | BOARD'S PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||
| DAKTRONICS, INC. | ||||||||||||
| Security | 234264109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DAKT | Meeting Date | 30-Aug-2017 | |||||||||
| ISIN | US2342641097 | Agenda | 934657860 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | NANCY D. FRAME | For | For | |||||||||
| 2 | ROBERT G. DUTCHER | For | For | |||||||||
| 2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | THE PREFERRED FREQUENCY FOR ADVISORY (NON-BINDING) SAY-ON-PAY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. |
Management | For | For | ||||||||
| SUPERIOR INDUSTRIES INTERNATIONAL, INC. | ||||||||||||
| Security | 868168105 | Meeting Type | Special | |||||||||
| Ticker Symbol | SUP | Meeting Date | 30-Aug-2017 | |||||||||
| ISIN | US8681681057 | Agenda | 934665968 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | EQUITY RIGHTS PROPOSAL - APPROVAL OF THE FOLLOWING RIGHTS IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE INVESTMENT AGREEMENT, DATED AS OF MARCH 22, 2017, BETWEEN THE COMPANY AND THE INVESTOR: (I) THE CONVERSION OF ALL OUTSTANDING SHARES OF OUR SERIES B PREFERRED STOCK, $0.01 PAR VALUE PER SHARE, INTO SHARES OF OUR SERIES A PERPETUAL CONVERTIBLE PREFERRED STOCK, PAR VALUE $0.01 PER SHARE, AND THE SUBSEQUENT ISSUANCE OF SHARES OF OUR COMMON STOCK UPON ELECTION BY THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 2. | ADJOURNMENT PROPOSAL - APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT PROXIES AT THE SPECIAL MEETING TO APPROVE THE FOREGOING PROPOSAL. |
Management | For | For | ||||||||
| IXYS CORPORATION | ||||||||||||
| Security | 46600W106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IXYS | Meeting Date | 31-Aug-2017 | |||||||||
| ISIN | US46600W1062 | Agenda | 934661857 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | DONALD L. FEUCHT | For | For | |||||||||
| 2 | SAMUEL KORY | For | For | |||||||||
| 3 | S. JOON LEE | For | For | |||||||||
| 4 | TIMOTHY A. RICHARDSON | For | For | |||||||||
| 5 | UZI SASSON | For | For | |||||||||
| 6 | JAMES M. THORBURN | For | For | |||||||||
| 7 | KENNETH D. WONG | For | For | |||||||||
| 8 | NATHAN ZOMMER | For | For | |||||||||
| 2. | TO APPROVE AN INCREASE OF 400,000 SHARES OF OUR COMMON STOCK UNDER THE AMENDED AND RESTATED 1999 EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. |
Management | For | For | ||||||||
| 4. | FREQUENCY OF THE NAMED EXECUTIVE OFFICER COMPENSATION VOTE. |
Management | 1 Year | For | ||||||||
| 5. | TO RATIFY THE SELECTION OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| CINEDIGM CORP. | ||||||||||||
| Security | 172406209 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CIDM | Meeting Date | 31-Aug-2017 | |||||||||
| ISIN | US1724062096 | Agenda | 934667025 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | CHRISTOPHER J. MCGURK | For | For | |||||||||
| 2 | PETER C. BROWN | For | For | |||||||||
| 3 | PATRICK W. O'BRIEN | For | For | |||||||||
| 4 | ZVI M. RHINE | For | For | |||||||||
| 2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE ISSUANCE OF SHARES OF CLASS A COMMON STOCK IN CONNECTION WITH AN INVESTMENT IN THE COMPANY AND RELATED EXCHANGES OF THE COMPANY'S CONVERTIBLE NOTES. |
Management | For | For | ||||||||
| 5. | TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF CLASS A COMMON STOCK AUTHORIZED FOR ISSUANCE. |
Management | For | For | ||||||||
| 6. | TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN TRANSFER RESTRICTIONS SET FORTH IN SECTION 4.4 OF THE CERTIFICATE OF INCORPORATION. |
Management | For | For | ||||||||
| 7. | TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASS B COMMON STOCK AND THE SERIES B JUNIOR PARTICIPATING PREFERRED STOCK. |
Management | For | For | ||||||||
| 8. | TO APPROVE THE 2017 EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||||||
| VITASOY INTERNATIONAL HOLDINGS LIMITED | ||||||||||||
| Security | Y93794108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Sep-2017 | ||||||||||
| ISIN | HK0345001611 | Agenda | 708370426 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0714/LTN20170714263.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0714/LTN20170714289.pdf] |
Non-Voting | ||||||||||
| 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31ST MARCH, 2017 |
Management | For | For | ||||||||
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||
| 3 | TO DECLARE A SPECIAL DIVIDEND | Management | For | For | ||||||||
| 4.A.I | TO RE-ELECT MS. YVONNE MO-LING LO AS A NON- EXECUTIVE DIRECTOR |
Management | For | For | ||||||||
| 4.AII | TO RE-ELECT MR. ROBERTO GUIDETTI AS AN EXECUTIVE DIRECTOR |
Management | For | For | ||||||||
| 4AIII | TO RE-ELECT MR. PAUL JEREMY BROUGH AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR |
Management | Against | Against | ||||||||
| 4.AIV | TO RE-ELECT DR. ROY CHI-PING CHUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||
| 4.A.V | TO RE-ELECT MR. PETER TAK-SHING LO AS A NON- EXECUTIVE DIRECTOR |
Management | For | For | ||||||||
| 4.AVI | TO RE-ELECT MS. MAY LO AS A NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||
| 4.B | TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||||
| 5 | TO APPOINT AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | Against | Against | ||||||||
| 6.A | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY |
Management | Against | Against | ||||||||
| 6.B | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY |
Management | For | For | ||||||||
| 6.C | TO ADD THE NUMBER OF SHARES BOUGHT-BACK PURSUANT TO RESOLUTION 6B TO THE NUMBER OF SHARES AVAILABLE PURSUANT TO RESOLUTION 6A |
Management | Against | Against | ||||||||
| CMMT | 25 AUG 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION 4.B. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| ANDREW PELLER LIMITED, GRIMSBY | ||||||||||||
| Security | 03444Q100 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 13-Sep-2017 | ||||||||||
| ISIN | CA03444Q1000 | Agenda | 708447227 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THE ISIN DOES NOT HOLD-VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR : DINO J. BIANCO | Non-Voting | ||||||||||
| 1.2 | ELECTION OF DIRECTOR : MARK W. COSENS | Non-Voting | ||||||||||
| 1.3 | ELECTION OF DIRECTOR : LORI C. COVERT | Non-Voting | ||||||||||
| 1.4 | ELECTION OF DIRECTOR : RICHARD D. HOSSACK | Non-Voting | ||||||||||
| 1.5 | ELECTION OF DIRECTOR : MICHELLE E. MALLETT | Non-Voting | ||||||||||
| 1.6 | ELECTION OF DIRECTOR : PERRY J. MIELE | Non-Voting | ||||||||||
| 1.7 | ELECTION OF DIRECTOR : A. ANGUS PELLER | Non-Voting | ||||||||||
| 1.8 | ELECTION OF DIRECTOR : JOHN E. PELLER | Non-Voting | ||||||||||
| 2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS,- TORONTO, ONTARIO AS AUDITORS OF THE CORPORATION |
Non-Voting | ||||||||||
| 3 | TO APPROVE THE ADOPTION OF THE SHARE BASED COMPENSATION PLAN |
Non-Voting | ||||||||||
| NATHAN'S FAMOUS, INC. | ||||||||||||
| Security | 632347100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NATH | Meeting Date | 13-Sep-2017 | |||||||||
| ISIN | US6323471002 | Agenda | 934661477 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT J. EIDE | For | For | |||||||||
| 2 | ERIC GATOFF | For | For | |||||||||
| 3 | BRIAN S. GENSON | For | For | |||||||||
| 4 | BARRY LEISTNER | For | For | |||||||||
| 5 | HOWARD M. LORBER | For | For | |||||||||
| 6 | WAYNE NORBITZ | For | For | |||||||||
| 7 | A.F. PETROCELLI | For | For | |||||||||
| 8 | CHARLES RAICH | For | For | |||||||||
| 2. | APPROVAL OF A NON-BINDING ADVISORY PROPOSAL ON THE COMPENSATION OF NATHAN'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURES IN THIS PROXY STATEMENT (COMMONLY KNOWN AS "SAY ON PAY"). |
Management | For | For | ||||||||
| 3. | AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER ADVICE ON EXECUTIVE COMPENSATION. |
Management | Abstain | |||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS AUDITORS FOR FISCAL 2018. |
Management | For | For | ||||||||
| NAVIGATOR HOLDINGS LTD | ||||||||||||
| Security | Y62132108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NVGS | Meeting Date | 13-Sep-2017 | |||||||||
| ISIN | MHY621321089 | Agenda | 934663180 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | DAVID J. BUTTERS | For | For | |||||||||
| 2 | DR. HEIKO FISCHER | For | For | |||||||||
| 3 | DAVID KENWRIGHT | For | For | |||||||||
| 4 | HAL MALONE | For | For | |||||||||
| 5 | SPIROS MILONAS | For | For | |||||||||
| 6 | ALEXANDER OETKER | For | For | |||||||||
| 7 | FLORIAN WEIDINGER | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP, AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| METHODE ELECTRONICS, INC. | ||||||||||||
| Security | 591520200 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MEI | Meeting Date | 14-Sep-2017 | |||||||||
| ISIN | US5915202007 | Agenda | 934661756 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WALTER J. ASPATORE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DARREN M. DAWSON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DONALD W. DUDA | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MARTHA GOLDBERG ARONSON |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ISABELLE C. GOOSSEN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: CHRISTOPHER J. HORNUNG |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: PAUL G. SHELTON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LAWRENCE B. SKATOFF | Management | For | For | ||||||||
| 2. | THE RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 28, 2018. |
Management | For | For | ||||||||
| 3. | THE ADVISORY APPROVAL OF METHODE'S NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| CAPSTONE TURBINE CORPORATION | ||||||||||||
| Security | 14067D409 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CPST | Meeting Date | 18-Sep-2017 | |||||||||
| ISIN | US14067D4097 | Agenda | 934658658 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | HOLLY A. VAN DEURSEN | For | For | |||||||||
| 2 | YON Y. JORDEN | For | For | |||||||||
| 3 | PAUL DEWEESE | For | For | |||||||||
| 4 | DARREN R. JAMISON | For | For | |||||||||
| 5 | NOAM LOTAN | For | For | |||||||||
| 6 | GARY J. MAYO | For | For | |||||||||
| 7 | ELIOT G. PROTSCH | For | For | |||||||||
| 2. | APPROVAL OF AN AMENDMENT TO CAPSTONE'S SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO EFFECT A REVERSE STOCK SPLIT OF OUR OUTSTANDING SHARES OF COMMON STOCK BY A RATIO IN THE RANGE OF 1-FOR-5 AND 1-FOR-10, AS DETERMINED IN THE SOLE DISCRETION OF OUR BOARD OF DIRECTORS. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE NOL RIGHTS AGREEMENT, DATED AS OF MAY 6, 2016, WITH COMPUTERSHARE INC., AS AMENDED. |
Management | For | For | ||||||||
| 4. | APPROVAL, FOR PURPOSES OF COMPLYING WITH APPLICABLE NASDAQ LISTING RULES, THE POTENTIAL ISSUANCE OF MORE THAN 20% OF THE COMPANY'S COMMON STOCK PURSUANT TO THE COMPANY'S OCTOBER 2016 OFFERING OF SECURITIES. |
Management | For | For | ||||||||
| 5. | APPROVAL OF THE CAPSTONE TURBINE CORPORATION 2017 EQUITY INCENTIVE PLAN. |
Management | For | For | ||||||||
| 6. | APPROVAL OF THE AMENDED AND RESTATED CAPSTONE TURBINE CORPORATION EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 7. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 8. | ADVISORY VOTE WITH RESPECT TO THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 9. | RATIFICATION OF THE SELECTION OF MARCUM LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| TRANS-LUX CORPORATION | ||||||||||||
| Security | 893247304 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TNLX | Meeting Date | 18-Sep-2017 | |||||||||
| ISIN | US8932473049 | Agenda | 934674462 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | JEAN-MARC ALLAIN | For | For | |||||||||
| 2 | MARCO M. ELSER | For | For | |||||||||
| 3 | GEORGE W. SCHIELE | For | For | |||||||||
| 2 | TO RATIFY THE APPOINTMENT OF MARCUM LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| GOODBABY INTERNATIONAL HOLDINGS LIMITED | ||||||||||||
| Security | G39814101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-Sep-2017 | ||||||||||
| ISIN | KYG398141013 | Agenda | 708512264 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0903/LTN20170903009.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0903/LTN20170903011.pdf |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| A | TO APPROVE THE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER (INCLUDING, SUBJECT TO, THE LISTING COMMITTEE OF THE STOCK EXCHANGE OF HONG KONG LIMITED APPROVING THE LISTING OF, AND GRANTING THE PERMISSION TO DEAL IN THE CONSIDERATION SHARES, THE ISSUE AND ALLOTMENT OF THE CONSIDERATION SHARES) |
Management | For | For | ||||||||
| B | SUBJECT TO AND CONDITIONAL UPON THE PASSING OF RESOLUTION NUMBERED (A) ABOVE, TO APPROVE THE WHITEWASH WAIVER |
Management | For | For | ||||||||
| ARCHER LTD, HAMILTON | ||||||||||||
| Security | G0451H117 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Sep-2017 | ||||||||||
| ISIN | BMG0451H1170 | Agenda | 708496333 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RE-ELECT ALF RAGNAR LOVDAL AS A DIRECTOR OF THE COMPANY |
Management | No Action | |||||||||
| 2 | TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY |
Management | No Action | |||||||||
| 3 | TO RE-ELECT ORJAN SVANEVIK AS A DIRECTOR OF THE COMPANY |
Management | No Action | |||||||||
| 4 | TO RE-ELECT GIOVANNI DELL ORTO AS A DIRECTOR OF THE COMPANY |
Management | No Action | |||||||||
| 5 | TO RE-ELECT JOHN REYNOLDS AS A DIRECTOR OF THE COMPANY |
Management | No Action | |||||||||
| 6 | TO RE-ELECT DAG SKINDLO AS A DIRECTOR OF THE COMPANY |
Management | No Action | |||||||||
| 7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP, AS AUDITOR AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION |
Management | No Action | |||||||||
| 8 | TO APPROVE THE REMUNERATION OF THE COMPANY'S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED USD 500,000 FOR THE YEAR ENDED DECEMBER 31, 2017 |
Management | No Action | |||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING |
Non-Voting | ||||||||||
| SEVCON, INC. | ||||||||||||
| Security | 81783K108 | Meeting Type | Special | |||||||||
| Ticker Symbol | SEV | Meeting Date | 22-Sep-2017 | |||||||||
| ISIN | US81783K1088 | Agenda | 934673193 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN OF MERGER DATED JULY 14, 2017, BY AND AMONG SEVCON, INC., BORGWARNER INC., AND SLADE MERGER SUB INC., AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"). |
Management | For | For | ||||||||
| 2. | APPROVAL AND ADOPTION OF THE AMENDMENT TO SEVCON, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE THAT THE HOLDERS OF SERIES A CONVERTIBLE PREFERRED STOCK WILL BE ENTITLED TO RECEIVE THE CONSIDERATION THEREFOR PROVIDED IN THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| 3. | APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL 1 AND/OR PROPOSAL 2 AT THE TIME OF THE SPECIAL MEETING. |
Management | For | For | ||||||||
| 4. | APPROVAL, BY NON-BINDING, ADVISORY VOTE, OF COMPENSATION PAYABLE TO CERTAIN EXECUTIVE OFFICERS OF SEVCON, INC. IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| SEVCON, INC. | ||||||||||||
| Security | 81783K207 | Meeting Type | Special | |||||||||
| Ticker Symbol | SEVAP | Meeting Date | 22-Sep-2017 | |||||||||
| ISIN | US81783K2078 | Agenda | 934673206 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2. | APPROVAL AND ADOPTION OF THE AMENDMENT TO SEVCON,INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE THAT THE HOLDERS OF SERIES A CONVERTIBLE PREFERRED STOCK WILL BE ENTITLED TO RECEIVE THE CONSIDERATION THEREFOR PROVIDED IN THE AGREEMENT AND PLAN OF MERGER DATED JULY 14, 2017, BY AND AMONG SEVCON,INC., BORGWARNER INC., AND SLADE MERGER SUB INC., AS IT MAY BE AMENDED FROM TIME TO TIME. |
Management | For | For | ||||||||
| SKYLINE CORPORATION | ||||||||||||
| Security | 830830105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SKY | Meeting Date | 29-Sep-2017 | |||||||||
| ISIN | US8308301055 | Agenda | 934671858 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ARTHUR J. DECIO | For | For | |||||||||
| 2 | THOMAS L. EISELE | For | For | |||||||||
| 3 | JOHN C. FIRTH | For | For | |||||||||
| 4 | RICHARD W. FLOREA | For | For | |||||||||
| 5 | MATTHEW W. LONG | For | For | |||||||||
| 6 | JOHN W. ROSENTHAL SR. | For | For | |||||||||
| 7 | SAMUEL S. THOMPSON | For | For | |||||||||
| 2. | ADVISORY VOTE TO RATIFY APPOINTMENT OF CROWE HORWATH LLP AS INDEPENDENT AUDITOR THE RATIFICATION OF CROWE HORWATH LLP AS SKYLINE'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION RESOLVED, THE SHAREHOLDERS APPROVE THE COMPENSATION AWARDED TO SKYLINE'S NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2017 AS DISCLOSED IN THE EXECUTIVE COMPENSATION DISCUSSION INCLUDED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| ANGIE'S LIST, INC. | ||||||||||||
| Security | 034754101 | Meeting Type | Special | |||||||||
| Ticker Symbol | ANGI | Meeting Date | 29-Sep-2017 | |||||||||
| ISIN | US0347541015 | Agenda | 934675250 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER (AS AMENDED, THE "MERGER AGREEMENT"), DATED AS OF MAY 1, 2017, AMONG ANGIE'S LIST, INC., IAC/INTERACTIVECORP, A DELAWARE CORPORATION ("IAC"), ANGI HOMESERVICES INC. (F/K/A HALO TOPCO, INC.), A DELAWARE CORPORATION AND DIRECT WHOLLY OWNED SUBSIDIARY OF IAC ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 2. | TO CONSIDER AND CAST AN ADVISORY (NON- BINDING) VOTE UPON A PROPOSAL TO APPROVE COMPENSATION PAYABLE TO CERTAIN EXECUTIVE OFFICERS OF ANGIE'S LIST IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||
| 3. | TO APPROVE ONE OR MORE ADJOURNMENTS OR POSTPONEMENTS OF THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| VIDEOCON D2H LIMITED | ||||||||||||
| Security | 92657J101 | Meeting Type | Special | |||||||||
| Ticker Symbol | VDTH | Meeting Date | 29-Sep-2017 | |||||||||
| ISIN | US92657J1016 | Agenda | 934675779 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | SPECIAL RESOLUTION FOR TRANSFER, SELL, HIVE- OFF OR OTHERWISE DISPOSE OFF, ASSIGN, CONVEY AND DELIVER OR CAUSE TO BE SOLD, ASSIGNED, TRANSFERRED AND DELIVERED, THE COMPANY'S NON-CORE BUSINESS OF INFRA SUPPORT SERVICES (INCLUDING SET TOP BOXES, DISH ANTENNA, AND RELATED SERVICES), SUBJECT TO, AND UPON THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). |
Management | For | |||||||||
| SPARTON CORPORATION | ||||||||||||
| Security | 847235108 | Meeting Type | Special | |||||||||
| Ticker Symbol | SPA | Meeting Date | 05-Oct-2017 | |||||||||
| ISIN | US8472351084 | Agenda | 934674119 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 7, 2017, BY AND AMONG SPARTON CORPORATION, ULTRA ELECTRONICS HOLDINGS PLC, AND ULTRA ELECTRONICS ANEIRA INC. (THE "MERGER AGREEMENT"). |
Management | For | For | ||||||||
| 2. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT CERTAIN EXECUTIVE OFFICERS OF THE COMPANY MAY RECEIVE IN CONNECTION WITH THE MERGER PURSUANT TO AGREEMENTS OR ARRANGEMENTS WITH THE COMPANY. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR ADVISABLE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. |
Management | For | For | ||||||||
| NEOGEN CORPORATION | ||||||||||||
| Security | 640491106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEOG | Meeting Date | 05-Oct-2017 | |||||||||
| ISIN | US6404911066 | Agenda | 934676670 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAMES L. HERBERT | For | For | |||||||||
| 2 | G. BRUCE PAPESH | For | For | |||||||||
| 3 | THOMAS H. REED | For | For | |||||||||
| 4 | DARCI L. VETTER | For | For | |||||||||
| 2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF EXECUTIVES. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF BDO USA LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF EXECUTIVES. |
Management | 1 Year | For | ||||||||
| SCHMITT INDUSTRIES, INC. | ||||||||||||
| Security | 806870200 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SMIT | Meeting Date | 06-Oct-2017 | |||||||||
| ISIN | US8068702005 | Agenda | 934673105 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MICHAEL J. ELLSWORTH | Management | For | For | ||||||||
| 2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO SCHMITT INDUSTRIES, INC.'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE SCHMITT INDUSTRIES, INC. 2014 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN FROM 300,000 TO 500,000. |
Management | Against | Against | ||||||||
| STRATTEC SECURITY CORPORATION | ||||||||||||
| Security | 863111100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STRT | Meeting Date | 10-Oct-2017 | |||||||||
| ISIN | US8631111007 | Agenda | 934676252 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MICHAEL J. KOSS | For | For | |||||||||
| 2 | DAVID R. ZIMMER | For | For | |||||||||
| 2. | TO APPROVE THE NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE NON-BINDING ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| PHOTOMEDEX, INC. | ||||||||||||
| Security | 719358400 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PHMD | Meeting Date | 12-Oct-2017 | |||||||||
| ISIN | US7193584007 | Agenda | 934670399 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE AMENDED AND RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO, AMONG OTHER THINGS, CHANGE THE NAME OF THE COMPANY TO "FC GLOBAL REALTY INCORPORATED," INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, $.01 PAR VALUE PER SHARE, OF THE COMPANY FROM FIFTY MILLION (50,000,000) SHARES TO FIVE HUNDRED MILLION (500,000,000) SHARES, AND INCREASE THE NUMBER OF AUTHORIZED SHARES OF PREFERRED STOCK, $.01 PAR VALUE PER SHARE, OF THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | Against | Against | ||||||||
| 2. | TO APPROVE THE ISSUANCE OF SECURITIES OF THE COMPANY PURSUANT TO THAT CERTAIN INTEREST CONTRIBUTION AGREEMENT, DATED MARCH 31, 2017, BY AND AMONG FIRST CAPITAL REAL ESTATE OPERATING PARTNERSHIP, L.P., A DELAWARE LIMITED PARTNERSHIP (THE "CONTRIBUTOR"), FIRST CAPITAL REAL ESTATE TRUST INCORPORATED, A MARYLAND CORPORATION (THE "CONTRIBUTOR PARENT"), FC GLOBAL REALTY OPERATING PARTNERSHIP, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND WHOLLY-OWNED SUBSIDIARY OF THE COMPANY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 3. | TO APPROVE A REVERSE STOCK SPLIT OF THE SHARES OF THE COMPANY'S COMMON STOCK AT AN EXCHANGE RATIO OF NOT LESS THAN 1-FOR-2 AND NOT MORE THAN 1-FOR-7 AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS, IN ITS DISCRETION, TO IMPLEMENT SUCH REVERSE STOCK SPLIT AT AN EXCHANGE RATIO WITHIN THIS RANGE AND TO DO SO AT ANY TIME PRIOR TO THE COMPANY'S 2018 ANNUAL MEETING OF STOCKHOLDERS BY FILING AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION. |
Management | For | For | ||||||||
| 4. | DIRECTOR | Management | ||||||||||
| 1 | DR. ROBERT FROEHLICH | For | For | |||||||||
| 2 | RICHARD LEIDER | For | For | |||||||||
| 3 | DENNIS MCGRATH | For | For | |||||||||
| 4 | DARREL MENTHE | For | For | |||||||||
| 5 | DR. DOLEV RAFAELI | For | For | |||||||||
| 6 | SUNEET SINGAL | For | For | |||||||||
| 7 | MICHAEL R. STEWART | For | For | |||||||||
| 5. | TO RATIFY THE APPOINTMENT OF FAHN KANNE & CO. GRANT THORNTON ISRAEL TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 6. | TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING FOR ANY PURPOSE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE THE PROPOSALS DESCRIBED ABOVE. |
Management | Against | Against | ||||||||
| VALUE LINE, INC. | ||||||||||||
| Security | 920437100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VALU | Meeting Date | 13-Oct-2017 | |||||||||
| ISIN | US9204371002 | Agenda | 934672747 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | H.A. BRECHER | For | For | |||||||||
| 2 | S.R. ANASTASIO | For | For | |||||||||
| 3 | M. BERNSTEIN | For | For | |||||||||
| 4 | A.R. FIORE | For | For | |||||||||
| 5 | S.P. DAVIS | For | For | |||||||||
| 6 | G.J. MUENZER | For | For | |||||||||
| 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 3 Years | For | ||||||||
| ANGIODYNAMICS, INC. | ||||||||||||
| Security | 03475V101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ANGO | Meeting Date | 17-Oct-2017 | |||||||||
| ISIN | US03475V1017 | Agenda | 934675008 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | EILEEN O. AUEN | For | For | |||||||||
| 2 | JAMES C. CLEMMER | For | For | |||||||||
| 3 | HOWARD W. DONNELLY | For | For | |||||||||
| 4 | JAN STERN REED | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ANGIODYNAMICS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2018. |
Management | For | For | ||||||||
| 3. | SAY-ON-PAY - AN ADVISORY VOTE ON THE APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
Management | 1 Year | For | ||||||||
| SOUTHWEST BANCORP, INC. | ||||||||||||
| Security | 844767103 | Meeting Type | Special | |||||||||
| Ticker Symbol | OKSB | Meeting Date | 17-Oct-2017 | |||||||||
| ISIN | US8447671038 | Agenda | 934680047 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 14, 2016, AS AMENDED ON JULY 19, 2017, BY AND BETWEEN SIMMONS FIRST NATIONAL CORPORATION AND OKSB PURSUANT TO WHICH OKSB WILL MERGE WITH AND INTO SIMMONS (THE "OKSB MERGER PROPOSAL"). |
Management | For | For | ||||||||
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO OKSB'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE OKSB MERGER BY APPROVING THE FOLLOWING RESOLUTION: RESOLVED, THAT THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO OKSB'S NAMED ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 3. | TO ADJOURN THE OKSB SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE OKSB MERGER PROPOSAL. |
Management | For | For | ||||||||
| MERCURY SYSTEMS, INC. | ||||||||||||
| Security | 589378108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRCY | Meeting Date | 18-Oct-2017 | |||||||||
| ISIN | US5893781089 | Agenda | 934678446 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | LISA S. DISBROW# | For | For | |||||||||
| 2 | MARK ASLETT* | For | For | |||||||||
| 3 | MARY LOUISE KRAKAUER* | For | For | |||||||||
| 4 | WILLIAM K. O'BRIEN* | For | For | |||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF SAY-ON-PAY VOTES. |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||
| THE L.S. STARRETT COMPANY | ||||||||||||
| Security | 855668109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SCX | Meeting Date | 18-Oct-2017 | |||||||||
| ISIN | US8556681091 | Agenda | 934679400 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | THOMAS J. RIORDAN | For | For | |||||||||
| 2 | RUSSELL D. CARREKER | For | For | |||||||||
| 3 | CHRISTOPHER C. GAHAGAN | For | For | |||||||||
| 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES RELATING TO EXECUTIVE COMPENSATION. |
Management | 3 Years | For | ||||||||
| 4. | TO APPROVE THE L.S. STARRETT COMPANY 2017 EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 5. | TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE L.S. STARRETT COMPANY 2012 LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. |
Management | For | For | ||||||||
| 6. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||
| VITASOY INTERNATIONAL HOLDINGS LIMITED | ||||||||||||
| Security | Y93794108 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Oct-2017 | ||||||||||
| ISIN | HK0345001611 | Agenda | 708548156 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0919/LTN20170919281.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0919/LTN20170919275.pdf |
Non-Voting | ||||||||||
| 1 | THE INVESTMENT AGREEMENT (AS DEFINED IN THE CIRCULAR (THE "CIRCULAR") OF THE COMPANY DATED 20TH SEPTEMBER, 2017), AND THE TRANSACTIONS CONTEMPLATED THEREUNDER BE AND ARE HEREBY APPROVED; AND THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO ALL THINGS AND ACTS AND SIGN ALL DOCUMENTS (IF APPLICABLE) WHICH THEY CONSIDER DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO ANY MATTER RELATING TO OR IN CONNECTION WITH THE PROJECT (AS DEFINED IN THE CIRCULAR) OF WHICH IS LIMITED TO ADMINISTRATIVE NATURE AND ANCILLARY TO THE IMPLEMENTATION OF THE INVESTMENT AGREEMENT |
Management | For | For | ||||||||
| 2 | TO RE-ELECT MR. EUGENE LYE AS AN EXECUTIVE DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| SOUTH STATE CORPORATION | ||||||||||||
| Security | 840441109 | Meeting Type | Special | |||||||||
| Ticker Symbol | SSB | Meeting Date | 25-Oct-2017 | |||||||||
| ISIN | US8404411097 | Agenda | 934679739 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 26, 2017, BY AND BETWEEN PARK STERLING CORPORATION ("PARK STERLING") AND SOUTH STATE CORPORATION ("SOUTH STATE"), PURSUANT TO WHICH PARK STERLING WILL MERGE WITH AND INTO SOUTH STATE (THE "SOUTH STATE MERGER PROPOSAL"). |
Management | For | For | ||||||||
| 2. | PROPOSAL TO APPROVE AN AMENDMENT TO SOUTH STATE'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE SOUTH STATE'S AUTHORIZED SHARES OF COMMON STOCK FROM 40 MILLION SHARES TO 80 MILLION SHARES (THE "SOUTH STATE AMENDMENT PROPOSAL"). |
Management | For | For | ||||||||
| 3. | PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE SOUTH STATE MERGER PROPOSAL (THE "SOUTH STATE ADJOURNMENT PROPOSAL"). |
Management | For | For | ||||||||
| OCEANFIRST FINANCIAL CORP. | ||||||||||||
| Security | 675234108 | Meeting Type | Special | |||||||||
| Ticker Symbol | OCFC | Meeting Date | 25-Oct-2017 | |||||||||
| ISIN | US6752341080 | Agenda | 934683271 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | OCEANFIRST SHARE ISSUANCE: APPROVAL OF THE ISSUANCE OF SHARES OF OCEANFIRST COMMON STOCK IN CONNECTION WITH THE MERGER OF MERCURY MERGER SUB CORP., A WHOLLY-OWNED SUBSIDIARY OF OCEANFIRST, WITH AND INTO SUN BANCORP, INC. |
Management | For | For | ||||||||
| 2. | ADJOURNMENT: APPROVAL OF THE ADJOURNMENT OF THE OCEANFIRST SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE OCEANFIRST SHARE ISSUANCE PROPOSAL. |
Management | For | For | ||||||||
| TWIN DISC, INCORPORATED | ||||||||||||
| Security | 901476101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TWIN | Meeting Date | 26-Oct-2017 | |||||||||
| ISIN | US9014761012 | Agenda | 934676745 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MICHAEL DOAR | For | For | |||||||||
| 2 | DAVID R. ZIMMER | For | For | |||||||||
| 2. | ADVISE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | ADVISE FREQUENCY OF THE VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| STANDEX INTERNATIONAL CORPORATION | ||||||||||||
| Security | 854231107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SXI | Meeting Date | 26-Oct-2017 | |||||||||
| ISIN | US8542311076 | Agenda | 934677761 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: DAVID A. DUNBAR | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: MICHAEL A. HICKEY | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: DANIEL B. HOGAN | Management | For | For | ||||||||
| 2. | TO CONDUCT AN ADVISORY VOTE ON THE TOTAL COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. |
Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF GRANT THORNTON LLP AS INDEPENDENT AUDITORS. |
Management | For | For | ||||||||
| XENITH BANKSHARES, INC. | ||||||||||||
| Security | 984102202 | Meeting Type | Special | |||||||||
| Ticker Symbol | XBKS | Meeting Date | 26-Oct-2017 | |||||||||
| ISIN | US9841022026 | Agenda | 934681087 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF MAY 19, 2017, BY AND BETWEEN THE COMPANY AND UNION BANKSHARES CORPORATION ("UNION"), AND THE RELATED PLAN OF MERGER PROVIDED THEREIN, PURSUANT TO WHICH THE COMPANY WILL MERGE WITH AND INTO UNION (THE "MERGER"). |
Management | For | For | ||||||||
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, CERTAIN COMPENSATION THAT MAY BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||
| 3. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. |
Management | For | For | ||||||||
| KIMBALL INTERNATIONAL, INC. | ||||||||||||
| Security | 494274103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KBAL | Meeting Date | 31-Oct-2017 | |||||||||
| ISIN | US4942741038 | Agenda | 934675870 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | ROBERT F. SCHNEIDER | For | For | |||||||||
| 2 | GEOFFREY L. STRINGER | For | For | |||||||||
| 3 | SUSAN B. FRAMPTON | For | For | |||||||||
| 2 | APPROVE, BY A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3 | APPROVE, BY A NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 4 | APPROVE THE KIMBALL INTERNATIONAL, INC. 2017 STOCK INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||
| EMPIRE RESORTS, INC. | ||||||||||||
| Security | 292052305 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NYNY | Meeting Date | 31-Oct-2017 | |||||||||
| ISIN | US2920523055 | Agenda | 934679931 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | RYAN ELLER | For | For | |||||||||
| 2 | EMANUEL R. PEARLMAN | For | For | |||||||||
| 3 | EDMUND MARINUCCI | For | For | |||||||||
| 4 | NANCY A. PALUMBO | For | For | |||||||||
| 5 | GREGG POLLE | For | For | |||||||||
| 6 | KEITH HORN | For | For | |||||||||
| 7 | GERARD EWE KENG LIM | For | For | |||||||||
| MVC CAPITAL, INC. | ||||||||||||
| Security | 553829102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MVC | Meeting Date | 31-Oct-2017 | |||||||||
| ISIN | US5538291023 | Agenda | 934681304 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | EMILIO DOMINIANNI | For | For | |||||||||
| 2 | PHILLIP GOLDSTEIN | For | For | |||||||||
| 3 | GERALD HELLERMAN | For | For | |||||||||
| 4 | WARREN HOLTSBERG | For | For | |||||||||
| 5 | ROBERT KNAPP | For | For | |||||||||
| 6 | WILLIAM TAYLOR | For | For | |||||||||
| 7 | MICHAEL TOKARZ | For | For | |||||||||
| 2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE FUND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. |
Management | For | For | ||||||||
| 3. | SHAREHOLDER PROPOSAL TO CEASE TO MAKE ANY NEW INVESTMENTS, AND FOR THE COMPANY TO RETURN ANY CAPITAL IN EXCESS OF THE COMPANY'S NORMAL WORKING CAPITAL REQUIREMENTS TO SHAREHOLDERS IN THE MOST TAX-EFFICIENT MANNER AS LONG AS THE STOCK PRICE DISCOUNT TO NET ASSET VALUE EXCEEDS 10%. |
Shareholder | Against | For | ||||||||
| JOHN B. SANFILIPPO & SON, INC. | ||||||||||||
| Security | 800422107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JBSS | Meeting Date | 02-Nov-2017 | |||||||||
| ISIN | US8004221078 | Agenda | 934679006 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | GOVERNOR JIM R. EDGAR | For | For | |||||||||
| 2 | ELLEN C. TAAFFE | For | For | |||||||||
| 3 | DANIEL M. WRIGHT | For | For | |||||||||
| 2. | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| MESA LABORATORIES, INC. | ||||||||||||
| Security | 59064R109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MLAB | Meeting Date | 02-Nov-2017 | |||||||||
| ISIN | US59064R1095 | Agenda | 934680340 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | M. BROOKS | For | For | |||||||||
| 2 | H. CAMPBELL | For | For | |||||||||
| 3 | R. DWYER | For | For | |||||||||
| 4 | E. GUILLEMIN | For | For | |||||||||
| 5 | D. KELLY | For | For | |||||||||
| 6 | J. SCHMIEDER | For | For | |||||||||
| 7 | J. SULLIVAN | For | For | |||||||||
| 8 | G. OWENS | For | For | |||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION AND THE EXECUTIVE COMPENSATION SECTION OF OUR PROXY STATEMENT. |
Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF EKS&H LLLP ("EKS&H") AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING MARCH 31, 2018 (THE "RATIFICATION OF AUDITORS PROPOSAL"). |
Management | For | For | ||||||||
| CEMPRA, INC. | ||||||||||||
| Security | 15130J109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CEMP | Meeting Date | 03-Nov-2017 | |||||||||
| ISIN | US15130J1097 | Agenda | 934688459 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE THE ISSUANCE OF COMMON STOCK, PAR VALUE $0.001 PER SHARE, OF CEMPRA, OR CEMPRA COMMON STOCK, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, DATED AS OF AUGUST 8, 2017, AS AMENDED ON SEPTEMBER 6, 2017, AND AS MAY BE FURTHER AMENDED FROM TIME TO TIME, BY AND AMONG CEMPRA, CASTLE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 2A. | TO APPROVE THE PROPOSAL TO AMEND CEMPRA'S CERTIFICATE OF INCORPORATION TO: INCREASE THE NUMBER OF AUTHORIZED SHARES OF CEMPRA COMMON STOCK FROM 80,000,000 TO 250,000,000, THE APPROVAL OF WHICH IS NECESSARY TO ENABLE CEMPRA TO ISSUE THE REQUIRED NUMBER OF SHARES OF CEMPRA COMMON STOCK TO MELINTA STOCKHOLDERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||
| 2B. | TO APPROVE THE PROPOSAL TO AMEND CEMPRA'S CERTIFICATE OF INCORPORATION TO: CHANGE THE NAME OF CEMPRA TO "MELINTA THERAPEUTICS, INC." |
Management | For | For | ||||||||
| 2C. | TO APPROVE THE PROPOSAL TO AMEND CEMPRA'S CERTIFICATE OF INCORPORATION TO: ELECT FOR CEMPRA NOT TO BE GOVERNED BY OR SUBJECT TO SECTION 203 OF THE DELAWARE GENERAL CORPORATION LAW. |
Management | For | For | ||||||||
| 3. | TO APPROVE AMENDMENTS TO CEMPRA'S CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF CEMPRA COMMON STOCK. |
Management | For | For | ||||||||
| 4. | DIRECTOR | Management | ||||||||||
| 1 | RICHARD KENT, M.D. | For | For | |||||||||
| 2 | GARHENG KONG, MD., PHD. | For | For | |||||||||
| 3 | P. SHERRILL NEFF | For | For | |||||||||
| 5. | TO APPROVE ON A NON-BINDING ADVISORY BASIS CEMPRA'S 2016 EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 6. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 7. | TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE 2017 ANNUAL ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| READING INTERNATIONAL, INC. | ||||||||||||
| Security | 755408200 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RDIB | Meeting Date | 07-Nov-2017 | |||||||||
| ISIN | US7554082005 | Agenda | 934690098 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ELLEN M. COTTER | For | For | |||||||||
| 2 | GUY W. ADAMS | For | For | |||||||||
| 3 | JUDY CODDING | For | For | |||||||||
| 4 | MARGARET COTTER | For | For | |||||||||
| 5 | WILLIAM D. GOULD | For | For | |||||||||
| 6 | EDWARD L. KANE | For | For | |||||||||
| 7 | DOUGLAS J. MCEACHERN | For | For | |||||||||
| 8 | MICHAEL WROTNIAK | For | For | |||||||||
| 2. | ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION - TO APPROVE, ON A NON- BINDING, ADVISORY BASIS, THE EXECUTIVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION - TO RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | APPROVAL OF AMENDMENT TO COMPANY'S 2010 STOCK INCENTIVE PLAN - TO APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER OUR 2010 STOCK INCENTIVE PLAN FROM 302,540 SHARES BACK UP TO ITS ORIGINAL RESERVE OF 1,250,000 SHARES. |
Management | For | For | ||||||||
| ITERIS, INC. | ||||||||||||
| Security | 46564T107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ITI | Meeting Date | 08-Nov-2017 | |||||||||
| ISIN | US46564T1079 | Agenda | 934685338 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JOE BERGERA | For | For | |||||||||
| 2 | KEVIN C. DALY, PH.D | For | For | |||||||||
| 3 | SCOTT E. DEETER | For | For | |||||||||
| 4 | GERARD M. MOONEY | For | For | |||||||||
| 5 | THOMAS L.THOMAS | For | For | |||||||||
| 6 | MIKEL H. WILLIAMS | For | For | |||||||||
| 2. | APPROVAL OF THE ITERIS, INC. EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ITERIS FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| FREQUENCY ELECTRONICS, INC. | ||||||||||||
| Security | 358010106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FEIM | Meeting Date | 08-Nov-2017 | |||||||||
| ISIN | US3580101067 | Agenda | 934689982 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MARTIN B. BLOCH | For | For | |||||||||
| 2 | JOEL GIRSKY | For | For | |||||||||
| 3 | ADMIRAL S. ROBERT FOLEY | For | For | |||||||||
| 4 | RICHARD SCHWARTZ | For | For | |||||||||
| 5 | DR. STANTON D. SLOANE | For | For | |||||||||
| 6 | RUSSEL SARACHEK | For | For | |||||||||
| 7 | GENERAL LANCE LORD | For | For | |||||||||
| 2. | TO CONSIDER AND ACT UPON RATIFYING THE APPOINTMENT OF EISNERAMPER LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR COMMENCING MAY 1, 2017. |
Management | For | For | ||||||||
| 3. | TO CONDUCT A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| KIMBALL ELECTRONICS, INC. | ||||||||||||
| Security | 49428J109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KE | Meeting Date | 09-Nov-2017 | |||||||||
| ISIN | US49428J1097 | Agenda | 934678852 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | GEOFFREY L. STRINGER | For | For | |||||||||
| 2 | GREGORY A. THAXTON | For | For | |||||||||
| 2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2018. |
Management | For | For | ||||||||
| EXTREME NETWORKS, INC. | ||||||||||||
| Security | 30226D106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EXTR | Meeting Date | 09-Nov-2017 | |||||||||
| ISIN | US30226D1063 | Agenda | 934683500 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | CHARLES P. CARINALLI | For | For | |||||||||
| 2 | KATHLEEN M. HOLMGREN | For | For | |||||||||
| 3 | RAJENDRA KHANNA | For | For | |||||||||
| 4 | EDWARD H. KENNEDY | For | For | |||||||||
| 5 | EDWARD B. MEYERCORD | For | For | |||||||||
| 6 | JOHN C. SHOEMAKER | For | For | |||||||||
| 2. | HOLD AN ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | For | For | ||||||||
| 3. | HOLD AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| 5. | RATIFY AMENDMENT NO. 5 TO THE COMPANY'S AMENDED AND RESTATED RIGHTS AGREEMENT, WHICH EXTENDS THAT AGREEMENT THROUGH MAY 31, 2018. |
Management | For | For | ||||||||
| 6. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE EXTREME NETWORKS, INC. 2013 EQUITY INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 7. | HOLD A VOTE ON A STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTING, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| ELECTROMED, INC. | ||||||||||||
| Security | 285409108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ELMD | Meeting Date | 10-Nov-2017 | |||||||||
| ISIN | US2854091087 | Agenda | 934681809 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | STEPHEN H. CRANEY | For | For | |||||||||
| 2 | WILLIAM V. ECKLES | For | For | |||||||||
| 3 | STAN K. ERICKSON | For | For | |||||||||
| 4 | LEE A. JONES | For | For | |||||||||
| 5 | KATHLEEN S. SKARVAN | For | For | |||||||||
| 6 | GEORGE H. WINN | For | For | |||||||||
| 2. | TO APPROVE THE ELECTROMED, INC. 2017 OMNIBUS INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 3. | TO RATIFY APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 4. | TO APPROVE ON A NON-BINDING AND ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| ETHAN ALLEN INTERIORS INC. | ||||||||||||
| Security | 297602104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ETH | Meeting Date | 15-Nov-2017 | |||||||||
| ISIN | US2976021046 | Agenda | 934684259 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: M. FAROOQ KATHWARI | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES B. CARLSON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN J. DOONER, JR. | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DOMENICK J. ESPOSITO | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MARY GARRETT | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES W. SCHMOTTER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: TARA I. STACOM | Management | For | For | ||||||||
| 2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF HOLDING THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| CARDIOVASCULAR SYSTEMS, INC. | ||||||||||||
| Security | 141619106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CSII | Meeting Date | 15-Nov-2017 | |||||||||
| ISIN | US1416191062 | Agenda | 934684552 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARTHA GOLDBERG ARONSON |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM E. COHN, M.D. | Management | For | For | ||||||||
| 2. | TO APPROVE THE 2017 EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 5. | TO DETERMINE, ON AN ADVISORY BASIS, WHETHER THE PREFERRED FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE COMPANY'S PROXY STATEMENT SHOULD BE EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. |
Management | 1 Year | For | ||||||||
| TUESDAY MORNING CORPORATION | ||||||||||||
| Security | 899035505 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TUES | Meeting Date | 15-Nov-2017 | |||||||||
| ISIN | US8990355054 | Agenda | 934686556 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | STEVEN R. BECKER | For | For | |||||||||
| 2 | TERRY BURMAN | For | For | |||||||||
| 3 | JAMES T. CORCORAN | For | For | |||||||||
| 4 | BARRY S. GLUCK | For | For | |||||||||
| 5 | FRANK M. HAMLIN | For | For | |||||||||
| 6 | WILLIAM MONTALTO | For | For | |||||||||
| 7 | SHERRY M. SMITH | For | For | |||||||||
| 8 | RICHARD S WILLIS | For | For | |||||||||
| 2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF AN ADVISORY VOTE ON COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| ENTERCOM COMMUNICATIONS CORP. | ||||||||||||
| Security | 293639100 | Meeting Type | Special | |||||||||
| Ticker Symbol | ETM | Meeting Date | 15-Nov-2017 | |||||||||
| ISIN | US2936391000 | Agenda | 934691432 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE THE SHARE ISSUANCE OF ENTERCOM CLASS A COMMON STOCK IN THE MERGER. |
Management | For | For | ||||||||
| 2. | TO APPROVE THE CLASSIFIED BOARD AMENDMENT TO THE EXISTING ENTERCOM ARTICLES TO CLASSIFY THE ENTERCOM BOARD OF DIRECTORS FOLLOWING THE MERGER. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE FCC AMENDMENT TO THE EXISTING ENTERCOM ARTICLES TO PERMIT THE BOARD OF DIRECTORS TO (I) REQUIRE CERTAIN INFORMATION FROM SHAREHOLDERS AND (II) TAKE CERTAIN ACTIONS IN ORDER TO CONTINUE TO COMPLY WITH FEDERAL COMMUNICATIONS LAWS. |
Management | For | For | ||||||||
| 4. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE EXECUTIVE COMPENSATION PROPOSAL RELATING TO CERTAIN COMPENSATION ARRANGEMENTS FOR ENTERCOM'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||
| 5. | TO APPROVE THE ADJOURNMENT PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE SHARE ISSUANCE OR THE CLASSIFIED BOARD AMENDMENT. |
Management | For | For | ||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAIN | Meeting Date | 16-Nov-2017 | |||||||||
| ISIN | US4052171000 | Agenda | 934692333 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: IRWIN D. SIMON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CELESTE A. CLARK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ANDREW R. HEYER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: R. DEAN HOLLIS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: SHERVIN J. KORANGY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ROGER MELTZER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ADRIANNE SHAPIRA | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JACK L. SINCLAIR | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GLENN W. WELLING | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DAWN M. ZIER | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: LAWRENCE S. ZILAVY | Management | For | For | ||||||||
| 2. | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED BY-LAWS OF THE HAIN CELESTIAL GROUP, INC. TO IMPLEMENT ADVANCE NOTICE PROCEDURES FOR STOCKHOLDER PROPOSALS. |
Management | Against | Against | ||||||||
| 3. | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED BY-LAWS OF THE HAIN CELESTIAL GROUP, INC. TO IMPLEMENT PROXY ACCESS. |
Management | For | For | ||||||||
| 4. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION FOR THE FISCAL YEAR ENDED JUNE 30, 2017. |
Management | For | For | ||||||||
| 5. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| 6. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| ACCURAY INCORPORATED | ||||||||||||
| Security | 004397105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ARAY | Meeting Date | 17-Nov-2017 | |||||||||
| ISIN | US0043971052 | Agenda | 934685263 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DENNIS L. WINGER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JACK GOLDSTEIN, PH.D. | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| ORITANI FINANCIAL CORP | ||||||||||||
| Security | 68633D103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ORIT | Meeting Date | 21-Nov-2017 | |||||||||
| ISIN | US68633D1037 | Agenda | 934687635 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAMES J. DOYLE, JR. | For | For | |||||||||
| 2 | JOHN J. SKELLY, JR. | For | For | |||||||||
| 2. | THE RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| 3. | AN ADVISORY, NON-BINDING PROPOSAL WITH RESPECT TO THE EXECUTIVE COMPENSATION DESCRIBED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 4. | AN ADVISORY, NON-BINDING PROPOSAL WITH RESPECT TO THE FREQUENCY THAT STOCKHOLDERS WILL VOTE ON OUR EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| SCIENTIFIC GAMES CORPORATION | ||||||||||||
| Security | 80874P109 | Meeting Type | Special | |||||||||
| Ticker Symbol | SGMS | Meeting Date | 27-Nov-2017 | |||||||||
| ISIN | US80874P1093 | Agenda | 934693789 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO ADOPT THE REINCORPORATION MERGER AGREEMENT. |
Management | Against | Against | ||||||||
| 2. | AUTHORITY TO ADJOURN THE SPECIAL MEETING. | Management | Against | Against | ||||||||
| TANAMI GOLD NL | ||||||||||||
| Security | Q8842Y102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Nov-2017 | ||||||||||
| ISIN | AU000000TAM8 | Agenda | 708670080 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 1 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY- WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | RE-ELECTION OF MR GERARD MCMAHON | Management | For | For | ||||||||
| 3 | RE-ELECTION OF MR BRETT MONTGOMERY | Management | For | For | ||||||||
| 4 | DISPOSAL OF THE WESTERN TANAMI PROJECT | Management | For | For | ||||||||
| ALKANE RESOURCES LTD, BURSWOOD WA | ||||||||||||
| Security | Q02024117 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Nov-2017 | ||||||||||
| ISIN | AU000000ALK9 | Agenda | 708668554 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 5, 6, 7 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | RE-ELECTION OF DIRECTOR - MR IAN JEFFREY GANDEL |
Management | For | For | ||||||||
| 3 | RE-ELECTION OF DIRECTOR - MR DAVID IAN CHALMERS |
Management | Against | Against | ||||||||
| 4 | ELECTION OF DIRECTOR - MR GAVIN MURRAY SMITH |
Management | For | For | ||||||||
| 5 | APPROVAL OF THE GRANT OF PERFORMANCE RIGHTS TO THE MANAGING DIRECTOR |
Management | For | For | ||||||||
| 6 | APPROVAL OF THE GRANT OF PERFORMANCE RIGHTS TO THE TECHNICAL DIRECTOR |
Management | For | For | ||||||||
| 7 | APPROVAL OF TERMINATION BENEFIT PROVISIONS FOR THE MANAGING DIRECTOR |
Management | For | For | ||||||||
| SPARTON CORPORATION | ||||||||||||
| Security | 847235108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPA | Meeting Date | 30-Nov-2017 | |||||||||
| ISIN | US8472351084 | Agenda | 934694957 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ALAN L. BAZAAR | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES D. FAST | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOSEPH J. HARTNETT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CHARLES R. KUMMETH | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DAVID P. MOLFENTER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES R. SWARTWOUT | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: FRANK A. WILSON | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING JULY 1, 2018 BY ADVISORY VOTE |
Management | For | For | ||||||||
| 3. | TO APPROVE THE NAMED EXECUTIVE OFFICER COMPENSATION BY AN ADVISORY VOTE. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS BY AN ADVISORY VOTE. |
Management | 1 Year | For | ||||||||
| TESCO CORPORATION | ||||||||||||
| Security | 88157K101 | Meeting Type | Special | |||||||||
| Ticker Symbol | TESO | Meeting Date | 01-Dec-2017 | |||||||||
| ISIN | CA88157K1012 | Agenda | 934696913 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | ARRANGEMENT RESOLUTION: TO PASS A SPECIAL RESOLUTION (THE "ARRANGEMENT RESOLUTION"), APPROVING AN ARRANGEMENT (THE "ARRANGEMENT") PURSUANT TO SECTION 193 OF THE BUSINESS CORPORATIONS ACT (ALBERTA). |
Management | For | For | ||||||||
| 2. | ADVISORY PROPOSAL REGARDING GOLDEN PARACHUTE COMPENSATION: TO APPROVE, SOLELY ON AN ADVISORY (NON-BINDING) BASIS, THE AGREEMENTS OR UNDERSTANDINGS BETWEEN TESCO'S NAMED EXECUTIVE OFFICERS AND TESCO AND THE RELATED COMPENSATION THAT WILL OR MAY BE PAID TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE ARRANGEMENT. |
Management | For | For | ||||||||
| COLLECTORS UNIVERSE, INC. | ||||||||||||
| Security | 19421R200 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CLCT | Meeting Date | 05-Dec-2017 | |||||||||
| ISIN | US19421R2004 | Agenda | 934693602 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | A. CLINTON ALLEN | For | For | |||||||||
| 2 | ROBERT G. DEUSTER | For | For | |||||||||
| 3 | DEBORAH A. FARRINGTON | For | For | |||||||||
| 4 | DAVID G. HALL | For | For | |||||||||
| 5 | JOSEPH R. MARTIN | For | For | |||||||||
| 6 | A.J. "BERT" MOYER | For | For | |||||||||
| 7 | JOSEPH J. ORLANDO | For | For | |||||||||
| 8 | VAN D. SIMMONS | For | For | |||||||||
| 9 | BRUCE A. STEVENS | For | For | |||||||||
| 2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2017. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE COMPANY'S 2017 EQUITY INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 4. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| KMG CHEMICALS, INC. | ||||||||||||
| Security | 482564101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KMG | Meeting Date | 05-Dec-2017 | |||||||||
| ISIN | US4825641016 | Agenda | 934700344 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | GERALD G. ERMENTROUT | For | For | |||||||||
| 2 | CHRISTOPHER T. FRASER | For | For | |||||||||
| 3 | GEORGE W. GILMAN | For | For | |||||||||
| 4 | ROBERT HARRER | For | For | |||||||||
| 5 | JOHN C. HUNTER, III | For | For | |||||||||
| 6 | FRED C. LEONARD, III | For | For | |||||||||
| 7 | MARGARET C. MONTANA | For | For | |||||||||
| 8 | KAREN A. TWITCHELL | For | For | |||||||||
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | PROPOSAL TO RATIFY THE INCREASE IN SHARES OF COMMON STOCK ISSUABLE UNDER OUR 2016 LONG-TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
| BQE WATER INC. | ||||||||||||
| Security | 055640106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-Dec-2017 | ||||||||||
| ISIN | CA0556401069 | Agenda | 708745522 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 2.1 TO 2.6 AND 3. THANK YOU |
Non-Voting | ||||||||||
| 1 | TO SET THE NUMBER OF DIRECTORS AT 6 | Management | For | For | ||||||||
| 2.1 | ELECTION OF DIRECTOR: PETER GLEESON | Management | For | For | ||||||||
| 2.2 | ELECTION OF DIRECTOR: GEORGE W. POLING | Management | For | For | ||||||||
| 2.3 | ELECTION OF DIRECTOR: CLEMENT A. PELLETIER | Management | For | For | ||||||||
| 2.4 | ELECTION OF DIRECTOR: CHRISTOPHER A. FLEMING |
Management | For | For | ||||||||
| 2.5 | ELECTION OF DIRECTOR: RONALD L. SIFTON | Management | For | For | ||||||||
| 2.6 | ELECTION OF DIRECTOR: DAVID KRATOCHVIL | Management | For | For | ||||||||
| 3 | APPOINTMENT OF MNP, LLP CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 4 | TO APPROVE AND CONFIRM THE CORPORATION'S STOCK OPTION PLAN |
Management | For | For | ||||||||
| FARMER BROS. CO. | ||||||||||||
| Security | 307675108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FARM | Meeting Date | 07-Dec-2017 | |||||||||
| ISIN | US3076751086 | Agenda | 934696735 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ALLISON M. BOERSMA | For | For | |||||||||
| 2 | DAVID W. RITTERBUSH | For | For | |||||||||
| 2. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| 3. | NON-BINDING, ADVISORY VOTE TO APPROVE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES TO APPROVE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| A. SCHULMAN, INC. | ||||||||||||
| Security | 808194104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHLM | Meeting Date | 08-Dec-2017 | |||||||||
| ISIN | US8081941044 | Agenda | 934693183 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | ELECTION OF DIRECTOR: EUGENE R. ALLSPACH | Management | For | For | ||||||||
| 1B | ELECTION OF DIRECTOR: DAVID G. BIRNEY | Management | For | For | ||||||||
| 1C | ELECTION OF DIRECTOR: CAROL S. EICHER | Management | For | For | ||||||||
| 1D | ELECTION OF DIRECTOR: JOSEPH M. GINGO | Management | For | For | ||||||||
| 1E | ELECTION OF DIRECTOR: LEE D. MEYER | Management | For | For | ||||||||
| 1F | ELECTION OF DIRECTOR: JAMES A. MITAROTONDA | Management | For | For | ||||||||
| 1G | ELECTION OF DIRECTOR: ERNEST J. NOVAK, JR. | Management | For | For | ||||||||
| 1H | ELECTION OF DIRECTOR: KATHLEEN M. OSWALD | Management | For | For | ||||||||
| 1I | ELECTION OF DIRECTOR: ALLEN A. SPIZZO | Management | For | For | ||||||||
| 2 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2018. |
Management | For | For | ||||||||
| 3 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5 | THE APPROVAL OF THE COMPANY'S 2017 EQUITY INCENTIVE PLAN. |
Management | For | For | ||||||||
| 1-800-FLOWERS.COM, INC. | ||||||||||||
| Security | 68243Q106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FLWS | Meeting Date | 11-Dec-2017 | |||||||||
| ISIN | US68243Q1067 | Agenda | 934694717 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | GERALYN R. BREIG | For | For | |||||||||
| 2 | CELIA BROWN | For | For | |||||||||
| 3 | JAMES CANNAVINO | For | For | |||||||||
| 4 | EUGENE DEMARK | For | For | |||||||||
| 5 | LEONARD J. ELMORE | For | For | |||||||||
| 6 | SEAN HEGARTY | For | For | |||||||||
| 7 | CHRISTOPHER G. MCCANN | For | For | |||||||||
| 8 | JAMES F. MCCANN | For | For | |||||||||
| 9 | KATHERINE OLIVER | For | For | |||||||||
| 10 | LARRY ZARIN | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2018. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 3 Years | For | ||||||||
| 5. | TO VOTE ON ONE SHAREHOLDER PROPOSAL, REGARDING A CHANGE TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. |
Shareholder | Against | For | ||||||||
| WINNEBAGO INDUSTRIES, INC. | ||||||||||||
| Security | 974637100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WGO | Meeting Date | 12-Dec-2017 | |||||||||
| ISIN | US9746371007 | Agenda | 934692597 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | RICHARD D. MOSS | For | For | |||||||||
| 2 | JOHN M. MURABITO | For | For | |||||||||
| 3 | MICHAEL J. HAPPE | For | For | |||||||||
| 4 | WILLIAM C. FISHER | For | For | |||||||||
| 2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION, (THE "SAY ON PAY" VOTE). |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WINNEBAGO INDUSTRIES, INC. INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR OUR FISCAL YEAR 2018. |
Management | For | For | ||||||||
| 5. | ADVISORY APPROVAL OF THE FREQUENCY OF AN EXECUTIVE COMPENSATION ("SAY ON PAY") ADVISORY VOTE. |
Management | 1 Year | For | ||||||||
| OIL-DRI CORPORATION OF AMERICA | ||||||||||||
| Security | 677864100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ODC | Meeting Date | 12-Dec-2017 | |||||||||
| ISIN | US6778641000 | Agenda | 934694779 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | J. STEVEN COLE | For | For | |||||||||
| 2 | DANIEL S. JAFFEE | For | For | |||||||||
| 3 | RICHARD M. JAFFEE | For | For | |||||||||
| 4 | JOSEPH C. MILLER | For | For | |||||||||
| 5 | MICHAEL A. NEMEROFF | For | For | |||||||||
| 6 | GEORGE C. ROETH | For | For | |||||||||
| 7 | ALLAN H. SELIG | For | For | |||||||||
| 8 | PAUL E. SUCKOW | For | For | |||||||||
| 9 | LAWRENCE E. WASHOW | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JULY 31, 2018. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 4. | SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | 3 Years | For | ||||||||
| NAPCO SECURITY TECHNOLOGIES, INC. | ||||||||||||
| Security | 630402105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NSSC | Meeting Date | 12-Dec-2017 | |||||||||
| ISIN | US6304021057 | Agenda | 934700154 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ARNOLD BLUMENTHAL | For | For | |||||||||
| 2 | ANDREW J. WILDER | For | For | |||||||||
| 2. | RATIFICATION OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE COMPANY'S 2018 INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS |
Management | For | For | ||||||||
| VILLAGE SUPER MARKET, INC. | ||||||||||||
| Security | 927107409 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VLGEA | Meeting Date | 15-Dec-2017 | |||||||||
| ISIN | US9271074091 | Agenda | 934694818 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT SUMAS | For | For | |||||||||
| 2 | WILLIAM SUMAS | For | For | |||||||||
| 3 | JOHN P. SUMAS | For | For | |||||||||
| 4 | NICHOLAS SUMAS | For | For | |||||||||
| 5 | JOHN J. SUMAS | For | For | |||||||||
| 6 | KEVIN BEGLEY | For | For | |||||||||
| 7 | STEVEN CRYSTAL | For | For | |||||||||
| 8 | DAVID C. JUDGE | For | For | |||||||||
| 9 | PETER R. LAVOY | For | For | |||||||||
| 10 | STEPHEN F. ROONEY | For | For | |||||||||
| 2. | RATIFICATION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. |
Management | 3 Years | For | ||||||||
| TREATT PLC | ||||||||||||
| Security | G9026D113 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Dec-2017 | ||||||||||
| ISIN | GB00BKS7YK08 | Agenda | 708799006 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO DISAPPLY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF EQUITY SECURITIES TO AN AGGREGATE NOMINAL AMOUNT OF GBP 52,655 |
Management | For | For | ||||||||
| MOTORCAR PARTS OF AMERICA, INC. | ||||||||||||
| Security | 620071100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MPAA | Meeting Date | 18-Dec-2017 | |||||||||
| ISIN | US6200711009 | Agenda | 934705205 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SELWYN JOFFE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: SCOTT ADELSON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DAVID BRYAN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: RUDOLPH BORNEO | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOSEPH FERGUSON | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: PHILIP GAY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DUANE MILLER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JEFFREY MIRVIS | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: TIMOTHY D. VARGO | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: BARBARA L. WHITTAKER | Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO APPROVE OUR THIRD AMENDED AND RESTATED 2010 INCENTIVE AWARD PLAN. |
Management | Against | Against | ||||||||
| 4. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| OMEGA PROTEIN CORPORATION | ||||||||||||
| Security | 68210P107 | Meeting Type | Special | |||||||||
| Ticker Symbol | OME | Meeting Date | 19-Dec-2017 | |||||||||
| ISIN | US68210P1075 | Agenda | 934709885 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 5, 2017, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME BY AND AMONG COOKE INC., A CORPORATION DULY INCORPORATED UNDER THE LAWS OF THE PROVINCE OF NEW BRUNSWICK, CANADA ("COOKE"), ALPHA MERGERSUB, AND OMEGA ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| 2. | ADVISORY, NON-BINDING PROPOSAL TO APPROVE COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO OMEGA'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. |
Management | For | For | ||||||||
| ANCHOR BANCORP | ||||||||||||
| Security | 032838104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ANCB | Meeting Date | 20-Dec-2017 | |||||||||
| ISIN | US0328381043 | Agenda | 934702247 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT D. RUECKER | For | For | |||||||||
| 2 | JERALD L. SHAW | For | For | |||||||||
| 2. | ADVISORY (NON-BINDING) APPROVAL OF THE COMPENSATION OF ANCHOR BANCORP'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | THE RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDING JUNE 30, 2018. |
Management | For | For | ||||||||
| MOSYS, INC. | ||||||||||||
| Security | 619718208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MOSY | Meeting Date | 21-Dec-2017 | |||||||||
| ISIN | US6197182081 | Agenda | 934709784 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | STEPHEN L. DOMENIK | For | For | |||||||||
| 2 | DANIEL LEWIS | For | For | |||||||||
| 3 | DANIEL J. O'NEIL | For | For | |||||||||
| 4 | LEONARD PERHAM | For | For | |||||||||
| 2. | THE RATIFICATION OF THE APPOINTMENT OF BPM LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE (NONBINDING) TO APPROVE 2016 EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | EXECUTIVE COMPENSATION FREQUENCY PROPOSAL. |
Management | 3 Years | For | ||||||||
| 5. | APPROVAL OF THE AMENDMENT OF THE 2010 EQUITY INCENTIVE PLAN TO INCREASE THE AVAILABLE SHARE RESERVE BY 200,000 SHARES. |
Management | Against | Against | ||||||||
| 6. | TO ACT UPON ALL OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE ANNUAL MEETING OF STOCKHOLDERS, INCLUDING ANY ADJOURNMENT OF THE ANNUAL MEETING. |
Management | Against | Against | ||||||||
| U.S. ENERGY CORP. | ||||||||||||
| Security | 911805208 | Meeting Type | Special | |||||||||
| Ticker Symbol | USEG | Meeting Date | 27-Dec-2017 | |||||||||
| ISIN | US9118052086 | Agenda | 934703287 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK IN CONNECTION WITH THE EXCHANGE AGREEMENT UNDER NASDAQ STOCK MARKET RULES 5635(B). |
Management | For | For | ||||||||
| 2. | TO APPROVE AN AMENDMENT, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO THE COMPANY'S ARTICLES OF INCORPORATION TO IMPLEMENT A REVERSE STOCK SPLIT OF THE COMPANY'S OUTSTANDING COMMON STOCK AT A REVERSE SPLIT RATIO OF 1-FOR-5, WITHOUT REDUCING THE AUTHORIZED NUMBER OF SHARES OF OUR COMMON STOCK. |
Management | For | For | ||||||||
| 3. | TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO ESTABLISH A QUORUM OR TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING CAST IN FAVOR OF EXCHANGE PROPOSAL OR THE REVERSE STOCK SPLIT. |
Management | For | For | ||||||||
| MELINTA THERAPEUTICS, INC. | ||||||||||||
| Security | 58549G100 | Meeting Type | Special | |||||||||
| Ticker Symbol | MLNT | Meeting Date | 27-Dec-2017 | |||||||||
| ISIN | US58549G1004 | Agenda | 934714646 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the issuance of Melinta common stock pursuant to The Medicines Company purchase agreement, the Deerfield commitment letter and the equity commitment letters, and the issuance of the Deerfield warrant (and the shares issuable upon exercise of such warrant) as contemplated by the Deerfield commitment letter. |
Management | For | For | ||||||||
| 2. | To adjourn the Special Meeting, if necessary, if a quorum is present, to solicit additional proxies, in the event that there are not sufficient votes at the time of the Special Meeting to approve Proposal 1. |
Management | For | For | ||||||||
| CANTEL MEDICAL CORP. | ||||||||||||
| Security | 138098108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMD | Meeting Date | 03-Jan-2018 | |||||||||
| ISIN | US1380981084 | Agenda | 934709986 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: CHARLES M. DIKER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ALAN R. BATKIN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ANN E. BERMAN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MARK N. DIKER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ANTHONY B. EVNIN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LAURA L. FORESE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: GEORGE L. FOTIADES | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JORGEN B. HANSEN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: RONNIE MYERS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PETER PRONOVOST | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 4. | APPROVAL OF THE AMENDMENT OF THE COMPANY'S BY-LAWS TO DESIGNATE THE DELAWARE COURT OF CHANCERY AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. |
Management | For | For | ||||||||
| 5. | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JULY 31, 2018. |
Management | For | For | ||||||||
| THE GREENBRIER COMPANIES, INC. | ||||||||||||
| Security | 393657101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GBX | Meeting Date | 05-Jan-2018 | |||||||||
| ISIN | US3936571013 | Agenda | 934700205 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | WILLIAM A. FURMAN | For | For | |||||||||
| 2 | CHARLES J. SWINDELLS | For | For | |||||||||
| 3 | KELLY M. WILLIAMS | For | For | |||||||||
| 4 | WANDA F. FELTON | For | For | |||||||||
| 5 | DAVID L. STARLING | For | For | |||||||||
| 2. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2014 AMENDED AND RESTATED STOCK INCENTIVE PLAN. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 5. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2018. |
Management | For | For | ||||||||
| RUBICON LIMITED | ||||||||||||
| Security | Q8186H103 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-Jan-2018 | ||||||||||
| ISIN | NZRBCE0001S3 | Agenda | 708835838 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL '1' AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO-EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE 'ABSTAIN') FOR-THE RELEVANT PROPOSAL ITEMS |
Non-Voting | ||||||||||
| 1 | THAT THE SALE OF RUBICON TC HOLDINGS LP'S 44.88% OWNERSHIP INTEREST IN TCLP, ON THE TERMS DESCRIBED IN THE NOTICE OF MEETING, BE APPROVED |
Management | For | For | ||||||||
| IXYS CORPORATION | ||||||||||||
| Security | 46600W106 | Meeting Type | Special | |||||||||
| Ticker Symbol | IXYS | Meeting Date | 12-Jan-2018 | |||||||||
| ISIN | US46600W1062 | Agenda | 934713670 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 25, 2017, BY AND AMONG IXYS CORPORATION, LITTELFUSE, INC. AND IRON MERGER CO., INC., AS AMENDED (REFERRED TO AS THE MERGER PROPOSAL). |
Management | For | For | ||||||||
| 2. | TO APPROVE ON AN ADVISORY (NON-BINDING) BASIS THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF IXYS CORPORATION THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER (AS SUCH TERM IS REFERRED TO IN THE PROXY STATEMENT FOR THE SPECIAL MEETING). |
Management | For | For | ||||||||
| 3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER PROPOSAL. |
Management | For | For | ||||||||
| CAPITOL FEDERAL FINANCIAL, INC. | ||||||||||||
| Security | 14057J101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CFFN | Meeting Date | 23-Jan-2018 | |||||||||
| ISIN | US14057J1016 | Agenda | 934713175 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| I.A | ELECTION OF DIRECTOR: MORRIS J. HUEY, II | Management | For | For | ||||||||
| I.B | ELECTION OF DIRECTOR: REGINALD L. ROBINSON | Management | For | For | ||||||||
| II | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| III | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS CAPITOL FEDERAL FINANCIAL, INC.'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2018. |
Management | For | For | ||||||||
| PURE TECHNOLOGIES LTD, CALGARY, AB | ||||||||||||
| Security | 745915108 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Jan-2018 | ||||||||||
| ISIN | CA7459151089 | Agenda | 708874309 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS |
Non-Voting | ||||||||||
| 1 | TO CONSIDER AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING INFORMATION CIRCULAR AND PROXY STATEMENT OF PURE TECHNOLOGIES LTD. (THE "INFORMATION CIRCULAR"), TO APPROVE AN ARRANGEMENT UNDER SECTION 193 OF THE BUSINESS CORPORATIONS ACT (ALBERTA), INVOLVING PURE TECHNOLOGIES LTD., XYLEM INC. AND THE SHAREHOLDERS AND OPTIONHOLDERS OF PURE TECHNOLOGIES LTD., ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR |
Management | For | For | ||||||||
| MUELLER WATER PRODUCTS, INC. | ||||||||||||
| Security | 624758108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MWA | Meeting Date | 24-Jan-2018 | |||||||||
| ISIN | US6247581084 | Agenda | 934712919 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: SCOTT HALL | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: THOMAS J. HANSEN | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: JERRY W. KOLB | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: MARK J. O'BRIEN | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: BERNARD G. RETHORE | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: LYDIA W. THOMAS | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: MICHAEL T. TOKARZ | Management | For | For | ||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2018. |
Management | For | For | ||||||||
| PURE TECHNOLOGIES LTD. | ||||||||||||
| Security | 745915108 | Meeting Type | Special | |||||||||
| Ticker Symbol | PPEHF | Meeting Date | 24-Jan-2018 | |||||||||
| ISIN | CA7459151089 | Agenda | 934716931 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To consider and, if deemed advisable, to pass, with or without variation, a special resolution the full text of which is set forth in Appendix A to the accompanying information circular and proxy statement of Pure Technologies Ltd. (the "Information Circular"), to approve an arrangement under Section 193 of the Business Corporations Act (Alberta), involving Pure Technologies Ltd., Xylem Inc. and the shareholders and optionholders of Pure Technologies Ltd., all as more particularly described in the Information Circular. |
Management | For | For | ||||||||
| MERIDIAN BIOSCIENCE, INC. | ||||||||||||
| Security | 589584101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VIVO | Meeting Date | 25-Jan-2018 | |||||||||
| ISIN | US5895841014 | Agenda | 934711309 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAMES M. ANDERSON | For | For | |||||||||
| 2 | DWIGHT E. ELLINGWOOD | For | For | |||||||||
| 3 | JACK KENNY | For | For | |||||||||
| 4 | JOHN A. KRAEUTLER | For | For | |||||||||
| 5 | JOHN C. MCILWRAITH | For | For | |||||||||
| 6 | JOHN M. RICE, JR. | For | For | |||||||||
| 7 | DAVID C. PHILLIPS | For | For | |||||||||
| 8 | CATHERINE A. SAZDANOFF | For | For | |||||||||
| 2. | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT ("SAY-ON-PAY" PROPOSAL). |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS ("SAY-ON-FREQUENCY" PROPOSAL). |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS MERIDIAN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||
| TREATT PLC | ||||||||||||
| Security | G9026D113 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Jan-2018 | ||||||||||
| ISIN | GB00BKS7YK08 | Agenda | 708836436 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE AUDITED ACCOUNTS AND THE RELATED REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 30 SEPTEMBER 2017 |
Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT |
Management | For | For | ||||||||
| 3 | TO APPROVE A FINAL DIVIDEND OF 3.35P PER SHARE ON THE ORDINARY SHARES OF THE COMPANY FOR THE YEAR ENDED 30 SEPTEMBER 2017 |
Management | For | For | ||||||||
| 4 | TO RE-ELECT TIM JONES AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 5 | TO RE-ELECT RICHARD HOPE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 6 | TO RE-APPOINT RSM UK AUDIT LLP AS AUDITORS | Management | For | For | ||||||||
| 7 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION |
Management | For | For | ||||||||
| 8 | TO APPROVE THE REMUNERATION POLICY | Management | For | For | ||||||||
| 9 | TO AUTHORISE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||
| 10 | TO DISAPPLY PRE-EMPTION RIGHTS FOR UP TO 5 PERCENT OF ISSUED SHARE CAPITAL |
Management | For | For | ||||||||
| 11 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES |
Management | For | For | ||||||||
| DIGI INTERNATIONAL INC. | ||||||||||||
| Security | 253798102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DGII | Meeting Date | 29-Jan-2018 | |||||||||
| ISIN | US2537981027 | Agenda | 934711385 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: CHRISTOPHER D. HEIM | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: SALLY J. SMITH | Management | For | For | ||||||||
| 2. | COMPANY PROPOSAL TO APPROVE THE DIGI INTERNATIONAL INC. 2018 OMNIBUS INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 3. | COMPANY PROPOSAL TO APPROVE, ON A NON- BINDING ADVISORY BASIS, THE COMPENSATION PAID TO NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | COMPANY PROPOSAL TO RECOMMEND, ON A NON- BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| LINDSAY CORPORATION | ||||||||||||
| Security | 535555106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LNN | Meeting Date | 30-Jan-2018 | |||||||||
| ISIN | US5355551061 | Agenda | 934714862 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Robert E. Brunner | For | For | |||||||||
| 2 | Timothy L. Hassinger | For | For | |||||||||
| 3 | Michael D. Walter | For | For | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending August 31, 2018. |
Management | For | For | ||||||||
| 3. | Non-binding vote on resolution to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| GRIFFON CORPORATION | ||||||||||||
| Security | 398433102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GFF | Meeting Date | 31-Jan-2018 | |||||||||
| ISIN | US3984331021 | Agenda | 934714242 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | HARVEY R. BLAU | For | For | |||||||||
| 2 | BRADLEY J. GROSS | For | For | |||||||||
| 3 | GENERAL DONALD J KUTYNA | For | For | |||||||||
| 4 | KEVIN F. SULLIVAN | For | For | |||||||||
| 2. | APPROVAL OF THE RESOLUTION APPROVING THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE AMENDMENT TO THE GRIFFON CORPORATION 2016 EQUITY INCENTIVE PLAN. |
Management | For | For | ||||||||
| 4. | RATIFICATION OF THE SELECTION BY OUR AUDIT COMMITTEE OF GRANT THORNTON LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. |
Management | For | For | ||||||||
| THE SIMPLY GOOD FOODS COMPANY | ||||||||||||
| Security | 82900L102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SMPL | Meeting Date | 31-Jan-2018 | |||||||||
| ISIN | US82900L1026 | Agenda | 934714901 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Arvin Kash | For | For | |||||||||
| 2 | Robert G. Montgomery | For | For | |||||||||
| 3 | Joseph E. Scalzo | For | For | |||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our 2018 fiscal year. |
Management | For | For | ||||||||
| PATRIOT TRANSPORTATION HOLDING, INC. | ||||||||||||
| Security | 70338W105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PATI | Meeting Date | 31-Jan-2018 | |||||||||
| ISIN | US70338W1053 | Agenda | 934715674 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John E. Anderson | For | For | |||||||||
| 2 | Edward L. Baker | For | For | |||||||||
| 3 | Thompson S. Baker II | For | For | |||||||||
| 4 | Luke E. Fichthorn III | For | For | |||||||||
| 5 | Charles D. Hyman | For | For | |||||||||
| 2. | Ratification of Hancock Askew & Co., LLP, as the Independent Registered Public Accounting Firm (auditors) for Fiscal 2018. |
Management | For | For | ||||||||
| 3. | Advisory approval of Executive Compensation. | Management | For | For | ||||||||
| CRAZY WOMAN CREEK BANCORP INCORPORATED | ||||||||||||
| Security | 225233105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CRZY | Meeting Date | 31-Jan-2018 | |||||||||
| ISIN | US2252331051 | Agenda | 934717200 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Deane D. Bjerke | Withheld | Against | |||||||||
| 2 | Thomas J. Berry | Withheld | Against | |||||||||
| 2. | The ratification of the appointment of Anderson Zurmuehlen, CPA as independent auditors of Crazy Woman Creek Bancorp Incorporated for the fiscal year ending September 30, 2017. |
Management | Split | Split | ||||||||
| RGC RESOURCES, INC. | ||||||||||||
| Security | 74955L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RGCO | Meeting Date | 05-Feb-2018 | |||||||||
| ISIN | US74955L1035 | Agenda | 934714216 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | T. JOE CRAWFORD | For | For | |||||||||
| 2 | JOHN S. D'ORAZIO | For | For | |||||||||
| 3 | MARYELLEN F. GOODLATTE | For | For | |||||||||
| 2. | TO RATIFY THE SELECTION OF BROWN EDWARDS & COMPANY L.L.P. AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | A NON-BINDING SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| CHASE CORPORATION | ||||||||||||
| Security | 16150R104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCF | Meeting Date | 06-Feb-2018 | |||||||||
| ISIN | US16150R1041 | Agenda | 934715991 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Adam P. Chase | For | For | |||||||||
| 2 | Peter R. Chase | For | For | |||||||||
| 3 | Mary Claire Chase | For | For | |||||||||
| 4 | John H. Derby III | For | For | |||||||||
| 5 | Lewis P. Gack | For | For | |||||||||
| 6 | Chad A. McDaniel | For | For | |||||||||
| 7 | Dana Mohler-Faria | For | For | |||||||||
| 8 | Thomas Wroe, Jr. | For | For | |||||||||
| 2. | Advisory vote on the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of conducting future advisory votes on executive compensation. |
Management | 3 Years | For | ||||||||
| 4. | To re-approve the material terms of the performance measures under our 2013 Equity Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code. |
Management | For | For | ||||||||
| 5. | To ratify the appointment of PricewaterhouseCoopers LLP as the corporation's independent registered public accounting firm for the fiscal year ending August 31, 2018. |
Management | For | For | ||||||||
| KEY TECHNOLOGY, INC. | ||||||||||||
| Security | 493143101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KTEC | Meeting Date | 07-Feb-2018 | |||||||||
| ISIN | US4931431013 | Agenda | 934717490 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael L. Shannon | For | For | |||||||||
| 2 | Donald A. Washburn | For | For | |||||||||
| 2. | Proposal to consider advisory approval of the compensation of the company's named executive officers. |
Management | For | For | ||||||||
| 3. | Proposal to ratify the selection of Grant Thornton LLP as the company's independent registered public accountants for the 2018 fiscal year. |
Management | For | For | ||||||||
| J & J SNACK FOODS CORP. | ||||||||||||
| Security | 466032109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JJSF | Meeting Date | 09-Feb-2018 | |||||||||
| ISIN | US4660321096 | Agenda | 934715559 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Sidney R. Brown | For | For | |||||||||
| 2. | Advisory vote on Approval of the Company's Executive Compensation Programs. |
Management | For | For | ||||||||
| 3. | Vote on the approval of the 2017 Stock Option Plan. | Management | For | For | ||||||||
| NAVISTAR INTERNATIONAL CORPORATION | ||||||||||||
| Security | 63934E108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NAV | Meeting Date | 13-Feb-2018 | |||||||||
| ISIN | US63934E1082 | Agenda | 934715624 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | TROY A. CLARKE | For | For | |||||||||
| 2 | JOSE MARIA ALAPONT | For | For | |||||||||
| 3 | STEPHEN R. D'ARCY | For | For | |||||||||
| 4 | MATTHIAS GRUNDLER | For | For | |||||||||
| 5 | VINCENT J. INTRIERI | For | For | |||||||||
| 6 | DANIEL A. NINIVAGGI | For | For | |||||||||
| 7 | MARK H. RACHESKY, M.D. | For | For | |||||||||
| 8 | ANDREAS H. RENSCHLER | For | For | |||||||||
| 9 | MICHAEL F. SIRIGNANO | For | For | |||||||||
| 10 | DENNIS A. SUSKIND | For | For | |||||||||
| 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 3. | VOTE TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE MEASURES AND GOALS SET FORTH IN OUR 2013 PERFORMANCE INCENTIVE PLAN. |
Management | For | For | ||||||||
| 4. | VOTE TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| MTS SYSTEMS CORPORATION | ||||||||||||
| Security | 553777103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MTSC | Meeting Date | 13-Feb-2018 | |||||||||
| ISIN | US5537771033 | Agenda | 934716816 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | DAVID J. ANDERSON | For | For | |||||||||
| 2 | JEFFREY A. GRAVES | For | For | |||||||||
| 3 | DAVID D. JOHNSON | For | For | |||||||||
| 4 | RANDY J. MARTINEZ | For | For | |||||||||
| 5 | MICHAEL V. SCHROCK | For | For | |||||||||
| 6 | GAIL P. STEINEL | For | For | |||||||||
| 7 | MAXIMILIANE C. STRAUB | For | For | |||||||||
| 8 | CHUN HUNG (KENNETH) YU | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2018. |
Management | For | For | ||||||||
| 3. | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| EXACTECH, INC. | ||||||||||||
| Security | 30064E109 | Meeting Type | Special | |||||||||
| Ticker Symbol | EXAC | Meeting Date | 13-Feb-2018 | |||||||||
| ISIN | US30064E1091 | Agenda | 934720891 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approval of the Agreement and Plan of Merger, dated as of October 22, 2017, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated December 3, 2017, as it may be amended from time to time, among the Company, Osteon Holdings, L.P. and Osteon Merger Sub, Inc. (the "Merger Agreement"). |
Management | For | For | ||||||||
| 2. | Approval, by non-binding, advisory vote, of compensation that will or may become payable to the Company's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | Adjournment of the Special Meeting, if necessary or appropriate, for, among other reasons, the solicitation of additional proxies in the event that there are insufficient votes at the time of the Special Meeting to approve the proposal to approve the Merger Agreement. |
Management | For | For | ||||||||
| MATTHEWS INTERNATIONAL CORPORATION | ||||||||||||
| Security | 577128101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MATW | Meeting Date | 15-Feb-2018 | |||||||||
| ISIN | US5771281012 | Agenda | 934721386 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joseph C. Bartolacci | For | For | |||||||||
| 2 | Katherine E. Dietze | For | For | |||||||||
| 3 | Morgan K. O'Brien | For | For | |||||||||
| 2. | Approve the adoption of the 2017 Equity Incentive Plan | Management | For | For | ||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2018 |
Management | For | For | ||||||||
| 4. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers |
Management | For | For | ||||||||
| POWELL INDUSTRIES, INC. | ||||||||||||
| Security | 739128106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | POWL | Meeting Date | 21-Feb-2018 | |||||||||
| ISIN | US7391281067 | Agenda | 934718593 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JAMES W. McGILL | For | For | |||||||||
| 2 | JOHN D. WHITE | For | For | |||||||||
| 2. | Resolved, that the stockholders approve the compensation of executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the compensation discussion and analysis, the compensation tables and any related material disclosed in this proxy statement. |
Management | For | For | ||||||||
| SURMODICS, INC. | ||||||||||||
| Security | 868873100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SRDX | Meeting Date | 21-Feb-2018 | |||||||||
| ISIN | US8688731004 | Agenda | 934718606 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David R. Dantzker, M.D. | For | For | |||||||||
| 2 | Lisa W. Heine | For | For | |||||||||
| 3 | Gary R. Maharaj | For | For | |||||||||
| 2. | Set the number of directors at seven (7) | Management | For | For | ||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as SurModics' independent registered public accounting firm for fiscal year 2018 |
Management | For | For | ||||||||
| 4. | Approve, in a non-binding advisory vote, the Company's executive compensation |
Management | For | For | ||||||||
| MARINEMAX, INC. | ||||||||||||
| Security | 567908108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HZO | Meeting Date | 22-Feb-2018 | |||||||||
| ISIN | US5679081084 | Agenda | 934715686 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: William H. McGill, Jr. | Management | For | For | ||||||||
| 1B. | Election of Director: Charles R. Oglesby | Management | For | For | ||||||||
| 2. | To approve (on an advisory basis) our executive compensation ("say-on-pay"). |
Management | For | For | ||||||||
| 3. | To approve (on an advisory basis) the frequency of future non-binding advisory votes on the Company's executive compensation. |
Management | 1 Year | For | ||||||||
| 4. | To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the independent auditor of our Company for the fiscal year ending September 30, 2018. |
Management | For | For | ||||||||
| ENTERTAINMENT ONE LTD | ||||||||||||
| Security | 29382B102 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Feb-2018 | ||||||||||
| ISIN | CA29382B1022 | Agenda | 708964172 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT THE ACQUISITION BY THE COMPANY OF 490 SHARES WITHOUT PAR VALUE IN THE CAPITAL OF DELUXE PICTURES, D/B/A THE MARK GORDON COMPANY, FROM THE MARK R. GORDON REVOCABLE TRUST ON THE TERMS DESCRIBED IN THE CIRCULAR DATED 5 FEBRUARY 2018 (THE "ACQUISITION"), BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH STEPS AS THEY, IN THEIR ABSOLUTE DISCRETION, CONSIDER NECESSARY OR DESIRABLE TO EFFECT THE ACQUISITION AND ANY MATTER INCIDENTAL TO THE ACQUISITION AND BE AUTHORISED TO WAIVE, AMEND, VARY OR EXTEND ANY OF THE TERMS OF THE ACQUISITION AGREEMENT (AS SUCH TERM IS DEFINED IN THE CIRCULAR DATED 5 FEBRUARY 2018) (PROVIDED THAT ANY SUCH WAIVERS, AMENDMENTS, VARIATIONS OR EXTENSIONS ARE NOT OF A MATERIAL NATURE) |
Management | For | For | ||||||||
| HAYNES INTERNATIONAL, INC. | ||||||||||||
| Security | 420877201 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAYN | Meeting Date | 28-Feb-2018 | |||||||||
| ISIN | US4208772016 | Agenda | 934723241 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Election of Director: Donald C. Campion | Management | For | For | ||||||||
| 2. | Election of Director: Mark M. Comerford | Management | For | For | ||||||||
| 3. | Election of Director: John C. Corey | Management | For | For | ||||||||
| 4. | Election of Director: Robert H. Getz | Management | For | For | ||||||||
| 5. | Election of Director: Dawne S. Hickton | Management | For | For | ||||||||
| 6. | Election of Director: Michael L. Shor | Management | For | For | ||||||||
| 7. | Election of Director: William P. Wall | Management | For | For | ||||||||
| 8. | Ratification of Independent Registered Public Accounting Firm: To ratify the appointment of Deloitte & Touche. LLP as Haynes' independent registered public accounting firm for the fiscal year ending September 30, 2018. |
Management | For | For | ||||||||
| 9. | To approve a proposed amendment to the Company's Amended and Restated By-Laws. |
Management | For | For | ||||||||
| 10. | To hold an advisory vote on executive compensation. | Management | For | For | ||||||||
| LIFETIME BRANDS, INC. | ||||||||||||
| Security | 53222Q103 | Meeting Type | Special | |||||||||
| Ticker Symbol | LCUT | Meeting Date | 28-Feb-2018 | |||||||||
| ISIN | US53222Q1031 | Agenda | 934723619 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE THE ISSUANCE OF SHARES OF THE COMPANY'S COMMON STOCK PURSUANT TO THE MERGER AGREEMENT DATED DECEMBER 22, 2017 AMONG THE COMPANY, TAYLOR PARENT, LLC AND THE OTHER PARTIES THERETO, PROVIDING FOR THE ACQUISITION BY THE COMPANY OF TAYLOR HOLDCO,LLC. |
Management | For | For | ||||||||
| 2. | TO APPROVE THE "GOLDEN PARACHUTE" COMPENSATION THAT MAY BE PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE ACQUISITION. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. |
Management | For | For | ||||||||
| JOHNSON OUTDOORS INC. | ||||||||||||
| Security | 479167108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JOUT | Meeting Date | 01-Mar-2018 | |||||||||
| ISIN | US4791671088 | Agenda | 934718252 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | TERRY E. LONDON | For | For | |||||||||
| 2 | JOHN M. FAHEY, JR. | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF RSM US LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING SEPTEMBER 28, 2018. |
Management | For | For | ||||||||
| 3. | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| SHILOH INDUSTRIES, INC. | ||||||||||||
| Security | 824543102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHLO | Meeting Date | 01-Mar-2018 | |||||||||
| ISIN | US8245431023 | Agenda | 934720601 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jean A. Brunol | For | For | |||||||||
| 2 | Michael S. Hanley | For | For | |||||||||
| 3 | David J. Hessler | For | For | |||||||||
| BERRY GLOBAL GROUP, INC. | ||||||||||||
| Security | 08579W103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BERY | Meeting Date | 01-Mar-2018 | |||||||||
| ISIN | US08579W1036 | Agenda | 934722566 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of director: Thomas E. Salmon | Management | For | For | ||||||||
| 1B. | Election of director: Robert V. Seminara | Management | For | For | ||||||||
| 1C. | Election of director: Paula A. Sneed | Management | For | For | ||||||||
| 1D. | Election of director: Robert A. Steele | Management | For | For | ||||||||
| 2. | To approve an amendment to the 2015 Long-Term Incentive Plan. |
Management | Against | Against | ||||||||
| 3. | To ratify the selection of Ernst & Young LLP as Berry's independent registered public accountants for the fiscal year ending September 29, 2018. |
Management | For | For | ||||||||
| GENCOR INDUSTRIES, INC. | ||||||||||||
| Security | 368678108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GENC | Meeting Date | 01-Mar-2018 | |||||||||
| ISIN | US3686781085 | Agenda | 934725904 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Cort J. Dondero | For | For | |||||||||
| 2. | Ratification of Independent registered public accounting firm - Moore Stephens Lovelace, P.A. |
Management | For | For | ||||||||
| 3. | Frequency of holding advisory vote on executive compensation. |
Management | 3 Years | For | ||||||||
| NOBILITY HOMES, INC. | ||||||||||||
| Security | 654892108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOBH | Meeting Date | 02-Mar-2018 | |||||||||
| ISIN | US6548921088 | Agenda | 934725764 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Terry E. Trexler | For | For | |||||||||
| 2 | Thomas W. Trexler | For | For | |||||||||
| 3 | Richard C. Barberie | For | For | |||||||||
| 4 | Robert P. Saltsman | For | For | |||||||||
| STANLEY FURNITURE COMPANY, INC. | ||||||||||||
| Security | 854305208 | Meeting Type | Special | |||||||||
| Ticker Symbol | STLY | Meeting Date | 02-Mar-2018 | |||||||||
| ISIN | US8543052083 | Agenda | 934727960 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the Asset Purchase Agreement, dated as of November 20, 2017 and amended on January 22, 2018 (as amended, the "Asset Purchase Agreement"), between Churchill Downs LLC and Stanley Furniture Company, Inc., the related sale of substantially all of Stanley Furniture Company, Inc.'s assets & other transactions as contemplated by Asset Purchase Agreement. |
Management | For | For | ||||||||
| 2. | Proposal to approve, on an advisory, non-binding basis, certain compensation that has, will or may be paid or become payable to Stanley Furniture Company Inc.'s named executive officers in connection with the asset sale contemplated by the Asset Purchase Agreement. |
Management | For | For | ||||||||
| 3. | To adjourn or postpone the special meeting of stockholders of Stanley Furniture Company, Inc., if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Asset Purchase Agreement, the sale of substantially all of Stanley Furniture Company, Inc.'s assets and the other transactions thereby. |
Management | For | For | ||||||||
| RUBICON LIMITED | ||||||||||||
| Security | Q8186H103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Mar-2018 | ||||||||||
| ISIN | NZRBCE0001S3 | Agenda | 708980291 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT HUGH FLETCHER BE RE-ELECTED AS A DIRECTOR OF THE COMPANY. MR FLETCHER RETIRES BY ROTATION IN ACCORDANCE WITH THE COMPANY'S CONSTITUTION. MR FLETCHER IS ELIGIBLE AND OFFERS HIMSELF FOR RE-ELECTION |
Management | For | For | ||||||||
| 2 | THAT RANJAN TANDON BE ELECTED AS A DIRECTOR OF THE COMPANY. MR TANDON IS ELIGIBLE AND OFFERS HIMSELF FOR ELECTION |
Management | For | For | ||||||||
| 3 | TO AUTHORISE THE DIRECTORS TO FIX KPMG'S FEES AND EXPENSES AS THE COMPANY'S AUDITOR FOR THE PERIOD ENDING 31 MARCH 2018 |
Management | Against | Against | ||||||||
| UNIVERSAL TECHNICAL INSTITUTE, INC. | ||||||||||||
| Security | 913915104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UTI | Meeting Date | 07-Mar-2018 | |||||||||
| ISIN | US9139151040 | Agenda | 934720803 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: LTG(R) William J. Lennox, Jr. | Management | For | For | ||||||||
| 1.2 | Election of Director: Roger S. Penske | Management | For | For | ||||||||
| 1.3 | Election of Director: Linda J. Srere | Management | For | For | ||||||||
| 1.4 | Election of Director: John C. White | Management | For | For | ||||||||
| 2. | Ratification of Appointment of Deloitte & Touche LLP as Independent Registered Public Accounting Firm for the year ending September 30, 2018. |
Management | For | For | ||||||||
| MEDALLION FINANCIAL CORP. | ||||||||||||
| Security | 583928106 | Meeting Type | Special | |||||||||
| Ticker Symbol | MFIN | Meeting Date | 07-Mar-2018 | |||||||||
| ISIN | US5839281061 | Agenda | 934722390 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Proposal to authorize the Company's Board of Directors to withdraw the Company's election to be regulated as a business development company under the Investment Company Act of 1940. |
Management | For | For | ||||||||
| MITEK SYSTEMS, INC. | ||||||||||||
| Security | 606710200 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MITK | Meeting Date | 07-Mar-2018 | |||||||||
| ISIN | US6067102003 | Agenda | 934725598 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James B. DeBello | For | For | |||||||||
| 2 | William K. "Bill" Aulet | For | For | |||||||||
| 3 | Kenneth D. Denman | For | For | |||||||||
| 4 | James C. Hale | For | For | |||||||||
| 5 | Bruce E. Hansen | For | For | |||||||||
| 6 | Alex W. "Pete" Hart | For | For | |||||||||
| 7 | Jane J. Thompson | For | For | |||||||||
| 2. | To approve the Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 3. | To ratify the selection of Mayer Hoffman McCann P.C. as our independent registered public accounting firm for the fiscal year ending September 30, 2018. |
Management | For | For | ||||||||
| 4. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers as presented in the Proxy Statement. |
Management | For | For | ||||||||
| BASSETT FURNITURE INDUSTRIES, INC. | ||||||||||||
| Security | 070203104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BSET | Meeting Date | 07-Mar-2018 | |||||||||
| ISIN | US0702031040 | Agenda | 934726110 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John R. Belk | For | For | |||||||||
| 2 | Kristina Cashman | For | For | |||||||||
| 3 | Paul Fulton | For | For | |||||||||
| 4 | George W Henderson, III | For | For | |||||||||
| 5 | J. Walter McDowell | For | For | |||||||||
| 6 | Robert H. Spilman, Jr. | For | For | |||||||||
| 7 | William C. Wampler, Jr. | For | For | |||||||||
| 8 | William C. Warden, Jr. | For | For | |||||||||
| 2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending November 24, 2018. |
Management | For | For | ||||||||
| 3. | PROPOSAL to consider and act on an advisory vote regarding the approval of compensation paid to certain executive officers. |
Management | For | For | ||||||||
| JA SOLAR HOLDINGS CO., LTD. | ||||||||||||
| Security | 466090206 | Meeting Type | Special | |||||||||
| Ticker Symbol | JASO | Meeting Date | 12-Mar-2018 | |||||||||
| ISIN | US4660902069 | Agenda | 934725815 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | THAT the Agreement and Plan of Merger, (the "Merger Agreement"), among the Company, JASO Holdings Limited ("Holdco"), JASO Parent Limited, ("Parent"), and JASO Acquisition Limited, an exempted company with limited liability incorporated under the laws of the Cayman Islands and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "Merger"), with the Company continuing as the surviving company (the "Surviving Company") and becoming a wholly owned subsidiary of Parent |
Management | For | For | ||||||||
| 2. | THAT each of the members of the Special Committee, the Chief Financial Officer of the Company and the President of the Company be authorized to do all things necessary to give effect to the Merger Agreement, the Plan of Merger and the Transactions, including the Merger, the Variation of Capital and the Adoption of Amended M&A. |
Management | For | For | ||||||||
| 3. | THAT the Extraordinary General Meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the Extraordinary General Meeting to pass the special resolutions to be proposed at the Extraordinary General Meeting. |
Management | For | For | ||||||||
| CHEMRING GROUP PLC | ||||||||||||
| Security | G20860139 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 20-Mar-2018 | ||||||||||
| ISIN | GB00B45C9X44 | Agenda | 708977167 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | APPROVE FINAL DIVIDEND: 2P PER ORDINARY SHARE |
Management | For | For | ||||||||
| 4 | RE-ELECT CARL-PETER FORSTER AS DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECT ANDREW DAVIES AS DIRECTOR | Management | For | For | ||||||||
| 6 | RE-ELECT DANIEL DAYAN AS DIRECTOR | Management | For | For | ||||||||
| 7 | RE-ELECT SARAH ELLARD AS DIRECTOR | Management | For | For | ||||||||
| 8 | RE-ELECT MICHAEL FLOWERS AS DIRECTOR | Management | For | For | ||||||||
| 9 | RE-ELECT ANDREW LEWIS AS DIRECTOR | Management | For | For | ||||||||
| 10 | RE-ELECT NIGEL YOUNG AS DIRECTOR | Management | For | For | ||||||||
| 11 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||||||
| 12 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS |
Management | For | For | ||||||||
| 13 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS |
Management | For | For | ||||||||
| 14 | APPROVE SHARESAVE PLAN | Management | For | For | ||||||||
| 15 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS |
Management | For | For | ||||||||
| 16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT |
Management | For | For | ||||||||
| 17 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES |
Management | For | For | ||||||||
| 18 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE |
Management | For | For | ||||||||
| CMMT | 16 FEB 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| BURKE & HERBERT BANK & TRUST COMPANY | ||||||||||||
| Security | 121331102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHRB | Meeting Date | 22-Mar-2018 | |||||||||
| ISIN | US1213311020 | Agenda | 934730652 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Mark G. Anderson | Management | For | For | ||||||||
| 1B. | Election of Director: Julian F. Barnwell, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Tyrone B. Bradley | Management | For | For | ||||||||
| 1D. | Election of Director: E. Hunt Burke | Management | For | For | ||||||||
| 1E. | Election of Director: James M. Burke | Management | For | For | ||||||||
| 1F. | Election of Director: Nicholas Carosi III | Management | For | For | ||||||||
| 1G. | Election of Director: S. Laing Hinson | Management | For | For | ||||||||
| 1H. | Election of Director: Michael D. Lubeley | Management | For | For | ||||||||
| 1I. | Election of Director: Shawn P. McLaughlin | Management | For | For | ||||||||
| 1J. | Election of Director: W. Scott McSween | Management | For | For | ||||||||
| 1K. | Election of Director: Jeffrey L. Stryker | Management | For | For | ||||||||
| 1L. | Election of Director: Kenneth L. Wainstein | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Yount, Hyde & Barbour, P.C. as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| OMNOVA SOLUTIONS INC. | ||||||||||||
| Security | 682129101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OMN | Meeting Date | 23-Mar-2018 | |||||||||
| ISIN | US6821291019 | Agenda | 934724419 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Janet Plaut Giesselman | Management | For | For | ||||||||
| 1B. | Election of Director: Anne P. Noonan | Management | For | For | ||||||||
| 1C. | Election of Director: Larry B. Porcellato | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending November 30, 2018. |
Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of OMNOVA's named executive officer compensation. |
Management | For | For | ||||||||
| SNYDER'S-LANCE, INC. | ||||||||||||
| Security | 833551104 | Meeting Type | Special | |||||||||
| Ticker Symbol | LNCE | Meeting Date | 23-Mar-2018 | |||||||||
| ISIN | US8335511049 | Agenda | 934731084 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Proposal to approve the Agreement and Plan of Merger, dated as of December 18, 2017, entered into among Snyder's-Lance, Inc. (the "Company"), Campbell Soup Company ("Campbell"), and Twist Merger Sub, Inc. ("Merger Sub"), including the Plan of Merger included therein, each as may be amended from time to time (the "merger agreement"), (the "merger"). |
Management | For | For | ||||||||
| 2. | Proposal to adjourn the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement. |
Management | For | For | ||||||||
| 3. | Proposal to approve, on a non-binding, advisory basis, the payment of certain compensation and benefits to the Company's named executive officers that is based on or otherwise relates to the merger. |
Management | For | For | ||||||||
| LIMONEIRA COMPANY | ||||||||||||
| Security | 532746104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LMNR | Meeting Date | 27-Mar-2018 | |||||||||
| ISIN | US5327461043 | Agenda | 934730614 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Harold S. Edwards | For | For | |||||||||
| 2 | John W. H. Merriman | For | For | |||||||||
| 3 | Edgar A. Terry | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP as independent registered public accounting firm of Limoneira Company for the fiscal year ending October 31, 2018. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| CALLIDUS SOFTWARE INC. | ||||||||||||
| Security | 13123E500 | Meeting Type | Special | |||||||||
| Ticker Symbol | CALD | Meeting Date | 29-Mar-2018 | |||||||||
| ISIN | US13123E5006 | Agenda | 934732012 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of January 29, 2018, by and among SAP America, Inc., Emerson One Acquisition Corp., and Callidus Software Inc. ("Callidus"). |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Callidus's named executive officers that is based on or otherwise relates to the merger. |
Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting to a later date, if board of directors determines that it is necessary or appropriate and is permitted by the merger agreement, to solicit additional proxies if there is not a quorum present or there are not sufficient votes in favor of the adoption of the merger agreement at the time of the special meeting. |
Management | For | For | ||||||||
| RWC, INC. | ||||||||||||
| Security | 749904108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RWCI | Meeting Date | 29-Mar-2018 | |||||||||
| ISIN | US7499041082 | Agenda | 934738141 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jeffrey M. Herr | For | For | |||||||||
| 2. | A proposal to confirm the appointment of Weinlander Fitzhugh as independent Certified Public Accountants for the year ending October 31, 2018. |
Management | For | For | ||||||||
| NORTH STATE TELECOMMUNICATIONS CORP. | ||||||||||||
| Security | 662642107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NORSA | Meeting Date | 04-Apr-2018 | |||||||||
| ISIN | US6626421076 | Agenda | 934734852 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jesse H. Jarrell | For | For | |||||||||
| 2 | C. Hayden McKenzie | For | For | |||||||||
| 3 | Royster M. Tucker III | For | For | |||||||||
| 2. | Proposal to ratify the appointment of Dixon Hughes Goodman LLP as independent auditors of the Company for 2018. |
Management | For | For | ||||||||
| KINDRED HEALTHCARE, INC. | ||||||||||||
| Security | 494580103 | Meeting Type | Special | |||||||||
| Ticker Symbol | KND | Meeting Date | 05-Apr-2018 | |||||||||
| ISIN | US4945801037 | Agenda | 934731173 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adopt the Agreement and Plan of Merger, dated as of December 19, 2017, among Kindred Healthcare, Inc., Kentucky Hospital Holdings, LLC, Kentucky Homecare Holdings, Inc. and Kentucky Homecare Merger Sub, Inc. (as may be amended from time to time, the "merger agreement"). |
Management | No Action | |||||||||
| 2. | Approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Kindred Healthcare, Inc.'s named executive officers in connection with the merger. |
Management | No Action | |||||||||
| 3. | Approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. |
Management | No Action | |||||||||
| MASSIMO ZANETTI BEVERAGE GROUP S.P.A., VILLORBA | ||||||||||||
| Security | T6S62K106 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-Apr-2018 | ||||||||||
| ISIN | IT0005042467 | Agenda | 709046216 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO APPROVE BALANCE SHEET AS OF 31 DECEMBER 2017, TOGETHER WITH BOARD OF DIRECTORS REPORT ON MANAGEMENT, INTERNAL AND EXTERNAL AUDITORS' REPORTS. NET INCOME ALLOCATION AND DIVIDEND DISTRIBUTION TO SHAREHOLDERS. RESOLUTIONS RELATED THERETO. CONSOLIDATE BALANCE SHEET AS OF 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 2 | REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE 24 FEBRUARY 1998, N.58 AND ART. 84-QUATER OF CONSOB REGULATION N. 11971/1999. RESOLUTIONS RELATED TO THE REWARDING POLICY OF THE COMPANY STATED IN THE FIRST PART OF THE REPORT |
Management | For | For | ||||||||
| CMMT | 12 MAR 2018: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY-CLICKING ON THE URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_348864.PDF |
Non-Voting | ||||||||||
| CMMT | 12 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| THE MONARCH CEMENT COMPANY | ||||||||||||
| Security | 609031307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MCEM | Meeting Date | 11-Apr-2018 | |||||||||
| ISIN | US6090313072 | Agenda | 934747025 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | BYRON J. RADCLIFF | For | For | |||||||||
| 2 | MICHAEL R. WACHTER | For | For | |||||||||
| 3 | WALTER H. WULF,JR. | For | For | |||||||||
| 4 | WALTER H. WULF,III | For | For | |||||||||
| KEWEENAW LAND ASSOCIATION, LIMITED | ||||||||||||
| Security | 493026108 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | KEWL | Meeting Date | 12-Apr-2018 | |||||||||
| ISIN | US4930261080 | Agenda | 934732959 - Opposition | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ian Haft | For | For | |||||||||
| 2 | Steve Winch | For | For | |||||||||
| 3 | Paul Sonkin | For | For | |||||||||
| BOYD GAMING CORPORATION | ||||||||||||
| Security | 103304101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BYD | Meeting Date | 12-Apr-2018 | |||||||||
| ISIN | US1033041013 | Agenda | 934739179 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John R. Bailey | For | For | |||||||||
| 2 | Robert L. Boughner | For | For | |||||||||
| 3 | William R. Boyd | For | For | |||||||||
| 4 | William S. Boyd | For | For | |||||||||
| 5 | Richard E. Flaherty | For | For | |||||||||
| 6 | Marianne Boyd Johnson | For | For | |||||||||
| 7 | Keith E. Smith | For | For | |||||||||
| 8 | Christine J. Spadafor | For | For | |||||||||
| 9 | Peter M. Thomas | For | For | |||||||||
| 10 | Paul W. Whetsell | For | For | |||||||||
| 11 | Veronica J. Wilson | For | For | |||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| STEEL CONNECT, INC. FKA MODUSLINK | ||||||||||||
| Security | 60786L206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2018 | ||||||||||
| ISIN | US60786L2060 | Agenda | 934748344 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jeffrey J. Fenton | For | For | |||||||||
| 2 | Jeffrey S. Wald | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | The advisory (non-binding) vote on the frequency of future stockholder votes on named executive officer compensation. |
Management | 1 Year | For | ||||||||
| 4. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. |
Management | For | For | ||||||||
| 5. | To approve and adopt an amendment to the Company's Restated Certificate of Incorporation designed to protect the tax benefits of the Company's net operating loss carryforwards. |
Management | For | For | ||||||||
| 6. | To approve the Company's Tax Benefits Preservation Plan designed to protect the tax benefits of the Company's net operating loss carryforwards and the continuation of its terms. |
Management | For | For | ||||||||
| 7. | To approve amendments to the Company's 2010 Incentive Award Plan (the "2010 Plan") to (i) increase the number of shares of the Company's common stock, $0.01 par value per share subject to the 2010 Plan from 5,000,000 shares (plus certain shares available under prior plans) to 11,000,000 shares (plus certain shares available under prior plans), and (ii) make other related, clarifying and technical changes. |
Management | Against | Against | ||||||||
| JUNGHEINRICH AG, HAMBURG | ||||||||||||
| Security | D37552102 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-Apr-2018 | ||||||||||
| ISIN | DE0006219934 | Agenda | 709047698 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS, SHOULD YOU WISH TO-ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 27 MAR 18 , WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU |
Non-Voting | ||||||||||
| CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02.04.2018 . FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE |
Non-Voting | ||||||||||
| 1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2017-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS AND GROUP ANNUAL REPORT |
Non-Voting | ||||||||||
| 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF EUR 57,351,000-SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.48 PER-ORDINARY SHARE PAYMENT OF A DIVIDEND OF EUR 0.50 PER PREFERRED SHARE EUR-7,431,000 SHALL BE ALLOCATED TO THE OTHER RESERVES EX- DIVIDEND DATE: APRIL-18, 2018 PAYABLE DATE: APRIL 20, 2018 |
Non-Voting | ||||||||||
| 3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS |
Non-Voting | ||||||||||
| 4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD |
Non-Voting | ||||||||||
| 5 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS- AUDITORS FOR THE 2018 FINANCIAL YEAR: KPMG AG, HAMBURG |
Non-Voting | ||||||||||
| DATAWATCH CORPORATION | ||||||||||||
| Security | 237917208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DWCH | Meeting Date | 17-Apr-2018 | |||||||||
| ISIN | US2379172081 | Agenda | 934732101 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Richard de J. Osborne | For | For | |||||||||
| 2 | Randy Seidl | For | For | |||||||||
| 3 | Thomas H. Kelly | For | For | |||||||||
| 4 | Christopher T. Cox | For | For | |||||||||
| 5 | David C. Mahoney | For | For | |||||||||
| 6 | Michael A. Morrison | For | For | |||||||||
| 7 | Joan C. McArdle | For | For | |||||||||
| 8 | Donald R. Friedman | For | For | |||||||||
| 9 | Colin Mahony | For | For | |||||||||
| 2. | The ratification of the appointment of RSM US LLP, as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||
| SUBSEA 7 S.A. | ||||||||||||
| Security | 864323100 | Meeting Type | Special | |||||||||
| Ticker Symbol | SUBCY | Meeting Date | 17-Apr-2018 | |||||||||
| ISIN | US8643231009 | Agenda | 934751391 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| A2 | To approve the statutory financial statements of the Company ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| A3 | To approve the consolidated financial statements of the Company ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| A4 | To approve the allocation of results of the Company, including ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| A5 | To discharge the Directors of the Company in respect of the ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| A6 | To re-elect Ernst & Young S.A., Luxembourg, as authorised ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| A7 | To approve the recommendation of the Board of Directors of the ...(due to space limits, see proxy material for full proposal). |
Management | Against | Against | ||||||||
| A8 | To re-elect Mr Jean Cahuzac as a Director of the Company to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| A9 | To re-elect Mr Eystein Eriksrud as a Director of the Company to ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| A10 | To appoint Mr Niels Kirk as a Non-Executive Director of the ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| A11 | To appoint Mr David Mullen as a Non-Executive Director of the Company, as recommended by the Board, to hold office until the ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| E1 | Renewal of authorisation for a period of three years to the ....(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| KAMAN CORPORATION | ||||||||||||
| Security | 483548103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KAMN | Meeting Date | 18-Apr-2018 | |||||||||
| ISIN | US4835481031 | Agenda | 934732125 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | E. Reeves Callaway III | For | For | |||||||||
| 2 | Karen M. Garrison | For | For | |||||||||
| 3 | A. William Higgins | For | For | |||||||||
| 2. | Advisory vote to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Amendment and restatement of the Company's 2013 Management Incentive Plan. |
Management | Against | Against | ||||||||
| 4. | Amendment and restatement of the Company's Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||
| 6. | Shareholder proposal seeking to elect directors by majority voting. |
Shareholder | Against | For | ||||||||
| 7. | Shareholder proposal seeking to eliminate all supermajority voting provisions set forth in the Company's charter and bylaws. |
Shareholder | Against | For | ||||||||
| 8. | Shareholder proposal requesting the Board of Directors and management to effectuate a tax deferred spin-off. |
Shareholder | For | Against | ||||||||
| ORBCOMM INC. | ||||||||||||
| Security | 68555P100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ORBC | Meeting Date | 18-Apr-2018 | |||||||||
| ISIN | US68555P1003 | Agenda | 934747455 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jerome B. Eisenberg | For | For | |||||||||
| 2 | Marco Fuchs | For | For | |||||||||
| 2. | RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| ZEALAND PHARMA A/S | ||||||||||||
| Security | K9898X127 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Apr-2018 | ||||||||||
| ISIN | DK0060257814 | Agenda | 709138057 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 861729 DUE TO APPLICATION-OF SPIN CONTROL FOR RESOLUTION 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU |
Non-Voting | ||||||||||
| 1 | MANAGEMENTS REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST FINANCIAL YEAR |
Non-Voting | ||||||||||
| 2 | APPROVAL OF THE AUDITED ANNUAL REPORT FOR 2017 |
Management | No Action | |||||||||
| 3 | RESOLUTION ON THE DISTRIBUTION OF PROFIT OR THE COVER OF LOSS IN ACCORDANCE WITH THE APPROVED ANNUAL REPORT 2017 |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 06 CANDIDATES TO BE ELECTED AS DIRECTORS,- THERE ARE ONLY 05 VACANCIES AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,-YOU ARE REQUIRED TO VOTE FOR ONLY 05 OF THE 06 DIRECTORS. THANK YOU |
Non-Voting | ||||||||||
| 4.1 | REELECTION OF ROSEMARY CRANE AS A MEMBER OF THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
| 4.2 | REELECTION OF CATHERINE MOUKHEIBIR AS A MEMBER OF THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
| 4.3 | REELECTION OF ALAIN MUNOZ AS A MEMBER OF THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
| 4.4 | REELECTION OF MARTIN NICKLASSON AS A MEMBER OF THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
| 4.5 | REELECTION OF MICHAEL J. OWEN AS A MEMBER OF THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
| 4.6 | ELECTION OF KIRSTEN AARUP DREJER AS A MEMBER OF THE BOARD OF DIRECTOR |
Management | No Action | |||||||||
| 5 | APPOINTMENT OF AUDITOR: REELECTION OF DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB |
Management | No Action | |||||||||
| 6 | AUTHORIZATION FOR THE COMPANY TO ACQUIRE TREASURY SHARES DIRECTLY AND OR ACQUIRE AMERICAN DEPOSITARY SHARES |
Management | No Action | |||||||||
| 7 | PROPOSAL FROM THE BOARD OF DIRECTORS TO THE COMPANY'S REMUNERATION POLICY AND THE OVERALL GUIDELINES FOR INCENTIVE PAY |
Management | No Action | |||||||||
| 8 | PROPOSAL BY THE BOARD OF DIRECTORS TO APPROVE THE FEES FOR THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2018 |
Management | No Action | |||||||||
| 9 | PROPOSAL BY THE BOARD OF DIRECTORS TO DISSOLVE THE SHAREHOLDER NOMINATION COMMITTEE, INCLUDING PROPOSAL TO SECTION 15 OF THE COMPANY'S ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
| 10 | PROPOSAL BY THE BOARD OF DIRECTORS TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION, INCLUDING (I) AMENDMENT OF SECTION 5.8 TO REFLECT THE CVR NO. OF COMPUTERSHARE A/S, (II) DELETION OF EXPIRED PARAGRAPHS IN SECTION 8.1, (III) UPDATE OF THE NAME OF THE DANISH BUSINESS AUTHORITY IN SECTION 9.2 AND 9.8, (IV) AMENDMENT OF SECTION 9.16 TO ENSURE CONSISTENCY BETWEEN THE DANISH AND ENGLISH VERSION OF THIS SECTION AND (V) DELETION OF THE USED AUTHORIZATION ON ELECTRONIC COMMUNICATION IN SECTION 12.5 AND (VI) DELETION OF SECTION 13.3 REGARDING RETIREMENT AGE FOR MEMBERS OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 11 | PROPOSAL FROM THE BOARD OF DIRECTORS TO APPROVE A NEW AUTHORISATION TO INCREASE THE CAPITAL OF THE COMPANY |
Management | No Action | |||||||||
| 12 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 4.1 TO 4.6 AND 5. THANK YOU |
Non-Voting | ||||||||||
| WORLD WRESTLING ENTERTAINMENT, INC. | ||||||||||||
| Security | 98156Q108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WWE | Meeting Date | 19-Apr-2018 | |||||||||
| ISIN | US98156Q1085 | Agenda | 934732175 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Vincent K. McMahon | For | For | |||||||||
| 2 | George A. Barrios | For | For | |||||||||
| 3 | Michelle D. Wilson | For | For | |||||||||
| 4 | Stephanie M. Levesque | For | For | |||||||||
| 5 | Paul Levesque | For | For | |||||||||
| 6 | Stuart U. Goldfarb | For | For | |||||||||
| 7 | Patricia A. Gottesman | For | For | |||||||||
| 8 | Laureen Ong | For | For | |||||||||
| 9 | Robyn W. Peterson | For | For | |||||||||
| 10 | Frank A. Riddick, III | For | For | |||||||||
| 11 | Jeffrey R. Speed | For | For | |||||||||
| 2. | Ratification of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve Executive Compensation. | Management | For | For | ||||||||
| CITIZENS & NORTHERN CORPORATION | ||||||||||||
| Security | 172922106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CZNC | Meeting Date | 19-Apr-2018 | |||||||||
| ISIN | US1729221069 | Agenda | 934732644 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Bobbi J. Kilmer | For | For | |||||||||
| 2 | Terry L. Lehman | For | For | |||||||||
| 3 | Frank G. Pellegrino | For | For | |||||||||
| 4 | James E. Towner | For | For | |||||||||
| 2. | TO APPROVE AND ADOPT THE SECOND AMENDMENT TO THE CITIZENS & NORTHERN CORPORATION INDEPENDENT DIRECTORS STOCK INCENTIVE PLAN. |
Management | For | For | ||||||||
| 3. | TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF THE FIRM OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2018. |
Management | For | For | ||||||||
| SOUTH STATE CORPORATION | ||||||||||||
| Security | 840441109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SSB | Meeting Date | 19-Apr-2018 | |||||||||
| ISIN | US8404411097 | Agenda | 934735525 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John C. Pollok | For | For | |||||||||
| 2 | Cynthia A. Hartley | For | For | |||||||||
| 3 | Thomas E. Suggs | For | For | |||||||||
| 4 | Kevin P. Walker | For | For | |||||||||
| 5 | James C. Cherry | For | For | |||||||||
| 6 | Jean E. Davis | For | For | |||||||||
| 2. | Proposal to conduct an advisory vote on the compensation of the Company's named executive officers (this is a nonbinding, advisory vote. |
Management | For | For | ||||||||
| 3. | Proposal to ratify, as an advisory, non-binding vote, the appointment of Dixon Hughes Goodman LLP, Certified Public Accountants, as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| TOWER INTERNATIONAL, INC | ||||||||||||
| Security | 891826109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TOWR | Meeting Date | 19-Apr-2018 | |||||||||
| ISIN | US8918261095 | Agenda | 934747037 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Thomas K. Brown | Management | For | For | ||||||||
| 1b. | Election of Director: James Chapman | Management | For | For | ||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP, as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| SIMMONS FIRST NATIONAL CORPORATION | ||||||||||||
| Security | 828730200 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SFNC | Meeting Date | 19-Apr-2018 | |||||||||
| ISIN | US8287302009 | Agenda | 934748267 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To fix the number of directors at fifteen (15). | Management | For | For | ||||||||
| 2. | DIRECTOR | Management | ||||||||||
| 1 | Jay D. Burchfield | For | For | |||||||||
| 2 | William E. Clark, II | For | For | |||||||||
| 3 | Steven A. Cosse | For | For | |||||||||
| 4 | Mark C. Doramus | For | For | |||||||||
| 5 | Edward Drilling | For | For | |||||||||
| 6 | Eugene Hunt | For | For | |||||||||
| 7 | Jerry Hunter | For | For | |||||||||
| 8 | Chris R. Kirkland | For | For | |||||||||
| 9 | Susan Lanigan | For | For | |||||||||
| 10 | George A. Makris, Jr. | For | For | |||||||||
| 11 | W. Scott McGeorge | For | For | |||||||||
| 12 | Tom E. Purvis | For | For | |||||||||
| 13 | Robert L. Shoptaw | For | For | |||||||||
| 14 | Russell Teubner | For | For | |||||||||
| 15 | Mindy West | For | For | |||||||||
| 3. | To adopt the following non-binding resolution: RESOLVED, that the compensation paid to the Company's named executive officers, as disclosed in the Proxy Statement pursuant to Item 402 of Regulation SK, including the Compensation Discussion and Analysis, the compensation tables, and narrative discussion is hereby APPROVED. |
Management | For | For | ||||||||
| 4. | To ratify the Audit Committee's selection of the accounting firm of BKD, LLP as independent auditors of the Company and its subsidiaries for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 5. | To amend the Articles of Incorporation of Simmons First National Corporation to increase the number of authorized shares of Class A, $0.01 par value, common stock from 120,000,000 to 175,000,000. |
Management | For | For | ||||||||
| FARMERS NATIONAL BANC CORP. | ||||||||||||
| Security | 309627107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FMNB | Meeting Date | 19-Apr-2018 | |||||||||
| ISIN | US3096271073 | Agenda | 934750717 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Lance J. Ciroli | For | For | |||||||||
| 2 | Anne Frederick Crawford | For | For | |||||||||
| 3 | David Z. Paull | For | For | |||||||||
| 4 | James R. Smail | For | For | |||||||||
| 2. | To consider and vote upon a proposal to amend Article IV of Farmers' Articles of Incorporation, as amended, to increase the authorized number of Farmers' common shares, without par value, from 35,000,000 to 50,000,000. |
Management | For | For | ||||||||
| 3. | To consider and approve a non-binding advisory resolution to approve the compensation of Farmers' named executive officers. |
Management | For | For | ||||||||
| 4. | To ratify the appointment of Crowe Horwath LLP as Farmers' independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 5. | To approve the adjournment of the Annual Meeting, if necessary, in order to solicit additional proxies to adopt the proposed amendment to increase the authorized number of our common shares. |
Management | For | For | ||||||||
| SNAITECH S.P.A. | ||||||||||||
| Security | T85781101 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Apr-2018 | ||||||||||
| ISIN | IT0000074903 | Agenda | 709093695 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO PRESENT THE SNAITECH GROUP CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2017, AND TO EXAMINE AND APPROVE THE SNAITECH S.P.A. BALANCE SHEET AS OF 31 DECEMBER 2017: RESOLUTIONS RELATED THERETO |
Management | For | For | ||||||||
| 2 | REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE NO. 58/98: RESOLUTIONS RELATED THERETO |
Management | Against | Against | ||||||||
| 3 | TO APPOINT ONE DIRECTOR UPON COOPTATION AS PER ARTICLE 2386 C.C.: RESOLUTIONS RELATED THERETO |
Management | For | For | ||||||||
| INTERPUMP GROUP SPA, SANT'ILARIO D'ENZA | ||||||||||||
| Security | T5513W107 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-Apr-2018 | ||||||||||
| ISIN | IT0001078911 | Agenda | 709098811 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | BALANCE SHEET AS OF 31 DECEMBER 2017, TOGETHER WITH BOARD OF DIRECTORS' REPORT ON MANAGEMENT, INTERNAL AUDITORS' REPORT AND RELATED SUPPORTING DOCUMENTS, CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2017, TOGETHER WITH BOARD OF DIRECTORS' REPORT AND RELATED SUPPORTING DOCUMENTS, RESOLUTIONS RELATED THERETO |
Management | For | For | ||||||||
| 2 | NON-FINANCIAL INFORMATION' REPORT AS PER LEGISLATIVE DECREE NO. 254 OF 30 DECEMBER 2016 |
Management | For | For | ||||||||
| 3 | NET INCOME ALLOCATION, RESOLUTIONS RELATED THERETO |
Management | For | For | ||||||||
| 4 | REWARDING REPORT AS PER ARTICLE 123-TER OF LEGISLATIVE DECREE NO. 58 OF 1998, RESOLUTIONS RELATED THERETO |
Management | Against | Against | ||||||||
| 5 | TO STATE 2018 BOARD OF DIRECTORS AND DIRECTORS WITH SPECIFIC OFFICES' EMOLUMENT, RESOLUTIONS RELATED THERETO |
Management | Against | Against | ||||||||
| 6 | AUTHORIZATION TO PURCHASE AND DISPOSE OF OWN SHARES IN PORTFOLIO OR BOUGHT, UPON REVOKING, IN WHOLE OR IN PART, FOR THE POSSIBLE UNEXECUTED PART, OF THE AUTHORIZATION GRANTED BY 28 APRIL 2017 MEETING'S RESOLUTION, RESOLUTIONS RELATED THERETO |
Management | For | For | ||||||||
| CMMT | 29 MAR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE MEETING-TYPE FROM AGM TO OGM AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| CMMT | 29 MAR 2018: PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY-CLICKING ON THE URL- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_352121.PDF |
Non-Voting | ||||||||||
| ACME UNITED CORPORATION | ||||||||||||
| Security | 004816104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ACU | Meeting Date | 23-Apr-2018 | |||||||||
| ISIN | US0048161048 | Agenda | 934750553 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Walter C. Johnsen | For | For | |||||||||
| 2 | Richmond Y. Holden, Jr. | For | For | |||||||||
| 3 | Brian S. Olschan | For | For | |||||||||
| 4 | Stevenson E. Ward III | For | For | |||||||||
| 5 | Susan H. Murphy | For | For | |||||||||
| 6 | Rex L. Davidson | For | For | |||||||||
| 2. | Approval of an amendment to the 2012 Employee Stock Option Plan to increase the number of shares authorized for issuance |
Management | Against | Against | ||||||||
| 3. | Ratification of the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018 |
Management | For | For | ||||||||
| BURNHAM HOLDINGS, INC. | ||||||||||||
| Security | 122295108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BURCA | Meeting Date | 23-Apr-2018 | |||||||||
| ISIN | US1222951089 | Agenda | 934760958 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Douglas S. Brossman | For | For | |||||||||
| 2 | Christopher R. Drew | For | For | |||||||||
| 3 | George W. Hodges | For | For | |||||||||
| 2. | Proposal to approve the appointment of Baker Tilly Virchow Krause, LLP, or other auditing firm as the Board may select, as independent auditors for the ensuing year. |
Management | For | For | ||||||||
| CAPITAL CITY BANK GROUP, INC. | ||||||||||||
| Security | 139674105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCBG | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US1396741050 | Agenda | 934734600 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Frederick Carroll, III | For | For | |||||||||
| 2 | Laura Johnson | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered certified public accounting firm for the current fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| RENASANT CORPORATION | ||||||||||||
| Security | 75970E107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RNST | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US75970E1073 | Agenda | 934738949 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Donald Clark, Jr. | For | For | |||||||||
| 2 | Albert J. Dale, III | For | For | |||||||||
| 3 | John T. Foy | For | For | |||||||||
| 4 | C. Mitchell Waycaster | For | For | |||||||||
| 2. | To adopt, in a non-binding advisory vote, a resolution approving the compensation of our named executive officers, as described in the proxy statement |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Horne LLP as our independent registered public accountants for 2018 |
Management | For | For | ||||||||
| WASHINGTON TRUST BANCORP, INC. | ||||||||||||
| Security | 940610108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WASH | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US9406101082 | Agenda | 934739078 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Steven J. Crandall | For | For | |||||||||
| 2 | Constance A. Howes, Esq | For | For | |||||||||
| 3 | Joseph J. MarcAurele | For | For | |||||||||
| 4 | Edwin J. Santos | For | For | |||||||||
| 2. | The ratification of the selection of KPMG LLP as the Corporation's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | A non-binding advisory resolution to approve the compensation of the Corporation's named executive officers. |
Management | For | For | ||||||||
| CHURCHILL DOWNS INCORPORATED | ||||||||||||
| Security | 171484108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CHDN | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US1714841087 | Agenda | 934740336 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | William C. Carstanjen | For | For | |||||||||
| 2 | Karole F. Lloyd | For | For | |||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| 3. | To approve, on a non-binding advisory basis, executive compensation. |
Management | For | For | ||||||||
| SECURITY NATIONAL CORPORATION | ||||||||||||
| Security | 814784104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SNLC | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US8147841048 | Agenda | 934741934 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1) | Fixing the number of Directors to be elected at ten (10), and the election of the ten (10) persons listed in the Proxy Statement dated March 5, 2018, accompanying the notice of meeting. |
Management | For | For | ||||||||
| 2) | Whatever other business may be brought before the meeting or any adjournment thereof. |
Management | For | For | ||||||||
| INGLES MARKETS, INCORPORATED | ||||||||||||
| Security | 457030104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IMKTA | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US4570301048 | Agenda | 934743243 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ernest E. Ferguson | For | For | |||||||||
| 2 | John R. Lowden | For | For | |||||||||
| 2. | Stockholder proposal concerning assigning one vote to each share. |
Shareholder | Against | For | ||||||||
| HUTTIG BUILDING PRODUCTS, INC. | ||||||||||||
| Security | 448451104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HBP | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US4484511047 | Agenda | 934749322 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Donald L. Glass | For | For | |||||||||
| 2 | Delbert H. Tanner | For | For | |||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| MARINE PRODUCTS CORPORATION | ||||||||||||
| Security | 568427108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MPX | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US5684271084 | Agenda | 934750010 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | GARY W. ROLLINS | For | For | |||||||||
| 2 | RICHARD A. HUBBELL | For | For | |||||||||
| 3 | LARRY L. PRINCE | For | For | |||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| RPC, INC. | ||||||||||||
| Security | 749660106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RES | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US7496601060 | Agenda | 934750022 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | GARY W. ROLLINS | For | For | |||||||||
| 2 | RICHARD A. HUBBELL | For | For | |||||||||
| 3 | LARRY L. PRINCE | For | For | |||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| CAPITAL PROPERTIES, INC. | ||||||||||||
| Security | 140430109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CPTP | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US1404301095 | Agenda | 934753698 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Alfred J. Corso | For | For | |||||||||
| 2 | Robert H. Eder | For | For | |||||||||
| 3 | Steven G. Triedman | For | For | |||||||||
| CORNING NATURAL GAS HOLDING CORPORATION | ||||||||||||
| Security | 219387107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNIG | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US2193871074 | Agenda | 934758167 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Henry B. Cook, Jr. | For | For | |||||||||
| 2 | Michael I. German | For | For | |||||||||
| 3 | Ted W. Gibson | For | For | |||||||||
| 4 | Robert B. Johnston | For | For | |||||||||
| 5 | Joseph P. Mirabito | For | For | |||||||||
| 6 | William Mirabito | For | For | |||||||||
| 7 | George J. Welch | For | For | |||||||||
| 8 | John B. Williamson III | For | For | |||||||||
| 2. | To approve an amendment to the certificate of incorporation to increase the authorized number of shares of common stock to 4,500,000 shares and preferred stock available for designation by the Board of Directors to 750,000 shares. |
Management | Abstain | Against | ||||||||
| 3. | To adopt the 2018 Stock Plan. | Management | Abstain | Against | ||||||||
| 4. | Non-binding advisory vote to approve the Company's executive compensation. |
Management | For | For | ||||||||
| 5. | To ratify the appointment of Freed Maxick CPAs, P.C. as our independent registered public accounting firm for the fiscal year ending September 30, 2018. |
Management | For | For | ||||||||
| 6. | To transact such other business as may properly come before the meeting or any adjournment thereof. |
Management | Abstain | Against | ||||||||
| SONIC AUTOMOTIVE, INC. | ||||||||||||
| Security | 83545G102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SAH | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US83545G1022 | Agenda | 934736666 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: O. Bruton Smith | Management | For | For | ||||||||
| 1B. | Election of Director: B. Scott Smith | Management | For | For | ||||||||
| 1C. | Election of Director: David Bruton Smith | Management | For | For | ||||||||
| 1D. | Election of Director: William I. Belk | Management | For | For | ||||||||
| 1E. | Election of Director: William R. Brooks | Management | For | For | ||||||||
| 1F. | Election of Director: Victor H. Doolan | Management | For | For | ||||||||
| 1G. | Election of Director: John W. Harris III | Management | For | For | ||||||||
| 1H. | Election of Director: Robert Heller | Management | For | For | ||||||||
| 1I. | Election of Director: R. Eugene Taylor | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as Sonic's independent registered public accounting firm for fiscal 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve Sonic's named executive officer compensation in fiscal 2017. |
Management | For | For | ||||||||
| TENNANT COMPANY | ||||||||||||
| Security | 880345103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TNC | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US8803451033 | Agenda | 934737884 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Azita Arvani | For | For | |||||||||
| 2 | Steven A. Sonnenberg | For | For | |||||||||
| 3 | David S. Wichmann | For | For | |||||||||
| 2. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Approve an amendment to the Restated Articles of Incorporation to adopt majority voting for the Election of Directors in uncontested elections. |
Management | For | For | ||||||||
| 4. | Advisory approval of executive compensation. | Management | For | For | ||||||||
| CALAVO GROWERS, INC. | ||||||||||||
| Security | 128246105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVGW | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US1282461052 | Agenda | 934742265 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Lecil E. Cole | For | For | |||||||||
| 2 | Steven Hollister | For | For | |||||||||
| 3 | James D. Helin | For | For | |||||||||
| 4 | Donald M. Sanders | For | For | |||||||||
| 5 | Marc L. Brown | For | For | |||||||||
| 6 | Michael A. DiGregorio | For | For | |||||||||
| 7 | Scott Van Der Kar | For | For | |||||||||
| 8 | J. Link Leavens | For | For | |||||||||
| 9 | Dorcas H. Thille | For | For | |||||||||
| 10 | John M. Hunt | For | For | |||||||||
| 11 | Egidio Carbone, Jr. | For | For | |||||||||
| 12 | Harold Edwards | For | For | |||||||||
| 13 | Kathleen M. Holmgren | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR THE YEAR ENDING OCTOBER 31, 2018 |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE APPROVING THE EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| SJW GROUP | ||||||||||||
| Security | 784305104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SJW | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US7843051043 | Agenda | 934745829 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: K. Armstrong | Management | For | For | ||||||||
| 1b. | Election of Director: W. J. Bishop | Management | For | For | ||||||||
| 1c. | Election of Director: D. R. King | Management | For | For | ||||||||
| 1d. | Election of Director: G. P. Landis | Management | For | For | ||||||||
| 1e. | Election of Director: D. C. Man | Management | For | For | ||||||||
| 1f. | Election of Director: D. B. More | Management | For | For | ||||||||
| 1g. | Election of Director: E. W. Thornburg | Management | For | For | ||||||||
| 1h. | Election of Director: R. A. Van Valer | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the accompanying proxy statement. |
Management | For | For | ||||||||
| 3. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for fiscal year 2018. |
Management | For | For | ||||||||
| MYERS INDUSTRIES, INC. | ||||||||||||
| Security | 628464109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MYE | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US6284641098 | Agenda | 934753030 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | R. DAVID BANYARD | For | For | |||||||||
| 2 | SARAH R. COFFIN | For | For | |||||||||
| 3 | WILLIAM A. FOLEY | For | For | |||||||||
| 4 | F. JACK LIEBAU, JR. | For | For | |||||||||
| 5 | BRUCE M. LISMAN | For | For | |||||||||
| 6 | JANE SCACCETTI | For | For | |||||||||
| 7 | ROBERT A. STEFANKO | For | For | |||||||||
| 2. | To cast a non-binding advisory vote to approve executive compensation |
Management | For | For | ||||||||
| 3. | To approve the Myers Industries, Inc. Employee Stock Purchase Plan |
Management | For | For | ||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2018 |
Management | For | For | ||||||||
| WINMARK CORPORATION | ||||||||||||
| Security | 974250102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WINA | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US9742501029 | Agenda | 934755907 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Set the number of directors at eight (8). | Management | For | For | ||||||||
| 2. | DIRECTOR | Management | ||||||||||
| 1 | John L. Morgan | For | For | |||||||||
| 2 | Lawrence A. Barbetta | For | For | |||||||||
| 3 | Jenele C. Grassle | For | For | |||||||||
| 4 | Brett D. Heffes | For | For | |||||||||
| 5 | Kirk A. MacKenzie | For | For | |||||||||
| 6 | Paul C. Reyelts | For | For | |||||||||
| 7 | Mark L. Wilson | For | For | |||||||||
| 8 | Steven C. Zola | For | For | |||||||||
| 3. | Ratify the appointment of GRANT THORNTON LLP as independent registered public accounting firm for the 2018 fiscal year. |
Management | For | For | ||||||||
| A.M. CASTLE & CO. | ||||||||||||
| Security | 148411309 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CTAM | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US1484113097 | Agenda | 934765136 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jeffrey A. Brodsky | For | For | |||||||||
| 2 | Jonathan B. Mellin | For | For | |||||||||
| 3 | Jacob Mercer | For | For | |||||||||
| 4 | Steven W. Scheinkman | For | For | |||||||||
| 5 | Jonathan Segal | For | For | |||||||||
| 6 | Michael Sheehan | For | For | |||||||||
| 2. | To approve the Company's executive compensation on an advisory (non-binding) basis. |
Management | For | For | ||||||||
| 3. | To approve, by non-binding vote, the frequency of executive compensation votes. |
Management | 1 Year | For | ||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| DOVER MOTORSPORTS, INC. | ||||||||||||
| Security | 260174107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DVD | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US2601741075 | Agenda | 934765299 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Henry B. Tippie | For | For | |||||||||
| 2 | R. Randall Rollins | For | For | |||||||||
| DOVER DOWNS GAMING & ENTERTAINMENT, INC. | ||||||||||||
| Security | 260095104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DDE | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US2600951048 | Agenda | 934767560 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Henry B. Tippie | For | For | |||||||||
| 2 | R. Randall Rollins | For | For | |||||||||
| WHITECAP RESOURCES INC, CALGARY AB | ||||||||||||
| Security | 96467A200 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2018 | ||||||||||
| ISIN | CA96467A2002 | Agenda | 709067587 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 2.1 TO 2.8 AND 3. THANK YOU |
Non-Voting | ||||||||||
| 1 | TO FIX THE NUMBER OF DIRECTORS OF WHITECAP TO BE ELECTED AT THE MEETING AT EIGHT (8) MEMBERS |
Management | For | For | ||||||||
| 2.1 | ELECTION OF DIRECTOR: HEATHER J. CULBERT | Management | For | For | ||||||||
| 2.2 | ELECTION OF DIRECTOR: GRANT B. FAGERHEIM | Management | For | For | ||||||||
| 2.3 | ELECTION OF DIRECTOR: GREGORY S. FLETCHER | Management | For | For | ||||||||
| 2.4 | ELECTION OF DIRECTOR: DARYL H. GILBERT | Management | For | For | ||||||||
| 2.5 | ELECTION OF DIRECTOR: GLENN A. MCNAMARA | Management | For | For | ||||||||
| 2.6 | ELECTION OF DIRECTOR: STEPHEN C. NIKIFORUK | Management | For | For | ||||||||
| 2.7 | ELECTION OF DIRECTOR: KENNETH S. STICKLAND | Management | For | For | ||||||||
| 2.8 | ELECTION OF DIRECTOR: GRANT A. ZAWALSKY | Management | For | For | ||||||||
| 3 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, AS THE AUDITORS OF WHITECAP, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH |
Management | For | For | ||||||||
| 4 | TO CONSIDER A NON-BINDING ADVISORY RESOLUTION ON WHITECAP'S APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 5 | TO RATIFY AND CONFIRM WHITECAP'S NEW BY- LAWS |
Management | Against | Against | ||||||||
| TINGYI (CAYMAN ISLANDS) HOLDING CORP. | ||||||||||||
| Security | G8878S103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2018 | ||||||||||
| ISIN | KYG8878S1030 | Agenda | 709146054 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0329/LTN20180329816.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0329/LTN20180329788.PDF |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO APPROVE THE ADOPTION OF THE SHARE OPTION SCHEME (AS DEFINED IN THE CIRCULAR DATED 29 MARCH 2018) |
Management | Against | Against | ||||||||
| BANYAN TREE HOLDINGS LIMITED | ||||||||||||
| Security | Y0703M104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Apr-2018 | ||||||||||
| ISIN | SG1T49930665 | Agenda | 709163416 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | DIRECTORS' STATEMENT AND AUDITED ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 2 | PAYMENT OF FIRST AND FINAL TAX EXEMPT (ONE- TIER) DIVIDEND: 1.0 CENT PER ORDINARY SHARE |
Management | For | For | ||||||||
| 3.I | RE-ELECTION OF DIRECTOR PURSUANT TO ARTICLES 93 AND 94: MR TIMOTHY CHIA |
Management | For | For | ||||||||
| 3.II | RE-ELECTION OF DIRECTOR PURSUANT TO ARTICLES 93 AND 94: MR ARIEL VERA |
Management | For | For | ||||||||
| 4.I | RE-ELECTION OF DIRECTOR PURSUANT TO ARTICLE 99: MR ZHANG XU |
Management | For | For | ||||||||
| 4.II | RE-ELECTION OF DIRECTOR PURSUANT TO ARTICLE 99: MR GAURAV BHUSHAN |
Management | For | For | ||||||||
| 5 | APPROVAL OF DIRECTORS' FEES | Management | For | For | ||||||||
| 6 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR |
Management | For | For | ||||||||
| 7.1 | AUTHORITY TO ISSUE NEW SHARES | Management | For | For | ||||||||
| 7.2 | AUTHORITY TO GRANT AWARDS AND ALLOT AND ISSUE SHARES PURSUANT TO VESTING OF AWARDS UNDER THE BANYAN TREE SHARE AWARD SCHEME 2016 |
Management | Against | Against | ||||||||
| 7.3 | THE PROPOSED RENEWAL OF THE SHAREHOLDERS' MANDATE FOR INTERESTED PERSON TRANSACTIONS |
Management | For | For | ||||||||
| 7.4 | THE PROPOSED RENEWAL OF THE SHARE BUYBACK MANDATE |
Management | For | For | ||||||||
| 7.5 | AUTHORITY TO GRANT AND ALLOT AND ISSUE NEW SHARES TO ALPS INVESTMENTS LIMITED, A WHOLLY-OWNED SUBSIDIARY OF CHINA VANKE CO., LTD |
Management | For | For | ||||||||
| 7.6 | TO APPROVE THE ADOPTION OF THE NEW CONSTITUTION OF THE COMPANY |
Management | For | For | ||||||||
| 7.7 | SUBJECT TO AND CONDITIONAL UPON RESOLUTION 7.6 ABOVE BEING PASSED,THAT THE OBJECTS OF THE COMPANY, WHICH ARE INCORPORATED FROM THE EXISTING MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY AND CONTAINED IN REGULATION 4 OF THE NEW CONSTITUTION, BE ALTERED IN THE MANNER AND TO THE EXTENT AS SET OUT IN APPENDIX 3 TO THE LETTER |
Management | For | For | ||||||||
| CMMT | 16 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION-RESOLUTION 7.7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| ASTEC INDUSTRIES, INC. | ||||||||||||
| Security | 046224101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ASTE | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US0462241011 | Agenda | 934736844 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Daniel K. Frierson | For | For | |||||||||
| 2 | Glen E. Tellock | For | For | |||||||||
| 3 | James B. Baker | For | For | |||||||||
| 2. | To approve the Compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| INTRICON CORPORATION | ||||||||||||
| Security | 46121H109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IIN | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US46121H1095 | Agenda | 934738595 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Nicholas A. Giordano | Management | For | For | ||||||||
| 2. | An advisory vote to approve executive compensation, as described in the Proxy Statement, referred to as "say-on- pay." |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Baker Tilly Virchow Krause, LLP as IntriCon Corporation's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| COBIZ FINANCIAL INC. | ||||||||||||
| Security | 190897108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COBZ | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US1908971088 | Agenda | 934741352 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Steven Bangert | Management | For | For | ||||||||
| 1b. | Election of Director: Michael G. Hutchinson | Management | For | For | ||||||||
| 1c. | Election of Director: Angela M. MacPhee | Management | For | For | ||||||||
| 1d. | Election of Director: Joel R. Montbriand | Management | For | For | ||||||||
| 1e. | Election of Director: Jonathan P. Pinkus | Management | For | For | ||||||||
| 1f. | Election of Director: Mary K. Rhinehart | Management | For | For | ||||||||
| 1g. | Election of Director: Noel N. Rothman | Management | For | For | ||||||||
| 1h. | Election of Director: Terrance M. Scanlan | Management | For | For | ||||||||
| 1i. | Election of Director: Bruce H. Schroffel | Management | For | For | ||||||||
| 1j. | Election of Director: Mary Beth Vitale | Management | For | For | ||||||||
| 1k. | Election of Director: Marc S. Wallace | Management | For | For | ||||||||
| 1l. | Election of Director: Willis T. Wiedel | Management | For | For | ||||||||
| 2. | An advisory (nonbinding) shareholder approval of executive compensation. |
Management | For | For | ||||||||
| 3. | The ratification (nonbinding) of the selection of Crowe Horwath LLP as the independent registered public accounting firm |
Management | For | For | ||||||||
| 4. | An advisory (nonbinding) vote to determine the compensation of the Company's executives will occur every 1, 2, or 3 years. |
Management | 1 Year | For | ||||||||
| MYR GROUP INC | ||||||||||||
| Security | 55405W104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MYRG | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US55405W1045 | Agenda | 934742734 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF CLASS II DIRECTOR: DONALD C.I. LUCKY |
Management | For | For | ||||||||
| 1.2 | ELECTION OF CLASS II DIRECTOR: MAURICE E. MOORE |
Management | For | For | ||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2018. |
Management | For | For | ||||||||
| WHITECAP RESOURCES INC. | ||||||||||||
| Security | 96467A200 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | SPGYF | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | CA96467A2002 | Agenda | 934746237 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To fix the number of directors of Whitecap Resources Inc. ("Whitecap") to be elected at the meeting at eight (8) members. |
Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Heather J. Culbert | For | For | |||||||||
| 2 | Grant B. Fagerheim | For | For | |||||||||
| 3 | Gregory S. Fletcher | For | For | |||||||||
| 4 | Daryl H. Gilbert | For | For | |||||||||
| 5 | Glenn A. McNamara | For | For | |||||||||
| 6 | Stephen C. Nikiforuk | For | For | |||||||||
| 7 | Kenneth S. Stickland | For | For | |||||||||
| 8 | Grant A. Zawalsky | For | For | |||||||||
| 3 | The appointment of PricewaterhouseCoopers LLP, as the auditors of Whitecap, and to authorize the directors to fix their remuneration as such. |
Management | For | For | ||||||||
| 4 | To consider a non-binding advisory resolution on Whitecap's approach to executive compensation. |
Management | For | For | ||||||||
| 5 | To ratify and confirm Whitecap's new by-laws. | Management | Against | Against | ||||||||
| DANA INCORPORATED | ||||||||||||
| Security | 235825205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DAN | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US2358252052 | Agenda | 934746807 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Rachel A. Gonzalez | For | For | |||||||||
| 2 | James K. Kamsickas | For | For | |||||||||
| 3 | Virginia A. Kamsky | For | For | |||||||||
| 4 | Raymond E. Mabus, Jr. | For | For | |||||||||
| 5 | Michael J. Mack, Jr. | For | For | |||||||||
| 6 | R. Bruce McDonald | For | For | |||||||||
| 7 | Diarmuid B. O'Connell | For | For | |||||||||
| 8 | Keith E. Wandell | For | For | |||||||||
| 2. | Approval of a non-binding advisory proposal approving executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. |
Management | For | For | ||||||||
| 4. | Approve amending the Second Restated Certificate of Incorporation to eliminate supermajority voting requirements. |
Management | For | For | ||||||||
| 5. | A shareholder proposal regarding special meetings. | Shareholder | Against | For | ||||||||
| NAUTILUS, INC. | ||||||||||||
| Security | 63910B102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NLS | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US63910B1026 | Agenda | 934751961 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ronald P. Badie | For | For | |||||||||
| 2 | Bruce M. Cazenave | For | For | |||||||||
| 3 | Richard A. Horn | For | For | |||||||||
| 4 | M. Carl Johnson, III | For | For | |||||||||
| 5 | Anne G. Saunders | For | For | |||||||||
| 6 | Marvin G. Siegert | For | For | |||||||||
| 2. | To adopt an advisory resolution approving Nautilus' executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of selection of KPMG LLP as Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| THE GORMAN-RUPP COMPANY | ||||||||||||
| Security | 383082104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GRC | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US3830821043 | Agenda | 934754955 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James C. Gorman | For | For | |||||||||
| 2 | Jeffrey S. Gorman | For | For | |||||||||
| 3 | M. Ann Harlan | For | For | |||||||||
| 4 | Thomas E. Hoaglin | For | For | |||||||||
| 5 | Christopher H. Lake | For | For | |||||||||
| 6 | Kenneth R. Reynolds | For | For | |||||||||
| 7 | Rick R. Taylor | For | For | |||||||||
| 8 | W. Wayne Walston | For | For | |||||||||
| 2. | Approve, on an advisory basis, the compensation of the Company's named Executive Officers. |
Management | For | For | ||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as independent registered public accountants for the Company during the year ending December 31, 2018. |
Management | For | For | ||||||||
| USA TECHNOLOGIES, INC. | ||||||||||||
| Security | 90328S500 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USAT | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US90328S5001 | Agenda | 934771850 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Steven D. Barnhart | For | For | |||||||||
| 2 | Joel Brooks | For | For | |||||||||
| 3 | Stephen P. Herbert | For | For | |||||||||
| 4 | Robert L. Metzger | For | For | |||||||||
| 5 | Albin F. Moschner | For | For | |||||||||
| 6 | William J. Reilly, Jr. | For | For | |||||||||
| 7 | William J. Schoch | For | For | |||||||||
| 2. | Ratification of the appointment of RSM US LLP as the independent registered public accounting firm of the Company for fiscal year ending June 30, 2018. |
Management | For | For | ||||||||
| 3. | Approval of the 2018 Equity Incentive Plan. | Management | For | For | ||||||||
| 4. | Advisory vote on named executive officer compensation. | Management | For | For | ||||||||
| FIDELITY SOUTHERN CORPORATION | ||||||||||||
| Security | 316394105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LION | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US3163941053 | Agenda | 934772016 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: James B. Miller, Jr. | Management | For | For | ||||||||
| 1b. | Election of Director: Major General (Ret) David R. Bockel | Management | For | For | ||||||||
| 1c. | Election of Director: Rodney D. Bullard | Management | For | For | ||||||||
| 1d. | Election of Director: Wm. Millard Choate | Management | For | For | ||||||||
| 1e. | Election of Director: Dr. Donald A. Harp, Jr. | Management | For | For | ||||||||
| 1f. | Election of Director: Kevin S. King, Esq. | Management | For | For | ||||||||
| 1g. | Election of Director: William C. Lankford, Jr. | Management | For | For | ||||||||
| 1h. | Election of Director: Gloria A. O'Neal | Management | For | For | ||||||||
| 1i. | Election of Director: H. Palmer Proctor, Jr. | Management | For | For | ||||||||
| 1j. | Election of Director: W. Clyde Shepherd III | Management | For | For | ||||||||
| 1k. | Election of Director: Rankin M. Smith, Jr. | Management | For | For | ||||||||
| 2. | An advisory (non-binding) vote to approve executive compensation . |
Management | For | For | ||||||||
| 3. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. |
Management | For | For | ||||||||
| 4. | To approve the Fidelity Southern Corporation 2018 Omnibus Incentive Plan. |
Management | For | For | ||||||||
| BIGLARI HOLDINGS INC. | ||||||||||||
| Security | 08986R101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BH | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US08986R1014 | Agenda | 934775050 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Sardar Biglari | Withhold | Against | |||||||||
| 2 | Philip L. Cooley | Withhold | Against | |||||||||
| 3 | Kenneth R. Cooper | Withhold | Against | |||||||||
| 4 | James P. Mastrian | Withhold | Against | |||||||||
| 5 | Ruth J. Person | Withhold | Against | |||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| BIGLARI HOLDINGS INC. | ||||||||||||
| Security | 08986R101 | Meeting Type | Special | |||||||||
| Ticker Symbol | BH | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US08986R1014 | Agenda | 934776228 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the Amended and Restated Agreement and Plan of Merger, dated as of March 5, 2018, by and among Biglari Holdings Inc., NBHSA Inc. and BH Merger Company |
Management | Against | Against | ||||||||
| 2. | To approve the authorized capital of NBHSA Inc., which is 11,500,000 shares, consisting of 500,000 shares of Class A common stock, 10,000,000 shares of Class B common stock, and 1,000,000 shares of preferred stock. |
Management | Against | Against | ||||||||
| 3. | To approve NBHSA Inc. being subject to Chapter 42 of the Indiana Business Corporation Law, which relates to "control share acquisitions". |
Management | Against | Against | ||||||||
| GAMENET GROUP S.P.A. | ||||||||||||
| Security | T4R6A3101 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2018 | ||||||||||
| ISIN | IT0005282725 | Agenda | 709151207 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | APPROVE FINANCIAL STATEMENTS, STATUTORY REPORTS, AND ALLOCATION OF INCOME |
Management | For | For | ||||||||
| 2 | AUTHORIZE EXTRAORDINARY DIVIDEND | Management | For | For | ||||||||
| 3 | APPROVE REMUNERATION POLICY:ART. 123 TER, PARAGRAPH 6 |
Management | For | For | ||||||||
| 4 | AMEND THE STOCK OPTION PLAN 2017-2020 | Management | For | For | ||||||||
| 5 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES |
Management | Against | Against | ||||||||
| CMMT | 20 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE MEETING-TYPE FROM AGM TO OGM AND MODIFICATION OF THE TEXT OF RESOLUTION 3 . IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| IL SOLE 24 ORE S.P.A. | ||||||||||||
| Security | T5R68Q118 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2018 | ||||||||||
| ISIN | IT0005283111 | Agenda | 709292673 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_352558.PDF |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 906887 DUE TO ADDITION OF- RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU |
Non-Voting | ||||||||||
| 1 | APPROVAL OF THE FINANCIAL STATEMENTS AS AT DECEMBER 31ST, 2017 PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS AT DECEMBER 31, 2017 INHERENT AND CONSEQUENTIAL RESOLUTIONS |
Management | For | For | ||||||||
| 2 | REMUNERATION POLICY PURSUANT TO ART. 123- TER OF D.LGS 58/98 INHERENT AND CONSEQUENTIAL RESOLUTIONS |
Management | Against | Against | ||||||||
| 3 | APPOINTMENT OF A DIRECTOR INHERENT AND CONSEQUENTIAL RESOLUTIONS |
Management | Abstain | Against | ||||||||
| 4 | APPOINTMENT OF AN EFFECTIVE AUDITOR INHERENT AND CONSEQUENTIAL RESOLUTIONS |
Management | Abstain | Against | ||||||||
| CMMT | 18 APR 2018: THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTION 3 AND-4. |
Non-Voting | ||||||||||
| CMMT | 18 APR 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| LITTELFUSE, INC. | ||||||||||||
| Security | 537008104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LFUS | Meeting Date | 27-Apr-2018 | |||||||||
| ISIN | US5370081045 | Agenda | 934736286 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: T. J. Chung | Management | For | For | ||||||||
| 1b. | Election of Director: Cary Fu | Management | For | For | ||||||||
| 1c. | Election of Director: Anthony Grillo | Management | For | For | ||||||||
| 1d. | Election of Director: David Heinzmann | Management | For | For | ||||||||
| 1e. | Election of Director: Gordon Hunter | Management | For | For | ||||||||
| 1f. | Election of Director: John Major | Management | For | For | ||||||||
| 1g. | Election of Director: William Noglows | Management | For | For | ||||||||
| 1h. | Election of Director: Ronald Schubel | Management | For | For | ||||||||
| 1i. | Election of Director: Nathan Zommer | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 3. | Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2018. |
Management | For | For | ||||||||
| LITHIA MOTORS, INC. | ||||||||||||
| Security | 536797103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LAD | Meeting Date | 27-Apr-2018 | |||||||||
| ISIN | US5367971034 | Agenda | 934739167 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Sidney B. DeBoer | For | For | |||||||||
| 2 | Thomas R. Becker | For | For | |||||||||
| 3 | Susan O. Cain | For | For | |||||||||
| 4 | Bryan B. DeBoer | For | For | |||||||||
| 5 | Louis P. Miramontes | For | For | |||||||||
| 6 | Kenneth E. Roberts | For | For | |||||||||
| 7 | David J. Robino | For | For | |||||||||
| 2. | To conduct an advisory vote on the compensation of our named executive officers, as disclosed pursuant to Item 402 of Regulation S-K. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of KPMG LLP as our Independent Registered Public Accounting Firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| ALLEGIANCE BANCSHARES, INC. | ||||||||||||
| Security | 01748H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABTX | Meeting Date | 27-Apr-2018 | |||||||||
| ISIN | US01748H1077 | Agenda | 934740817 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Robert Ivany* | For | For | |||||||||
| 2 | William S. Nichols III# | For | For | |||||||||
| 3 | Steven F. Retzloff# | For | For | |||||||||
| 4 | Raimundo Riojas E.# | For | For | |||||||||
| 5 | Fred S. Robertson# | For | For | |||||||||
| 6 | Ramon A. Vitulli III# | For | For | |||||||||
| 2. | To ratify the appointment of Crowe Horwath LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| LYDALL, INC. | ||||||||||||
| Security | 550819106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LDL | Meeting Date | 27-Apr-2018 | |||||||||
| ISIN | US5508191062 | Agenda | 934745817 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Dale G. Barnhart | For | For | |||||||||
| 2 | David G. Bills | For | For | |||||||||
| 3 | Kathleen Burdett | For | For | |||||||||
| 4 | James J. Cannon | For | For | |||||||||
| 5 | Matthew T. Farrell | For | For | |||||||||
| 6 | Marc T. Giles | For | For | |||||||||
| 7 | William D. Gurley | For | For | |||||||||
| 8 | Suzanne Hammett | For | For | |||||||||
| 9 | S. Carl Soderstrom, Jr. | For | For | |||||||||
| 2. | Holding an advisory vote on executive compensation. | Management | For | For | ||||||||
| 3. | Ratifying the appointment of PricewaterhouseCoopers LLP as independent auditor for fiscal year 2018. |
Management | For | For | ||||||||
| BADGER METER, INC. | ||||||||||||
| Security | 056525108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMI | Meeting Date | 27-Apr-2018 | |||||||||
| ISIN | US0565251081 | Agenda | 934750058 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Todd A. Adams | For | For | |||||||||
| 2 | Thomas J. Fischer | For | For | |||||||||
| 3 | Gale E. Klappa | For | For | |||||||||
| 4 | Gail A. Lione | For | For | |||||||||
| 5 | Richard A. Meeusen | For | For | |||||||||
| 6 | James F. Stern | For | For | |||||||||
| 7 | Glen E. Tellock | For | For | |||||||||
| 8 | Todd J. Teske | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2018. |
Management | For | For | ||||||||
| UNITED STATES LIME & MINERALS, INC. | ||||||||||||
| Security | 911922102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | USLM | Meeting Date | 27-Apr-2018 | |||||||||
| ISIN | US9119221029 | Agenda | 934759121 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | T. W. Byrne | For | For | |||||||||
| 2 | R. W. Cardin | For | For | |||||||||
| 3 | A. M. Doumet | For | For | |||||||||
| 4 | R.M. Harlin | For | For | |||||||||
| 5 | B.R. Hughes | For | For | |||||||||
| 6 | E. A. Odishaw | For | For | |||||||||
| 2. | To approve a non-binding advisory vote on executive compensation. |
Management | For | For | ||||||||
| FLOTEK INDUSTRIES, INC. | ||||||||||||
| Security | 343389102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FTK | Meeting Date | 27-Apr-2018 | |||||||||
| ISIN | US3433891021 | Agenda | 934766948 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director: Michelle M. Adams | Management | For | For | ||||||||
| 1B | Election of Director: Ted D. Brown | Management | For | For | ||||||||
| 1C | Election of Director: John W. Chisholm | Management | For | For | ||||||||
| 1D | Election of Director: L. Melvin Cooper | Management | For | For | ||||||||
| 1E | Election of Director: Kenneth T. Hern | Management | For | For | ||||||||
| 1F | Election of Director: L.V. "Bud" McGuire | Management | For | For | ||||||||
| 2 | Approval of the Flotek Industries, Inc. 2018 Long-Term Incentive Plan. |
Management | For | For | ||||||||
| 3 | Approval of Non-Binding Advisory Vote on Executive Compensation. |
Management | For | For | ||||||||
| 4 | Ratification of the selection of the independent registered public accounting firm, Moss Adams LLP, as the Company's auditors for the year ending December 31, 2018. |
Management | For | For | ||||||||
| INNOVATIVE SOLUTIONS AND SUPPORT,INC. | ||||||||||||
| Security | 45769N105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ISSC | Meeting Date | 30-Apr-2018 | |||||||||
| ISIN | US45769N1054 | Agenda | 934736616 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approval of the amendment to the Company's Amended and Restated Bylaws to declassify the Board and to provide for annual election of all directors. |
Management | For | For | ||||||||
| 2a. | Election of Director: Geoffrey S. M. Hedrick (If Proposal 1 is approved) |
Management | For | For | ||||||||
| 2b. | Election of Director: Winston J. Churchill (If Proposal 1 is approved) |
Management | For | For | ||||||||
| 2c. | Election of Director: Robert H. Rau (If Proposal 1 is approved) |
Management | For | For | ||||||||
| 2d. | Election of Director: Roger A. Carolin (If Proposal 1 is approved) |
Management | For | For | ||||||||
| 2e. | Election of Director: Robert E. Mittelstaedt, Jr. (If Proposal 1 is approved) |
Management | For | For | ||||||||
| 2f. | Election of Director: Glen R. Bressner (If Proposal 1 is approved) |
Management | For | For | ||||||||
| 3a. | Election of Director: Geoffrey S. M. Hedrick (If Proposal 1 is not approved) |
Management | For | For | ||||||||
| 3b. | Election of Director: Winston J. Churchill (If Proposal 1 is not approved) |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2018. |
Management | For | For | ||||||||
| CONSOLIDATED COMMUNICATIONS HLDGS, INC. | ||||||||||||
| Security | 209034107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNSL | Meeting Date | 30-Apr-2018 | |||||||||
| ISIN | US2090341072 | Agenda | 934740146 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Richard A. Lumpkin | For | For | |||||||||
| 2 | Timothy D. Taron | For | For | |||||||||
| 3 | Wayne Wilson | For | For | |||||||||
| 2. | Approval of Ernst & Young LLP, as the independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Executive Compensation - An advisory vote on the approval of compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | Approve certain provisions of the Consolidated Communications Holdings, Inc. 2005 Long-Term Incentive Plan. |
Management | For | For | ||||||||
| ORCHIDS PAPER PRODUCTS COMPANY | ||||||||||||
| Security | 68572N104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TIS | Meeting Date | 30-Apr-2018 | |||||||||
| ISIN | US68572N1046 | Agenda | 934742811 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director: Steven R. Berlin | Management | For | For | ||||||||
| 1B | Election of Director: Mario Armando Garcia | Management | For | For | ||||||||
| 1C | Election of Director: John C. Guttilla | Management | For | For | ||||||||
| 1D | Election of Director: Douglas E. Hailey | Management | For | For | ||||||||
| 1E | Election of Director: Elaine MacDonald | Management | For | For | ||||||||
| 1F | Election of Director: Mark H. Ravich | Management | For | For | ||||||||
| 1G | Election of Director: Jeffrey S. Schoen | Management | For | For | ||||||||
| 2 | To approve, by advisory vote, our executive compensation. |
Management | For | For | ||||||||
| 3 | To ratify the appointment of HoganTaylor LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 4 | To vote on a proposal to amend the Company's Certificate of Incorporation to provide that directors are removable with or without cause; and |
Management | For | For | ||||||||
| 5 | To approve an amendment to the Company's 2014 Stock Incentive Plan. |
Management | Against | Against | ||||||||
| RTI SURGICAL, INC. | ||||||||||||
| Security | 74975N105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RTIX | Meeting Date | 30-Apr-2018 | |||||||||
| ISIN | US74975N1054 | Agenda | 934753357 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Camille I. Farhat | For | For | |||||||||
| 2 | Peter F. Gearen, M.D. | For | For | |||||||||
| 3 | Thomas A. McEachin | For | For | |||||||||
| 4 | Mark D. Stolper | For | For | |||||||||
| 5 | Paul G. Thomas | For | For | |||||||||
| 6 | Nicholas J. Valeriani | For | For | |||||||||
| 7 | Shirley A. Weis | For | For | |||||||||
| 2. | To approve and adopt the RTI Surgical, Inc. 2018 Incentive Compensation Plan. |
Management | Against | Against | ||||||||
| 3. | To approve (on an advisory basis) the compensation of our named executive officers, as disclosed in the proxy statement (the "say on pay vote"). |
Management | For | For | ||||||||
| SHENANDOAH TELECOMMUNICATIONS COMPANY | ||||||||||||
| Security | 82312B106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHEN | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US82312B1061 | Agenda | 934732430 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas A. Beckett | For | For | |||||||||
| 2 | Richard L. Koontz | For | For | |||||||||
| 3 | Leigh Ann Schultz | For | For | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | To consider and approve, in a non-binding vote, the Company's named executive officer compensation. |
Management | For | For | ||||||||
| BROADWIND ENERGY, INC. | ||||||||||||
| Security | 11161T207 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BWEN | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US11161T2078 | Agenda | 934742481 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Terence P. Fox | Management | For | For | ||||||||
| 1b. | Election of Director: Stephanie K. Kushner | Management | For | For | ||||||||
| 1c. | Election of Director: David P. Reiland | Management | For | For | ||||||||
| 1d. | Election of Director: Thomas A. Wagner | Management | For | For | ||||||||
| 1e. | Election of Director: Cary B. Wood | Management | For | For | ||||||||
| 2. | To cast a non-binding advisory vote approving the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| COTT CORPORATION | ||||||||||||
| Security | 22163N106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COT | Meeting Date | 01-May-2018 | |||||||||
| ISIN | CA22163N1069 | Agenda | 934744574 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jerry Fowden | For | For | |||||||||
| 2 | David T. Gibbons | For | For | |||||||||
| 3 | Stephen H. Halperin | For | For | |||||||||
| 4 | Betty Jane Hess | For | For | |||||||||
| 5 | Kenneth C. Keller, Jr. | For | For | |||||||||
| 6 | Gregory Monahan | For | For | |||||||||
| 7 | Mario Pilozzi | For | For | |||||||||
| 8 | Eric Rosenfeld | For | For | |||||||||
| 9 | Graham Savage | For | For | |||||||||
| 2. | Appointment of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm. |
Management | For | For | ||||||||
| 3. | Approval, on a non-binding advisory basis, of the compensation of Cott Corporation's named executive officers. |
Management | For | For | ||||||||
| 4. | Approval of the Cott Corporation 2018 Equity Incentive Plan. |
Management | Against | Against | ||||||||
| 5. | Approval of the Cott Corporation Shareholder Rights Plan. |
Management | Against | Against | ||||||||
| 6. | Approval of the amendment to the Cott Corporation Articles of Incorporation to change Cott's registered office address from Quebec to Ontario. |
Management | For | For | ||||||||
| 7. | Approval of the amendments to the Cott Corporation Articles of Incorporation and the Cott Corporation By- Laws to allow for meetings of shareowners to be permitted in such location as the directors of Cott may determine, either inside or outside of Canada. |
Management | For | For | ||||||||
| FEDERAL SIGNAL CORPORATION | ||||||||||||
| Security | 313855108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FSS | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US3138551086 | Agenda | 934745843 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James E. Goodwin | For | For | |||||||||
| 2 | Bonnie C. Lind | For | For | |||||||||
| 3 | Dennis J. Martin | For | For | |||||||||
| 4 | Richard R. Mudge | For | For | |||||||||
| 5 | William F. Owens | For | For | |||||||||
| 6 | Brenda L. Reichelderfer | For | For | |||||||||
| 7 | Jennifer L. Sherman | For | For | |||||||||
| 8 | John L. Workman | For | For | |||||||||
| 2. | Approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as Federal Signal Corporation's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| UNION BANKSHARES CORPORATION | ||||||||||||
| Security | 90539J109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UBSH | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US90539J1097 | Agenda | 934750995 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Beverley E. Dalton | For | For | |||||||||
| 2 | Thomas P. Rohman | For | For | |||||||||
| 3 | Thomas G. Snead Jr. | For | For | |||||||||
| 4 | Charles W. Steger | For | For | |||||||||
| 5 | Ronald L. Tillett | For | For | |||||||||
| 6 | Keith L. Wampler | For | For | |||||||||
| 7 | Patrick E. Corbin | For | For | |||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | To approve, on an advisory (non-binding) basis, the Company's executive compensation. |
Management | For | For | ||||||||
| DAWSON GEOPHYSICAL COMPANY | ||||||||||||
| Security | 239360100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DWSN | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US2393601008 | Agenda | 934761253 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | William J. Barrett | For | For | |||||||||
| 2 | Craig W. Cooper | For | For | |||||||||
| 3 | Gary M. Hoover, Ph.D. | For | For | |||||||||
| 4 | Stephen C. Jumper | For | For | |||||||||
| 5 | Michael L. Klofas | For | For | |||||||||
| 6 | Ted R. North | For | For | |||||||||
| 7 | Mark A. Vander Ploeg | For | For | |||||||||
| 8 | Wayne A. Whitener | For | For | |||||||||
| 2. | Proposal to ratify the appointment of RSM US LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Proposal to approve a non-binding advisory resolution on the compensation of the named executive officers as disclosed in the Proxy Statement of the Company for the 2018 Annual Meeting of Shareholders. |
Management | For | For | ||||||||
| 4. | Proposal to vote on a non-binding advisory basis, on the frequency of the advisory vote on compensation of the named executive officers |
Management | 1 Year | For | ||||||||
| SOTHERLY HOTELS INC. | ||||||||||||
| Security | 83600C103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SOHO | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US83600C1036 | Agenda | 934764350 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David J. Beatty | For | For | |||||||||
| 2 | David R. Folsom | For | For | |||||||||
| 3 | Andrew M. Sims | For | For | |||||||||
| 4 | G. Scott Gibson IV | For | For | |||||||||
| 5 | Edward S. Stein | For | For | |||||||||
| 6 | Herschel J. Walker | For | For | |||||||||
| 7 | Gen. Anthony C. Zinni | For | For | |||||||||
| 2. | To ratify the appointment of Dixon Hughes Goodman LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | An advisory vote to approve executive compensation. | Management | For | For | ||||||||
| DOUGLAS DYNAMICS, INC | ||||||||||||
| Security | 25960R105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PLOW | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US25960R1059 | Agenda | 934766378 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James L. Packard | For | For | |||||||||
| 2 | Kenneth W. Krueger | For | For | |||||||||
| 2. | Advisory vote (non-binding) to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | The ratification of the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| ATLANTIC AMERICAN CORPORATION | ||||||||||||
| Security | 048209100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAME | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US0482091008 | Agenda | 934770086 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Hilton H. Howell, Jr. | For | For | |||||||||
| 2 | Robin R. Howell | For | For | |||||||||
| 3 | Mark E. Preisinger | For | For | |||||||||
| 4 | Joseph M. Scheerer | For | For | |||||||||
| 5 | Scott G. Thompson | For | For | |||||||||
| 6 | D. Keehln Wheeler | For | For | |||||||||
| 2. | To ratify the appointment of BDO USA, LLP. | Management | For | For | ||||||||
| CINCINNATI BELL INC. | ||||||||||||
| Security | 171871502 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | CBB | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US1718715022 | Agenda | 934787207 - Opposition | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James Chadwick | For | For | |||||||||
| 2 | Matthew Goldfarb | For | For | |||||||||
| 3 | Justyn R. Putnam | For | For | |||||||||
| 4 | Mgt Nom P. R. Cox | Withheld | Against | |||||||||
| 5 | Mgt Nom John W. Eck | Withheld | Against | |||||||||
| 6 | Mgt Nom Leigh R. Fox | Withheld | Against | |||||||||
| 7 | Mgt Nom J. L. Haussler | Withheld | Against | |||||||||
| 8 | Mgt Nom L. A. Wentworth | Withheld | Against | |||||||||
| 9 | Mgt Nom M. J. Yudkovitz | Withheld | Against | |||||||||
| 2. | Company's proposal to approve a non-binding advisory vote of the Company's executive officers' compensation. |
Management | For | |||||||||
| 3. | Company's proposal to amend the Company's Amended and Restated Regulations to provide for proxy access to shareholders. |
Management | For | |||||||||
| 4. | Company's proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 5N PLUS INC, ST-LAURENT QC | ||||||||||||
| Security | 33833X101 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 02-May-2018 | ||||||||||
| ISIN | CA33833X1015 | Agenda | 709162755 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: ARJANG J. (AJ) ROSHAN | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: JEAN-MARIE BOURASSA | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: JENNIE S. HWANG | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: JAMES T. FAHEY | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: NATHALIE LE PROHON | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: LUC BERTRAND | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: DONALD F. OSBORNE | Management | For | For | ||||||||
| 2 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION |
Management | For | For | ||||||||
| TREDEGAR CORPORATION | ||||||||||||
| Security | 894650100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TG | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US8946501009 | Agenda | 934744651 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: George C. Freeman, III | Management | For | For | ||||||||
| 1.2 | Election of Director: John D. Gottwald | Management | For | For | ||||||||
| 1.3 | Election of Director: William M. Gottwald | Management | For | For | ||||||||
| 1.4 | Election of Director: Kenneth R. Newsome | Management | For | For | ||||||||
| 1.5 | Election of Director: Gregory A. Pratt | Management | For | For | ||||||||
| 1.6 | Election of Director: Thomas G. Snead, Jr. | Management | For | For | ||||||||
| 1.7 | Election of Director: John M. Steitz | Management | For | For | ||||||||
| 1.8 | Election of Director: Carl E. Tack, III | Management | For | For | ||||||||
| 2. | Approval of the Tredegar Corporation 2018 Equity Incentive Plan. |
Management | For | For | ||||||||
| 3. | Advisory vote to Approve Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 4. | Advisory vote on Frequency of the Vote on Named Executive Officer Compensation. |
Management | 3 Years | For | ||||||||
| BRUNSWICK CORPORATION | ||||||||||||
| Security | 117043109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BC | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US1170431092 | Agenda | 934745398 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Manuel A. Fernandez | Management | For | For | ||||||||
| 1b. | Election of Director: Mark D. Schwabero | Management | For | For | ||||||||
| 1c. | Election of Director: David V. Singer | Management | For | For | ||||||||
| 1d. | Election of Director: J. Steven Whisler | Management | For | For | ||||||||
| 2. | The approval of amendments to our Restated Certificate of Incorporation to declassify the Board of Directors. |
Management | For | For | ||||||||
| 3. | The approval of the compensation of our Named Executive Officers on an advisory basis. |
Management | For | For | ||||||||
| 4. | The ratification of the Audit Committee's appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| THE EASTERN COMPANY | ||||||||||||
| Security | 276317104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EML | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US2763171046 | Agenda | 934747570 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John W. Everets | For | For | |||||||||
| 2 | Michael A. McManus Jr. | For | For | |||||||||
| 3 | James A. Mitarotonda | For | For | |||||||||
| 4 | August M. Vlak | For | For | |||||||||
| 2. | Advisory vote to approve the compensation of the named executive officers. |
Management | For | For | ||||||||
| 3. | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP). |
Management | For | For | ||||||||
| DUCOMMUN INCORPORATED | ||||||||||||
| Security | 264147109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DCO | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US2641471097 | Agenda | 934750680 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gregory S. Churchill | For | For | |||||||||
| 2. | Advisory resolution on executive compensation | Management | For | For | ||||||||
| 3. | Amended and Restated 2013 Stock Incentive Plan | Management | Against | Against | ||||||||
| 4. | Adoption of Employee Stock Purchase Plan | Management | For | For | ||||||||
| 5. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm |
Management | For | For | ||||||||
| MATERION CORPORATION | ||||||||||||
| Security | 576690101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MTRN | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US5766901012 | Agenda | 934753701 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Vinod M. Khilnani | For | For | |||||||||
| 2 | William B. Lawrence | For | For | |||||||||
| 3 | N. Mohan Reddy | For | For | |||||||||
| 4 | Craig S. Shular | For | For | |||||||||
| 5 | Darlene J. S. Solomon | For | For | |||||||||
| 6 | Robert B. Toth | For | For | |||||||||
| 7 | Jugal K. Vijayvargiya | For | For | |||||||||
| 8 | Geoffrey Wild | For | For | |||||||||
| 9 | Robert J. Phillippy | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company. |
Management | For | For | ||||||||
| 3. | To approve, by non-binding vote, named executive officer compensation. |
Management | For | For | ||||||||
| CAROLINA FINANCIAL CORPORATION | ||||||||||||
| Security | 143873107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CARO | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US1438731077 | Agenda | 934766671 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Beverly Ladley | For | For | |||||||||
| 2 | Robert M. Moise | For | For | |||||||||
| 3 | David L. Morrow | For | For | |||||||||
| 4 | Jerry L. Rexroad | For | For | |||||||||
| 5 | Claudius E. Watts IV | For | For | |||||||||
| 2. | The amendment of the Certificate of Incorporation to increase the number of the Company's authorized shares of Common Stock from 25,000,000 shares to 50,000,000 shares. |
Management | For | For | ||||||||
| 3. | The ratification of the appointment of Elliott Davis, LLC as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| MONEYGRAM INTERNATIONAL, INC. | ||||||||||||
| Security | 60935Y208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MGI | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US60935Y2081 | Agenda | 934772218 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: J. Coley Clark | Management | For | For | ||||||||
| 1b. | Election of Director: Victor W. Dahir | Management | For | For | ||||||||
| 1c. | Election of Director: Antonio O. Garza | Management | For | For | ||||||||
| 1d. | Election of Director: W. Alexander Holmes | Management | For | For | ||||||||
| 1e. | Election of Director: Seth W. Lawry | Management | For | For | ||||||||
| 1f. | Election of Director: Michael P. Rafferty | Management | For | For | ||||||||
| 1g. | Election of Director: Ganesh B. Rao | Management | For | For | ||||||||
| 1h. | Election of Director: W. Bruce Turner | Management | For | For | ||||||||
| 1i. | Election of Director: Peggy Vaughan | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| OSISKO GOLD ROYALTIES LTD. | ||||||||||||
| Security | 68827L101 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2018 | ||||||||||
| ISIN | CA68827L1013 | Agenda | 709148870 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 TO 6 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.10 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: FRANCOISE BERTRAND | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: JOHN BURZYNSKI | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: PIERRE D. CHENARD | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: CHRISTOPHER C. CURFMAN |
Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: JOANNE FERSTMAN | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: ANDRE GAUMOND | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: PIERRE LABBE | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: OSKAR LEWNOWSKI | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: CHARLES E. PAGE | Management | For | For | ||||||||
| 1.10 | ELECTION OF DIRECTOR: SEAN ROOSEN | Management | For | For | ||||||||
| 2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 3 | TO APPROVE AMENDMENTS TO THE EMPLOYEE SHARE PURCHASE PLAN AND APPROVE ALL UNALLOCATED RIGHTS AND ENTITLEMENTS UNDER THE PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR |
Management | For | For | ||||||||
| 4 | TO APPROVE AMENDMENTS TO THE STOCK OPTION PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR |
Management | For | For | ||||||||
| 5 | TO APPROVE THE AMENDED RESTRICTED SHARE UNIT PLAN AND APPROVE ALL UNALLOCATED RIGHTS AND ENTITLEMENTS UNDER THE PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR |
Management | For | For | ||||||||
| 6 | ADVISORY RESOLUTION TO APPROVE OSISKO'S APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| UNI-SELECT INC. | ||||||||||||
| Security | 90457D100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2018 | ||||||||||
| ISIN | CA90457D1006 | Agenda | 709206723 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.10 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: DAVID BIBBY | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: HENRY BUCKLEY | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: MICHELLE CORMIER | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: ANDRE COURVILLE | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: JEFFREY I. HALL | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: GEORGE E. HEATH | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: ROBERT MOLENAAR | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: RICHARD G. ROY | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: DENNIS M. WELVAERT | Management | For | For | ||||||||
| 1.10 | ELECTION OF DIRECTOR: MICHAEL WRIGHT | Management | For | For | ||||||||
| 2 | APPOINTMENT OF EY LLP AS AUDITOR OF THE CORPORATION |
Management | For | For | ||||||||
| TIMKENSTEEL CORPORATION | ||||||||||||
| Security | 887399103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMST | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US8873991033 | Agenda | 934739181 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joseph A. Carrabba | For | For | |||||||||
| 2 | Phillip R. Cox | For | For | |||||||||
| 3 | Terry L. Dunlap | For | For | |||||||||
| 4 | John P. Reilly | For | For | |||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| VEECO INSTRUMENTS INC. | ||||||||||||
| Security | 922417100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VECO | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US9224171002 | Agenda | 934744687 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Richard A. D'Amore | For | For | |||||||||
| 2 | Keith D. Jackson | For | For | |||||||||
| 2. | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018 |
Management | For | For | ||||||||
| COHEN & STEERS, INC. | ||||||||||||
| Security | 19247A100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNS | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US19247A1007 | Agenda | 934746908 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Martin Cohen | Management | For | For | ||||||||
| 1B. | Election of Director: Robert H. Steers | Management | For | For | ||||||||
| 1C. | Election of Director: Peter L. Rhein | Management | For | For | ||||||||
| 1D. | Election of Director: Richard P. Simon | Management | For | For | ||||||||
| 1E. | Election of Director: Edmond D. Villani | Management | For | For | ||||||||
| 1F. | Election of Director: Frank T. Connor | Management | For | For | ||||||||
| 1G. | Election of Director: Reena Aggarwal | Management | For | For | ||||||||
| 2. | Ratification of Deloitte & Touche LLP as the company's independent registered public accounting firm for fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Approval, by non-binding vote, of the compensation of the named executive officers. |
Management | For | For | ||||||||
| BIOTELEMETRY, INC. | ||||||||||||
| Security | 090672106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BEAT | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US0906721065 | Agenda | 934752393 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Class II Director: Anthony J. Conti | Management | For | For | ||||||||
| 1.2 | Election of Class II Director: Kirk E. Gorman | Management | For | For | ||||||||
| 2. | Advisory resolution to approve of the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| FERRO CORPORATION | ||||||||||||
| Security | 315405100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FOE | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US3154051003 | Agenda | 934756327 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gregory E. Hyland | For | For | |||||||||
| 2 | David A. Lorber | For | For | |||||||||
| 3 | Marran H. Ogilvie | For | For | |||||||||
| 4 | Andrew M. Ross | For | For | |||||||||
| 5 | Allen A. Spizzo | For | For | |||||||||
| 6 | Peter T. Thomas | For | For | |||||||||
| 7 | Ronald P. Vargo | For | For | |||||||||
| 2. | Approval of the 2018 Omnibus Incentive Plan. | Management | For | For | ||||||||
| 3. | Advisory vote on the compensation for named executive officers. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||||
| Security | 78377T107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RHP | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US78377T1079 | Agenda | 934757850 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Michael J. Bender | Management | For | For | ||||||||
| 1b. | Election of Director: Rachna Bhasin | Management | For | For | ||||||||
| 1c. | Election of Director: Alvin Bowles Jr. | Management | For | For | ||||||||
| 1d. | Election of Director: Ellen Levine | Management | For | For | ||||||||
| 1e. | Election of Director: Fazal Merchant | Management | For | For | ||||||||
| 1f. | Election of Director: Patrick Q. Moore | Management | For | For | ||||||||
| 1g. | Election of Director: Robert S. Prather, Jr. | Management | For | For | ||||||||
| 1h. | Election of Director: Colin V. Reed | Management | For | For | ||||||||
| 1i. | Election of Director: Michael I. Roth | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| HESKA CORPORATION | ||||||||||||
| Security | 42805E306 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HSKA | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US42805E3062 | Agenda | 934770024 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Scott W. Humphrey | For | For | |||||||||
| 2 | Sharon J. Larson | For | For | |||||||||
| 3 | Bonnie J. Trowbridge | For | For | |||||||||
| 2. | To amend and restate our Amended and Restated 1997 Stock Incentive Plan (the "1997 Stock Plan"), to, among other things, increase by up to 250,000 the number of shares of our common stock authorized for issuance thereunder. |
Management | Against | Against | ||||||||
| 3. | Subject to the approval of Proposal No. 2, to approve an amendment to our Restated Certificate of Incorporation, as amended, to increase by 250,000 the number of authorized shares of each class of our common stock to make available the additional shares contemplated for issuance under the amended and restated 1997 Stock Plan. |
Management | Against | Against | ||||||||
| 4. | To ratify the appointment of EKS&H LLLP as our independent registered public accounting firm. |
Management | For | For | ||||||||
| 5. | To approve our executive compensation in a non-binding advisory vote. |
Management | For | For | ||||||||
| 6. | To approve the adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies for the foregoing proposals. |
Management | Against | Against | ||||||||
| 7. | Your preference, in a non-binding advisory vote, is that our proxyholders should consider other unanticipated business that may be in the interest of our stockholders, and vote accordingly if such business properly comes before the Annual Meeting. |
Management | Against | Against | ||||||||
| PRIMO WATER CORPORATION | ||||||||||||
| Security | 74165N105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRMW | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US74165N1054 | Agenda | 934779527 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Malcolm McQuilkin | For | For | |||||||||
| 2 | Matthew T. Sheehan | For | For | |||||||||
| 3 | David L. Warnock | For | For | |||||||||
| 2. | To ratify the appointment of BDO USA, LLP as Primo's registered public accounting firm for 2018. |
Management | For | For | ||||||||
| BIOSCRIP, INC. | ||||||||||||
| Security | 09069N108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BIOS | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US09069N1081 | Agenda | 934780683 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Daniel E. Greenleaf | For | For | |||||||||
| 2 | Michael G. Bronfein | For | For | |||||||||
| 3 | David W. Golding | For | For | |||||||||
| 4 | Michael Goldstein | For | For | |||||||||
| 5 | Steven Neumann | For | For | |||||||||
| 6 | R. Carter Pate | For | For | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Approval of the BioScrip, Inc. 2018 Equity Executive Plan. |
Management | Against | Against | ||||||||
| 4. | Approval of an Amendment to the BioScrip, Inc. Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5. | Advisory vote to approve the Company's executive compensation. |
Management | For | For | ||||||||
| BIOSCRIP, INC. | ||||||||||||
| Security | 09069N207 | Meeting Type | Annual | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2018 | ||||||||||
| ISIN | US09069N2071 | Agenda | 934780683 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Daniel E. Greenleaf | For | For | |||||||||
| 2 | Michael G. Bronfein | For | For | |||||||||
| 3 | David W. Golding | For | For | |||||||||
| 4 | Michael Goldstein | For | For | |||||||||
| 5 | Steven Neumann | For | For | |||||||||
| 6 | R. Carter Pate | For | For | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Approval of the BioScrip, Inc. 2018 Equity Executive Plan. |
Management | Against | Against | ||||||||
| 4. | Approval of an Amendment to the BioScrip, Inc. Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5. | Advisory vote to approve the Company's executive compensation. |
Management | For | For | ||||||||
| NII HOLDINGS, INC. | ||||||||||||
| Security | 62913F508 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NIHD | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US62913F5089 | Agenda | 934784972 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Kevin L. Beebe | Management | For | For | ||||||||
| 1B. | Election of Director: James V. Continenza | Management | For | For | ||||||||
| 1C. | Election of Director: Howard S. Hoffmann | Management | For | For | ||||||||
| 1D. | Election of Director: Ricardo Knoepfelmacher | Management | For | For | ||||||||
| 1E. | Election of Director: Christopher T. Rogers | Management | For | For | ||||||||
| 1F. | Election of Director: Robert A. Schriesheim | Management | For | For | ||||||||
| 1G. | Election of Director: Steven M. Shindler | Management | For | For | ||||||||
| 2. | Advisory Vote to approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratification of KPMG LLP as our Independent Registered Public Accounting Firm for fiscal year 2018. |
Management | For | For | ||||||||
| DMG MORI AKTIENGESELLSCHAFT | ||||||||||||
| Security | D2251X105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2018 | ||||||||||
| ISIN | DE0005878003 | Agenda | 709095663 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 13 APRIL 2018,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU |
Non-Voting | ||||||||||
| CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 19.04.2018. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE |
Non-Voting | ||||||||||
| 1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2017-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS-289A(1) AND 315A(1) OF THE GERMAN COMMERCIAL CODE |
Non-Voting | ||||||||||
| 2 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS |
Management | No Action | |||||||||
| 3 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
| 4 | APPOINTMENT OF AUDITORS FOR THE 2018 FINANCIAL YEAR: KPMG AG, BERLIN |
Management | No Action | |||||||||
| 5.1 | ELECTION TO THE SUPERVISORY BOARD: MASAHIKO MORI |
Management | No Action | |||||||||
| 5.2 | ELECTION TO THE SUPERVISORY BOARD: IRENE BADER |
Management | No Action | |||||||||
| 5.3 | ELECTION TO THE SUPERVISORY BOARD: BEREND DENKENA |
Management | No Action | |||||||||
| 5.4 | ELECTION TO THE SUPERVISORY BOARD: ULRICH HOCKER |
Management | No Action | |||||||||
| 5.5 | ELECTION TO THE SUPERVISORY BOARD: ANNETTE KOEHLER |
Management | No Action | |||||||||
| 5.6 | ELECTION TO THE SUPERVISORY BOARD: JAMES VICTOR NUDO |
Management | No Action | |||||||||
| GIBRALTAR INDUSTRIES, INC. | ||||||||||||
| Security | 374689107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ROCK | Meeting Date | 04-May-2018 | |||||||||
| ISIN | US3746891072 | Agenda | 934768904 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Sharon M. Brady | Management | For | For | ||||||||
| 1b. | Election of Director: Frank G. Heard | Management | For | For | ||||||||
| 1c. | Election of Director: Craig A. Hindman | Management | For | For | ||||||||
| 1d. | Election of Director: Vinod M. Khilnani | Management | For | For | ||||||||
| 1e. | Election of Director: William P. Montague | Management | For | For | ||||||||
| 1f. | Election of Director: James B. Nish | Management | For | For | ||||||||
| 2. | Advisory approval of the company's executive compensation (Say- On-Pay). |
Management | For | For | ||||||||
| 3. | Approval of the Adoption of the Gibraltar Industries Inc. 2018 Equity Incentive Plan. |
Management | For | For | ||||||||
| 4. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| UTAH MEDICAL PRODUCTS, INC. | ||||||||||||
| Security | 917488108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UTMD | Meeting Date | 04-May-2018 | |||||||||
| ISIN | US9174881089 | Agenda | 934771773 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kevin L. Cornwell | For | For | |||||||||
| 2 | Paul O. Richins | For | For | |||||||||
| 2. | To ratify the selection of Jones Simkins, LLC as the Company's independent public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, by advisory vote, the Company's executive compensation program. |
Management | For | For | ||||||||
| 4. | To vote on a shareholder proposal requesting that the Company adopt a majority voting standard in uncontested director elections. |
Shareholder | Against | For | ||||||||
| THE YORK WATER COMPANY | ||||||||||||
| Security | 987184108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | YORW | Meeting Date | 07-May-2018 | |||||||||
| ISIN | US9871841089 | Agenda | 934740552 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael W. Gang, Esq. | For | For | |||||||||
| 2 | Jeffrey R. Hines, P.E. | For | For | |||||||||
| 3 | George W. Hodges | For | For | |||||||||
| 4 | George Hay Kain III | For | For | |||||||||
| 2. | APPOINT BAKER TILLY VIRCHOW KRAUSE, LLP AS AUDITORS To ratify the appointment of Baker Tilly Virchow Krause, LLP as auditors. |
Management | For | For | ||||||||
| GRAY TELEVISION, INC. | ||||||||||||
| Security | 389375106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GTN | Meeting Date | 07-May-2018 | |||||||||
| ISIN | US3893751061 | Agenda | 934753624 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Hilton H. Howell, Jr. | For | For | |||||||||
| 2 | Howell W. Newton | For | For | |||||||||
| 3 | Richard L. Boger | For | For | |||||||||
| 4 | T. L. Elder | For | For | |||||||||
| 5 | Luis A. Garcia | For | For | |||||||||
| 6 | Richard B. Hare | For | For | |||||||||
| 7 | Robin R. Howell | For | For | |||||||||
| 8 | Elizabeth R. Neuhoff | For | For | |||||||||
| 9 | Hugh E. Norton | For | For | |||||||||
| 2. | The approval of an amendment to the Gray Television, Inc. Restated Articles of Incorporation to increase the number of shares of common stock and Class A common stock authorized for issuance thereunder. |
Management | For | For | ||||||||
| 3. | THE RATIFICATION OF THE APPOINTMENT OF RSM US LLP AS GRAY TELEVISION, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018. |
Management | For | For | ||||||||
| 4. | THE APPROVAL OF A NON-BINDING, ADVISORY SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS OF THE COMPANY TAKE ALL NECESSARY STEPS TO PROVIDE HOLDERS OF THE COMPANY'S CLASS A COMMON STOCK WITH THE RIGHT TO ANNUALLY CONVERT 1% OF THE OUTSTANDING CLASS A COMMON STOCK INTO SHARES OF COMMON STOCK. |
Shareholder | For | |||||||||
| GRAY TELEVISION, INC. | ||||||||||||
| Security | 389375205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GTNA | Meeting Date | 07-May-2018 | |||||||||
| ISIN | US3893752051 | Agenda | 934753624 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Hilton H. Howell, Jr. | For | For | |||||||||
| 2 | Howell W. Newton | For | For | |||||||||
| 3 | Richard L. Boger | For | For | |||||||||
| 4 | T. L. Elder | For | For | |||||||||
| 5 | Luis A. Garcia | For | For | |||||||||
| 6 | Richard B. Hare | For | For | |||||||||
| 7 | Robin R. Howell | For | For | |||||||||
| 8 | Elizabeth R. Neuhoff | For | For | |||||||||
| 9 | Hugh E. Norton | For | For | |||||||||
| 2. | The approval of an amendment to the Gray Television, Inc. Restated Articles of Incorporation to increase the number of shares of common stock and Class A common stock authorized for issuance thereunder. |
Management | For | For | ||||||||
| 3. | THE RATIFICATION OF THE APPOINTMENT OF RSM US LLP AS GRAY TELEVISION, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018. |
Management | For | For | ||||||||
| 4. | THE APPROVAL OF A NON-BINDING, ADVISORY SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS OF THE COMPANY TAKE ALL NECESSARY STEPS TO PROVIDE HOLDERS OF THE COMPANY'S CLASS A COMMON STOCK WITH THE RIGHT TO ANNUALLY CONVERT 1% OF THE OUTSTANDING CLASS A COMMON STOCK INTO SHARES OF COMMON STOCK. |
Shareholder | For | |||||||||
| SUPERIOR INDUSTRIES INTERNATIONAL, INC. | ||||||||||||
| Security | 868168105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SUP | Meeting Date | 07-May-2018 | |||||||||
| ISIN | US8681681057 | Agenda | 934755337 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael R. Bruynesteyn | Withheld | Against | |||||||||
| 2 | Paul J. Humphries | Withheld | Against | |||||||||
| 3 | Ransom A. Langford | Withheld | Against | |||||||||
| 4 | James S. McElya | Withheld | Against | |||||||||
| 5 | Timothy C. McQuay | Withheld | Against | |||||||||
| 6 | Ellen B. Richstone | Withheld | Against | |||||||||
| 7 | Donald J. Stebbins | Withheld | Against | |||||||||
| 8 | Francisco S. Uranga | Withheld | Against | |||||||||
| 2. | To approve, in a non-binding advisory vote, executive compensation of the Company's named officers. |
Management | For | For | ||||||||
| 3. | To approve the amendment and restatement of the Amended and Restated Superior Industries International, Inc. 2008 Equity Incentive Plan. |
Management | Against | Against | ||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 5. | To act upon such other matters as may properly come before the Annual Meeting or any postponements or adjournments thereof. |
Management | Against | Against | ||||||||
| GAMEHOST INC, RED DEER COUNTY | ||||||||||||
| Security | 36468B104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 08-May-2018 | ||||||||||
| ISIN | CA36468B1040 | Agenda | 709260866 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-2.1 TO 2.6 AND 3. THANK YOU |
Non-Voting | ||||||||||
| 1 | TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED AT THE MEETING AT NOT MORE THAN SIX (6) |
Management | For | For | ||||||||
| 2.1 | ELECTION OF DIRECTOR: DAVID WILL | Management | For | For | ||||||||
| 2.2 | ELECTION OF DIRECTOR: DARCY WILL | Management | For | For | ||||||||
| 2.3 | ELECTION OF DIRECTOR: JAMES MCPHERSON | Management | For | For | ||||||||
| 2.4 | ELECTION OF DIRECTOR: TIMOTHY SEBASTIAN | Management | For | For | ||||||||
| 2.5 | ELECTION OF DIRECTOR: JERRY VAN SOMEREN | Management | For | For | ||||||||
| 2.6 | ELECTION OF DIRECTOR: PETER MILES | Management | For | For | ||||||||
| 3 | TO APPOINT PIVOTAL LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| CALLAWAY GOLF COMPANY | ||||||||||||
| Security | 131193104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ELY | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US1311931042 | Agenda | 934745045 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Oliver G. Brewer III | For | For | |||||||||
| 2 | Ronald S. Beard | For | For | |||||||||
| 3 | Samuel H. Armacost | For | For | |||||||||
| 4 | John C. Cushman, III | For | For | |||||||||
| 5 | John F. Lundgren | For | For | |||||||||
| 6 | Adebayo O. Ogunlesi | For | For | |||||||||
| 7 | Linda B. Segre | For | For | |||||||||
| 8 | Anthony S. Thornley | For | For | |||||||||
| 2. | Ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| PREFORMED LINE PRODUCTS COMPANY | ||||||||||||
| Security | 740444104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PLPC | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US7404441047 | Agenda | 934752963 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mr. Glenn E. Corlett | For | For | |||||||||
| 2 | Mr. Michael E. Gibbons | For | For | |||||||||
| 3 | Mr. R. Steven Kestner | For | For | |||||||||
| 4 | Mr. J. Ryan Ruhlman | For | For | |||||||||
| 2. | Approval of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||
| Security | 007800105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AJRD | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US0078001056 | Agenda | 934753042 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas A. Corcoran | For | For | |||||||||
| 2 | Eileen P. Drake | For | For | |||||||||
| 3 | James R. Henderson | For | For | |||||||||
| 4 | Warren G. Lichtenstein | For | For | |||||||||
| 5 | General Lance W. Lord | For | For | |||||||||
| 6 | Gen Merrill A. McPeak | For | For | |||||||||
| 7 | James H. Perry | For | For | |||||||||
| 8 | Martin Turchin | For | For | |||||||||
| 2. | To consider and approve an advisory resolution approving executive compensation. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | To approve the 2018 Equity and Performance Incentive Plan. |
Management | For | For | ||||||||
| THE MIDDLEBY CORPORATION | ||||||||||||
| Security | 596278101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MIDD | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US5962781010 | Agenda | 934756581 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Selim A. Bassoul | For | For | |||||||||
| 2 | Sarah Palisi Chapin | For | For | |||||||||
| 3 | Robert B. Lamb | For | For | |||||||||
| 4 | Cathy L. McCarthy | For | For | |||||||||
| 5 | John R. Miller III | For | For | |||||||||
| 6 | Gordon O'Brien | For | For | |||||||||
| 7 | Nassem Ziyad | For | For | |||||||||
| 2. | Ratification of the selection of Ernst & Young LLP as the Company's independent public accountants for the current fiscal year ending December 29, 2018. |
Management | For | For | ||||||||
| 3. | Approval, by an advisory vote, of the 2017 compensation of the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission ("SEC"). |
Management | For | For | ||||||||
| 4. | Stockholder proposal regarding ESG reporting. | Shareholder | Abstain | Against | ||||||||
| CARBONITE, INC. | ||||||||||||
| Security | 141337105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CARB | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US1413371055 | Agenda | 934756719 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mohamad Ali | For | For | |||||||||
| 2 | Scott Daniels | For | For | |||||||||
| 3 | Peter Gyenes | For | For | |||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as Carbonite, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the 2017 compensation of Carbonite, Inc.'s named executive officers. |
Management | For | For | ||||||||
| 4. | To vote, on an advisory basis, on the frequency of future executive compensation advisory votes. |
Management | 1 Year | For | ||||||||
| AVID TECHNOLOGY, INC. | ||||||||||||
| Security | 05367P100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AVID | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US05367P1003 | Agenda | 934757103 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Nancy Hawthorne | Management | For | For | ||||||||
| 1b. | Election of Director: John H. Park | Management | For | For | ||||||||
| 1c. | Election of Director: Peter M. Westley | Management | For | For | ||||||||
| 2. | To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the current fiscal year. |
Management | For | For | ||||||||
| 3. | To approve an amendment to the Company's 2014 Stock Incentive Plan. |
Management | Against | Against | ||||||||
| 4. | To approve an amendment to the Company's Second Amended and Restated 1996 Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5. | To approve, by a non-binding vote, executive compensation. |
Management | For | For | ||||||||
| TEJON RANCH CO. | ||||||||||||
| Security | 879080109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TRC | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US8790801091 | Agenda | 934769463 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Geoffrey L. Stack | For | For | |||||||||
| 2 | Michael H. Winer | For | For | |||||||||
| 2. | Ratification of appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| 3. | Approval of named executive officer compensation on an advisory basis. |
Management | For | For | ||||||||
| THE MARCUS CORPORATION | ||||||||||||
| Security | 566330106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MCS | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US5663301068 | Agenda | 934773359 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Stephen H. Marcus | For | For | |||||||||
| 2 | Diane Marcus Gershowitz | For | For | |||||||||
| 3 | Allan H. Selig | For | For | |||||||||
| 4 | Timothy E. Hoeksema | For | For | |||||||||
| 5 | Bruce J. Olson | For | For | |||||||||
| 6 | Philip L. Milstein | For | For | |||||||||
| 7 | Gregory S. Marcus | For | For | |||||||||
| 8 | Brian J. Stark | For | For | |||||||||
| 9 | Katherine M. Gehl | For | For | |||||||||
| 10 | David M. Baum | For | For | |||||||||
| 2. | To approve, by advisory vote, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | The ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| GAMEHOST INC. | ||||||||||||
| Security | 36468B104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GHIFF | Meeting Date | 08-May-2018 | |||||||||
| ISIN | CA36468B1040 | Agenda | 934780847 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To fix the number of directors to be elected at the meeting at not more than six (6). |
Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | David Will | For | For | |||||||||
| 2 | Darcy Will | For | For | |||||||||
| 3 | James McPherson | For | For | |||||||||
| 4 | Timothy Sebastian | For | For | |||||||||
| 5 | Jerry Van Someren | For | For | |||||||||
| 6 | Peter Miles | For | For | |||||||||
| 3 | To appoint Pivotal LLP as auditors of the Corporation for the ensuing year and authorizing the Directors of the Corporation to fix their remuneration. |
Management | For | For | ||||||||
| SALEM MEDIA GROUP, INC. | ||||||||||||
| Security | 794093104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SALM | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US7940931048 | Agenda | 934753105 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Stuart W. Epperson | Management | For | For | ||||||||
| 1b. | Election of Director: Edward G. Atsinger III | Management | For | For | ||||||||
| 1c. | Election of Director: Roland Hinz | Management | For | For | ||||||||
| 1d. | Election of Director: Richard Riddle | Management | For | For | ||||||||
| 1e. | Election of Director: Jonathan Venverloh | Management | For | For | ||||||||
| 1f. | Election of Director: J. Keet Lewis | Management | For | For | ||||||||
| 1g. | Election of Director: Eric H. Halvorson | Management | For | For | ||||||||
| 1h. | Election of Director: Edward C. Atsinger | Management | For | For | ||||||||
| 1i. | Election of Director: Stuart W. Epperson Jr. | Management | For | For | ||||||||
| 2. | Proposal to ratify the appointment of Crowe Horwath LLP as Salem's independent registered public accounting firm. |
Management | For | For | ||||||||
| DENNY'S CORPORATION | ||||||||||||
| Security | 24869P104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DENN | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US24869P1049 | Agenda | 934753155 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Bernadette S. Aulestia | Management | For | For | ||||||||
| 1b. | Election of Director: Gregg R. Dedrick | Management | For | For | ||||||||
| 1c. | Election of Director: Jose M. Gutierrez | Management | For | For | ||||||||
| 1d. | Election of Director: George W. Haywood | Management | For | For | ||||||||
| 1e. | Election of Director: Brenda J. Lauderback | Management | For | For | ||||||||
| 1f. | Election of Director: Robert E. Marks | Management | For | For | ||||||||
| 1g. | Election of Director: John C. Miller | Management | For | For | ||||||||
| 1h. | Election of Director: Donald C. Robinson | Management | For | For | ||||||||
| 1i. | Election of Director: Laysha Ward | Management | For | For | ||||||||
| 1j. | Election of Director: F. Mark Wolfinger | Management | For | For | ||||||||
| 2. | A proposal to ratify the selection of KPMG LLP as Denny's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | An advisory resolution to approve the executive compensation of the Company. |
Management | For | For | ||||||||
| 4. | A stockholder proposal that requests Denny's Corporation adopt an enterprise-wide policy to phase out the use of medically important antibiotics for disease prevention purposes in its meat and poultry supply chain. |
Shareholder | Against | For | ||||||||
| AMPCO-PITTSBURGH CORPORATION | ||||||||||||
| Security | 032037103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AP | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US0320371034 | Agenda | 934753244 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Michael I. German | For | For | |||||||||
| 2 | Ann E. Whitty | For | For | |||||||||
| 2. | To approve, in a non-binding vote, the compensation of the named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| AARON'S INC. | ||||||||||||
| Security | 002535300 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAN | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US0025353006 | Agenda | 934755743 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Kathy T. Betty | Management | For | For | ||||||||
| 1.2 | Election of Director: Douglas C. Curling | Management | For | For | ||||||||
| 1.3 | Election of Director: Cynthia N. Day | Management | For | For | ||||||||
| 1.4 | Election of Director: Curtis L. Doman | Management | For | For | ||||||||
| 1.5 | Election of Director: Walter G. Ehmer | Management | For | For | ||||||||
| 1.6 | Election of Director: Hubert L. Harris, Jr. | Management | For | For | ||||||||
| 1.7 | Election of Director: John W. Robinson, III | Management | For | For | ||||||||
| 1.8 | Election of Director: Ray M. Robinson | Management | For | For | ||||||||
| 1.9 | Election of Director: Robert H. Yanker | Management | For | For | ||||||||
| 2. | Approval of a non-binding advisory resolution to approve the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | Approval of the Aaron's, Inc. Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| CONSOL ENERGY INC. | ||||||||||||
| Security | 20854L108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CEIX | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US20854L1089 | Agenda | 934755832 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James A. Brock | For | For | |||||||||
| 2 | Alvin R. Carpenter | For | For | |||||||||
| 2. | Ratification of Appointment of Independent Auditor: Ernst & Young LLP. |
Management | For | For | ||||||||
| 3. | Approval, on an Advisory Basis, of Compensation Paid to CONSOL Energy Inc.'s Named Executive Officers in 2017. |
Management | For | For | ||||||||
| 4. | Approval, on an Advisory Basis, of the Frequency of Future Advisory Votes on Executive Compensation. |
Management | 1 Year | For | ||||||||
| SI FINANCIAL GROUP, INC. | ||||||||||||
| Security | 78425V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SIFI | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US78425V1044 | Agenda | 934756288 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Donna M. Evan | For | For | |||||||||
| 2 | Robert O. Gillard | For | For | |||||||||
| 3 | Dennis Pollack | For | For | |||||||||
| 2. | To ratify the selection of Wolf & Company, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of the company's named executive officers as disclosed in the proxy statement. |
Management | For | For | ||||||||
| ENTEGRIS, INC. | ||||||||||||
| Security | 29362U104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ENTG | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US29362U1043 | Agenda | 934762851 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Michael A. Bradley | Management | For | For | ||||||||
| 1b. | Election of Director: R. Nicholas Burns | Management | For | For | ||||||||
| 1c. | Election of Director: James F. Gentilcore | Management | For | For | ||||||||
| 1d. | Election of Director: James P. Lederer | Management | For | For | ||||||||
| 1e. | Election of Director: Bertrand Loy | Management | For | For | ||||||||
| 1f. | Election of Director: Paul L. H. Olson | Management | For | For | ||||||||
| 1g. | Election of Director: Azita Saleki-Gerhardt | Management | For | For | ||||||||
| 1h. | Election of Director: Brian F. Sullivan | Management | For | For | ||||||||
| 2. | Ratify Appointment of KPMG LLP as Entegris, Inc.'s Independent Registered Public Accounting Firm for 2018. |
Management | For | For | ||||||||
| 3. | Approval, by non-binding vote, of the compensation paid to Entegris, Inc.'s named executive officers (advisory vote). |
Management | For | For | ||||||||
| FIRST CONNECTICUT BANCORP, INC. | ||||||||||||
| Security | 319850103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FBNK | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US3198501039 | Agenda | 934769641 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: John A. Green | Management | For | For | ||||||||
| 1.2 | Election of Director: James T. Healey, Jr. | Management | For | For | ||||||||
| 1.3 | Election of Director: John J. Patrick, Jr. | Management | For | For | ||||||||
| 2. | The approval of an advisory (non-binding) proposal on the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the Company. |
Management | For | For | ||||||||
| 4. | Advisory(non-binding) vote regarding the frequency of future advisory votes on the Company's executive compensation. |
Management | 1 Year | For | ||||||||
| TYLER TECHNOLOGIES, INC. | ||||||||||||
| Security | 902252105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TYL | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US9022521051 | Agenda | 934772802 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Donald R. Brattain | Management | For | For | ||||||||
| 1B. | Election of Director: Glenn A. Carter | Management | For | For | ||||||||
| 1C. | Election of Director: Brenda A. Cline | Management | For | For | ||||||||
| 1D. | Election of Director: J. Luther King Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: John S. Marr Jr. | Management | For | For | ||||||||
| 1F. | Election of Director: H. Lynn Moore Jr. | Management | For | For | ||||||||
| 1G. | Election of Director: Daniel M. Pope | Management | For | For | ||||||||
| 1H. | Election of Director: Dustin R. Womble | Management | For | For | ||||||||
| 2. | Ratification of Ernst & Young LLP as independent auditors. |
Management | For | For | ||||||||
| 3. | Approval of an advisory resolution on executive compensation. |
Management | For | For | ||||||||
| 4. | Adoption of the Tyler Technologies, Inc. 2018 Stock Incentive Plan. |
Management | Against | Against | ||||||||
| 5. | In their discretion, the proxies are authorized to vote upon such other business- as may properly come before the meeting or adjournments thereof. |
Management | Against | Against | ||||||||
| KOPIN CORPORATION | ||||||||||||
| Security | 500600101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KOPN | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US5006001011 | Agenda | 934772939 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John C.C. Fan | For | For | |||||||||
| 2 | James K. Brewington | For | For | |||||||||
| 3 | David E. Brook | For | For | |||||||||
| 4 | Andrew H. Chapman | For | For | |||||||||
| 5 | Morton Collins | For | For | |||||||||
| 6 | Chi Chia Hsieh | For | For | |||||||||
| 7 | Michael J. Landine | For | For | |||||||||
| 2. | PROPOSAL TO AMEND THE COMPANY'S 2010 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED UNDER THE PLAN FROM 13,100,000 TO 14,100,000. |
Management | Abstain | Against | ||||||||
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR. |
Management | For | For | ||||||||
| 4. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| CHESAPEAKE UTILITIES CORPORATION | ||||||||||||
| Security | 165303108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CPK | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US1653031088 | Agenda | 934785037 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas P. Hill, Jr. | For | For | |||||||||
| 2 | Dennis S. Hudson, III | For | For | |||||||||
| 3 | Calvert A. Morgan, Jr. | For | For | |||||||||
| 2. | Cast a non-binding advisory vote to approve the compensation of the Company's Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Cast a non-binding advisory vote to ratify the appointment of the Company's independent registered public accounting firm, Baker Tilly Virchow Krause, LLP. |
Management | For | For | ||||||||
| BIOLASE, INC. | ||||||||||||
| Security | 090911108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BIOL | Meeting Date | 09-May-2018 | |||||||||
| ISIN | US0909111082 | Agenda | 934785253 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Harold C. Flynn, Jr. | Management | For | For | ||||||||
| 1.2 | Election of Director: Dr. Richard B. Lanman | Management | For | For | ||||||||
| 1.3 | Election of Director: Dr. Jonathan T. Lord | Management | For | For | ||||||||
| 1.4 | Election of Director: Garrett Sato | Management | For | For | ||||||||
| 1.5 | Election of Director: James R. Talevich | Management | For | For | ||||||||
| 2. | An advisory vote to approve the compensation of the Company's named executive officers |
Management | For | For | ||||||||
| 3. | An advisory vote to approve the frequency of future stockholder advisory votes on the compensation of the Company's named executive officers |
Management | 1 Year | For | ||||||||
| 4. | The approval of the BIOLASE, Inc. 2018 Long-Term Incentive Plan |
Management | Against | Against | ||||||||
| 5. | The approval of an amendment to the Company's Certificate of Incorporation to effect a reverse stock split of Company common stock and reduce the authorized shares of Company common stock, if and when determined by the Company's board of directors |
Management | For | For | ||||||||
| 6. | The ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018 |
Management | For | For | ||||||||
| POLLARD BANKNOTE LTD | ||||||||||||
| Security | 73150R105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-May-2018 | ||||||||||
| ISIN | CA73150R1055 | Agenda | 709199156 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: DAVE BROWN | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: JERRY GRAY | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: GARRY LEACH | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: GORDON POLLARD | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: JOHN POLLARD | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: DOUGLAS POLLARD | Management | For | For | ||||||||
| 2 | TO APPOINT KPMG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| CALLON PETROLEUM COMPANY | ||||||||||||
| Security | 13123X102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CPE | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US13123X1028 | Agenda | 934750565 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Barbara J. Faulkenberry | For | For | |||||||||
| 2 | L. Richard Flury | For | For | |||||||||
| 3 | Joseph C. Gatto, Jr. | For | For | |||||||||
| 2. | The approval, by non-binding advisory vote, of the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | The approval of the Company's 2018 Omnibus Incentive Plan. |
Management | For | For | ||||||||
| 4. | The ratification of the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| WIDEOPENWEST, INC. | ||||||||||||
| Security | 96758W101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WOW | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US96758W1018 | Agenda | 934757735 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Teresa Elder | Management | For | For | ||||||||
| 1b. | Election of Director: Jeffrey Marcus | Management | For | For | ||||||||
| 1c. | Election of Director: Phil Seskin | Management | For | For | ||||||||
| 2. | Ratify the appointment of BDO USA, LLP as the Company's independent accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Approve, by non-binding advisory vote, the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | To recommend, by non-binding advisory vote, the frequency of executive compensation votes. |
Management | 1 Year | For | ||||||||
| CIRCOR INTERNATIONAL, INC. | ||||||||||||
| Security | 17273K109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CIR | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US17273K1097 | Agenda | 934758648 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David F. Dietz | For | For | |||||||||
| 2 | Tina M. Donikowski | For | For | |||||||||
| 3 | Douglas M. Hayes | For | For | |||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of the Company of PricewaterhouseCoopers LLP as the Company's independent auditors for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To consider an advisory resolution approving the compensation of the Company's Named Executive Officers. |
Management | For | For | ||||||||
| THE E.W. SCRIPPS COMPANY | ||||||||||||
| Security | 811054402 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | SSP | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US8110544025 | Agenda | 934760833 - Opposition | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Colleen Birdnow Brown | For | For | |||||||||
| 2 | Raymond H. Cole | For | For | |||||||||
| 3 | Vincent L. Sadusky | For | For | |||||||||
| PARK-OHIO HOLDINGS CORP. | ||||||||||||
| Security | 700666100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PKOH | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US7006661000 | Agenda | 934772220 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Patrick V. Auletta | For | For | |||||||||
| 2 | Ronna Romney | For | For | |||||||||
| 3 | James W. Wert | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2018. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE PARK-OHIO HOLDINGS CORP. 2018 EQUITY AND INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||
| CONNECTICUT WATER SERVICE, INC. | ||||||||||||
| Security | 207797101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CTWS | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US2077971016 | Agenda | 934772509 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Lisa J. Thibdaue | For | For | |||||||||
| 2 | Carol P. Wallace | For | For | |||||||||
| 3 | Bradford A. Hunter | For | For | |||||||||
| 4 | David C. Benoit | For | For | |||||||||
| 5 | Kristen A. Johnson | For | For | |||||||||
| 2. | The non-binding advisory resolution regarding approval for the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | The ratification of the appointment by the Audit Committee of Baker Tilly Virchow Krause, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| PAIN THERAPEUTICS, INC. | ||||||||||||
| Security | 69562K506 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PTIE | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US69562K5065 | Agenda | 934780087 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Remi Barbier | For | For | |||||||||
| 2 | Sanford R. Robertson | For | For | |||||||||
| 3 | P.J. Scannon M.D.,Ph.D. | For | For | |||||||||
| 2. | To approve the adoption of the 2018 Omnibus Incentive Plan and the reservation of a total of 1,000,000 shares of the Company's common stock for issuance thereunder. |
Management | Against | Against | ||||||||
| 3. | Ratify the selection of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | Approve, by non-binding advisory vote, the 2017 executive compensation for the Company's executive officers. |
Management | For | For | ||||||||
| QUMU CORPORATION | ||||||||||||
| Security | 749063103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | QUMU | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US7490631030 | Agenda | 934784718 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Vern Hanzlik | For | For | |||||||||
| 2 | Robert F. Olson | For | For | |||||||||
| 3 | Neil E. Cox | For | For | |||||||||
| 4 | Daniel R. Fishback | For | For | |||||||||
| 5 | Kenan Lucas | For | For | |||||||||
| 6 | Thomas F. Madison | For | For | |||||||||
| 7 | Kimberly K. Nelson | For | For | |||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation paid to our named executive officers. |
Management | For | For | ||||||||
| 3. | To approve amendments to the Qumu Corporation Second Amended and Restated 2007 Stock Incentive Plan, including an amendment to increase the number of shares authorized for issuance by 500,000 shares. |
Management | Against | Against | ||||||||
| 4. | To ratify and approve the appointment of KPMG LLP as the independent registered public accounting firm for Qumu Corporation for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| SPROTT INC. | ||||||||||||
| Security | 852066109 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 11-May-2018 | ||||||||||
| ISIN | CA8520661098 | Agenda | 709223147 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.A TO 1.F AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.A | ELECTION OF DIRECTOR: JACK C. LEE | Management | For | For | ||||||||
| 1.B | ELECTION OF DIRECTOR: RONALD DEWHURST | Management | For | For | ||||||||
| 1.C | ELECTION OF DIRECTOR: PETER GROSSKOPF | Management | For | For | ||||||||
| 1.D | ELECTION OF DIRECTOR: SHARON RANSON | Management | For | For | ||||||||
| 1.E | ELECTION OF DIRECTOR: ARTHUR RICHARDS RULE IV |
Management | For | For | ||||||||
| 1.F | ELECTION OF DIRECTOR: ROSEMARY ZIGROSSI | Management | For | For | ||||||||
| 2 | APPOINTMENT OF KPMG LLP AS AUDITORS OF THE CORPORATION AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION AND TERMS OF ENGAGEMENT |
Management | For | For | ||||||||
| 3 | TO CONSIDER AND, IF DEEMED ADVISABLE, PASS A RESOLUTION CONFIRMING, RATIFYING AND APPROVING AN AMENDMENT TO BY-LAW NO. 1 OF THE CORPORATION TO ADD AN ADVANCE NOTICE REQUIREMENT FOR NOMINATIONS OF DIRECTORS BY SHAREHOLDERS IN CERTAIN CIRCUMSTANCES |
Management | Against | Against | ||||||||
| 4 | TO CONSIDER AND, IF DEEMED ADVISABLE, PASS A SPECIAL RESOLUTION APPROVING A FUTURE CONSOLIDATION OF THE CORPORATION'S ISSUED AND OUTSTANDING COMMON SHARES ("COMMON SHARES") ON THE BASIS OF ONE POST- CONSOLIDATION COMMON SHARE FOR UP TO FIVE PRE-CONSOLIDATION COMMON SHARES IF, AND AT SUCH TIME FOLLOWING THE DATE OF THE ANNUAL AND SPECIAL MEETING OF SHAREHOLDERS OF THE CORPORATION, AS MAY BE DETERMINED BY THE BOARD OF DIRECTORS OF THE CORPORATION IN ITS SOLE DISCRETION, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED MARCH 23, 2018 |
Management | For | For | ||||||||
| JOHN BEAN TECHNOLOGIES CORPORATION | ||||||||||||
| Security | 477839104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JBT | Meeting Date | 11-May-2018 | |||||||||
| ISIN | US4778391049 | Agenda | 934749005 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director: C. Maury Devine | Management | For | For | ||||||||
| 1B | Election of Director: James M. Ringler | Management | For | For | ||||||||
| 2. | Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers. |
Management | For | For | ||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| ASCENT CAPITAL GROUP, INC. | ||||||||||||
| Security | 043632108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ASCMA | Meeting Date | 11-May-2018 | |||||||||
| ISIN | US0436321089 | Agenda | 934753585 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas P. McMillin | For | For | |||||||||
| 2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| SPROTT INC. | ||||||||||||
| Security | 852066109 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | SPOXF | Meeting Date | 11-May-2018 | |||||||||
| ISIN | CA8520661098 | Agenda | 934777523 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Jack C. Lee | For | For | |||||||||
| 2 | Ronald Dewhurst | For | For | |||||||||
| 3 | Peter Grosskopf | For | For | |||||||||
| 4 | Sharon Ranson | For | For | |||||||||
| 5 | Arthur Richards Rule IV | For | For | |||||||||
| 6 | Rosemary Zigrossi | For | For | |||||||||
| 2 | Appointment of KPMG LLP as auditors of the Corporation and to authorize the board of directors of the Corporation to fix their remuneration and terms of engagement. |
Management | For | For | ||||||||
| 3 | To consider and, if deemed advisable, pass a resolution confirming, ratifying and approving an amendment to By- Law No. 1 of the Corporation to add an advance notice requirement for nominations of directors by shareholders in certain circumstances. |
Management | Against | Against | ||||||||
| 4 | To consider and, if deemed advisable, pass a special resolution approving a future consolidation of the Corporation's issued and outstanding common shares ("Common Shares") on the basis of one post- consolidation Common Share for up to five pre- consolidation Common Shares if, and at such time following the date of the annual and special meeting of shareholders of the Corporation, as may be determined by the board of directors of the Corporation in its sole discretion, as more particularly described in the accompanying management information circular dated March 23, 2018. |
Management | For | For | ||||||||
| AMTECH SYSTEMS, INC. | ||||||||||||
| Security | 032332504 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ASYS | Meeting Date | 11-May-2018 | |||||||||
| ISIN | US0323325045 | Agenda | 934791155 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jong S. Whang | For | For | |||||||||
| 2 | Fokko Pentinga | For | For | |||||||||
| 3 | Robert M. Averick | For | For | |||||||||
| 4 | Michael Garnreiter | For | For | |||||||||
| 5 | Robert F. King | For | For | |||||||||
| 6 | Sukesh Mohan | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018 |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS |
Management | 1 Year | For | ||||||||
| SAFECHARGE INTERNATIONAL GROUP LIMITED | ||||||||||||
| Security | G7740U106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-May-2018 | ||||||||||
| ISIN | GG00BYMK4250 | Agenda | 709266577 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE AUDITED ACCOUNTS AND THE AUDITORS' AND DIRECTORS' REPORTS FOR THE YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 2 | TO DECLARE A FINAL DIVIDEND IN THE AMOUNT OF 6.58 PENCE STERLING PER SHARE |
Management | For | For | ||||||||
| 3 | TO RE-ELECT ROGER WITHERS AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO RE-ELECT DAVID AVGI AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT YUVAL ZIV AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT JOHN LE POIDEVIN AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT JEREMY NICHOLDS AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT ROBERT CAPLEHORN AS A DIRECTOR |
Management | For | For | ||||||||
| 9 | TO RE-ELECT TSACH EINAV AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO RE-APPOINT BDO LLP AS AUDITORS | Management | For | For | ||||||||
| 11 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION |
Management | For | For | ||||||||
| 12 | THAT THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED, PURSUANT TO ARTICLE 2.4 OF THE COMPANY'S ARTICLES OF INCORPORATION (ARTICLES) FOR THE PURPOSE OF SATISFYING THE VALID EXERCISE OF OPTIONS UNDER EACH OF THE COMPANY'S 2011 GLOBAL SHARE OPTION PLAN, THE COMPANY'S EXECUTIVE LONG TERM INCENTIVE PLAN 2016 AND THE COMPANY'S EMPLOYEE LONG TERM INCENTIVE PLAN 2016, TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY ON SUCH TERMS AND IN SUCH MANNER (AND WITH RESPECT TO THOSE SHARES, CANCEL THEM OR HOLD THEM AS TREASURY SHARES) AS THE DIRECTORS SHALL DETERMINE PROVIDED THAT: (A) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS LIMITED TO ORDINARY SHARES IN THE CAPITAL OF THE COMPANY HAVING AN AGGREGATE NOMINAL VALUE OF USD500.00; (B) THE MINIMUM PRICE, EXCLUSIVE OF ASSOCIATED EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS USD0.0001, BEING ITS NOMINAL VALUE; AND (C) THE MAXIMUM PRICE, EXCLUSIVE OF ASSOCIATED EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL NOT BE MORE THAN AN |
Management | For | For | ||||||||
| AMOUNT EQUAL TO 105 PER CENT. OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE ON WHICH SUCH ORDINARY SHARE IS CONTRACTED TO BE PURCHASED, SUCH AUTHORITIES TO APPLY IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES AND TO EXPIRE ON THE DATE OCCURRING 18 MONTHS FROM THE DATE OF THE PASSING OF THIS RESOLUTION OR, IF EARLIER, ON THE CONCLUSION OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE ANY OFFER OR AGREEMENT BEFORE SUCH EXPIRY TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY WHICH WILL OR MAY BE COMPLETED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT |
||||||||||||
| 13 | THAT THE DIRECTORS ARE GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO ARTICLE 2.2 OF THE ARTICLES TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SUCH SHARES (ALLOTMENT RIGHTS): (A) UP TO AN AGGREGATE NOMINAL VALUE OF USD5,000; (B) UP TO A FURTHER AGGREGATE NOMINAL VALUE OF USD5,000 IN CONNECTION WITH AN OFFER BY WAY OF RIGHTS ISSUE OR OTHER PRE- EMPTIVE OFFER OR ISSUE TO THE HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS AT SUCH RECORD DATE(S) AS THE DIRECTORS MAY DETERMINE, WHERE THE SHARES OR EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF THE ORDINARY SHAREHOLDERS ARE PROPORTIONATE (AS NEARLY AS MAY BE PRACTICABLE) TO THE RESPECTIVE NUMBER OF ORDINARY SHARES HELD OR DEEMED TO BE HELD BY THEM ON ANY SUCH RECORD DATE(S), SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS ARISING UNDER THE LAWS OF ANY OVERSEAS TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR BY VIRTUE OF SHARES BEING REPRESENTED BY DEPOSITARY RECEIPTS OR ANY OTHER MATTER, SUCH AUTHORITIES TO APPLY IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES AND TO EXPIRE ON THE DATE OCCURRING 18 MONTHS FROM THE DATE OF THE PASSING OF THIS RESOLUTION OR, IF EARLIER, ON THE |
Management | For | For | ||||||||
| CONCLUSION OF THE COMPANY'S NEXT ANNUAL GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE ANY OFFER OR AGREEMENT BEFORE SUCH EXPIRY WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR ALLOTMENT RIGHTS TO BE GRANTED AFTER SUCH EXPIRY |
||||||||||||
| 14 | THAT THE DIRECTORS ARE EMPOWERED PURSUANT TO ARTICLE 2.11 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR CASH PURSUANT TO THE AUTHORITY CONFERRED ON THEM BY RESOLUTION 13, ABOVE, AS IF ARTICLES 2.5 TO 2.9 OF THE ARTICLES DID NOT APPLY, SAVE THAT IN THE CASE OF THE AUTHORITY GRANTED IN SUB- PARAGRAPH (A) OF RESOLUTION 13, THIS AUTHORITY SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH UP TO AN AGGREGATE NOMINAL VALUE OF USD1,478.66 AND SUCH AUTHORITY SHALL EXPIRE WHEN THE AUTHORITY CONFERRED ON THE DIRECTORS BY RESOLUTION 13, ABOVE, EXPIRES SAVE THAT, BEFORE THE EXPIRY OF THIS POWER, THE COMPANY MAY MAKE ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY |
Management | For | For | ||||||||
| 15 | THAT THE GRANT OF OPTIONS UNDER THE COMPANY'S SHARE INCENTIVE PLANS UP TO AN AGGREGATE NOMINAL VALUE OF USD220 MADE OR TO BE MADE BY THE DIRECTORS BETWEEN 18 NOVEMBER 2017 AND THE DATE OF THE 2018 ANNUAL GENERAL MEETING (INCLUSIVE) BE RATIFIED |
Management | For | For | ||||||||
| 16 | TO APPROVE, ON AN ADVISORY BASIS, THE REMUNERATION POLICY AS SET OUT WITHIN THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 17 | THAT THE COMPANY BE AUTHORISED TO SEND OR SUPPLY DOCUMENTS OR INFORMATION INCLUDING THE AUDITED ACCOUNTS AND THE AUDITORS' AND DIRECTORS' REPORTS TO ITS SHAREHOLDERS BY SENDING SUCH ACCOUNTS IN ELECTRONIC FORM, BY ELECTRONIC MEANS OR BY MAKING THEM AVAILABLE ON A WEBSITE |
Management | For | For | ||||||||
| TOWNSQUARE MEDIA, INC. | ||||||||||||
| Security | 892231101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TSQ | Meeting Date | 14-May-2018 | |||||||||
| ISIN | US8922311019 | Agenda | 934758458 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: B. James Ford | Management | For | For | ||||||||
| 1B. | Election of Director: David Lebow | Management | For | For | ||||||||
| 1C. | Election of Director: Bill Wilson | Management | For | For | ||||||||
| 2. | The Ratification of RSM US LLP as the Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| FRP HOLDINGS, INC. | ||||||||||||
| Security | 30292L107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FRPH | Meeting Date | 14-May-2018 | |||||||||
| ISIN | US30292L1070 | Agenda | 934794430 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approval of the agreement of purchase and sale (the "Sale Agreement"), dated as of March 22, 2018, by and among FRP Holdings, Inc. ("FRP"), certain of its subsidiaries (collectively, "Seller") and BRE Foxtrot Parent LLC, a Delaware limited liability company ("Purchaser") (the "Asset Sale Proposal"). |
Management | For | For | ||||||||
| 2. | Approval of, on a non-binding, advisory basis, the compensation that may be paid or become payable to certain of FRP's named executive officers, in connection with the transactions contemplated by the Sale Agreement, including the agreements and understandings ("Sale-Related Compensation Proposal") |
Management | For | For | ||||||||
| 3. | Approval of an adjournment of the annual meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Asset Sale Proposal (the "Adjournment Proposal") |
Management | For | For | ||||||||
| 4. | DIRECTOR | Management | ||||||||||
| 1 | John D. Baker II | For | For | |||||||||
| 2 | Charles E Commander III | For | For | |||||||||
| 3 | H. W. Shad III | For | For | |||||||||
| 4 | Martin E. Stein, Jr. | For | For | |||||||||
| 5 | William H. Walton III | For | For | |||||||||
| 5. | Ratification of the audit committee's selection of FRP's independent registered public accounting firm, Hancock Askew & Co., LLP (the "Auditor Proposal") |
Management | For | For | ||||||||
| 6. | Approval of, on an advisory basis, the compensation of FRP's named executive officers (the "Compensation Proposal") |
Management | For | For | ||||||||
| MGE ENERGY, INC. | ||||||||||||
| Security | 55277P104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MGEE | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US55277P1049 | Agenda | 934751810 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Marcia M. Anderson | For | For | |||||||||
| 2 | Jeffrey M. Keebler | For | For | |||||||||
| 3 | Gary J. Wolter | For | For | |||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2018. |
Management | For | For | ||||||||
| 3. | Advisory Vote: Approval of the compensation of the named executive officers as disclosed in the proxy statement under the heading "Executive Compensation". |
Management | For | For | ||||||||
| 4. | Advisory Vote: Shareholder proposal - Electrification of the Transportation Sector Study. |
Shareholder | Against | For | ||||||||
| 5. | Advisory Vote: Shareholder proposal - Report on 2- Degree Scenario. |
Shareholder | Abstain | Against | ||||||||
| 6. | Advisory Vote: Shareholder Proposal - Report on 100% Renewable Energy. |
Shareholder | Abstain | Against | ||||||||
| WESTERN NEW ENGLAND BANCORP INC | ||||||||||||
| Security | 958892101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WNEB | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US9588921018 | Agenda | 934756113 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director: James C. Hagan | Management | For | For | ||||||||
| 1B | Election of Director: William D. Masse | Management | For | For | ||||||||
| 1C | Election of Director: Gregg F. Orlen | Management | For | For | ||||||||
| 1D | Election of Director: Philip R. Smith | Management | For | For | ||||||||
| 2 | Consideration and approval of a non-binding advisory resolution on the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3 | Ratification of the appointment of Wolf & Company, P.C., as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| WATERSTONE FINANCIAL, INC. | ||||||||||||
| Security | 94188P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WSBF | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US94188P1012 | Agenda | 934758826 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Douglas Gordon | For | For | |||||||||
| 2 | Patrick Lawton | For | For | |||||||||
| 2. | Approving an advisory, non-binding resolution to approve the executive compensation described in the Proxy Statement. |
Management | For | For | ||||||||
| 3. | Ratifiying the selection of RSM US LLP as Waterstone Financial, Inc.'s independent registered public accounting firm. |
Management | For | For | ||||||||
| LAWSON PRODUCTS, INC. | ||||||||||||
| Security | 520776105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LAWS | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US5207761058 | Agenda | 934762510 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Andrew B. Albert | For | For | |||||||||
| 2 | I. Steven Edelson | For | For | |||||||||
| 3 | Thomas S. Postek | For | For | |||||||||
| 2. | Ratification of the Appointment of BDO USA, LLP. | Management | For | For | ||||||||
| 3. | To Approve, in a Non-Binding Vote, the Compensation of our Named Executive Officers. |
Management | For | For | ||||||||
| MSA SAFETY INCORPORATED | ||||||||||||
| Security | 553498106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSA | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US5534981064 | Agenda | 934766239 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas W. Giacomini | For | For | |||||||||
| 2 | Sandra Phillips Rogers | For | For | |||||||||
| 3 | John T. Ryan, III | For | For | |||||||||
| 2. | Election of Director for a term expiring in 2020: Nishan J. Vartanian |
Management | For | For | ||||||||
| 3. | Selection of Ernst & Young LLP as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||
| 4. | To provide an advisory vote to approve the executive compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| INVITAE CORPORATION | ||||||||||||
| Security | 46185L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NVTA | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US46185L1035 | Agenda | 934769413 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Randal W. Scott | For | For | |||||||||
| 2. | The ratification of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| OMNICELL, INC. | ||||||||||||
| Security | 68213N109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OMCL | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US68213N1090 | Agenda | 934769514 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Randall A. Lipps | For | For | |||||||||
| 2 | Vance B. Moore | For | For | |||||||||
| 3 | Mark W. Parrish | For | For | |||||||||
| 2. | Proposal to approve Omnicell's 2009 Equity Incentive Plan, as amended, to among other items, add an additional 2,700,000 shares to the number of shares of common stock authorized for issuance under the plan. |
Management | Against | Against | ||||||||
| 3. | Say on Pay - An advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 4. | Proposal to ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| STONERIDGE, INC. | ||||||||||||
| Security | 86183P102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SRI | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US86183P1021 | Agenda | 934769881 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jonathan B. DeGaynor | For | For | |||||||||
| 2 | Jeffrey P. Draime | For | For | |||||||||
| 3 | Douglas C. Jacobs | For | For | |||||||||
| 4 | Ira C. Kaplan | For | For | |||||||||
| 5 | Kim Korth | For | For | |||||||||
| 6 | William M. Lasky | For | For | |||||||||
| 7 | George S. Mayes, Jr. | For | For | |||||||||
| 8 | Paul J. Schlather | For | For | |||||||||
| 2. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018 . |
Management | For | For | ||||||||
| 3. | Advisory approval on the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Approval of the 2018 Amended and Restated Directors' Restricted Shares Plan. |
Management | For | For | ||||||||
| NATIONAL PRESTO INDUSTRIES, INC. | ||||||||||||
| Security | 637215104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NPK | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US6372151042 | Agenda | 934774856 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Maryjo Cohen | For | For | |||||||||
| 2. | Ratify the appointment of BDO USA, LLP as National Presto's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| SOUTHERN FIRST BANCSHARES, INC. | ||||||||||||
| Security | 842873101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SFST | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US8428731017 | Agenda | 934780114 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mark A Cothran | For | For | |||||||||
| 2 | Rudolph G Johnstone III | For | For | |||||||||
| 3 | R Arthur Seaver, Jr. | For | For | |||||||||
| 2. | Proposal to conduct an advisory vote on the compensation of our named executive officers as disclosed in this proxy statement (this is a non-binding, advisory vote). |
Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of Elliott Davis, LLC as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| VERITEX HOLDINGS INC. | ||||||||||||
| Security | 923451108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VBTX | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US9234511080 | Agenda | 934783057 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | C. Malcolm Holland, III | For | For | |||||||||
| 2 | William C. Murphy | For | For | |||||||||
| 3 | Pat S. Bolin | For | For | |||||||||
| 4 | April Box | For | For | |||||||||
| 5 | Blake Bozman | For | For | |||||||||
| 6 | Ned N. Fleming, III | For | For | |||||||||
| 7 | Mark C. Griege | For | For | |||||||||
| 8 | Gordon Huddleston | For | For | |||||||||
| 9 | Gregory B. Morrison | For | For | |||||||||
| 10 | John T. Sughrue | For | For | |||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| GRIFFIN INDUSTRIAL REALTY INC. | ||||||||||||
| Security | 398231100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GRIF | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US3982311009 | Agenda | 934785582 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David R. Bechtel | For | For | |||||||||
| 2 | Edgar M. Cullman, Jr. | For | For | |||||||||
| 3 | Frederick M. Danziger | For | For | |||||||||
| 4 | Michael S. Gamzon | For | For | |||||||||
| 5 | Thomas C. Israel | For | For | |||||||||
| 6 | Jonathan P. May | For | For | |||||||||
| 7 | Albert H. Small, Jr. | For | For | |||||||||
| 2. | Ratification of the selection of RSM US LLP as Griffin's independent registered public accountants for fiscal 2018. |
Management | For | For | ||||||||
| 3. | Approval, on an advisory (non-binding) basis, of the compensation of Griffin's named executive officers as presented in Griffin's Proxy Statement. |
Management | For | For | ||||||||
| ICU MEDICAL, INC. | ||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ICUI | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US44930G1076 | Agenda | 934787548 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Vivek Jain | For | For | |||||||||
| 2 | George A. Lopez, M.D. | For | For | |||||||||
| 3 | Robert S. Swinney, M.D. | For | For | |||||||||
| 4 | David C. Greenberg | For | For | |||||||||
| 5 | Elisha W. Finney | For | For | |||||||||
| 6 | Douglas E. Giordano | For | For | |||||||||
| 7 | David F. Hoffmeister | For | For | |||||||||
| 8 | Donald M. Abbey | For | For | |||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve named executive officer compensation on an advisory basis. |
Management | For | For | ||||||||
| QUIDEL CORPORATION | ||||||||||||
| Security | 74838J101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | QDEL | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US74838J1016 | Agenda | 934793159 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas D. Brown | For | For | |||||||||
| 2 | Douglas C. Bryant | For | For | |||||||||
| 3 | Kenneth F. Buechler | For | For | |||||||||
| 4 | Mary Lake Polan | For | For | |||||||||
| 5 | Jack W. Schuler | For | For | |||||||||
| 6 | Charles P. Slacik | For | For | |||||||||
| 7 | Matthew W. Strobeck | For | For | |||||||||
| 8 | Kenneth J. Widder | For | For | |||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Advisory approval of the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 4. | To approve the adoption of the Quidel Corporation 2018 Equity Incentive Plan. |
Management | Against | Against | ||||||||
| INNOPHOS HOLDINGS, INC. | ||||||||||||
| Security | 45774N108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IPHS | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US45774N1081 | Agenda | 934793301 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of director: Gary Cappeline | Management | For | For | ||||||||
| 1.2 | Election of director: Kim Ann Mink | Management | For | For | ||||||||
| 1.3 | Election of director: Linda Myrick | Management | For | For | ||||||||
| 1.4 | Election of director: Karen Osar | Management | For | For | ||||||||
| 1.5 | Election of director: John Steitz | Management | For | For | ||||||||
| 1.6 | Election of director: Peter Thomas | Management | For | For | ||||||||
| 1.7 | Election of director: Robert Zatta | Management | For | For | ||||||||
| 2. | Ratification of the selection of independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of the Named Executives. |
Management | For | For | ||||||||
| 4. | Approval of the Innophos Holdings, Inc. 2018 Long-Term Incentive Plan. |
Management | Against | Against | ||||||||
| RUSH ENTERPRISES, INC. | ||||||||||||
| Security | 781846308 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RUSHB | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US7818463082 | Agenda | 934793793 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1) | DIRECTOR | Management | ||||||||||
| 1 | W.M. "Rusty" Rush | For | For | |||||||||
| 2 | Thomas A. Akin | For | For | |||||||||
| 3 | James C. Underwood | For | For | |||||||||
| 4 | Raymond J. Chess | For | For | |||||||||
| 5 | William H. Cary | For | For | |||||||||
| 6 | Dr. Kennon H. Guglielmo | For | For | |||||||||
| 2) | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| RUSH ENTERPRISES, INC. | ||||||||||||
| Security | 781846209 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RUSHA | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US7818462092 | Agenda | 934793793 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1) | DIRECTOR | Management | ||||||||||
| 1 | W.M. "Rusty" Rush | For | For | |||||||||
| 2 | Thomas A. Akin | For | For | |||||||||
| 3 | James C. Underwood | For | For | |||||||||
| 4 | Raymond J. Chess | For | For | |||||||||
| 5 | William H. Cary | For | For | |||||||||
| 6 | Dr. Kennon H. Guglielmo | For | For | |||||||||
| 2) | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| THOMASVILLE BANCSHARES, INC. | ||||||||||||
| Security | 884608100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | THVB | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US8846081003 | Agenda | 934795305 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Charles E. Hancock, MD | For | For | |||||||||
| 2 | Mills Herndon | For | For | |||||||||
| 3 | Charles H. Hodges, III | For | For | |||||||||
| 4 | Harold L. Jackson | For | For | |||||||||
| 2. | To ratify the appointment of Mauldin & Jenkins CPA, LLC as the Company's principal independent public accountant for the 2018 fiscal year. |
Management | For | For | ||||||||
| ULTRA CLEAN HOLDINGS, INC. | ||||||||||||
| Security | 90385V107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UCTT | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US90385V1070 | Agenda | 934802314 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Clarence L. Granger | Management | For | For | ||||||||
| 1B. | Election of Director: James P. Scholhamer | Management | For | For | ||||||||
| 1C. | Election of Director: David T. ibnAle | Management | For | For | ||||||||
| 1D. | Election of Director: Leonid Mezhvinsky | Management | For | For | ||||||||
| 1E. | Election of Director: Emily M. Liggett | Management | For | For | ||||||||
| 1F. | Election of Director: Thomas T. Edman | Management | For | For | ||||||||
| 1G. | Election of Director: Barbara V. Scherer | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2018. |
Management | For | For | ||||||||
| 3. | Approval, by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.'s named executive officers for fiscal 2017 as disclosed in our proxy statement for the 2018 Annual Meeting of Stockholders. |
Management | For | For | ||||||||
| F.N.B. CORPORATION | ||||||||||||
| Security | 302520101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FNB | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US3025201019 | Agenda | 934755488 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Pamela A. Bena | Management | For | For | ||||||||
| 1b. | Election of Director: William B. Campbell | Management | For | For | ||||||||
| 1c. | Election of Director: James D. Chiafullo | Management | For | For | ||||||||
| 1d. | Election of Director: Vincent J. Delie, Jr. | Management | For | For | ||||||||
| 1e. | Election of Director: Mary Jo Dively | Management | For | For | ||||||||
| 1f. | Election of Director: Stephen J. Gurgovits | Management | For | For | ||||||||
| 1g. | Election of Director: Robert A. Hormell | Management | For | For | ||||||||
| 1h. | Election of Director: David J. Malone | Management | For | For | ||||||||
| 1i. | Election of Director: Frank C. Mencini | Management | For | For | ||||||||
| 1j. | Election of Director: David L. Motley | Management | For | For | ||||||||
| 1k. | Election of Director: Heidi A. Nicholas | Management | For | For | ||||||||
| 1l. | Election of Director: John S. Stanik | Management | For | For | ||||||||
| 1m. | Election of Director: William J. Strimbu | Management | For | For | ||||||||
| 2. | Advisory approval of the 2017 named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification of appointment of Ernst & Young LLP as F.N.B.'s independent registered public accounting firm for the 2018 fiscal year. |
Management | For | For | ||||||||
| MINERALS TECHNOLOGIES INC. | ||||||||||||
| Security | 603158106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MTX | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US6031581068 | Agenda | 934759905 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: John J. Carmola | Management | For | For | ||||||||
| 1b. | Election of Director: Robert L. Clark | Management | For | For | ||||||||
| 1c. | Election of Director: Marc E. Robinson | Management | For | For | ||||||||
| 2. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the 2018 fiscal year. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve 2017 executive officer compensation. |
Management | For | For | ||||||||
| ENTERCOM COMMUNICATIONS CORP. | ||||||||||||
| Security | 293639100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ETM | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US2936391000 | Agenda | 934760554 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David Levy* | For | For | |||||||||
| 2 | Stefan M Selig# | For | For | |||||||||
| 3. | To ratify the Selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| TENNECO INC. | ||||||||||||
| Security | 880349105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TEN | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US8803491054 | Agenda | 934766861 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Thomas C. Freyman | Management | For | For | ||||||||
| 1b. | Election of Director: Brian J. Kesseler | Management | For | For | ||||||||
| 1c. | Election of Director: Dennis J. Letham | Management | For | For | ||||||||
| 1d. | Election of Director: James S. Metcalf | Management | For | For | ||||||||
| 1e. | Election of Director: Roger B. Porter | Management | For | For | ||||||||
| 1f. | Election of Director: David B. Price, Jr. | Management | For | For | ||||||||
| 1g. | Election of Director: Gregg M. Sherrill | Management | For | For | ||||||||
| 1h. | Election of Director: Paul T. Stecko | Management | For | For | ||||||||
| 1i. | Election of Director: Jane L. Warner | Management | For | For | ||||||||
| 1j. | Election of Director: Roger J. Wood | Management | For | For | ||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent public accountants for 2018. |
Management | For | For | ||||||||
| 3. | Approve executive compensation in an advisory vote. | Management | For | For | ||||||||
| WABASH NATIONAL CORPORATION | ||||||||||||
| Security | 929566107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WNC | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US9295661071 | Agenda | 934768017 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Richard J. Giromini | Management | For | For | ||||||||
| 1B. | Election of Director: Dr. Martin C. Jischke | Management | For | For | ||||||||
| 1C. | Election of Director: John G. Boss | Management | For | For | ||||||||
| 1D. | Election of Director: John E. Kunz | Management | For | For | ||||||||
| 1E. | Election of Director: Larry J. Magee | Management | For | For | ||||||||
| 1F. | Election of Director: Ann D. Murtlow | Management | For | For | ||||||||
| 1G. | Election of Director: Scott K. Sorensen | Management | For | For | ||||||||
| 1H. | Election of Director: Brent L. Yeagy | Management | For | For | ||||||||
| 2. | To hold an advisory vote on the compensation of our executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as Wabash National Corporation's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||
| Security | 55608B105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MIC | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US55608B1052 | Agenda | 934769639 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Norman H. Brown, Jr. | Management | Against | Against | ||||||||
| 1b. | Election of Director: George W. Carmany, III | Management | Against | Against | ||||||||
| 1c. | Election of Director: James Hooke | Management | Against | Against | ||||||||
| 1d. | Election of Director: Ronald Kirk | Management | For | For | ||||||||
| 1e. | Election of Director: H.E. (Jack) Lentz | Management | For | For | ||||||||
| 1f. | Election of Director: Ouma Sananikone | Management | For | For | ||||||||
| 2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | The approval, on an advisory basis, of executive compensation. |
Management | For | For | ||||||||
| INTEVAC, INC. | ||||||||||||
| Security | 461148108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IVAC | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US4611481080 | Agenda | 934783108 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David S. Dury | For | For | |||||||||
| 2 | Wendell T. Blonigan | For | For | |||||||||
| 3 | Kevin D. Barber | For | For | |||||||||
| 4 | Mark P. Popovich | For | For | |||||||||
| 5 | Thomas M. Rohrs | For | For | |||||||||
| 6 | John F. Schaefer | For | For | |||||||||
| 2. | Proposal to approve an amendment to increase the maximum number of shares of Common Stock authorized for issuance under the Company's 2003 Employee Stock Purchase Plan by 500,000 shares. |
Management | For | For | ||||||||
| 3. | Proposal to approve an amendment to increase the maximum number of shares of Common Stock authorized for issuance under the Company's 2012 Equity Incentive Plan by 1,000,000 shares. |
Management | Against | Against | ||||||||
| 4. | Proposal to ratify the appointment of BPM LLP as independent public accountants of Intevac for the fiscal year ending December 29, 2018. |
Management | For | For | ||||||||
| 5. | To approve on a non-binding advisory basis the executive compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| CARRIAGE SERVICES, INC. | ||||||||||||
| Security | 143905107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CSV | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US1439051079 | Agenda | 934789441 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Melvin C. Payne | For | For | |||||||||
| 2 | James R. Schenck | For | For | |||||||||
| 2. | Approve, by advisory vote, named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Approve the First Amendment to the Amended and Restated Carriage Services, Inc. 2007 Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 4. | Ratify the appointment of Grant Thornton LLP as Carriage Services, Inc.'s independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| UNITED-GUARDIAN, INC. | ||||||||||||
| Security | 910571108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UG | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US9105711082 | Agenda | 934791941 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Robert S. Rubinger | For | For | |||||||||
| 2 | Kenneth H. Globus | For | For | |||||||||
| 3 | Lawrence F. Maietta | For | For | |||||||||
| 4 | Arthur M. Dresner | For | For | |||||||||
| 5 | Andrew A. Boccone | For | For | |||||||||
| 6 | S. Ari Papoulias | For | For | |||||||||
| 2. | APPROVAL ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO RATIFIY THE APPOINTMENT OF RAICH ENDE MALTER & CO. LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. |
Management | For | For | ||||||||
| 4. | TO CONSIDER A STOCKHOLDER PROPOSAL DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
Shareholder | Abstain | Against | ||||||||
| BOIRON SA | ||||||||||||
| Security | F10626103 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 17-May-2018 | ||||||||||
| ISIN | FR0000061129 | Agenda | 709206317 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU |
Non-Voting | ||||||||||
| CMMT | 27 APR 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0409/20180409 1-800977.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0427/20180427 1-801479.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE URL-LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 - APPROVAL OF NON-DEDUCTIBLE EXPENSE AND COSTS |
Management | For | For | ||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| O.3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND |
Management | For | For | ||||||||
| O.4 | STATUTORY AUDITORS' SPECIAL REPORT ON THE REGULATED AGREEMENTS AND COMMITMENTS - APPROVAL OF A NEW AGREEMENT |
Management | Against | Against | ||||||||
| O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. CHRISTINE BOYER-BOIRON AS DIRECTOR |
Management | For | For | ||||||||
| O.6 | RENEWAL OF THE TERM OF OFFICE OF MRS. STEPHANIE CHESNOT AS DIRECTOR |
Management | For | For | ||||||||
| O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN- PIERRE BOYER AS DIRECTOR |
Management | Against | Against | ||||||||
| O.8 | AMOUNT OF THE ATTENDANCE FEES ALLOCATED TO THE BOARD OF DIRECTORS MEMBERS |
Management | For | For | ||||||||
| O.9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO MR. THIERRY BOIRON, CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||
| O.10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO MR. CHRISTIAN BOIRON, CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
| O.11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO MRS. VALERIE POINSOT, DEPUTY CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
| O.12 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE PAST FINANCIAL YEAR TO MR. JEAN-CHRISTOPHE BAYSSAT, DEPUTY CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
| O.13 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, CHIEF EXECUTIVE OFFICER AND DEPUTY CHIEF EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| O.14 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY BUYBACK ITS OWN SHARES UNDER THE PROVISIONS OF ARTICLE L.225-209 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
| E.15 | AMENDMENT TO ARTICLE 16 OF THE BYLAWS IN ORDER TO PROVIDE THE APPOINTMENT PROCEDURES OF DIRECTORS REPRESENTING EMPLOYEES |
Management | For | For | ||||||||
| E.16 | ALIGNMENT OF ARTICLES 4 AND 19 OF THE BYLAWS |
Management | For | For | ||||||||
| E.17 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||
| DREAM UNLIMITED CORP, TORONTO, ON | ||||||||||||
| Security | 26153M200 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 17-May-2018 | ||||||||||
| ISIN | CA26153M2004 | Agenda | 709260979 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR- ALL RESOLUTION NUMBERS. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: MICHAEL J. COOPER | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: JAMES EATON | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: JOANNE FERSTMAN | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: RICHARD N. GATEMAN | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: JANE GAVAN | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: DUNCAN JACKMAN | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: JENNIFER LEE KOSS | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: VINCENZA SERA | Management | For | For | ||||||||
| 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE TRUST AND ITS SUBSIDIARIES AND AUTHORIZING THE TRUSTEES OF THE TRUST TO FIX THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||
| CTS CORPORATION | ||||||||||||
| Security | 126501105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CTS | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US1265011056 | Agenda | 934758143 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | P. K. Collawn | For | For | |||||||||
| 2 | G. Hunter | For | For | |||||||||
| 3 | W. S. Johnson | For | For | |||||||||
| 4 | D. M. Murphy | For | For | |||||||||
| 5 | K. O'Sullivan | For | For | |||||||||
| 6 | R. A. Profusek | For | For | |||||||||
| 7 | A. G. Zulueta | For | For | |||||||||
| 2. | Approval, on an advisory basis, of the compensation of CTS' named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Grant Thornton LLP as CTS's independent auditor for 2018. |
Management | For | For | ||||||||
| 4. | Approval of the CTS Corporation 2018 Equity and Incentive Compensation Plan. |
Management | For | For | ||||||||
| THE BOSTON BEER COMPANY, INC. | ||||||||||||
| Security | 100557107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SAM | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US1005571070 | Agenda | 934758523 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael Spillane | For | For | |||||||||
| 2 | Gregg A. Tanner | For | For | |||||||||
| 3 | Jean-Michel Valette | For | For | |||||||||
| 2. | Advisory vote to approve our Named Executive Officers' compensation. |
Management | For | For | ||||||||
| HERC HOLDINGS INC. | ||||||||||||
| Security | 42704L104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HRI | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US42704L1044 | Agenda | 934759727 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Herbert L. Henkel | Management | For | For | ||||||||
| 1b. | Election of Director: Lawrence H. Silber | Management | For | For | ||||||||
| 1c. | Election of Director: James H. Browning | Management | For | For | ||||||||
| 1d. | Election of Director: Patrick D. Campbell | Management | For | For | ||||||||
| 1e. | Election of Director: Nicholas F. Graziano | Management | For | For | ||||||||
| 1f. | Election of Director: Jean K. Holley | Management | For | For | ||||||||
| 1g. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||
| 1h. | Election of Director: Michael A. Kelly | Management | For | For | ||||||||
| 1i. | Election of Director: Courtney Mather | Management | For | For | ||||||||
| 1j. | Election of Director: Louis J. Pastor | Management | For | For | ||||||||
| 1k. | Election of Director: Mary Pat Salomone | Management | For | For | ||||||||
| 2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. |
Management | For | For | ||||||||
| 3. | Approval of the Herc Holdings Inc. 2018 Omnibus Incentive Plan. |
Management | For | For | ||||||||
| 4. | Approval of the Amended and Restated Herc Holdings Inc. Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year 2018. |
Management | For | For | ||||||||
| VIAD CORP | ||||||||||||
| Security | 92552R406 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VVI | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US92552R4065 | Agenda | 934759892 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Richard H. Dozer | Management | For | For | ||||||||
| 1B. | Election of Director: Virginia L. Henkels | Management | For | For | ||||||||
| 1C. | Election of Director: Robert E. Munzenrider | Management | For | For | ||||||||
| 2. | Ratification of the selection of Deloitte & Touche LLP as Viad's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory approval of named executive officer compensation. |
Management | For | For | ||||||||
| GNC HOLDINGS, INC. | ||||||||||||
| Security | 36191G107 | Meeting Type | Special | |||||||||
| Ticker Symbol | GNC | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US36191G1076 | Agenda | 934763815 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve, in accordance with Section 312.03 of the NYSE Listed Company Manual, the issuance by GNC Holdings, Inc. (the "Company") to Harbin Pharmaceutical Group Holdings Co., Ltd. (the "Investor") in a private placement of 299,950 shares of a newly created series of convertible preferred stock (the "Convertible Preferred Stock") of the Company. |
Management | For | For | ||||||||
| BERKSHIRE HILLS BANCORP, INC. | ||||||||||||
| Security | 084680107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHLB | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US0846801076 | Agenda | 934764401 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Paul T. Bossidy | For | For | |||||||||
| 2 | David M. Brunelle | For | For | |||||||||
| 3 | Robert M. Curley | For | For | |||||||||
| 4 | Michael P. Daly | For | For | |||||||||
| 5 | Cornelius D. Mahoney | For | For | |||||||||
| 6 | Pamela A. Massad | For | For | |||||||||
| 7 | Richard J. Murphy | For | For | |||||||||
| 8 | William J. Ryan | For | For | |||||||||
| 9 | D. Jeffrey Templeton | For | For | |||||||||
| 2. | To approve the proposed amendment to Berkshire's Certificate of Incorporation to Increase the Company's Authorized Common Stock from 50 Million to 100 Million Shares. |
Management | For | For | ||||||||
| 3. | To approve the proposed amendment to Berkshire's Certificate of Incorporation to Increase the Company's Authorized Preferred Stock from 1 Million to 2 Million Shares. |
Management | Against | Against | ||||||||
| 4. | To approve the Berkshire Hills Bancorp, Inc. 2018 Equity Incentive Plan. |
Management | For | For | ||||||||
| 5. | To consider a non-binding proposal to give advisory approval of Berkshire's executive compensation as described in the Proxy Statement. |
Management | For | For | ||||||||
| 6. | To ratify the appointment of Crowe Horwath LLP as Berkshire's Independent Registered Public Accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| TRUSTCO BANK CORP NY | ||||||||||||
| Security | 898349105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TRST | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US8983491056 | Agenda | 934766758 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas O. Maggs | For | For | |||||||||
| 2 | Robert J. McCormick | For | For | |||||||||
| 3 | Lisa M. Reutter | For | For | |||||||||
| 2. | Approval of a nonbinding advisory resolution on the compensation of TrustCo's named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Crowe Horwath LLP as Independent Auditors for 2018. |
Management | For | For | ||||||||
| HARVARD BIOSCIENCE, INC. | ||||||||||||
| Security | 416906105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HBIO | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US4169061052 | Agenda | 934769879 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jeffrey A. Duchemin | For | For | |||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To amend the Harvard Bioscience, Inc. Third Amended and Restated Stock Option and Incentive Plan to increase the number of authorized shares of common stock available for issuance thereunder by 3,400,000 shares. |
Management | Against | Against | ||||||||
| 4. | Approval, by a non-binding advisory vote, of the compensation of our named executive officers. |
Management | For | For | ||||||||
| IRIDIUM COMMUNICATIONS, INC. | ||||||||||||
| Security | 46269C102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IRDM | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US46269C1027 | Agenda | 934770707 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Robert H. Niehaus | For | For | |||||||||
| 2 | Thomas C. Canfield | For | For | |||||||||
| 3 | Matthew J. Desch | For | For | |||||||||
| 4 | Thomas J. Fitzpatrick | For | For | |||||||||
| 5 | Jane L. Harman | For | For | |||||||||
| 6 | Alvin B. Krongard | For | For | |||||||||
| 7 | Admiral Eric T. Olson | For | For | |||||||||
| 8 | Steven B. Pfeiffer | For | For | |||||||||
| 9 | Parker W. Rush | For | For | |||||||||
| 10 | Henrik O. Schliemann | For | For | |||||||||
| 11 | S. Scott Smith | For | For | |||||||||
| 12 | Barry J. West | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| ATLANTIC CAPITAL BANCSHARES, INC. | ||||||||||||
| Security | 048269203 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ACBI | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US0482692037 | Agenda | 934772585 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Walter M. Deriso, Jr. | For | For | |||||||||
| 2 | Adam D. Compton | For | For | |||||||||
| 3 | Henchy R. Enden | For | For | |||||||||
| 4 | James H. Graves | For | For | |||||||||
| 5 | Douglas J. Hertz | For | For | |||||||||
| 6 | Larry D. Mauldin | For | For | |||||||||
| 7 | R. Charles Shufeldt | For | For | |||||||||
| 8 | Lizanne Thomas | For | For | |||||||||
| 9 | Douglas L. Williams | For | For | |||||||||
| 10 | Marietta Edmunds Zakas | For | For | |||||||||
| 2. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| UNITED FINANCIAL BANCORP, INC. | ||||||||||||
| Security | 910304104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UBNK | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US9103041045 | Agenda | 934774212 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: William H. W. Crawford, IV | Management | For | For | ||||||||
| 1b. | Election of Director: Michael F. Crowley | Management | For | For | ||||||||
| 1c. | Election of Director: Raymond H. Lefurge, Jr. | Management | For | For | ||||||||
| 2. | To approve an advisory (non-binding) proposal on the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | To approve an amendment to the Certificate of Incorporation to declassify the Board of Directors resulting in (after phase-in) annual Board terms from a Board with four classes of Directors serving staggered four-year terms. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Wolf & Company, P.C. as independent auditors of the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| CORE MOLDING TECHNOLOGIES, INC. | ||||||||||||
| Security | 218683100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMT | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US2186831002 | Agenda | 934789061 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kevin L. Barnett | For | For | |||||||||
| 2 | Thomas R. Cellitti | For | For | |||||||||
| 3 | James F. Crowley | For | For | |||||||||
| 4 | Ralph O. Hellmold | For | For | |||||||||
| 5 | Matthew E. Jauchius | For | For | |||||||||
| 6 | James L. Simonton | For | For | |||||||||
| 7 | Andrew O. Smith | For | For | |||||||||
| 2. | An advisory vote on the compensation of the named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Crowe Horwath, LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| TEAM, INC. | ||||||||||||
| Security | 878155100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TISI | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US8781551002 | Agenda | 934793630 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Amerino Gatti# | For | For | |||||||||
| 2 | Brian K. Ferraioli# | For | For | |||||||||
| 3 | Michael A. Lucas# | For | For | |||||||||
| 4 | Craig L. Martin& | For | For | |||||||||
| 2. | To ratify the appointment of KPMG LLP, as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 4. | To approve the issuance of shares of our common stock issuable upon the conversion of our 5.00% convertible senior notes. |
Management | For | For | ||||||||
| 5. | To approve the new Team, Inc. 2018 Equity Incentive Plan |
Management | For | For | ||||||||
| STANDARD MOTOR PRODUCTS, INC. | ||||||||||||
| Security | 853666105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SMP | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US8536661056 | Agenda | 934795266 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John P. Gethin | For | For | |||||||||
| 2 | Pamela Forbes Lieberman | For | For | |||||||||
| 3 | Patrick S. McClymont | For | For | |||||||||
| 4 | Joseph W. McDonnell | For | For | |||||||||
| 5 | Alisa C. Norris | For | For | |||||||||
| 6 | Eric P. Sills | For | For | |||||||||
| 7 | Lawrence I. Sills | For | For | |||||||||
| 8 | Frederick D. Sturdivant | For | For | |||||||||
| 9 | William H. Turner | For | For | |||||||||
| 10 | Richard S. Ward | For | For | |||||||||
| 11 | Roger M. Widmann | For | For | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Approval of non-binding, advisory resolution on the compensation of our named executive officers. |
Management | For | For | ||||||||
| TRISTATE CAPITAL HOLDINGS, INC. | ||||||||||||
| Security | 89678F100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TSC | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US89678F1003 | Agenda | 934797412 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James F. Getz | For | For | |||||||||
| 2 | Kim A. Ruth | For | For | |||||||||
| 3 | Richard B. Seidel | For | For | |||||||||
| 2. | RATIFICATION OF AUDITORS | Management | For | For | ||||||||
| GEMALTO N.V., AMSTERDAM | ||||||||||||
| Security | N3465M108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-May-2018 | ||||||||||
| ISIN | NL0000400653 | Agenda | 709313934 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | OPENING | Non-Voting | ||||||||||
| 2.A | 2017 ANNUAL REPORT | Non-Voting | ||||||||||
| 2.B | APPLICATION OF THE REMUNERATION POLICY IN 2017 |
Non-Voting | ||||||||||
| 2.C | CORPORATE GOVERNANCE STRUCTURE AND COMPLIANCE WITH THE DUTCH CORPORATE- GOVERNANCE CODE (2016) |
Non-Voting | ||||||||||
| 2.D | ADOPTION OF THE 2017 FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 3.A | DIVIDEND POLICY | Non-Voting | ||||||||||
| 3.B | NO DIVIDEND FOR THE 2017 FINANCIAL YEAR | Non-Voting | ||||||||||
| 4.A | DISCHARGE OF BOARD MEMBER FOR THE FULFILLMENT OF THEIR DUTIES DURING THE 2017 FINANCIAL YEAR: DISCHARGE OF THE CHIEF EXECUTIVE OFFICER |
Management | No Action | |||||||||
| 4.B | DISCHARGE OF BOARD MEMBER FOR THE FULFILLMENT OF THEIR DUTIES DURING THE 2017 FINANCIAL YEAR: DISCHARGE OF THE NON- EXECUTIVE BOARD MEMBERS |
Management | No Action | |||||||||
| 5.A | REAPPOINTMENT OF MR. PHILIPPE ALFROID AS NON-EXECUTIVE BOARD MEMBER UNTIL THE CLOSE OF THE 2020 AGM |
Management | No Action | |||||||||
| 5.B | REAPPOINTMENT OF MR. JOHANNES FRITZ AS NON-EXECUTIVE BOARD MEMBER UNTIL THE CLOSE OF THE 2020 AGM |
Management | No Action | |||||||||
| 6 | RENEWAL OF THE AUTHORIZATION OF THE BOARD TO REPURCHASE SHARES IN THE SHARE CAPITAL OF THE COMPANY |
Management | No Action | |||||||||
| 7.A | AUTHORIZATION OF THE BOARD TO ISSUE SHARES AND TO GRANT RIGHTS TO ACQUIRE SHARES FOR GENERAL PURPOSES WITH THE POWER TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS ACCRUING TO SHAREHOLDERS |
Management | No Action | |||||||||
| 7.B | AUTHORIZATION OF THE BOARD TO ISSUE SHARES AND TO GRANT RIGHTS TO ACQUIRE SHARES FOR GENERAL PURPOSES WITHOUT THE POWER TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS ACCRUING TO SHAREHOLDERS |
Management | No Action | |||||||||
| 7.C | AUTHORIZATION OF THE BOARD TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH THE ABOVE RESOLUTION 7.B FOR THE PURPOSE OF M&A AND/OR (STRATEGIC) ALLIANCES |
Management | No Action | |||||||||
| 7.D | AUTHORIZATION OF THE BOARD TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS ACCRUING TO SHAREHOLDERS IN CONNECTION WITH THE ABOVE RESOLUTION 7.B FOR THE PURPOSE OF A NON- DILUTIVE TRADABLE RIGHTS OFFERING |
Management | No Action | |||||||||
| 8 | EXPLANATION OF THE RECOMMENDED PUBLIC OFFER MADE BY THALES |
Non-Voting | ||||||||||
| 9.A | CONDITIONAL AMENDMENT OF THE ARTICLES OF ASSOCIATION FOLLOWING SETTLEMENT OF THE OFFER |
Management | No Action | |||||||||
| 9.B | CONDITIONAL CONVERSION OF GEMALTO AND AMENDMENT OF THE ARTICLES OF ASSOCIATION FOLLOWING DELISTING FROM EURONEXT AMSTERDAM AND EURONEXT PARIS |
Management | No Action | |||||||||
| 10.A | CONDITIONAL APPOINTMENT OF MR. PASCAL BOUCHIAT AS NON-EXECUTIVE BOARD MEMBER AS OF SETTLEMENT OF THE OFFER |
Management | No Action | |||||||||
| 10.B | CONDITIONAL APPOINTMENT OF MR. PIERRE-ERIC POMMELLET AS NON-EXECUTIVE BOARD MEMBER AS OF SETTLEMENT OF THE OFFER |
Management | No Action | |||||||||
| 10.C | CONDITIONAL APPOINTMENT OF MS. ISABELLE SIMON AS NON-EXECUTIVE BOARD MEMBER AS OF SETTLEMENT OF THE OFFER |
Management | No Action | |||||||||
| 10.D | CONDITIONAL APPOINTMENT OF MS. MARIE- HELENE SARTORIUS AS NON-EXECUTIVE BOARD MEMBER AS OF SETTLEMENT OF THE OFFER |
Management | No Action | |||||||||
| 11.A | TO GRANT THE CHIEF EXECUTIVE OFFICER DISCHARGE FROM LIABILITY FOR THE FULFILLMENT OF HIS DUTIES PERFORMED IN THE PERIOD FOLLOWING THE END OF THE FINANCIAL YEAR 2017 AND UP TO AND INCLUDING THE DATE OF THE AGM OF MAY 18, 2018 |
Management | No Action | |||||||||
| 11.B | TO GRANT THE NON-EXECUTIVE BOARD MEMBERS DISCHARGE FROM LIABILITY FOR THE FULFILLMENT OF THEIR RESPECTIVE DUTIES PERFORMED IN THE PERIOD FOLLOWING THE END OF THE FINANCIAL YEAR 2017 AND UP TO AND INCLUDING THE DATE OF THE AGM OF MAY 18, 2018 |
Management | No Action | |||||||||
| 11.C | TO GRANT MR. ALEX MANDL, MS. HOMAIRA AKBARI, MR. BUFORD ALEXANDER, MR. JOOP DRECHSEL, MR. JOHANNES FRITZ, MR. JOHN ORMEROD, MR. OLIVIER PIOU, MS. JILL SMITH AND MS. YEN YEN TAN FULL AND FINAL DISCHARGE FROM LIABILITY FOR THE FULFILLMENT OF THEIR RESPECTIVE DUTIES, SUBJECT TO THE CONDITIONS PRECEDENT THAT THE OFFER IS DECLARED UNCONDITIONAL AND THAT SETTLEMENT HAS TAKEN PLACE |
Management | No Action | |||||||||
| 12 | QUESTIONS | Non-Voting | ||||||||||
| 13 | ADJOURNMENT | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 891388 DUE TO NON-VOTABLE- RESOLUTIONS SHOULD BE ADDED TO THE AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS- MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU. |
Non-Voting | ||||||||||
| FORMFACTOR, INC. | ||||||||||||
| Security | 346375108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FORM | Meeting Date | 18-May-2018 | |||||||||
| ISIN | US3463751087 | Agenda | 934757797 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Richard DeLateur | Management | For | For | ||||||||
| 1B. | Election of Director: Edward Rogas Jr. | Management | For | For | ||||||||
| 2. | Advisory approval of FormFactor's executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the selection of KPMG LLP as FormFactor's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| 4. | Amendment and restatement of the Company's Employee Stock Purchase Plan to increase the number of shares reserved for issuance under the Employee Stock Purchase Plan by 3,000,000 shares. |
Management | For | For | ||||||||
| TRONC, INC. | ||||||||||||
| Security | 89703P107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TRNC | Meeting Date | 18-May-2018 | |||||||||
| ISIN | US89703P1075 | Agenda | 934773044 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Carol Crenshaw | For | For | |||||||||
| 2 | Justin C. Dearborn | For | For | |||||||||
| 3 | David Dreier | For | For | |||||||||
| 4 | Philip G. Franklin | For | For | |||||||||
| 5 | Eddy W. Hartenstein | For | For | |||||||||
| 6 | Richard A. Reck | For | For | |||||||||
| 2. | Approve, on an advisory basis, the compensation of the Company's named executive officers for 2017 |
Management | For | For | ||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 30, 2018 |
Management | For | For | ||||||||
| GENTHERM INCORPORATED | ||||||||||||
| Security | 37253A103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | THRM | Meeting Date | 18-May-2018 | |||||||||
| ISIN | US37253A1034 | Agenda | 934795761 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Francois Castaing | For | For | |||||||||
| 2 | Sophie Desormiere | For | For | |||||||||
| 3 | Phillip Eyler | For | For | |||||||||
| 4 | Maurice Gunderson | For | For | |||||||||
| 5 | Yvonne Hao | For | For | |||||||||
| 6 | Ronald Hundzinski | For | For | |||||||||
| 7 | Byron Shaw | For | For | |||||||||
| 8 | John Stacey | For | For | |||||||||
| 2. | To ratify the appointment of Grant Thornton LLP to act as the Company's independent registered public accounting firm for the year ended December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| THESTREET, INC. | ||||||||||||
| Security | 88368Q103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TST | Meeting Date | 18-May-2018 | |||||||||
| ISIN | US88368Q1031 | Agenda | 934799529 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James Cramer | For | For | |||||||||
| 2 | Bowers Espy | For | For | |||||||||
| 3 | Kevin Rendino | For | For | |||||||||
| 2. | To ratify the appointment of BDO USA, LLP as TheStreet, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve the compensation of TheStreet, Inc.'s named executive officers as described in the Proxy Statement (this vote is advisory and non-binding) |
Management | For | For | ||||||||
| 4. | To approve TheStreet, Inc. 2007 Performance Incentive Plan, as amended and restated. |
Management | Against | Against | ||||||||
| COMMERCEHUB, INC. | ||||||||||||
| Security | 20084V108 | Meeting Type | Special | |||||||||
| Ticker Symbol | CHUBA | Meeting Date | 18-May-2018 | |||||||||
| ISIN | US20084V1089 | Agenda | 934801920 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 5, 2018, by and among CommerceHub, Inc. (CommerceHub), Great Dane Parent, LLC (Parent), and Great Dane Merger Sub, Inc. (Merger Sub), pursuant to which Merger Sub will merge (merger) with and into CommerceHub, with CommerceHub continuing as surviving corporation and wholly owned subsidiary of Parent |
Management | For | For | ||||||||
| 2. | A proposal to approve, on an advisory (non-binding) basis, specified compensation that may become payable to CommerceHub's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | A proposal to approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement of the special meeting to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||
| PLAYMATES HOLDINGS LIMITED | ||||||||||||
| Security | G7130P220 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-May-2018 | ||||||||||
| ISIN | BMG7130P2206 | Agenda | 709090942 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0321/LTN20180321526.pdf-and- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0321/LTN20180321522.pdf |
Non-Voting | ||||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 2.A | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY: MR. CHENG BING KIN, ALAIN |
Management | For | For | ||||||||
| 2.B | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY: MR. LO KAI YIU, ANTHONY |
Management | Against | Against | ||||||||
| 2.C | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY: MR. YU HON TO, DAVID |
Management | Against | Against | ||||||||
| 3 | TO APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITORS OF THE COMPANY |
Management | For | For | ||||||||
| 4.A | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S OWN SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY |
Management | For | For | ||||||||
| 4.B | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY |
Management | Against | Against | ||||||||
| 4.C | TO EXTEND THE MANDATE GRANTED UNDER RESOLUTION NO. 4B BY INCLUDING THE NUMBER OF SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NO. 4A |
Management | Against | Against | ||||||||
| 4.D | TO APPROVE THE ADOPTION OF THE NEW PTL OPTION SCHEME |
Management | Against | Against | ||||||||
| FIRST INTERNET BANCORP | ||||||||||||
| Security | 320557101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | INBK | Meeting Date | 21-May-2018 | |||||||||
| ISIN | US3205571017 | Agenda | 934764526 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David B. Becker | For | For | |||||||||
| 2 | John K. Keach, Jr. | For | For | |||||||||
| 3 | David R. Lovejoy | For | For | |||||||||
| 4 | Ann D. Murtlow | For | For | |||||||||
| 5 | Ralph R. Whitney, Jr. | For | For | |||||||||
| 6 | Jerry Williams | For | For | |||||||||
| 7 | Jean L. Wojtowicz | For | For | |||||||||
| 2. | To approve, in an advisory (non-binding) vote, the compensation paid to our named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of BKD, LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| WINDSTREAM HOLDINGS INC. | ||||||||||||
| Security | 97382A200 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WIN | Meeting Date | 21-May-2018 | |||||||||
| ISIN | US97382A2006 | Agenda | 934775036 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Samuel E. Beall, III | Management | For | For | ||||||||
| 1b. | Election of Director: Jeannie Diefenderfer | Management | For | For | ||||||||
| 1c. | Election of Director: Jeffrey T. Hinson | Management | For | For | ||||||||
| 1d. | Election of Director: William G. LaPerch | Management | For | For | ||||||||
| 1e. | Election of Director: Dr. Julie A. Shimer | Management | For | For | ||||||||
| 1f. | Election of Director: Michael G. Stoltz | Management | For | For | ||||||||
| 1g. | Election of Director: Tony Thomas | Management | For | For | ||||||||
| 1h. | Election of Director: Walter L. Turek | Management | For | For | ||||||||
| 1i. | Election of Director: Alan L. Wells | Management | For | For | ||||||||
| 2. | To approve an advisory (non-binding) resolution on executive compensation. |
Management | For | For | ||||||||
| 3. | To approve an amendment to the Certificate of Incorporation of Windstream Holdings, Inc. to: (i) effect a reclassification (or reverse stock split) of our common stock, whereby each outstanding five (5) shares of common stock would be combined into and become one (1) share of common stock and (ii) reduce the total number of shares of common and preferred stock that Windstream may issue from 375,000,000 and 33,333,333, respectively, to 75,000,000 and 6,666,667, respectively. |
Management | For | For | ||||||||
| 4. | To approve an amendment to the Windstream 2006 Equity Incentive Plan to increase the authorized shares by 9,600,000 shares (or 1,920,000 post-reverse stock split shares if Proposal No. 3 is approved). |
Management | Against | Against | ||||||||
| 5. | To approve an amendment to extend the term of Windstream's Rights Plan designed to protect the substantial tax benefits of Windstream's net operating loss carryforwards. |
Management | For | For | ||||||||
| 6. | To approve amendments to the Certificate of Incorporation and Bylaws of Windstream Holdings, Inc., to enable stockholders to call special meetings of stockholders under certain circumstances. |
Management | For | For | ||||||||
| 7. | To approve amendments to the Certificate of Incorporation and Bylaws of Windstream Holdings, Inc., to eliminate super- majority voting provisions. |
Management | For | For | ||||||||
| 8. | To ratify the appointment of PricewaterhouseCoopers LLP as Windstream's independent registered public accountant for 2018. |
Management | For | For | ||||||||
| 9. | To allow stockholders to act by written consent without a meeting in certain circumstances, if properly presented at the Annual Meeting by the stockholder submitting the proposal. |
Shareholder | Against | For | ||||||||
| TRANSACT TECHNOLOGIES INCORPORATED | ||||||||||||
| Security | 892918103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TACT | Meeting Date | 21-May-2018 | |||||||||
| ISIN | US8929181035 | Agenda | 934777953 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: John M. Dillon | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| HOLOBEAM, INC. | ||||||||||||
| Security | 436434104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HOOB | Meeting Date | 21-May-2018 | |||||||||
| ISIN | US4364341044 | Agenda | 934802833 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Cynthia R. Cook | For | For | |||||||||
| 2 | Ralph Fredericks | For | For | |||||||||
| 3. | Ratification of Leaf Saltzman as independent certified public accountants for the current year. |
Management | For | For | ||||||||
| CONSOLIDATED WATER CO. LTD. | ||||||||||||
| Security | G23773107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CWCO | Meeting Date | 22-May-2018 | |||||||||
| ISIN | KYG237731073 | Agenda | 934767964 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Wilmer F. Pergande | For | For | |||||||||
| 2 | Leonard J. Sokolow | For | For | |||||||||
| 3 | Raymond Whittaker | For | For | |||||||||
| 2. | An advisory vote on executive compensation. | Management | For | For | ||||||||
| 3. | The ratification of the selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018, at the remuneration to be determined by the Audit Committee of the Board of Directors. |
Management | For | For | ||||||||
| GNC HOLDINGS, INC. | ||||||||||||
| Security | 36191G107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GNC | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US36191G1076 | Agenda | 934774894 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jeffrey P. Berger | For | For | |||||||||
| 2 | Alan D. Feldman | For | For | |||||||||
| 3 | Michael F. Hines | For | For | |||||||||
| 4 | Amy B. Lane | For | For | |||||||||
| 5 | Philip E. Mallott | For | For | |||||||||
| 6 | Kenneth A. Martindale | For | For | |||||||||
| 7 | Robert F. Moran | For | For | |||||||||
| 8 | Richard J. Wallace | For | For | |||||||||
| 2. | The adoption, by non-binding vote, of the advisory resolution to approve the compensation paid to the Company's named executive officers in 2017, as disclosed in the proxy materials. |
Management | For | For | ||||||||
| 3. | Approval of the adoption of the 2018 Stock and Incentive Plan. |
Management | Against | Against | ||||||||
| 4. | The ratification of the appointment of PricewaterhouseCoopers LLP as independent auditors for the Company's 2018 fiscal year. |
Management | For | For | ||||||||
| RAVEN INDUSTRIES, INC. | ||||||||||||
| Security | 754212108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RAVN | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US7542121089 | Agenda | 934777686 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jason M. Andringa | For | For | |||||||||
| 2 | David L. Chicoine | For | For | |||||||||
| 3 | Thomas S. Everist | For | For | |||||||||
| 4 | Kevin T. Kirby | For | For | |||||||||
| 5 | Marc E. LeBaron | For | For | |||||||||
| 6 | Richard W. Parod | For | For | |||||||||
| 7 | Daniel A. Rykhus | For | For | |||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation of our executive officers disclosed in the proxy statement. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Deloitte & Touche, LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending January 31, 2019. |
Management | For | For | ||||||||
| MIDDLESEX WATER COMPANY | ||||||||||||
| Security | 596680108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSEX | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US5966801087 | Agenda | 934777840 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Dennis W. Doll | For | For | |||||||||
| 2 | Kim C. Hanemann | For | For | |||||||||
| 2. | To provide a non-binding advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 3. | To approve the 2018 Restricted Stock Plan. | Management | For | For | ||||||||
| 4. | To ratify the appointment of Baker Tilly Virchow Krause, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| PZENA INVESTMENT MANAGEMENT, INC. | ||||||||||||
| Security | 74731Q103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PZN | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US74731Q1031 | Agenda | 934781142 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Richard S. Pzena | For | For | |||||||||
| 2 | John P. Goetz | For | For | |||||||||
| 3 | William L. Lipsey | For | For | |||||||||
| 4 | Steven M. Galbraith | For | For | |||||||||
| 5 | Joel M. Greenblatt | For | For | |||||||||
| 6 | Richard P. Meyerowich | For | For | |||||||||
| 7 | Charles D. Johnston | For | For | |||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for our Company for our fiscal year ending December 31, 2018 |
Management | For | For | ||||||||
| BEL FUSE INC. | ||||||||||||
| Security | 077347201 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BELFA | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US0773472016 | Agenda | 934783259 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John F. Tweedy | For | For | |||||||||
| 2 | Mark B. Segall | For | For | |||||||||
| 3 | Eric Nowling | For | For | |||||||||
| 2. | With respect to the ratification of the designation of Deloitte & Touche LLP to audit Bel's books and accounts for 2018. |
Management | For | For | ||||||||
| 3. | With respect to the approval, on an advisory basis, of the executive compensation of Bel's named executive officers as described in the proxy statement. |
Management | For | For | ||||||||
| 4. | With respect to a shareholder proposal requesting that our board of directors take all necessary steps to provide the holders of Class A Common Stock with the right to convert their shares into Class B Common Stock at their option at any time, if properly presented at the Annual Meeting. |
Shareholder | For | |||||||||
| ICC HOLDINGS, INC. | ||||||||||||
| Security | 44931Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ICCH | Meeting Date | 22-May-2018 | |||||||||
| ISIN | Agenda | 934798539 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James R. Dingman | For | For | |||||||||
| 2 | John R. Klockau | For | For | |||||||||
| 3 | Jerry J. Pepping | For | For | |||||||||
| 2. | Ratify the appointment of BKD, LLP. as the Company's independent registered public accounting firm for the current fiscal year. |
Management | For | For | ||||||||
| INTEGER HOLDINGS CORPORATION | ||||||||||||
| Security | 45826H109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ITGR | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US45826H1095 | Agenda | 934798921 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Pamela G. Bailey | For | For | |||||||||
| 2 | Joseph W. Dziedzic | For | For | |||||||||
| 3 | James F. Hinrichs | For | For | |||||||||
| 4 | Jean Hobby | For | For | |||||||||
| 5 | M. Craig Maxwell | For | For | |||||||||
| 6 | Filippo Passerini | For | For | |||||||||
| 7 | Bill R. Sanford | For | For | |||||||||
| 8 | Peter H. Soderberg | For | For | |||||||||
| 9 | Donald J. Spence | For | For | |||||||||
| 10 | William B. Summers, Jr. | For | For | |||||||||
| 2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGER HOLDINGS CORPORATION FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||
| 3. | APPROVE BY NON-BINDING ADVISORY VOTE THE COMPENSATION OF INTEGER HOLDINGS CORPORATION NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| NATIONAL COMMERCE CORPORATION | ||||||||||||
| Security | 63546L102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NCOM | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US63546L1026 | Agenda | 934800219 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Joel S. Arogeti | For | For | |||||||||
| 2 | Bobby A. Bradley | For | For | |||||||||
| 3 | Thomas H. Coley | For | For | |||||||||
| 4 | Mark L. Drew | For | For | |||||||||
| 5 | Brian C. Hamilton | For | For | |||||||||
| 6 | R. Holman Head | For | For | |||||||||
| 7 | John H. Holcomb, III | For | For | |||||||||
| 8 | William E. Matthews, V | For | For | |||||||||
| 9 | C. Phillip McWane | For | For | |||||||||
| 10 | Richard Murray, IV | For | For | |||||||||
| 11 | G. Ruffner Page, Jr. | For | For | |||||||||
| 12 | Stephen A. Sevigny | For | For | |||||||||
| 13 | W. Stancil Starnes | For | For | |||||||||
| 14 | Temple W. Tutwiler, III | For | For | |||||||||
| 15 | Russell H Vandevelde IV | For | For | |||||||||
| 2. | To ratify the Audit Committee's appointment of Porter Keadle Moore, LLC as the Company's independent registered public accountants for the year ending December 31, 2018. |
Management | For | For | ||||||||
| DHI GROUP, INC. | ||||||||||||
| Security | 23331S100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DHX | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US23331S1006 | Agenda | 934800841 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Art Zeile | Management | For | For | ||||||||
| 1.2 | Election of Director: Jim Friedlich | Management | For | For | ||||||||
| 1.3 | Election of Director: Golnar Sheikholeslami | Management | For | For | ||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote with respect to the compensation of our named executive officers. |
Management | For | For | ||||||||
| EVERI HOLDINGS INC. | ||||||||||||
| Security | 30034T103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EVRI | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US30034T1034 | Agenda | 934805942 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | E. Miles Kilburn | For | For | |||||||||
| 2 | Eileen F. Raney | For | For | |||||||||
| 2. | Advisory approval of the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Approval of an amendment to the Everi Holdings Inc. Amended and Restated 2014 Equity Incentive Plan to remove the fungible share ratio provision. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| STERLING BANCORP | ||||||||||||
| Security | 85917A100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STL | Meeting Date | 22-May-2018 | |||||||||
| ISIN | US85917A1007 | Agenda | 934810486 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John P. Cahill | For | For | |||||||||
| 2 | James F. Deutsch | For | For | |||||||||
| 3 | Navy E. Djonovic | For | For | |||||||||
| 4 | Fernando Ferrer | For | For | |||||||||
| 5 | Robert Giambrone | For | For | |||||||||
| 6 | Jack Kopnisky | For | For | |||||||||
| 7 | James J. Landy | For | For | |||||||||
| 8 | Robert W. Lazar | For | For | |||||||||
| 9 | Maureen Mitchell | For | For | |||||||||
| 10 | Patricia M. Nazemetz | For | For | |||||||||
| 11 | Richard O'Toole | For | For | |||||||||
| 12 | Ralph F. Palleschi | For | For | |||||||||
| 13 | Burt Steinberg | For | For | |||||||||
| 14 | William E. Whiston | For | For | |||||||||
| 2. | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate the provisions requiring cause and a supermajority vote to remove Directors. |
Management | For | For | ||||||||
| 3. | Approval, by non-binding vote, of the compensation of the Named Executive Officers (Say-on-Pay). |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Crowe Horwath LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| TANAMI GOLD NL | ||||||||||||
| Security | Q8842Y102 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-May-2018 | ||||||||||
| ISIN | AU000000TAM8 | Agenda | 709331398 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 1 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT)-VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE-THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF-THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED-PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY- WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | APPROVAL OF ACQUISITION OF SHARES IN THE COMPANY |
Management | For | For | ||||||||
| SPARTANNASH COMPANY | ||||||||||||
| Security | 847215100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPTN | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US8472151005 | Agenda | 934762584 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | M. Shan Atkins | For | For | |||||||||
| 2 | Dennis Eidson | For | For | |||||||||
| 3 | Frank M. Gambino | For | For | |||||||||
| 4 | Douglas A. Hacker | For | For | |||||||||
| 5 | Yvonne R. Jackson | For | For | |||||||||
| 6 | Matthew Mannelly | For | For | |||||||||
| 7 | Elizabeth A. Nickels | For | For | |||||||||
| 8 | Hawthorne L. Proctor | For | For | |||||||||
| 9 | David M. Staples | For | For | |||||||||
| 10 | Gregg A. Tanner | For | For | |||||||||
| 11 | William R. Voss | For | For | |||||||||
| 2. | Say on Pay - Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of Deloitte & Touche LLP as independent auditors for the current fiscal year. |
Management | For | For | ||||||||
| MGP INGREDIENTS INC | ||||||||||||
| Security | 55303J106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MGPI | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US55303J1060 | Agenda | 934766683 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: James L. Bareuther | Management | For | For | ||||||||
| 1B. | Election of Director: Terrence P. Dunn | Management | For | For | ||||||||
| 1C. | Election of Director: Anthony P. Foglio | Management | For | For | ||||||||
| 1D. | Election of Director: David J. Colo | Management | For | For | ||||||||
| 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | To adopt an advisory resolution to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| CAMBIUM LEARNING GROUP, INC | ||||||||||||
| Security | 13201A107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABCD | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US13201A1079 | Agenda | 934776862 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David F. Bainbridge | For | For | |||||||||
| 2 | Walter G. Bumphus | For | For | |||||||||
| 3 | John Campbell | For | For | |||||||||
| 4 | Clifford K. Chiu | For | For | |||||||||
| 5 | Carolyn Getridge | For | For | |||||||||
| 6 | Thomas Kalinske | For | For | |||||||||
| 7 | Jeffrey T. Stevenson | For | For | |||||||||
| 8 | Joe Walsh | For | For | |||||||||
| 2. | Ratification of the appointment of Whitley Penn LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| COMMUNICATIONS SYSTEMS INC. | ||||||||||||
| Security | 203900105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JCS | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US2039001050 | Agenda | 934779882 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Roger H.D. Lacey | For | For | |||||||||
| 2 | Richard A. Primuth | For | For | |||||||||
| 3 | Curtis A Sampson | For | For | |||||||||
| 4 | Randall D. Sampson | For | For | |||||||||
| 5 | Steven C. Webster | For | For | |||||||||
| 2. | To ratify the appointment of Baker Tilly Virchow & Krause, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To cast a non-binding advisory vote approving executive compensation. |
Management | For | For | ||||||||
| 4. | To cast a non-binding advisory vote on the frequency of future non-binding votes on executive compensation. |
Management | 3 Years | For | ||||||||
| 5. | To approve a 500,000 share increase in the Communications Systems, Inc. 2011 Executive Incentive Compensation Plan. |
Management | For | For | ||||||||
| NUVECTRA CORPORATION | ||||||||||||
| Security | 67075N108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NVTR | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US67075N1081 | Agenda | 934783247 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Anthony P. Bihl | For | For | |||||||||
| 2 | Kenneth G. Hawari | For | For | |||||||||
| 3 | Mr. Thomas E. Zelibor | For | For | |||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| STATE BANK FINANCIAL CORPORATION | ||||||||||||
| Security | 856190103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STBZ | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US8561901039 | Agenda | 934785051 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: James R. Balkcom, Jr. | Management | For | For | ||||||||
| 1b. | Election of Director: Archie L. Bransford, Jr. | Management | For | For | ||||||||
| 1c. | Election of Director: Kim M. Childers | Management | For | For | ||||||||
| 1d. | Election of Director: Ann Q. Curry | Management | For | For | ||||||||
| 1e. | Election of Director: Joseph W. Evans | Management | For | For | ||||||||
| 1f. | Election of Director: Virginia A. Hepner | Management | For | For | ||||||||
| 1g. | Election of Director: John D. Houser | Management | For | For | ||||||||
| 1h. | Election of Director: Anne H. Kaiser | Management | For | For | ||||||||
| 1i. | Election of Director: William D. McKnight | Management | For | For | ||||||||
| 1j. | Election of Director: Asif Ramji | Management | For | For | ||||||||
| 1k. | Election of Director: G. Scott Uzzell | Management | For | For | ||||||||
| 1l. | Election of Director: J. Thomas Wiley, Jr. | Management | For | For | ||||||||
| 2. | Proposal to approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the Proxy Statement. |
Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of Dixon Hughes Goodman LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| EXELIXIS, INC. | ||||||||||||
| Security | 30161Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EXEL | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US30161Q1040 | Agenda | 934785215 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Class I Director: Charles Cohen, Ph.D. | Management | For | For | ||||||||
| 1.2 | Election of Class I Director: George Poste, DVM, Ph.D., FRS |
Management | For | For | ||||||||
| 1.3 | Election of Class I Director: Jack L. Wyszomierski | Management | For | For | ||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as Exelixis' independent registered public accounting firm for the fiscal year ending December 28, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of Exelixis' named executive officers, as disclosed in the accompanying Proxy Statement. |
Management | For | For | ||||||||
| FULL HOUSE RESORTS, INC. | ||||||||||||
| Security | 359678109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FLL | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US3596781092 | Agenda | 934794620 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Kenneth R. Adams | Management | For | For | ||||||||
| 1B. | Election of Director: Carl G. Braunlich | Management | For | For | ||||||||
| 1C. | Election of Director: W.H. Baird Garrett | Management | For | For | ||||||||
| 1D. | Election of Director: Ellis Landau | Management | For | For | ||||||||
| 1E. | Election of Director: Daniel R. Lee | Management | For | For | ||||||||
| 1F. | Election of Director: Kathleen Marshall | Management | For | For | ||||||||
| 1G. | Election of Director: Craig W. Thomas | Management | For | For | ||||||||
| 1H. | Election of Director: Bradley M. Tirpak | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Piercy Bowler Taylor & Kern as independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| LSB INDUSTRIES, INC. | ||||||||||||
| Security | 502160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LXU | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US5021601043 | Agenda | 934802388 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mark R. Genender | For | For | |||||||||
| 2 | Barry H. Golsen | For | For | |||||||||
| 3 | Richard W. Roedel | For | For | |||||||||
| 4 | Lynn F. White | For | For | |||||||||
| 2. | Proposal to ratify Ernst & Young, LLP as the independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Say on Pay - An advisory vote on the approval of named exceutive compensation. |
Management | For | For | ||||||||
| OLD LINE BANCSHARES, INC. | ||||||||||||
| Security | 67984M100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OLBK | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US67984M1009 | Agenda | 934816363 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Eric D. Hovde* | For | For | |||||||||
| 2 | Andre' J. Gingles* | For | For | |||||||||
| 3 | John M. Suit, II* | For | For | |||||||||
| 4 | Stephen J. Deadrick# | For | For | |||||||||
| 5 | Joseph J. Thomas# | For | For | |||||||||
| 6 | Steven K. Breeden+ | For | For | |||||||||
| 7 | James R. Clifford, Sr.+ | For | For | |||||||||
| 2. | To ratify the appointment of Dixon Hughes Goodman LLP as independent public accountants to audit the financial statements of Old Line Bancshares, Inc. for 2018. |
Management | For | For | ||||||||
| 3. | To approve a non-binding advisory proposal to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| SPORTECH PLC | ||||||||||||
| Security | G83678113 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-May-2018 | ||||||||||
| ISIN | GB00B28ZPV64 | Agenda | 709366909 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE DIRECTORS' REPORT, AUDITORS' REPORT AND THE ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 |
Management | Against | Against | ||||||||
| 3 | THAT RICHARD MCGUIRE, A RETIRING DIRECTOR, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 4 | THAT ANDREW GAUGHAN, A RETIRING DIRECTOR, BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 5 | THAT RICHARD COOPER, A RETIRING DIRECTOR BE RE-ELECTED A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 6 | THAT GILES VARDEY, APPOINTED BY THE DIRECTORS IN THE PREVIOUS TWELVE MONTHS, BE ELECTED A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY |
Management | For | For | ||||||||
| 8 | TO AUTHORISE THE DIRECTORS TO SETTLE THE REMUNERATION OF THE AUDITORS OF THE COMPANY |
Management | For | For | ||||||||
| 9 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS |
Management | For | For | ||||||||
| 10 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||
| 11 | TO DISAPPLY PRE-EMPTION RIGHTS (GENERAL AUTHORITY) |
Management | For | For | ||||||||
| 12 | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIFIC CAPITAL INVESTMENT) |
Management | For | For | ||||||||
| 13 | TO AUTHORISE THE DIRECTORS TO MAKE MARKET PURCHASES OF THE COMPANY'S ORDINARY SHARES |
Management | For | For | ||||||||
| 14 | TO APPROVE GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS BEING CALLED ON NOT LESS THAN14 CLEAR DAYS' NOTICE |
Management | For | For | ||||||||
| LANDS' END, INC. | ||||||||||||
| Security | 51509F105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LE | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US51509F1057 | Agenda | 934769451 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Robert Galvin | For | For | |||||||||
| 2 | Jerome S. Griffith | For | For | |||||||||
| 3 | Elizabeth Leykum | For | For | |||||||||
| 4 | Josephine Linden | For | For | |||||||||
| 5 | John T. McClain | For | For | |||||||||
| 6 | Jignesh Patel | For | For | |||||||||
| 7 | Jonah Staw | For | For | |||||||||
| 2. | Advisory vote to approve the compensation of our Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of holding future stockholder votes regarding the compensation of our Named Executive Officers. |
Management | 1 Year | For | ||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| HANCOCK HOLDING COMPANY | ||||||||||||
| Security | 410120109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HBHC | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US4101201097 | Agenda | 934771759 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John M. Hairston | For | For | |||||||||
| 2 | James H. Horne | For | For | |||||||||
| 3 | Jerry L. Levens | For | For | |||||||||
| 4 | Christine L. Pickering | For | For | |||||||||
| 2. | To approve an amendment to the Company's Articles of Incorporation to change the Company's name to Hancock Whitney Corporation. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to audit the books of the Company and its subsidiaries for 2018. |
Management | For | For | ||||||||
| L.B. FOSTER COMPANY | ||||||||||||
| Security | 350060109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FSTR | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US3500601097 | Agenda | 934776785 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Robert P. Bauer | For | For | |||||||||
| 2 | Lee B. Foster II | For | For | |||||||||
| 3 | Dirk Junge | For | For | |||||||||
| 4 | Diane B. Owen | For | For | |||||||||
| 5 | Robert S. Purgason | For | For | |||||||||
| 6 | William H. Rackoff | For | For | |||||||||
| 7 | Suzanne B. Rowland | For | For | |||||||||
| 8 | Bradley S. Vizi | For | For | |||||||||
| 2. | Ratify appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory approval of the compensation paid to the Company's named executive officers in 2017. |
Management | For | For | ||||||||
| 4. | Approval of the 2006 Omnibus Incentive Compensation Plan (as Amended and Restated). |
Management | Against | Against | ||||||||
| DIME COMMUNITY BANCSHARES, INC. | ||||||||||||
| Security | 253922108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DCOM | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US2539221083 | Agenda | 934777383 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Rosemarie Chen | For | For | |||||||||
| 2 | Michael P. Devine | For | For | |||||||||
| 3 | Joseph J. Perry | For | For | |||||||||
| 4 | Kevin Stein | For | For | |||||||||
| 2. | Ratification of the appointment of Crowe Horwath LLP as the Company's independent auditors for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Approval, by a non-binding advisory vote, of the compensation of the Company's Named Executive Officers. |
Management | For | For | ||||||||
| XO GROUP INC. | ||||||||||||
| Security | 983772104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XOXO | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US9837721045 | Agenda | 934778272 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Diane Irvine | For | For | |||||||||
| 2 | Barbara Messing | For | For | |||||||||
| 3 | Michael Steib | For | For | |||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| NEW ULM TELECOM INC | ||||||||||||
| Security | 649060100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NULM | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US6490601001 | Agenda | 934784706 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Dennis Miller | For | For | |||||||||
| 2 | Wesley Schultz | For | For | |||||||||
| 3 | Suzanne Spellacy | For | For | |||||||||
| 2. | To ratify the selection of Olsen Thielen & Co., Ltd. as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| FRANKLIN FINANCIAL NETWORK, INC. | ||||||||||||
| Security | 35352P104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FSB | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US35352P1049 | Agenda | 934785114 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jimmy E. Allen | For | For | |||||||||
| 2 | Henry W. Brockman, Jr. | For | For | |||||||||
| 3 | Richard E. Herrington | For | For | |||||||||
| 4 | Dr. David H. Kemp | For | For | |||||||||
| 5 | Dr. Anil C. Patel | For | For | |||||||||
| 6 | Pamela J. Stephens | For | For | |||||||||
| 7 | Melody J. Sullivan | For | For | |||||||||
| 8 | Gregory E. Waldron | For | For | |||||||||
| 9 | Benjamin P. Wynd | For | For | |||||||||
| 2. | As to the ratification of the selection of Crowe Horwath LLP as the Corporation's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| COLLEGIUM PHARMACEUTICAL, INC. | ||||||||||||
| Security | 19459J104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COLL | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US19459J1043 | Agenda | 934785520 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Class III Director: Garen G. Bohlin | Management | For | For | ||||||||
| 1B | Election of Class III Director: Gwen A. Melincoff | Management | For | For | ||||||||
| 1.3 | Election of Class III Director: Theodore R. Schroeder | Management | For | For | ||||||||
| 2. | Ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018 |
Management | For | For | ||||||||
| ACCESS NATIONAL CORPORATION | ||||||||||||
| Security | 004337101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ANCX | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US0043371014 | Agenda | 934785986 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael G. Anzilotti | For | For | |||||||||
| 2 | Michael W. Clarke | For | For | |||||||||
| 3 | Gary D. LeClair | For | For | |||||||||
| 4 | Janet A. Neuharth | For | For | |||||||||
| 2. | To approve in an advisory vote the compensation of the Corporation's named executive officers as described in the Proxy Statement. |
Management | For | For | ||||||||
| HERITAGE COMMERCE CORP | ||||||||||||
| Security | 426927109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HTBK | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US4269271098 | Agenda | 934790545 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | J.M. Biagini-Komas | For | For | |||||||||
| 2 | Frank G. Bisceglia | For | For | |||||||||
| 3 | Jack W. Conner | For | For | |||||||||
| 4 | J. Philip DiNapoli | For | For | |||||||||
| 5 | Steven L. Hallgrimson | For | For | |||||||||
| 6 | Walter T. Kaczmarek | For | For | |||||||||
| 7 | Robert T. Moles | For | For | |||||||||
| 8 | Laura Roden | For | For | |||||||||
| 9 | Ranson W. Webster | For | For | |||||||||
| 2. | Advisory proposal on executive compensation. | Management | For | For | ||||||||
| 3. | Advisory proposal on frequency of votes on executive compensation. |
Management | 3 Years | For | ||||||||
| 4. | Ratification of selection of independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| NORTHRIM BANCORP, INC. | ||||||||||||
| Security | 666762109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NRIM | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US6667621097 | Agenda | 934790583 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Larry S. Cash | For | For | |||||||||
| 2 | Anthony Drabek | For | For | |||||||||
| 3 | Karl L. Hanneman | For | For | |||||||||
| 4 | David W. Karp | For | For | |||||||||
| 5 | David J. McCambridge | For | For | |||||||||
| 6 | Krystal M. Nelson | For | For | |||||||||
| 7 | Joseph M. Schierhorn | For | For | |||||||||
| 8 | John C. Swalling | For | For | |||||||||
| 9 | Linda C. Thomas | For | For | |||||||||
| 10 | David G. Wight | For | For | |||||||||
| 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION: To approve, by nonbinding vote, the compensation of the named executive officers. |
Management | For | For | ||||||||
| 3. | RATIFY THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: To ratify the selection of Moss Adams LLP as the independent registered public accounting firm for Northrim BanCorp, Inc. for fiscal year 2018. |
Management | For | For | ||||||||
| HOMESTREET, INC. | ||||||||||||
| Security | 43785V102 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | HMST | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US43785V1026 | Agenda | 934795521 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF CLASS I DIRECTOR: SCOTT M. BOGGS |
Management | For | For | ||||||||
| 1.2 | ELECTION OF CLASS I DIRECTOR: MARK R. PATTERSON |
Management | For | For | ||||||||
| 1.3 | ELECTION OF CLASS I DIRECTOR: DOUGLAS I. SMITH |
Management | For | For | ||||||||
| 2. | TO APPROVE ON AN ADVISORY (NON-BINDING) BASIS THE COMPENSATION OF HOMESTREET, INC.'S NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| 3. | TO APPROVE ON AN ADVISORY (NON-BINDING) BASIS THE FREQUENCY OF FUTURE ADVISORY (NON-BINDING) SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY ON AN ADVISORY (NON-BINDING) BASIS THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HOMESTREET, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2018 |
Management | For | For | ||||||||
| STEEL PARTNERS HOLDINGS L.P. | ||||||||||||
| Security | 85814R107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPLP | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US85814R1077 | Agenda | 934802364 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John P. McNiff | For | For | |||||||||
| 2 | Joseph L. Mullen | For | For | |||||||||
| 3 | General Richard I. Neal | For | For | |||||||||
| 4 | Lon Rosen | For | For | |||||||||
| 2. | To approve an advisory resolution regarding the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | To approve the adoption of the 2018 Incentive Award Plan. |
Management | For | For | ||||||||
| RED LION HOTELS CORPORATION | ||||||||||||
| Security | 756764106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RLH | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US7567641060 | Agenda | 934804611 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: RAYMOND R. BRANDSTROM |
Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: JAMES P. EVANS | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: ENRICO MARINI FICHERA | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: JOSEPH B. MEGIBOW | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: GREGORY T. MOUNT | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: BONNY W. SIMI | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: MICHAEL VERNON | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: ALEXANDER WASHBURN | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: ROBERT G. WOLFE | Management | For | For | ||||||||
| 2. | RATIFICATION OF SELECTION OF BDO USA, LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| HOPE BANCORP INC | ||||||||||||
| Security | 43940T109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HOPE | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US43940T1097 | Agenda | 934817834 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Donald D. Byun | For | For | |||||||||
| 2 | Steven J. Didion | For | For | |||||||||
| 3 | Jinho Doo | For | For | |||||||||
| 4 | Daisy Y. Ha | For | For | |||||||||
| 5 | Jin Chul Jhung | For | For | |||||||||
| 6 | Kevin S. Kim | For | For | |||||||||
| 7 | Steven S. Koh | For | For | |||||||||
| 8 | Chung Hyun Lee | For | For | |||||||||
| 9 | William J. Lewis | For | For | |||||||||
| 10 | David P. Malone | For | For | |||||||||
| 11 | John R. Taylor | For | For | |||||||||
| 12 | Scott Yoon-Suk Whang | For | For | |||||||||
| 13 | Dale S. Zuehls | For | For | |||||||||
| 2. | Approval, on an advisory and nonbinding basis, of the compensation paid to our "Named Executive Officers" as described in the Proxy Statement. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Crowe Horwath LLP as our independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | Approval, on an advisory and nonbinding basis, of the frequency of future advisory votes on executive compensation, as described in the Proxy Statement. |
Management | 1 Year | For | ||||||||
| CHART INDUSTRIES, INC. | ||||||||||||
| Security | 16115Q308 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GTLS | Meeting Date | 25-May-2018 | |||||||||
| ISIN | US16115Q3083 | Agenda | 934782889 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | W. Douglas Brown | For | For | |||||||||
| 2 | Carey Chen | For | For | |||||||||
| 3 | William C. Johnson | For | For | |||||||||
| 4 | Steven W. Krablin | For | For | |||||||||
| 5 | Michael L. Molinini | For | For | |||||||||
| 6 | Elizabeth G. Spomer | For | For | |||||||||
| 7 | Thomas L. Williams | For | For | |||||||||
| 2. | To ratify the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote on compensation of named executive officers. |
Management | For | For | ||||||||
| GOODBABY INTERNATIONAL HOLDINGS LIMITED | ||||||||||||
| Security | G39814101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-May-2018 | ||||||||||
| ISIN | KYG398141013 | Agenda | 709328365 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0424/LTN20180424053.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0424/LTN20180424033.PDF |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 0.05 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 3.A | TO RE-ELECT MR. YANG ILCHEUL AS EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION |
Management | For | For | ||||||||
| 3.B | TO RE-ELECT MR. XIA XINYUE AS EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION |
Management | For | For | ||||||||
| 3.C | TO RE-ELECT MS. FU JINGQIU AS NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HER REMUNERATION |
Management | For | For | ||||||||
| 3.D | TO RE-ELECT MR. HO KWOK YIN, ERIC AS NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION |
Management | For | For | ||||||||
| 3.E | TO RE-ELECT MS. CHIANG YUN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX HER REMUNERATION |
Management | For | For | ||||||||
| 4 | TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION |
Management | For | For | ||||||||
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION |
Management | Against | Against | ||||||||
| 7 | THAT CONDITIONAL UPON THE PASSING OF THE RESOLUTIONS SET OUT IN ITEMS 5 AND 6 OF THE NOTICE CONVENING THIS MEETING (THE "NOTICE"), THE GENERAL MANDATE REFERRED TO IN THE RESOLUTION SET OUT IN ITEM 6 OF THE NOTICE BE AND IS HEREBY EXTENDED BY THE ADDITION TO THE AGGREGATE NUMBER OF SHARES WHICH MAY BE ALLOTTED AND ISSUED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED AND ISSUED BY THE DIRECTORS PURSUANT TO SUCH GENERAL MANDATE OF THE NUMBER OF SHARES BOUGHT BACK BY THE COMPANY PURSUANT TO THE MANDATE REFERRED TO IN RESOLUTION SET OUT IN ITEM 5 OF THE NOTICE, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARE OF THE COMPANY AS AT THE DATE OF THE PASSING OF THIS RESOLUTION |
Management | Against | Against | ||||||||
| GOODBABY INTERNATIONAL HOLDINGS LIMITED | ||||||||||||
| Security | G39814101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-May-2018 | ||||||||||
| ISIN | KYG398141013 | Agenda | 709479530 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0511/LTN20180511013.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0511/LTN20180511071.PDF |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO APPROVE THE GRANT OF 35,000,000 SHARE OPTIONS TO MR. MARTIN POS ("MR. POS") TO SUBSCRIBE FOR 35,000,000 SHARES AT THE EXERCISE PRICE OF HKD 4.54 PER SHARES UNDER THE SHARE OPTION SCHEME ON THE TERMS SET OUT IN THE CIRCULAR AND TO AUTHORIZE ANY ONE DIRECTOR TO DO ALL SUCH ACTS AND/OR EXECUTE ALL SUCH DOCUMENTS AS MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO GIVE FULL EFFECT TO THE GRANT OF SUCH SHARE OPTIONS TO MR. POS AND THE ISSUE OF THE NEW SHARES UPON EXERCISE OF SUCH SHARE OPTIONS BY MR. POS |
Management | Against | Against | ||||||||
| 2 | TO APPROVE THE GRANT OF 20,000,000 SHARE OPTIONS TO MR. ILCHEUL YANG ("MR. YANG") TO SUBSCRIBE FOR 20,000,000 SHARES AT THE EXERCISE PRICE OF HKD 4.54 PER SHARE UNDER THE SHARE OPTION SCHEME ON THE TERMS SET OUT IN THE CIRCULAR AND TO AUTHORIZE ANY ONE DIRECTOR TO DO ALL SUCH ACTS AND/OR EXECUTE ALL SUCH DOCUMENTS AS MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO GIVE FULL EFFECT TO THE GRANT OF SUCH SHARE OPTIONS TO MR. YANG AND THE ISSUE OF THE NEW SHARES UPON EXERCISE OF SUCH SHARE OPTIONS BY MR. YANG |
Management | Against | Against | ||||||||
| 3 | TO APPROVE THE GRANT OF 20,000,000 SHARE OPTIONS TO MR. XIA XINYUE ("MR. XIA") TO SUBSCRIBE FOR 20,000,000 SHARES AT THE EXERCISE PRICE OF HKD 4.54 PER SHARE UNDER THE SHARE OPTION SCHEME ON THE TERMS SET OUT IN THE CIRCULAR AND TO AUTHORIZE ANY ONE DIRECTOR TO DO ALL SUCH ACTS AND/OR |
Management | Against | Against | ||||||||
| EXECUTE ALL SUCH DOCUMENTS AS MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO GIVE FULL EFFECT TO THE GRANT OF SUCH SHARE OPTIONS TO MR. XIA AND THE ISSUE OF THE NEW SHARES UPON EXERCISE OF SUCH SHARE OPTIONS BY MR. XIA |
||||||||||||
| 4 | SUBJECT TO AND CONDITIONAL UPON THE LISTING COMMITTEE OF THE STOCK EXCHANGE OF HONG KONG LIMITED GRANTING LISTING OF, AND PERMISSION TO DEAL IN, THE SHARES WHICH MAY BE ISSUED BY THE COMPANY PURSUANT TO THE EXERCISE OF THE SHARE OPTIONS TO BE GRANTED UNDER THE REFRESHED SCHEME LIMIT FOR THE SHARE OPTION SCHEME, (A) TO APPROVE THE REFRESHMENT OF THE SCHEME LIMIT IN RESPECT OF THE MAXIMUM NUMBER OF SHARES OF THE COMPANY WHICH MAY BE ISSUED UPON EXERCISE OF ALL OPTIONS TO BE GRANTED UNDER THE SHARE OPTION SCHEME (EXCLUDING OPTIONS PREVIOUSLY GRANTED, OUTSTANDING, CANCELLED, LAPSED OR EXERCISED IN ACCORDANCE WITH THE TERMS OF THE SHARE OPTION SCHEME AND ANY OTHER SHARE OPTION SCHEME OF THE COMPANY) TO THE EXTENT OF UP TO 10 PER CENT OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION; AND (B) TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS, INCLUDING UNDER SEAL WHERE APPLICABLE, AS THEY CONSIDER NECESSARY OR EXPEDIENT TO GIVE EFFECT TO THE FOREGOING ARRANGEMENT AND TO GRANT OPTIONS UP TO THE REFRESHED SCHEME LIMIT AND TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT, ISSUE OR OTHERWISE DEAL WITH THE SHARES OF THE COMPANY PURSUANT TO THE EXERCISE OF SUCH OPTIONS |
Management | Against | Against | ||||||||
| HAULOTTE GROUP SA | ||||||||||||
| Security | F4752U109 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 29-May-2018 | ||||||||||
| ISIN | FR0000066755 | Agenda | 709327262 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU-IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR |
Non-Voting | ||||||||||
| CMMT | 14 MAY 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0423/20180423 1-801301.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/0514/20180514 1-801738.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| O.2 | GRANT OF DISCHARGE TO THE DIRECTORS FOR THE EXECUTION OF THEIR MANDATES DURING THE PREVIOUS FINANCIAL YEAR |
Management | For | For | ||||||||
| O.3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| O.4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 - DISTRIBUTION OF A DIVIDEND TO SHAREHOLDERS |
Management | For | For | ||||||||
| O.5 | APPROVAL, PURSUANT TO ARTICLE L.225-40 OF THE FRENCH COMMERCIAL CODE, OF THE CONSULTING SERVICES AGREEMENT CONCLUDED WITH SAS JM CONSULTING THE PRESIDENT OF WHICH IS MR. JOSE MONFRONT (DIRECTOR OF THE COMPANY) |
Management | For | For | ||||||||
| O.6 | APPROVAL, PURSUANT TO ARTICLE L.225-40 OF THE FRENCH COMMERCIAL CODE, OF THE INDUSTRIAL CONSULTING SERVICES AGREEMENT CONCLUDED WITH SAS JM CONSULTING, THE PRESIDENT OF WHICH IS MR. JOSE MONFRONT (DIRECTOR OF THE COMPANY) |
Management | For | For | ||||||||
| O.7 | APPROVAL, PURSUANT TO ARTICLE L.225-40 OF THE FRENCH COMMERCIAL CODE, OF THE AGREEMENT ON THE PROVISION OF A VEHICLE FROM THE COMPANY'S FLEET TO SAS JM CONSULTING, THE PRESIDENT OF WHICH IS MR. JOSE MONFRONT (DIRECTOR OF THE COMPANY) |
Management | For | For | ||||||||
| O.8 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND DEPUTY CHIEF EXECUTIVE OFFICER FOR THEIR TERMS OF OFFICE |
Management | Against | Against | ||||||||
| O.9 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 TO MR. PIERRE SAUBOT FOR HIS TERM OF OFFICE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
| O.10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 TO MR. ALEXANDRE SAUBOT FOR HIS TERM OF OFFICE AS DEPUTY CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
| O.11 | APPOINTMENT OF MRS. ELODIE GALKO AS DIRECTOR |
Management | For | For | ||||||||
| O.12 | APPOINTMENT OF MRS. ANNE DANIS FATOME AS DIRECTOR |
Management | For | For | ||||||||
| O.13 | RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE SAUBOT AS DIRECTOR |
Management | Against | Against | ||||||||
| O.14 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES |
Management | For | For | ||||||||
| E.15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF SHARES |
Management | For | For | ||||||||
| E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, IN CASE OF A PUBLIC OFFER WITH AN EXCHANGE COMPONENT INITIATED BY THE COMPANY WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT |
Management | Against | Against | ||||||||
| E.17 | DELEGATION OF POWERS TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL WITHIN THE LIMIT OF 10% OF THE CAPITAL, TO REMUNERATE CONTRIBUTIONS IN KIND IN THE FORM OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THIRD- PARTY COMPANIES OUTSIDE THE CONTEXT OF A PUBLIC EXCHANGE OFFER WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | Against | Against | ||||||||
| E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A SHARE CAPITAL INCREASE BY ISSUING, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, SHARES OF THE COMPANY IN FAVOUR OF EMPLOYEES WHO ARE MEMBERS OF AN EXISTING OR TO BE CREATED COMPANY SAVINGS PLAN OR A GROUP SAVINGS PLAN |
Management | For | For | ||||||||
| E.19 | OVERALL LIMITATION OF THE AMOUNT OF CAPITAL INCREASES REALIZED BY VIRTUE OF (I) THE NINTH TO ELEVENTH AND THIRTEENTH RESOLUTIONS ADOPTED BY THE GENERAL MEETING OF 30 MAY 2017 AND BY VIRTUE OF (II) THE SIXTEENTH TO EIGHTEENTH RESOLUTIONS ABOVE |
Management | For | For | ||||||||
| O.20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS |
Management | For | For | ||||||||
| O.21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||
| SKYLINE CORPORATION | ||||||||||||
| Security | 830830105 | Meeting Type | Special | |||||||||
| Ticker Symbol | SKY | Meeting Date | 29-May-2018 | |||||||||
| ISIN | US8308301055 | Agenda | 934816224 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Approval of an amendment to the Articles to change the name of the Company to "Skyline Champion Corporation." |
Management | For | For | ||||||||
| 1B. | Approval of an amendment to the Articles to increase the number of authorized shares of the Company's Common Stock from 15,000,000 to 115,000,000. |
Management | For | For | ||||||||
| 1C. | Approval of an amendment to the Articles to provide that the number of directors to serve on the Company's board of directors shall be as specified in the Company's Amended and Restated By-Laws. |
Management | For | For | ||||||||
| 2. | To approve the issuance of a number of newly issued shares of the Company's common stock pursuant to and calculated in accordance with the Share Contribution & Exchange Agreement dated January 5, 2018 between the Company and Champion Enterprises Holdings, LLC. |
Management | For | For | ||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation payable to the named executive officers of the Company in connection with the Exchange. |
Management | For | For | ||||||||
| 4. | To approve a proposal to adjourn the Special Meeting, if necessary, to permit further solicitation of proxies in the event that an insufficient number of shares is present at the Special Meeting to approve the above proposals. |
Management | For | For | ||||||||
| TETRAPHASE PHARMACEUTICALS, INC. | ||||||||||||
| Security | 88165N105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TTPH | Meeting Date | 30-May-2018 | |||||||||
| ISIN | US88165N1054 | Agenda | 934784756 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jeffrey Chodakewitz | For | For | |||||||||
| 2 | Gerri Henwood | For | For | |||||||||
| 3 | Guy Macdonald | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| FLUSHING FINANCIAL CORPORATION | ||||||||||||
| Security | 343873105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FFIC | Meeting Date | 30-May-2018 | |||||||||
| ISIN | US3438731057 | Agenda | 934787790 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class B Director: Steven J. D'Iorio | Management | For | For | ||||||||
| 1b. | Election of Class B Director: Louis C. Grassi | Management | For | For | ||||||||
| 1c. | Election of Class B Director: Sam S. Han | Management | For | For | ||||||||
| 1d. | Election of Class B Director: John E. Roe, Sr. | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of appointment of BDO USA, LLP as Independent Registered Public Accounting Firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| CALIFORNIA WATER SERVICE GROUP | ||||||||||||
| Security | 130788102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CWT | Meeting Date | 30-May-2018 | |||||||||
| ISIN | US1307881029 | Agenda | 934793539 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gregory E. Aliff | Management | For | For | ||||||||
| 1B. | Election of Director: Terry P. Bayer | Management | For | For | ||||||||
| 1C. | Election of Director: Edwin A. Guiles | Management | For | For | ||||||||
| 1D. | Election of Director: Martin A. Kropelnicki | Management | For | For | ||||||||
| 1E. | Election of Director: Thomas M. Krummel, M.D. | Management | For | For | ||||||||
| 1F. | Election of Director: Richard P. Magnuson | Management | For | For | ||||||||
| 1G. | Election of Director: Peter C. Nelson | Management | For | For | ||||||||
| 1H. | Election of Director: Carol M. Pottenger | Management | For | For | ||||||||
| 1I. | Election of Director: Lester A. Snow | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF SELECTION OF THE DELOITTE & TOUCHE LLP AS THE GROUP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018. |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE GROUP'S 2018 EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| COMSCORE, INC. | ||||||||||||
| Security | 20564W105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SCOR | Meeting Date | 30-May-2018 | |||||||||
| ISIN | US20564W1053 | Agenda | 934797979 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Dale Fuller | For | For | |||||||||
| 2 | Robert Norman | For | For | |||||||||
| 3 | Jacques Kerrest | For | For | |||||||||
| 4 | Michelle McKenna-Doyle | For | For | |||||||||
| 5 | Paul Reilly | For | For | |||||||||
| 6 | William Livek | For | For | |||||||||
| 7 | Brent Rosenthal | For | For | |||||||||
| 8 | Bryan Wiener | For | For | |||||||||
| 2. | The approval, on a non-binding advisory basis, of the compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | The recommendation, on a non-binding advisory basis, of whether the advisory vote on executive compensation should occur every year, every two years or every three years. |
Management | 1 Year | For | ||||||||
| 4. | The approval of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. |
Management | Against | Against | ||||||||
| 5. | The approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to increase the number of authorized shares of the Company's common stock, par value $0.001 per share, from 100,000,000 shares to 150,000,000 shares. |
Management | For | For | ||||||||
| 6. | The ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| BEASLEY BROADCAST GROUP, INC. | ||||||||||||
| Security | 074014101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BBGI | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US0740141017 | Agenda | 934774743 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mark S. Fowler | For | For | |||||||||
| 2 | Herbert W. McCord | For | For | |||||||||
| 3 | Brian E. Beasley | For | For | |||||||||
| 4 | Bruce G. Beasley | For | For | |||||||||
| 5 | Caroline Beasley | For | For | |||||||||
| 6 | George G. Beasley | For | For | |||||||||
| 7 | Peter A. Bordes, Jr. | For | For | |||||||||
| 8 | Michael J. Fiorile | For | For | |||||||||
| 9 | Allen B. Shaw | For | For | |||||||||
| 2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of the Company's independent registered accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| THE CHEESECAKE FACTORY INCORPORATED | ||||||||||||
| Security | 163072101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CAKE | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US1630721017 | Agenda | 934778967 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: David Overton | Management | For | For | ||||||||
| 1b. | Election of Director: Edie A. Ames | Management | For | For | ||||||||
| 1c. | Election of Director: Alexander L. Cappello | Management | For | For | ||||||||
| 1d. | Election of Director: Jerome I. Kransdorf | Management | For | For | ||||||||
| 1e. | Election of Director: Laurence B. Mindel | Management | For | For | ||||||||
| 1f. | Election of Director: David B. Pittaway | Management | For | For | ||||||||
| 1g. | Election of Director: Herbert Simon | Management | For | For | ||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018, ending January 1, 2019. |
Management | For | For | ||||||||
| 3. | To approve, on a non-binding, advisory basis, the compensation of the Company's Named Executive Officers as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission. |
Management | For | For | ||||||||
| SUNOPTA INC. | ||||||||||||
| Security | 8676EP108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STKL | Meeting Date | 31-May-2018 | |||||||||
| ISIN | CA8676EP1086 | Agenda | 934790963 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Margaret Shan Atkins | Management | For | For | ||||||||
| 1b. | Election of Director: Dr. Albert Bolles | Management | For | For | ||||||||
| 1c. | Election of Director: Derek Briffett | Management | For | For | ||||||||
| 1d. | Election of Director: David J. Colo | Management | For | For | ||||||||
| 1e. | Election of Director: Michael Detlefsen | Management | For | For | ||||||||
| 1f. | Election of Director: Dean Hollis | Management | For | For | ||||||||
| 1g. | Election of Director: Katrina Houde | Management | For | For | ||||||||
| 1h. | Election of Director: Brendan Springstubb | Management | For | For | ||||||||
| 1i. | Election of Director: Gregg Tanner | Management | For | For | ||||||||
| 2. | Appointment of Deloitte LLP | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||
| ASTRONICS CORPORATION | ||||||||||||
| Security | 046433108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ATRO | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US0464331083 | Agenda | 934793060 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Raymond W. Boushie | For | For | |||||||||
| 2 | Robert T. Brady | For | For | |||||||||
| 3 | John B. Drenning | For | For | |||||||||
| 4 | Jeffry D. Frisby | For | For | |||||||||
| 5 | Peter J. Gundermann | For | For | |||||||||
| 6 | Warren C. Johnson | For | For | |||||||||
| 7 | Kevin T. Keane | For | For | |||||||||
| 8 | Neil Kim | For | For | |||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for fiscal year 2018. |
Management | For | For | ||||||||
| ASTRONICS CORPORATION | ||||||||||||
| Security | 046433207 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ATROB | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US0464332073 | Agenda | 934793060 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Raymond W. Boushie | For | For | |||||||||
| 2 | Robert T. Brady | For | For | |||||||||
| 3 | John B. Drenning | For | For | |||||||||
| 4 | Jeffry D. Frisby | For | For | |||||||||
| 5 | Peter J. Gundermann | For | For | |||||||||
| 6 | Warren C. Johnson | For | For | |||||||||
| 7 | Kevin T. Keane | For | For | |||||||||
| 8 | Neil Kim | For | For | |||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for fiscal year 2018. |
Management | For | For | ||||||||
| ICF INTERNATIONAL, INC. | ||||||||||||
| Security | 44925C103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ICFI | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US44925C1036 | Agenda | 934794226 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ms. Eileen O'Shea Auen | For | For | |||||||||
| 2 | Ms. Cheryl W. Grise | For | For | |||||||||
| 3 | Mr. Randall Mehl | For | For | |||||||||
| 2. | Approve, by non-binding vote, the Company's overall pay-for-performance executive compensation program, as described in the Compensation Discussion and Analysis, the compensation tables and the related narratives and other materials in the Proxy Statement. |
Management | For | For | ||||||||
| 3. | Approve a new long-term incentive plan, the ICF International, Inc. 2018 Omnibus Incentive Plan. |
Management | Against | Against | ||||||||
| 4. | Ratification of the selection of Grant Thorton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| ACHILLION PHARMACEUTICALS INC | ||||||||||||
| Security | 00448Q201 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ACHN | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US00448Q2012 | Agenda | 934804724 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Nominee removed | For | For | |||||||||
| 2 | Jason Fisherman, M.D. | For | For | |||||||||
| 2. | To approve, on an advisory basis, our executive compensation. |
Management | For | For | ||||||||
| 3. | To approve an amendment and restatement of our 2015 Stock Incentive Plan. |
Management | Against | Against | ||||||||
| 4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. |
Management | For | For | ||||||||
| 5a. | To elect one Class III Director for a term to expire at our 2021 annual meeting of stockholders or until his successor is duly elected and qualified: Joseph Truitt |
Management | For | For | ||||||||
| OCEANFIRST FINANCIAL CORP. | ||||||||||||
| Security | 675234108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OCFC | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US6752341080 | Agenda | 934814799 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Michael D. Devlin | For | For | |||||||||
| 2 | Jack M. Farris | For | For | |||||||||
| 3 | Diane F. Rhine | For | For | |||||||||
| 4 | Mark G. Solow | For | For | |||||||||
| 2. | Advisory vote on the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Approval and adoption of the Amendment to the Company's Certificate of Incorporation to declassify the Board of Directors. |
Management | For | For | ||||||||
| 4. | Approval and adoption of the Amendment to the Company's Certificate of Incorporation to increase the number of authorized shares of Common Stock. |
Management | For | For | ||||||||
| 5. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| HALLMARK FINANCIAL SERVICES, INC. | ||||||||||||
| Security | 40624Q203 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HALL | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US40624Q2030 | Agenda | 934821631 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mark E. Schwarz | For | For | |||||||||
| 2 | Scott T. Berlin | For | For | |||||||||
| 3 | James H. Graves | For | For | |||||||||
| 4 | Mark E. Pape | For | For | |||||||||
| 2. | ADVISORY VOTE ON RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| ENTRAVISION COMMUNICATIONS CORPORATION | ||||||||||||
| Security | 29382R107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EVC | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US29382R1077 | Agenda | 934822710 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Walter F. Ulloa | For | For | |||||||||
| 2 | Paul A. Zevnik | For | For | |||||||||
| 3 | Gilbert R. Vasquez | For | For | |||||||||
| 4 | Patricia Diaz Dennis | For | For | |||||||||
| 5 | Juan S. von Wuthenau | For | For | |||||||||
| 6 | Martha Elena Diaz | For | For | |||||||||
| 7 | Arnoldo Avalos | For | For | |||||||||
| GAN PLC | ||||||||||||
| Security | G3728L101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 01-Jun-2018 | ||||||||||
| ISIN | GB00BGCC6189 | Agenda | 709434358 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE AUDITED ACCOUNTS AND THE AUDITORS' AND DIRECTORS' REPORTS FOR THE YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 2 | TO RE-ELECT SEAMUS MCGILL AS A DIRECTOR | Management | For | For | ||||||||
| 3 | TO RE-ELECT DERMOT S SMURFIT AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO RE-ELECT ROGER KENDRICK AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT MICHAEL SMURFIT JR. AS A DIRECTOR |
Management | Against | Against | ||||||||
| 6 | TO RE-APPOINT BDO LLP AS AUDITORS | Management | For | For | ||||||||
| 7 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION |
Management | For | For | ||||||||
| NEOGENOMICS, INC. | ||||||||||||
| Security | 64049M209 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEO | Meeting Date | 01-Jun-2018 | |||||||||
| ISIN | US64049M2098 | Agenda | 934792119 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Douglas M. VanOort | Management | For | For | ||||||||
| 1b. | Election of Director: Steven C. Jones | Management | For | For | ||||||||
| 1c. | Election of Director: Kevin C. Johnson | Management | For | For | ||||||||
| 1d. | Election of Director: Raymond R. Hipp | Management | For | For | ||||||||
| 1e. | Election of Director: Bruce K. Crowther | Management | For | For | ||||||||
| 1f. | Election of Director: Lynn A. Tetrault | Management | For | For | ||||||||
| 1g. | Election of Director: Alison L. Hannah | Management | For | For | ||||||||
| 1h. | Election of Director: Stephen Kanovsky | Management | For | For | ||||||||
| 2. | Amendment of the Amended and Restated Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| ARMSTRONG FLOORING, INC. | ||||||||||||
| Security | 04238R106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AFI | Meeting Date | 01-Jun-2018 | |||||||||
| ISIN | US04238R1068 | Agenda | 934794036 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Kathleen S. Lane | Management | For | For | ||||||||
| 1b. | Election of Director: Jeffrey Liaw | Management | For | For | ||||||||
| 1c. | Election of Director: Donald R. Maier | Management | For | For | ||||||||
| 1d. | Election of Director: Michael W. Malone | Management | For | For | ||||||||
| 1e. | Election of Director: James J. O'Connor | Management | For | For | ||||||||
| 1f. | Election of Director: Jacob H. Welch | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 3. | Ratification of election of KPMG LLP as the Company's Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| CASELLA WASTE SYSTEMS, INC. | ||||||||||||
| Security | 147448104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CWST | Meeting Date | 01-Jun-2018 | |||||||||
| ISIN | US1474481041 | Agenda | 934804584 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John W. Casella | For | For | |||||||||
| 2 | William P. Hulligan | For | For | |||||||||
| 3 | James E. O'Connor | For | For | |||||||||
| 2. | To approve, in an advisory "say-on-pay" vote, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of RSM US LLP as the Company's independent auditors for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| TINGYI (CAYMAN ISLANDS) HOLDING CORP. | ||||||||||||
| Security | G8878S103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Jun-2018 | ||||||||||
| ISIN | KYG8878S1030 | Agenda | 709253354 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 2 | TO DECLARE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 |
Management | For | For | ||||||||
| 3 | TO RE-ELECT MR. WEI HONG-MING AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION |
Management | Against | Against | ||||||||
| 4 | TO RE-ELECT MR. KOJI SHINOHARA AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION |
Management | For | For | ||||||||
| 5 | TO RE-ELECT MR. LIN CHIN-TANG AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION |
Management | For | For | ||||||||
| 6 | TO RE-ELECT MR. LEE TIONG-HOCK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION |
Management | For | For | ||||||||
| 7 | TO RE-APPOINT AUDITORS OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 8 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO ISSUE SHARES |
Management | Against | Against | ||||||||
| 9 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO BUY BACK SHARES OF THE COMPANY |
Management | For | For | ||||||||
| 10 | TO CONSIDER AND APPROVE THAT THE TOTAL NUMBER OF SHARES WHICH ARE BOUGHT BACK BY THE COMPANY SHALL BE ADDED TO THE TOTAL NUMBER OF SHARES WHICH MAY BE ALLOTED PURSUANT TO THE GENERAL MANDATE FOR ISSUE OF SHARES |
Management | Against | Against | ||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0413/LTN20180413171.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2018/ 0413/LTN20180413201.pdf |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| KAR AUCTION SERVICES INC | ||||||||||||
| Security | 48238T109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KAR | Meeting Date | 04-Jun-2018 | |||||||||
| ISIN | US48238T1097 | Agenda | 934797599 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Todd F. Bourell | Management | For | For | ||||||||
| 1b. | Election of Director: Donna R. Ecton | Management | For | For | ||||||||
| 1c. | Election of Director: James P. Hallett | Management | For | For | ||||||||
| 1d. | Election of Director: Mark E. Hill | Management | For | For | ||||||||
| 1e. | Election of Director: J. Mark Howell | Management | For | For | ||||||||
| 1f. | Election of Director: Lynn Jolliffe | Management | For | For | ||||||||
| 1g. | Election of Director: Michael T. Kestner | Management | For | For | ||||||||
| 1h. | Election of Director: John P. Larson | Management | For | For | ||||||||
| 1i. | Election of Director: Stephen E. Smith | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, executive compensation. |
Management | For | For | ||||||||
| 3. | To ratify the Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| GOLDEN ENTERTAINMENT, INC. | ||||||||||||
| Security | 381013101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GDEN | Meeting Date | 05-Jun-2018 | |||||||||
| ISIN | US3810131017 | Agenda | 934794896 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Blake L. Sartini | For | For | |||||||||
| 2 | Lyle A. Berman | For | For | |||||||||
| 3 | Timothy J. Cope | For | For | |||||||||
| 4 | Mark A. Lipparelli | For | For | |||||||||
| 5 | Robert L. Miodunski | For | For | |||||||||
| 6 | Neil I. Sell | For | For | |||||||||
| 7 | Terrence L. Wright | For | For | |||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as disclosed in the accompanying proxy statement. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ended December 31, 2018. |
Management | For | For | ||||||||
| ACHAOGEN, INC. | ||||||||||||
| Security | 004449104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AKAO | Meeting Date | 05-Jun-2018 | |||||||||
| ISIN | US0044491043 | Agenda | 934795634 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Karen Bernstein, Ph.D. | For | For | |||||||||
| 2 | Michael Fischbach Ph.D. | For | For | |||||||||
| 3 | John W. Smither | For | For | |||||||||
| 2. | Advisory vote to approve compensation of named executive officers. |
Management | For | For | ||||||||
| 3. | Advisory vote on frequency of future advisory votes on the compensation of named executive officers. |
Management | 1 Year | For | ||||||||
| 4. | To ratify the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| K2M GROUP HOLDINGS, INC. | ||||||||||||
| Security | 48273J107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KTWO | Meeting Date | 05-Jun-2018 | |||||||||
| ISIN | US48273J1079 | Agenda | 934796751 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Eric D. Major | For | For | |||||||||
| 2 | Paul B. Queally | For | For | |||||||||
| 3 | Raymond A. Ranelli | For | For | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2018. |
Management | For | For | ||||||||
| 3. | To recommend, by non-binding advisory vote, whether a shareholder advisory vote to approve the compensation of our named executive officers should occur every one, two or three years. |
Management | 1 Year | For | ||||||||
| 4. | Approval, in a non-binding advisory vote, of the compensation of our named executive officers. |
Management | For | For | ||||||||
| AMERICAN RAILCAR INDUSTRIES, INC. | ||||||||||||
| Security | 02916P103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ARII | Meeting Date | 05-Jun-2018 | |||||||||
| ISIN | US02916P1030 | Agenda | 934797044 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: SungHwan Cho | Management | For | For | ||||||||
| 1b. | Election of Director: James C. Pontious | Management | For | For | ||||||||
| 1c. | Election of Director: J. Mike Laisure | Management | For | For | ||||||||
| 1d. | Election of Director: Harold First | Management | For | For | ||||||||
| 1e. | Election of Director: Jonathan Frates | Management | For | For | ||||||||
| 1f. | Election of Director: Michael Nevin | Management | For | For | ||||||||
| 1g. | Election of Director: Patricia A. Agnello | Management | For | For | ||||||||
| 2. | To vote on a nonbinding advisory resolution to approve our executive compensation. |
Management | For | For | ||||||||
| NABORS INDUSTRIES LTD. | ||||||||||||
| Security | G6359F103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NBR | Meeting Date | 05-Jun-2018 | |||||||||
| ISIN | BMG6359F1032 | Agenda | 934800081 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Tanya S. Beder | For | For | |||||||||
| 2 | James R. Crane | For | For | |||||||||
| 3 | John P. Kotts | For | For | |||||||||
| 4 | Michael C. Linn | For | For | |||||||||
| 5 | Anthony G. Petrello | For | For | |||||||||
| 6 | Dag Skattum | For | For | |||||||||
| 7 | John Yearwood | For | For | |||||||||
| 2. | Appointment of PricewaterhouseCoopers LLP as independent auditor and to authorize the Audit Committee of the Board of Directors to set the independent auditor's remuneration. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation paid by the Company to its named executive officers as disclosed in the Proxy Statement. |
Management | For | For | ||||||||
| 4. | Approval of Amendment No. 1 to the Company's 2016 Stock Plan. |
Management | For | For | ||||||||
| NEW YORK COMMUNITY BANCORP, INC. | ||||||||||||
| Security | 649445103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NYCB | Meeting Date | 05-Jun-2018 | |||||||||
| ISIN | US6494451031 | Agenda | 934800524 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Maureen E. Clancy | Management | For | For | ||||||||
| 1.2 | Election of Director: Hanif "Wally" Dahya | Management | For | For | ||||||||
| 1.3 | Election of Director: Joseph R. Ficalora | Management | For | For | ||||||||
| 1.4 | Election of Director: James J. O'Donovan | Management | For | For | ||||||||
| 2. | The ratification of the appointment of KPMG LLP as the independent public accounting firm of New York Community Bancorp, Inc. for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | An advisory vote to approve compensation of our executive officers disclosed in the accompanying Proxy Statement. |
Management | For | For | ||||||||
| IMAX CORPORATION | ||||||||||||
| Security | 45245E109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IMAX | Meeting Date | 05-Jun-2018 | |||||||||
| ISIN | CA45245E1097 | Agenda | 934817000 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Neil S. Braun | For | For | |||||||||
| 2 | Eric A. Demirian | For | For | |||||||||
| 3 | Kevin Douglas | For | For | |||||||||
| 4 | Richard L. Gelfond | For | For | |||||||||
| 5 | David W. Leebron | For | For | |||||||||
| 6 | Michael Lynne | For | For | |||||||||
| 7 | Michael MacMillan | For | For | |||||||||
| 8 | Dana Settle | For | For | |||||||||
| 9 | Darren Throop | For | For | |||||||||
| 10 | Bradley J. Wechsler | For | For | |||||||||
| 2 | In respect of the appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the directors to fix their remuneration. Note: Voting Withhold is the equivalent to voting Abstain. |
Management | For | For | ||||||||
| 3 | Advisory resolution to approve the compensation of the Company's Named Executive Officers as set forth in the accompanying proxy circular. Note: Voting Abstain is the equivalent to voting Withhold. |
Management | For | For | ||||||||
| MATERIALISE NV | ||||||||||||
| Security | 57667T100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MTLS | Meeting Date | 05-Jun-2018 | |||||||||
| ISIN | US57667T1007 | Agenda | 934831846 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 3. | Proposed resolution: approval of the statutory annual accounts relating to the financial year ended on 31 December 2017. |
Management | For | For | ||||||||
| 4. | Proposed resolution: approval to carry forward the loss of the financial year (Euro-12,302,333), together with the carried forward profit of the previous financial year (Euro 9,117,961), being in the aggregate Euro-3,184,372, in its entirety. |
Management | For | For | ||||||||
| 5. | Proposed resolution: granting discharge to the directors for the performance of their mandate during the financial year ended on 31 December 2017. |
Management | For | For | ||||||||
| 6. | Proposed resolution: granting discharge to the auditors for the performance of their mandate during the financial year ended on 31 December 2017. |
Management | For | For | ||||||||
| 7a. | Proposed resolution: renewing the appointment as director of Mr Wilfried Vancraen, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2018. |
Management | Against | Against | ||||||||
| 7b. | Proposed resolution: renewing the appointment as director of Mr Peter Leys, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2018. |
Management | For | For | ||||||||
| 7c. | Proposed resolution: renewing the appointment as director of A TRE C cvoa, represented by Mr Johan De Lille, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2018. |
Management | Against | Against | ||||||||
| 7d. | Proposed resolution: renewing the appointment as director of Ms Hilde Ingelaere, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2018. |
Management | For | For | ||||||||
| 7e. | Proposed resolution: renewing the appointment as director of Mr Pol Ingelaere, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2018. |
Management | For | For | ||||||||
| 7f. | Proposed resolution: renewing the appointment as director of Mr Jurgen Ingels, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2018. |
Management | Against | Against | ||||||||
| 7g. | Proposed resolution: renewing the appointment as director of Mr Jos Van der Sloten, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2018. |
Management | For | For | ||||||||
| 7h. | Proposed resolution: renewing the appointment as director of Ms Godelieve Verplancke, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2018. |
Management | Against | Against | ||||||||
| 7i. | Proposed resolution: renewing the appointment as director Mr Bart Luyten, for a period of one year ending after the shareholders' meeting which will be asked to approve the accounts for the year 2018. |
Management | For | For | ||||||||
| 8. | Proposed resolution: granting powers to Carla Van Steenbergen and Ben Schepers, each with power to act alone and with power of substitution and without prejudice to other delegations of power to the extent applicable, for any filings and publication formalities in relation to the above resolutions. |
Management | For | For | ||||||||
| 9. | Proposed resolution: approval of the change of control clauses in the Finance Contract dated December 20, 2017, between Materialise N.V. and European Investment Bank (the "Finance Contract"), including, but not limited to the change of control clause set out in Article 4.03A(3) of the Finance Contract. |
Management | Against | Against | ||||||||
| A. H. BELO CORPORATION | ||||||||||||
| Security | 001282102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AHC | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US0012821023 | Agenda | 934791092 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James M. Moroney III | For | For | |||||||||
| 2 | Ronald D. McCray | For | For | |||||||||
| 2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Adoption of an Agreement and Plan of Merger and approval of reincorporation in Texas. |
Management | For | For | ||||||||
| CANTERBURY PARK HOLDING CORPORATION | ||||||||||||
| Security | 13811E101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CPHC | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US13811E1010 | Agenda | 934797056 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Burton F. Dahlberg | For | For | |||||||||
| 2 | Carin J. Offerman | For | For | |||||||||
| 3 | Curtis A. Sampson | For | For | |||||||||
| 4 | Randall D. Sampson | For | For | |||||||||
| 5 | Dale H. Schenian | For | For | |||||||||
| 2. | To ratify the appointment of Wipfli LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| GENESIS HEALTHCARE, INC. | ||||||||||||
| Security | 37185X106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GEN | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US37185X1063 | Agenda | 934798844 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Robert H. Fish | For | For | |||||||||
| 2 | George V. Hager, Jr. | For | For | |||||||||
| 3 | Arnold Whitman | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| SILVERCREST ASSET MGMT GROUP INC | ||||||||||||
| Security | 828359109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SAMG | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US8283591092 | Agenda | 934809142 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Winthrop B. Conrad, Jr. | For | For | |||||||||
| 2 | Richard R. Hough III | For | For | |||||||||
| 2. | The ratification of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| MDC PARTNERS INC. | ||||||||||||
| Security | 552697104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDCA | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | CA5526971042 | Agenda | 934815094 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Scott L. Kauffman | For | For | |||||||||
| 2 | Clare R. Copeland | For | For | |||||||||
| 3 | Daniel S. Goldberg | For | For | |||||||||
| 4 | Bradley J. Gross | For | For | |||||||||
| 5 | Larry S. Kramer | For | For | |||||||||
| 6 | Anne Marie O'Donovan | For | For | |||||||||
| 7 | Desirée Rogers | For | For | |||||||||
| 8 | Irwin D. Simon | For | For | |||||||||
| 2 | The auditor nomination proposed by management is BDO USA, LLP, to act as auditors of MDC Partners and to authorize the Audit Committee to fix their remuneration. |
Management | For | For | ||||||||
| 3 | The recommendation put forth by management is for the approval of a non-binding advisory resolution on the Company's executive compensation. |
Management | For | For | ||||||||
| 4 | The recommendation put forth by management is for the approval of the amendment to the 2016 Stock Incentive Plan. |
Management | For | For | ||||||||
| MCGRATH RENTCORP | ||||||||||||
| Security | 580589109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MGRC | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US5805891091 | Agenda | 934822481 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | William J. Dawson | For | For | |||||||||
| 2 | Elizabeth A. Fetter | For | For | |||||||||
| 3 | Joseph F. Hanna | For | For | |||||||||
| 4 | Bradley M. Shuster | For | For | |||||||||
| 5 | M. Richard Smith | For | For | |||||||||
| 6 | Dennis P. Stradford | For | For | |||||||||
| 7 | Ronald H. Zech | For | For | |||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as the independent auditors for the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To hold a non-binding, advisory vote to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| GAN PLC | ||||||||||||
| Security | G3728L101 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-Jun-2018 | ||||||||||
| ISIN | GB00BGCC6189 | Agenda | 709529626 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | AUTHORITY TO THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||
| 2 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||
| INTERNAP CORPORATION | ||||||||||||
| Security | 45885A409 | Meeting Type | Annual | |||||||||
| Ticker Symbol | INAP | Meeting Date | 07-Jun-2018 | |||||||||
| ISIN | US45885A4094 | Agenda | 934790949 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: David B. Potts | Management | For | For | ||||||||
| 1b. | Election of Director: Lance L. Weaver | Management | For | For | ||||||||
| 2. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for our fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | To approve amendments to the Internap Corporation 2017 Stock Incentive Plan. |
Management | For | For | ||||||||
| SINCLAIR BROADCAST GROUP, INC. | ||||||||||||
| Security | 829226109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBGI | Meeting Date | 07-Jun-2018 | |||||||||
| ISIN | US8292261091 | Agenda | 934798351 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David D. Smith | For | For | |||||||||
| 2 | Frederick G. Smith | For | For | |||||||||
| 3 | J. Duncan Smith | For | For | |||||||||
| 4 | Robert E. Smith | For | For | |||||||||
| 5 | Howard E. Friedman | For | For | |||||||||
| 6 | Lawrence E. McCanna | For | For | |||||||||
| 7 | Daniel C. Keith | For | For | |||||||||
| 8 | Martin R. Leader | For | For | |||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| AMBASE CORPORATION | ||||||||||||
| Security | 023164106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABCP | Meeting Date | 07-Jun-2018 | |||||||||
| ISIN | US0231641061 | Agenda | 934800675 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Alessandra F. Bianco | For | For | |||||||||
| 2 | Jerry Y. Carnegie | For | For | |||||||||
| 2. | Approval of the appointment of Marcum LLP as the Company's Independent Registered Public Accounting Firm for the calendar year 2018. |
Management | For | For | ||||||||
| HUDSON TECHNOLOGIES, INC. | ||||||||||||
| Security | 444144109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HDSN | Meeting Date | 07-Jun-2018 | |||||||||
| ISIN | US4441441098 | Agenda | 934801437 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Dominic J. Monetta | For | For | |||||||||
| 2 | Richard Parrillo | For | For | |||||||||
| 3 | Eric A. Prouty | For | For | |||||||||
| 4 | Kevin J. Zugibe | For | For | |||||||||
| 2. | Approval of the Company's 2018 Stock Incentive Plan. | Management | Against | Against | ||||||||
| 3. | To approve, by non-binding advisory vote, named executive officer compensation. |
Management | For | For | ||||||||
| 4. | To ratify the appointment of BDO USA, LLP as independent registered public accountants for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| TITAN MACHINERY INC. | ||||||||||||
| Security | 88830R101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TITN | Meeting Date | 07-Jun-2018 | |||||||||
| ISIN | US88830R1014 | Agenda | 934810587 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Stan Erickson | For | For | |||||||||
| 2 | Jody Horner | For | For | |||||||||
| 3 | Richard Mack | For | For | |||||||||
| 2. | To approve, by non-binding vote, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for the fiscal year ending January 31, 2019. |
Management | For | For | ||||||||
| SEQUENTIAL BRANDS GROUP, INC. | ||||||||||||
| Security | 81734P107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SQBG | Meeting Date | 08-Jun-2018 | |||||||||
| ISIN | US81734P1075 | Agenda | 934804938 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Class I Director: Karen Murray | Management | For | For | ||||||||
| 1B | Election of Class I Director: William Sweedler | Management | For | For | ||||||||
| 1C | Election of Class I Director: Martha Stewart | Management | For | For | ||||||||
| 2. | To ratify the selection of CohnReznick LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | Stockholder proposal to implement a majority voting standard in our governance documents if properly presented at the meeting. |
Shareholder | Against | For | ||||||||
| AQUAVENTURE HOLDINGS LTD. | ||||||||||||
| Security | G0443N107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WAAS | Meeting Date | 08-Jun-2018 | |||||||||
| ISIN | VGG0443N1078 | Agenda | 934810830 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Class II Director: Anthony Ibarguen | Management | For | For | ||||||||
| 1.2 | Election of Class II Director: Paul Hanrahan | Management | For | For | ||||||||
| 1.3 | Election of Class II Director: Cyril Meduna | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| BIG 5 SPORTING GOODS CORPORATION | ||||||||||||
| Security | 08915P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BGFV | Meeting Date | 08-Jun-2018 | |||||||||
| ISIN | US08915P1012 | Agenda | 934821275 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Class A Director: Nicholas Donatiello, Jr. | Management | For | For | ||||||||
| 1.2 | Election of Class A Director: Robert C. Galvin | Management | For | For | ||||||||
| 1.3 | Election of Class A Director: David R. Jessick | Management | For | For | ||||||||
| 2. | Approval of the compensation of the Company's named executive officers as described in the proxy statement. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for Fiscal Year 2018. |
Management | For | For | ||||||||
| TRINITY BIOTECH PLC | ||||||||||||
| Security | 896438306 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TRIB | Meeting Date | 08-Jun-2018 | |||||||||
| ISIN | US8964383066 | Agenda | 934831822 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To receive and consider the financial statements of the Company for the year ended December 31, 2017 together with the reports of the directors and statutory auditors thereon. |
Management | For | For | ||||||||
| 2. | To re-elect as a director Mr. Peter Coyne who retires by rotation and, being eligible, offers himself for re-election. |
Management | Against | Against | ||||||||
| 3. | To authorise the board of directors to fix the statutory auditors' remuneration. |
Management | For | For | ||||||||
| 4. | To consider and, if thought fit, pass the following resolution as a special resolution: "That the Company and/or any subsidiary (as defined by Section 7 of the Companies Act 2014) of the Company be generally authorised to make overseas market purchases (as defined by Section 1072 of that Act) on the National Association of Securities Dealers Automated Quotation Market (NASDAQ), of A Ordinary Shares of US$0.0109 each (the "Share(s)") and/or American Depositary Receipts, on such ...(due to space limits, see proxy material for full proposal). |
Management | Against | Against | ||||||||
| 5. | To consider and, if thought fit, pass the following resolution as a special resolution: "That, for the purposes of Section 1078 of the Companies Act 2014, the re- allotment price range at which 'A' Ordinary Shares of US$0.0109 each (the "Share(s)") and/or American Depositary Receipts held as treasury shares (as defined by Section 106 of that Act) ("Treasury Shares") may be re-allotted off-market shall be as follows. 5a. the maximum price (exclusive of expenses) at which a Treasury Share may be ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| PHH CORPORATION | ||||||||||||
| Security | 693320202 | Meeting Type | Special | |||||||||
| Ticker Symbol | PHH | Meeting Date | 11-Jun-2018 | |||||||||
| ISIN | US6933202029 | Agenda | 934816096 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the merger of POMS Corp, a wholly-owned subsidiary of Ocwen Financial Corporation (Ocwen), with and into PHH Corporation with PHH Corporation surviving the merger and becoming a wholly-owned subsidiary of Ocwen in an all cash transaction valued at approximately $360 million, or $11.00 per share on a fully-diluted basis (the Merger). |
Management | For | For | ||||||||
| 2. | To approve an advisory resolution concerning the compensation of our named executive officers based on or that otherwise relates to the Merger and the Merger Agreement. |
Management | For | For | ||||||||
| 3. | To grant discretionary authority to each of the proxy holders named on the reverse side of this proxy card to adjourn or postpone the special meeting to another date, time or place if necessary or appropriate, to solicit additional proxies for the foregoing proposals in the event that there are insufficient votes at the time of the special meeting. |
Management | For | For | ||||||||
| CENTURY CASINOS, INC. | ||||||||||||
| Security | 156492100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNTY | Meeting Date | 11-Jun-2018 | |||||||||
| ISIN | US1564921005 | Agenda | 934816856 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class III Director: Dr. Erwin Haitzmann | Management | For | For | ||||||||
| 1b. | Election of Class III Director: Gottfried Schellmann | Management | For | For | ||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To consider and vote upon a proposal to approve an advisory (non-binding) resolution regarding the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| STAMPS.COM INC. | ||||||||||||
| Security | 852857200 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STMP | Meeting Date | 11-Jun-2018 | |||||||||
| ISIN | US8528572006 | Agenda | 934819496 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | G. Bradford Jones | For | For | |||||||||
| 2. | To approve, on a non-binding advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | To approve the 2018 Amendment to the Stamps.com Inc. 2010 Equity Incentive Plan. |
Management | Against | Against | ||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as independent auditors of the Company for 2018. |
Management | For | For | ||||||||
| CECO ENVIRONMENTAL CORP. | ||||||||||||
| Security | 125141101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CECE | Meeting Date | 12-Jun-2018 | |||||||||
| ISIN | US1251411013 | Agenda | 934794810 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jason DeZwirek | For | For | |||||||||
| 2 | Eric M. Goldberg | For | For | |||||||||
| 3 | David B. Liner | For | For | |||||||||
| 4 | Claudio A. Mannarino | For | For | |||||||||
| 5 | Munish Nanda | For | For | |||||||||
| 6 | Jonathan Pollack | For | For | |||||||||
| 7 | Valerie Gentile Sachs | For | For | |||||||||
| 8 | Dennis Sadlowski | For | For | |||||||||
| 2. | To approve, on an advisory basis, the Company's named executive officer compensation. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm of the Company for fiscal year 2018. |
Management | For | For | ||||||||
| ATN INTERNATIONAL, INC. | ||||||||||||
| Security | 00215F107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ATNI | Meeting Date | 12-Jun-2018 | |||||||||
| ISIN | US00215F1075 | Agenda | 934806449 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Martin L. Budd | Management | For | For | ||||||||
| 1b. | Election of Director: Bernard J. Bulkin | Management | For | For | ||||||||
| 1c. | Election of Director: Michael T. Flynn | Management | For | For | ||||||||
| 1d. | Election of Director: Richard J. Ganong | Management | For | For | ||||||||
| 1e. | Election of Director: John C. Kennedy | Management | For | For | ||||||||
| 1f. | Election of Director: Liane J. Pelletier | Management | For | For | ||||||||
| 1g. | Election of Director: Michael T. Prior | Management | For | For | ||||||||
| 1h. | Election of Director: Charles J. Roesslein | Management | For | For | ||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as independent auditor for 2018. |
Management | For | For | ||||||||
| SMART SAND, INC. | ||||||||||||
| Security | 83191H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SND | Meeting Date | 12-Jun-2018 | |||||||||
| ISIN | US83191H1077 | Agenda | 934806918 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Andrew Speaker | For | For | |||||||||
| 2 | Colin M. Leonard | For | For | |||||||||
| 2. | Ratification of the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Approval on an advisory (and non-binding) basis of the compensation paid to the Company's named executive officers for the year ended December 31, 2017. |
Management | For | For | ||||||||
| TITAN INTERNATIONAL, INC. | ||||||||||||
| Security | 88830M102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TWI | Meeting Date | 12-Jun-2018 | |||||||||
| ISIN | US88830M1027 | Agenda | 934808582 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Richard M. Cashin, Jr. | For | For | |||||||||
| 2 | Gary L. Cowger | For | For | |||||||||
| 3 | Albert J. Febbo | For | For | |||||||||
| 4 | Peter B. McNitt | For | For | |||||||||
| 5 | Mark H. Rachesky, M.D. | For | For | |||||||||
| 6 | Paul G. Reitz | For | For | |||||||||
| 7 | Anthony L. Soave | For | For | |||||||||
| 8 | Maurice M. Taylor, Jr. | For | For | |||||||||
| 2. | To ratify the selection of Grant Thornton LLP as the independent registered public accounting firm to audit the Company's financial statements for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, in a non-binding advisory vote, the compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
| GSE SYSTEMS, INC. | ||||||||||||
| Security | 36227K106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GVP | Meeting Date | 12-Jun-2018 | |||||||||
| ISIN | US36227K1060 | Agenda | 934808621 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Suresh Sundaram | For | For | |||||||||
| 2 | J. Barnie Beasley | For | For | |||||||||
| 2. | a non-binding resolution to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | An amendment to the Company's Certificate of Incorporation to increase the total number of authorized shares of capital stock from 32,000,000 to 62,000,000. |
Management | For | For | ||||||||
| 4. | To ratify the appointment by the audit committee of BDO USA LLP, an independent registered public accounting firm, as the Company's independent registered public accountants for the current fiscal year. |
Management | For | For | ||||||||
| MELINTA THERAPEUTICS, INC. | ||||||||||||
| Security | 58549G100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MLNT | Meeting Date | 12-Jun-2018 | |||||||||
| ISIN | US58549G1004 | Agenda | 934826174 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Class I Director: Daniel Wechsler | Management | For | For | ||||||||
| 1.2 | Election of Class I Director: David Gill | Management | For | For | ||||||||
| 1.3 | Election of Class I Director: John Johnson | Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, Melinta's 2017 executive compensation |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as Melinta's independent registered public accounting firm for the fiscal year ending December 31, 2018 |
Management | For | For | ||||||||
| 4. | To approve and adopt the 2018 Stock Incentive Plan | Management | Against | Against | ||||||||
| HC2 HOLDINGS, INC. | ||||||||||||
| Security | 404139107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HCHC | Meeting Date | 13-Jun-2018 | |||||||||
| ISIN | US4041391073 | Agenda | 934798440 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Philip A. Falcone | For | For | |||||||||
| 2 | Wayne Barr, Jr. | For | For | |||||||||
| 3 | Warren H. Gfeller | For | For | |||||||||
| 4 | Lee S. Hillman | For | For | |||||||||
| 5 | Robert V. Leffler, Jr. | For | For | |||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | To approve the HC2 Holdings, Inc. Second Amended and Restated 2014 Omnibus Equity Award Plan. |
Management | Against | Against | ||||||||
| 4. | To ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| SCIENTIFIC GAMES CORPORATION | ||||||||||||
| Security | 80874P109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SGMS | Meeting Date | 13-Jun-2018 | |||||||||
| ISIN | US80874P1093 | Agenda | 934805891 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ronald O. Perelman | For | For | |||||||||
| 2 | Barry L. Cottle | For | For | |||||||||
| 3 | Peter A. Cohen | For | For | |||||||||
| 4 | Richard M. Haddrill | For | For | |||||||||
| 5 | M. Gavin Isaacs | For | For | |||||||||
| 6 | Viet D. Dinh | For | For | |||||||||
| 7 | Gerald J. Ford | For | For | |||||||||
| 8 | David L. Kennedy | For | For | |||||||||
| 9 | Judge G.K. McDonald | For | For | |||||||||
| 10 | Paul M. Meister | For | For | |||||||||
| 11 | Michael J. Regan | For | For | |||||||||
| 12 | Barry F. Schwartz | For | For | |||||||||
| 13 | Kevin M. Sheehan | For | For | |||||||||
| 14 | Frances F. Townsend | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the adoption of the Company's regulatory compliance protection rights plan. |
Management | For | For | ||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as independent auditor for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| LENDINGTREE INC | ||||||||||||
| Security | 52603B107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TREE | Meeting Date | 13-Jun-2018 | |||||||||
| ISIN | US52603B1070 | Agenda | 934806704 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gabriel Dalporto | Management | For | For | ||||||||
| 1B. | Election of Director: Thomas Davidson | Management | For | For | ||||||||
| 1C. | Election of Director: Neal Dermer | Management | For | For | ||||||||
| 1D. | Election of Director: Robin Henderson | Management | For | For | ||||||||
| 1E. | Election of Director: Peter Horan | Management | For | For | ||||||||
| 1F. | Election of Director: Douglas Lebda | Management | For | For | ||||||||
| 1G. | Election of Director: Steven Ozonian | Management | For | For | ||||||||
| 1H. | Election of Director: Saras Sarasvathy | Management | For | For | ||||||||
| 1I. | Election of Director: G. Kennedy Thompson | Management | For | For | ||||||||
| 1J. | Election of Director: Craig Troyer | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the 2018 fiscal year. |
Management | For | For | ||||||||
| PROGENICS PHARMACEUTICALS, INC. | ||||||||||||
| Security | 743187106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PGNX | Meeting Date | 13-Jun-2018 | |||||||||
| ISIN | US7431871067 | Agenda | 934808138 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Peter J. Crowley | Management | For | For | ||||||||
| 1b. | Election of Director: Mark R. Baker | Management | For | For | ||||||||
| 1c. | Election of Director: Bradley L. Campbell | Management | For | For | ||||||||
| 1d. | Election of Director: Karen J. Ferrante | Management | For | For | ||||||||
| 1e. | Election of Director: Michael D. Kishbauch | Management | For | For | ||||||||
| 1f. | Election of Director: David A. Scheinberg | Management | For | For | ||||||||
| 1g. | Election of Director: Nicole S. Williams | Management | For | For | ||||||||
| 2. | Approving, on an advisory basis, the compensation of the Company's named executive officers as disclosed in this year's Proxy Statement. |
Management | For | For | ||||||||
| 3. | Ratifying the Board's selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 4. | Approving the 2018 Performance Incentive Plan. | Management | Against | Against | ||||||||
| 5. | Considering the Stockholder Proposal. | Shareholder | Against | For | ||||||||
| AMERICAN AIRLINES GROUP INC. | ||||||||||||
| Security | 02376R102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAL | Meeting Date | 13-Jun-2018 | |||||||||
| ISIN | US02376R1023 | Agenda | 934808241 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: James F. Albaugh | Management | For | For | ||||||||
| 1b. | Election of Director: Jeffrey D. Benjamin | Management | For | For | ||||||||
| 1c. | Election of Director: John T. Cahill | Management | For | For | ||||||||
| 1d. | Election of Director: Michael J. Embler | Management | For | For | ||||||||
| 1e. | Election of Director: Matthew J. Hart | Management | For | For | ||||||||
| 1f. | Election of Director: Alberto Ibarguen | Management | For | For | ||||||||
| 1g. | Election of Director: Richard C. Kraemer | Management | For | For | ||||||||
| 1h. | Election of Director: Susan D. Kronick | Management | For | For | ||||||||
| 1i. | Election of Director: Martin H. Nesbitt | Management | For | For | ||||||||
| 1j. | Election of Director: Denise M. O'Leary | Management | For | For | ||||||||
| 1k. | Election of Director: W. Douglas Parker | Management | For | For | ||||||||
| 1l. | Election of Director: Ray M. Robinson | Management | For | For | ||||||||
| 2. | A proposal to ratify the appointment of KPMG LLP as the independent registered public accounting firm of American Airlines Group Inc. for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | A proposal to consider and approve, on a non-binding, advisory basis, executive compensation of American Airlines Group Inc. as disclosed in the proxy statement. |
Management | For | For | ||||||||
| 4. | A proposal to amend the Restated Certificate of Incorporation to enable stockholders who hold at least 20% of the outstanding common stock of American Airlines Group Inc. to call special meetings. |
Management | For | For | ||||||||
| 5. | A shareholder proposal to enable stockholders who hold at least 10% of the outstanding common stock of American Airlines Group Inc. to call special meetings. |
Shareholder | Against | For | ||||||||
| EVINE LIVE INC. | ||||||||||||
| Security | 300487105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EVLV | Meeting Date | 13-Jun-2018 | |||||||||
| ISIN | US3004871055 | Agenda | 934808366 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas D. Beers | For | For | |||||||||
| 2 | Neal S. Grabell | For | For | |||||||||
| 3 | Landel C. Hobbs | For | For | |||||||||
| 4 | Mark K. Holdsworth | For | For | |||||||||
| 5 | Lisa A. Letizio | For | For | |||||||||
| 6 | Robert J. Rosenblatt | For | For | |||||||||
| 7 | Fred R. Siegel | For | For | |||||||||
| 8 | Alexander B. Spiro | For | For | |||||||||
| 2. | To approve, on an advisory basis, the 2017 compensation of the Company's named executive officers as disclosed in the accompanying proxy statement. |
Management | For | For | ||||||||
| 3. | To approve the amendment to the Company's 2011 Omnibus Incentive Plan to increase the number of shares of our common stock authorized for awards from 9,500,000 to 13,000,000. |
Management | Against | Against | ||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending February 2, 2019. |
Management | For | For | ||||||||
| LAYNE CHRISTENSEN COMPANY | ||||||||||||
| Security | 521050104 | Meeting Type | Special | |||||||||
| Ticker Symbol | LAYN | Meeting Date | 13-Jun-2018 | |||||||||
| ISIN | US5210501046 | Agenda | 934829764 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adoption of the Merger Agreement. | Management | For | For | ||||||||
| 2. | Approval, on an Advisory Basis, of Certain Compensatory Arrangements with Layne Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Adjournments of the Special Meeting. | Management | For | For | ||||||||
| LIFEWAY FOODS, INC. | ||||||||||||
| Security | 531914109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LWAY | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US5319141090 | Agenda | 934804255 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ludmila Smolyansky | For | For | |||||||||
| 2 | Julie Smolyansky | For | For | |||||||||
| 3 | Edward Smolyansky | For | For | |||||||||
| 4 | Pol Sikar | For | For | |||||||||
| 5 | Renzo Bernardi | For | For | |||||||||
| 6 | Paul Lee | For | For | |||||||||
| 7 | Jason Scher | For | For | |||||||||
| 8 | Laurent Marcel | For | For | |||||||||
| 2. | To Ratify the appointment of Mayer Hoffman McCann P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| PARATEK PHARMACEUTICALS, INC. | ||||||||||||
| Security | 699374302 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRTK | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US6993743029 | Agenda | 934805459 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Rolf K. Hoffmann | For | For | |||||||||
| 2 | Kristine Peterson | For | For | |||||||||
| 3 | Jeffrey Stein, Ph.D. | For | For | |||||||||
| 2. | To consider and approve the Paratek Pharmaceuticals, Inc. Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 3. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| BLUE APRON HOLDINGS, INC. | ||||||||||||
| Security | 09523Q101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APRN | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US09523Q1013 | Agenda | 934806780 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kenneth A. Fox | For | For | |||||||||
| 2 | Gary R. Hirshberg | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Blue Apron Holdings, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| CUTERA, INC. | ||||||||||||
| Security | 232109108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CUTR | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US2321091082 | Agenda | 934807148 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David B. Apfelberg, MD | For | For | |||||||||
| 2 | Greg A. Barrett | For | For | |||||||||
| 3 | Elisha W. Finney | For | For | |||||||||
| 4 | Timothy J. O'Shea | For | For | |||||||||
| 5 | J. Daniel Plants | For | For | |||||||||
| 6 | James A. Reinstein | For | For | |||||||||
| 7 | Clinton H. Severson | For | For | |||||||||
| 2. | Ratification of BDO USA, LLP as the Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Non-binding advisory vote on the compensation of Named Executive Officers. |
Management | For | For | ||||||||
| TRINITY PLACE HOLDINGS INC. | ||||||||||||
| Security | 89656D101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TPHS | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US89656D1019 | Agenda | 934808657 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Alexander C. Matina | For | For | |||||||||
| 2 | Jeffrey B. Citrin | For | For | |||||||||
| 2. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| ENERGY RECOVERY, INC. | ||||||||||||
| Security | 29270J100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ERII | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US29270J1007 | Agenda | 934810258 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Olav Fjell | For | For | |||||||||
| 2 | Ole Peter Lorentzen | For | For | |||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, our executive compensation for the fiscal year ended December 31, 2017 as described in the Proxy Statement. |
Management | For | For | ||||||||
| ZAGG INC | ||||||||||||
| Security | 98884U108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZAGG | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US98884U1088 | Agenda | 934811589 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Chris Ahern | For | For | |||||||||
| 2 | Cheryl A. Larabee | For | For | |||||||||
| 3 | E. Todd Heiner | For | For | |||||||||
| 4 | Daniel R. Maurer | For | For | |||||||||
| 5 | P. Scott Stubbs | For | For | |||||||||
| 2. | Ratification of the Appointment of KPMG LLP as independent registered public accounting firm for the Company. |
Management | For | For | ||||||||
| 3. | To provide an advisory approval of the compensation of our named executive officers. |
Management | For | For | ||||||||
| ACELRX PHARMACEUTICALS INC | ||||||||||||
| Security | 00444T100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ACRX | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US00444T1007 | Agenda | 934814888 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Adrian Adams | For | For | |||||||||
| 2 | Richard Afable, M.D. | For | For | |||||||||
| 3 | Mark G. Edwards | For | For | |||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of OUM & Co. LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| BIOSPECIFICS TECHNOLOGIES CORP. | ||||||||||||
| Security | 090931106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BSTC | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US0909311062 | Agenda | 934819535 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mr. Thomas Wegman | Withheld | Against | |||||||||
| 2 | Dr. Paul Gitman | Withheld | Against | |||||||||
| 2. | Approve the following non-binding resolution: "RESOLVED, that the stockholders approve the current compensation of Thomas L. Wegman, as disclosed in the Compensation Discussion and Analysis, tabular disclosures, and other narrative executive compensation disclosures in the Proxy Statement." |
Management | For | For | ||||||||
| 3. | To ratify the appointment of EisnerAmper LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| A. SCHULMAN, INC. | ||||||||||||
| Security | 808194104 | Meeting Type | Special | |||||||||
| Ticker Symbol | SHLM | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US8081941044 | Agenda | 934826617 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of February 15, 2018 (the merger agreement), among LyondellBasell Industries N.V., LYB Americas Holdco Inc., and A. Schulman, Inc. (the merger). |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to the named executive officers of A. Schulman, Inc. in connection with the merger and contemplated by the merger agreement. |
Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||
| TITAN MEDICAL INC. | ||||||||||||
| Security | 88830X108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | TITXF | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | CA88830X1087 | Agenda | 934834513 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | John Barker | For | For | |||||||||
| 2 | David McNally | For | For | |||||||||
| 3 | Stephen Randall | For | For | |||||||||
| 4 | John Schellhorn | For | For | |||||||||
| 5 | Bruce Wolff | For | For | |||||||||
| 2 | Appointment of BDO Canada LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | Approval of the Stock Option Plan. | Management | Against | Against | ||||||||
| 4 | To consider, and if deemed advisable, approve the consolidation of the outstanding common shares of the Corporation. |
Management | For | For | ||||||||
| MEDALLION FINANCIAL CORP. | ||||||||||||
| Security | 583928106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MFIN | Meeting Date | 15-Jun-2018 | |||||||||
| ISIN | US5839281061 | Agenda | 934799101 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Frederick A. Menowitz | For | For | |||||||||
| 2 | David L. Rudnick | For | For | |||||||||
| 2. | Proposal to ratify the appointment of Mazars USA LLP as Medallion Financial Corp.'s independent registered public accounting firm |
Management | For | For | ||||||||
| 3. | Proposal to approve a non-binding advisory resolution to approve executive compensation |
Management | For | For | ||||||||
| 4. | Proposal to vote on the frequency of future advisory votes to approve executive compensation |
Management | 1 Year | For | ||||||||
| 5. | Proposal to approve the adoption of the Medallion Financial Corp. 2018 Equity Incentive Plan |
Management | For | For | ||||||||
| VICOR CORPORATION | ||||||||||||
| Security | 925815102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VICR | Meeting Date | 15-Jun-2018 | |||||||||
| ISIN | US9258151029 | Agenda | 934822772 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Samuel J. Anderson | For | For | |||||||||
| 2 | Estia J. Eichten | For | For | |||||||||
| 3 | Barry Kelleher | For | For | |||||||||
| 4 | James A. Simms | For | For | |||||||||
| 5 | Claudio Tuozzolo | For | For | |||||||||
| 6 | Patrizio Vinciarelli | For | For | |||||||||
| 7 | Jason L. Carlson | For | For | |||||||||
| 8 | Liam K. Griffin | For | For | |||||||||
| 9 | H. Allen Henderson | For | For | |||||||||
| HG HOLDINGS INC. | ||||||||||||
| Security | 42834P108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | STLY | Meeting Date | 18-Jun-2018 | |||||||||
| ISIN | Agenda | 934809205 - Management | ||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Matthew A. Hultquist | For | For | |||||||||
| 2. | An advisory vote regarding the approval of compensation paid to certain executive officers. |
Management | For | For | ||||||||
| MOTIF BIO PLC | ||||||||||||
| Security | G62924108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Jun-2018 | ||||||||||
| ISIN | GB00BVVT4H71 | Agenda | 709297041 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS | Management | For | For | ||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT |
Management | For | For | ||||||||
| 3 | TO REAPPOINT ZAKI HOSNY | Management | For | For | ||||||||
| 4 | TO REAPPOINT MARY LAKE POLAN | Management | For | For | ||||||||
| 5 | TO REAPPOINT BRUCE A. WILLIAMS | Management | For | For | ||||||||
| 6 | TO REAPPOINT THE COMPANY'S UK AUDITOR | Management | For | For | ||||||||
| 7 | TO REAPPOINT THE COMPANY'S US AUDITOR | Management | For | For | ||||||||
| 8 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION |
Management | For | For | ||||||||
| 9 | TO AMEND THE COMPANY'S 2015 SHARE OPTION PLAN |
Management | For | For | ||||||||
| 10 | TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES |
Management | For | For | ||||||||
| 11 | TO DIS-APPLY PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||
| KRATOS DEFENSE & SEC SOLUTIONS, INC. | ||||||||||||
| Security | 50077B207 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KTOS | Meeting Date | 19-Jun-2018 | |||||||||
| ISIN | US50077B2079 | Agenda | 934810652 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Scott Anderson | For | For | |||||||||
| 2 | Bandel Carano | For | For | |||||||||
| 3 | Eric DeMarco | For | For | |||||||||
| 4 | William Hoglund | For | For | |||||||||
| 5 | Scot Jarvis | For | For | |||||||||
| 6 | Jane Judd | For | For | |||||||||
| 7 | Samuel Liberatore | For | For | |||||||||
| 8 | Amy Zegart | For | For | |||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 30, 2018. |
Management | For | For | ||||||||
| 3. | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. |
Management | For | For | ||||||||
| DXP ENTERPRISES, INC. | ||||||||||||
| Security | 233377407 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DXPE | Meeting Date | 19-Jun-2018 | |||||||||
| ISIN | US2333774071 | Agenda | 934812480 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David R. Little | For | For | |||||||||
| 2 | Cletus Davis | For | For | |||||||||
| 3 | Timothy P. Halter | For | For | |||||||||
| 4 | David Patton | For | For | |||||||||
| 2. | Approve, on a non-binding, advisory basis, the compensation of the named executive officers. |
Management | For | For | ||||||||
| 3. | The appointment of Moss Adams LLP as the independent registered public accounting firm for DXP Enterprises, Inc. for 2018. |
Management | For | For | ||||||||
| ELDORADO RESORTS, INC. | ||||||||||||
| Security | 28470R102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ERI | Meeting Date | 20-Jun-2018 | |||||||||
| ISIN | US28470R1023 | Agenda | 934806386 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gary L. Carano | For | For | |||||||||
| 2 | Frank J. Fahrenkopf, Jr | For | For | |||||||||
| 3 | James B. Hawkins | For | For | |||||||||
| 4 | Michael E. Pegram | For | For | |||||||||
| 5 | Thomas R. Reeg | For | For | |||||||||
| 6 | David P. Tomick | For | For | |||||||||
| 7 | Roger P. Wagner | For | For | |||||||||
| 8 | Bonnie Biumi | For | For | |||||||||
| 9 | Gregory J. Kozicz | For | For | |||||||||
| 2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018 |
Management | For | For | ||||||||
| 3. | PROPOSAL TO APPROVE AND ADOPT AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| CAREDX, INC. | ||||||||||||
| Security | 14167L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CDNA | Meeting Date | 20-Jun-2018 | |||||||||
| ISIN | US14167L1035 | Agenda | 934807225 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | G. W. Bickerstaff, III | For | For | |||||||||
| 2 | Ralph Snyderman, M.D. | For | For | |||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve an amendment to the Company's 2014 Equity Incentive Plan to increase the number of shares of common stock that may be issued under the 2014 Equity Incentive Plan by 1,600,000 shares and to eliminate the fixed share cap included in the evergreen provision. |
Management | Against | Against | ||||||||
| SAFEGUARD SCIENTIFICS, INC. | ||||||||||||
| Security | 786449207 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SFE | Meeting Date | 20-Jun-2018 | |||||||||
| ISIN | US7864492076 | Agenda | 934833307 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Russell D. Glass | For | For | |||||||||
| 2 | Ira M. Lubert | For | For | |||||||||
| 3 | Maureen F. Morrison | For | For | |||||||||
| 4 | John J. Roberts | For | For | |||||||||
| 5 | Robert J. Rosenthal | For | For | |||||||||
| 2. | Advisory resolution to approve the compensation of the Company's named executive officers for the year ended December 31, 2017. |
Management | For | For | ||||||||
| 3. | Ratification of the adoption of the Tax Benefits Preservation Plan. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| OPKO HEALTH, INC. | ||||||||||||
| Security | 68375N103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OPK | Meeting Date | 21-Jun-2018 | |||||||||
| ISIN | US68375N1037 | Agenda | 934814650 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Phillip Frost, M.D. | For | For | |||||||||
| 2 | Jane H. Hsiao, PhD, MBA | For | For | |||||||||
| 3 | Steven D. Rubin | For | For | |||||||||
| 4 | Robert S. Fishel, M.D. | For | For | |||||||||
| 5 | Richard M. Krasno, Ph.D | For | For | |||||||||
| 6 | Richard A. Lerner, M.D. | For | For | |||||||||
| 7 | John A. Paganelli | For | For | |||||||||
| 8 | Richard C Pfenniger, Jr | For | For | |||||||||
| 9 | Alice Yu, M.D., Ph.D. | For | For | |||||||||
| 2. | A non-binding advisory vote to approve the compensation paid to named executive officers of the Company ("Say on Pay"). |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| MOVADO GROUP, INC. | ||||||||||||
| Security | 624580106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MOV | Meeting Date | 21-Jun-2018 | |||||||||
| ISIN | US6245801062 | Agenda | 934818747 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Margaret Hayes Adame | For | For | |||||||||
| 2 | Peter A. Bridgman | For | For | |||||||||
| 3 | Richard Cote | For | For | |||||||||
| 4 | Alex Grinberg | For | For | |||||||||
| 5 | Efraim Grinberg | For | For | |||||||||
| 6 | Alan H. Howard | For | For | |||||||||
| 7 | Richard Isserman | For | For | |||||||||
| 8 | Nathan Leventhal | For | For | |||||||||
| 9 | Maurice Reznik | For | For | |||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 31, 2019. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the proxy statement under "Executive Compensation". |
Management | For | For | ||||||||
| TERAOKA SEISAKUSHO CO LTD | ||||||||||||
| Security | J83130104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2018 | ||||||||||
| ISIN | JP3546000005 | Agenda | 709570914 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Teraoka, Keishiro | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Tsuji, Kenichi | Management | For | For | ||||||||
| 2.3 | Appoint a Director Naito, Masakazu | Management | For | For | ||||||||
| 2.4 | Appoint a Director Namekawa, Taiji | Management | For | For | ||||||||
| 2.5 | Appoint a Director Ishizaki, Nobuhisa | Management | For | For | ||||||||
| 2.6 | Appoint a Director Kubo, Tatsuya | Management | Against | Against | ||||||||
| 2.7 | Appoint a Director Hashimoto, Noriya | Management | Against | Against | ||||||||
| 2.8 | Appoint a Director Shiraishi, Noriyoshi | Management | For | For | ||||||||
| 3 | Appoint a Substitute Corporate Auditor Norikane, Yasuaki | Management | Against | Against | ||||||||
| FALCONSTOR SOFTWARE, INC. | ||||||||||||
| Security | 306137100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FALC | Meeting Date | 22-Jun-2018 | |||||||||
| ISIN | US3061371007 | Agenda | 934846417 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | William Miller | For | For | |||||||||
| 2. | To approve the FalconStor Software, Inc. (the "Company") 2018 Incentive Stock Plan. |
Management | Against | Against | ||||||||
| 3. | To approve an amendment to the Company's Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of the Company's common stock, par value $0.001 per share to 800,000,000. |
Management | For | For | ||||||||
| 4. | To approve an Amended and Restated Certificate of Designations, Preferences and Rights of Series A Convertible Preferred Stock for the Company's Series A Convertible Preferred Stock. |
Management | Against | Against | ||||||||
| 5. | To ratify the appointment of RBSM, LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| IWATSUKA CONFECTIONERY CO LTD | ||||||||||||
| Security | J25575101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Jun-2018 | ||||||||||
| ISIN | JP3152200006 | Agenda | 709618980 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director except as Supervisory Committee Members Maki, Haruo |
Management | Against | Against | ||||||||
| 2.2 | Appoint a Director except as Supervisory Committee Members Hoshino, Tadahiko |
Management | For | For | ||||||||
| 2.3 | Appoint a Director except as Supervisory Committee Members Maki, Daisuke |
Management | For | For | ||||||||
| 2.4 | Appoint a Director except as Supervisory Committee Members Abe, Masaei |
Management | For | For | ||||||||
| 2.5 | Appoint a Director except as Supervisory Committee Members Kobayashi, Masamitsu |
Management | For | For | ||||||||
| 2.6 | Appoint a Director except as Supervisory Committee Members Kobayashi, Haruhito |
Management | For | For | ||||||||
| 3 | Appoint a Substitute Director as Supervisory Committee Members Hosokai, Iwao |
Management | For | For | ||||||||
| PRGX GLOBAL, INC. | ||||||||||||
| Security | 69357C503 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRGX | Meeting Date | 26-Jun-2018 | |||||||||
| ISIN | US69357C5031 | Agenda | 934815032 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gregory J. Owens* | For | For | |||||||||
| 2 | Joseph E. Whitters* | For | For | |||||||||
| 3 | Matthew A. Drapkin# | For | For | |||||||||
| 2. | Ratification of Appointment of BDO USA, LLP as PRGX's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
| PIER 1 IMPORTS, INC. | ||||||||||||
| Security | 720279108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PIR | Meeting Date | 26-Jun-2018 | |||||||||
| ISIN | US7202791080 | Agenda | 934817531 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Claire H. Babrowski | Management | For | For | ||||||||
| 1.2 | Election of Director: Cheryl A. Bachelder | Management | For | For | ||||||||
| 1.3 | Election of Director: Robert L. Bass | Management | For | For | ||||||||
| 1.4 | Election of Director: Hamish A. Dodds | Management | For | For | ||||||||
| 1.5 | Election of Director: Brendan L. Hoffman | Management | For | For | ||||||||
| 1.6 | Election of Director: Alasdair B. James | Management | For | For | ||||||||
| 1.7 | Election of Director: Terry E. London | Management | For | For | ||||||||
| 1.8 | Election of Director: Michael A. Peel | Management | For | For | ||||||||
| 1.9 | Election of Director: Ann M. Sardini | Management | For | For | ||||||||
| 2. | A non-binding, advisory resolution to approve the compensation of Pier 1 Imports' named executive officers as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis, compensation tables and narrative discussion in the Proxy Statement under the caption "Compensation." |
Management | For | For | ||||||||
| 3. | The ratification of the audit committee's engagement of Ernst & Young LLP as Pier 1 Imports' independent registered public accounting firm for fiscal 2019. |
Management | For | For | ||||||||
| QUALSTAR CORPORATION | ||||||||||||
| Security | 74758R208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | QBAK | Meeting Date | 26-Jun-2018 | |||||||||
| ISIN | US74758R2085 | Agenda | 934821263 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Steven N. Bronson | For | For | |||||||||
| 2 | David J. Wolenski | For | For | |||||||||
| 3 | Leonard A. Hagan | For | For | |||||||||
| 4 | Nicholas A. Yarymovych | For | For | |||||||||
| 2. | To ratify the appointment of RBSM, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve by advisory vote the compensation of the Company's Named Executive Officers: Say on Pay. |
Management | For | For | ||||||||
| JAMBA, INC. | ||||||||||||
| Security | 47023A309 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JMBA | Meeting Date | 26-Jun-2018 | |||||||||
| ISIN | US47023A3095 | Agenda | 934824788 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: David A. Pace | Management | For | For | ||||||||
| 1.2 | Election of Director: Richard L. Federico | Management | For | For | ||||||||
| 1.3 | Election of Director: Andrew R. Heyer | Management | For | For | ||||||||
| 1.4 | Election of Director: Michael A. Depatie | Management | For | For | ||||||||
| 1.5 | Election of Director: Lorna C. Donatone | Management | For | For | ||||||||
| 1.6 | Election of Director: James C. Pappas | Management | For | For | ||||||||
| 1.7 | Election of Director: Glenn W. Welling | Management | For | For | ||||||||
| 2. | Ratify the selection of Whitley Penn LLP as the Company's independent registered public accounting firm for the fiscal year ending January 1, 2019. |
Management | For | For | ||||||||
| 3. | Vote on a non-binding advisory resolution to approve executive compensation. |
Management | For | For | ||||||||
| MAEZAWA KYUSO INDUSTRIES COLTD | ||||||||||||
| Security | J39466107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jun-2018 | ||||||||||
| ISIN | JP3860300007 | Agenda | 709574253 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Yamamoto, Haruki | Management | For | For | ||||||||
| 2.2 | Appoint a Director Hori, Toshiya | Management | For | For | ||||||||
| 2.3 | Appoint a Director Murata, Hideaki | Management | For | For | ||||||||
| 2.4 | Appoint a Director Taniai, Yuichi | Management | For | For | ||||||||
| 2.5 | Appoint a Director Maeda, Chikashi | Management | For | For | ||||||||
| 2.6 | Appoint a Director Dambara, Yoshiki | Management | For | For | ||||||||
| 2.7 | Appoint a Director Shidehara, Hiroshi | Management | For | For | ||||||||
| 2.8 | Appoint a Director Yoshikawa, Akihiro | Management | For | For | ||||||||
| TAKASAGO INTERNATIONAL CORPORATION | ||||||||||||
| Security | J80937113 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jun-2018 | ||||||||||
| ISIN | JP3454400007 | Agenda | 709579950 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Masumura, Satoshi | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Noyori, Ryoji | Management | For | For | ||||||||
| 2.3 | Appoint a Director Kasamatsu, Hironori | Management | For | For | ||||||||
| 2.4 | Appoint a Director Fujiwara, Hisaya | Management | For | For | ||||||||
| 2.5 | Appoint a Director Yamagata, Tatsuya | Management | For | For | ||||||||
| 2.6 | Appoint a Director Somekawa, Kenichi | Management | For | For | ||||||||
| 2.7 | Appoint a Director Yanaka, Fumihiro | Management | For | For | ||||||||
| 2.8 | Appoint a Director Matsuda, Komei | Management | For | For | ||||||||
| 2.9 | Appoint a Director Mizuno, Naoki | Management | For | For | ||||||||
| 2.10 | Appoint a Director Isono, Hirokazu | Management | For | For | ||||||||
| 2.11 | Appoint a Director Kawabata, Shigeki | Management | For | For | ||||||||
| PFSWEB, INC. | ||||||||||||
| Security | 717098206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PFSW | Meeting Date | 27-Jun-2018 | |||||||||
| ISIN | US7170982067 | Agenda | 934827873 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Benjamin Rosenzweig | Management | For | For | ||||||||
| 1.2 | Election of Director: Monica Luechtefeld | Management | For | For | ||||||||
| 1.3 | Election of Director: Michael C. Willoughby | Management | For | For | ||||||||
| 1.4 | Election of Director: Shinichi Nagakura | Management | For | For | ||||||||
| 1.5 | Election of Director: James F. Reilly | Management | For | For | ||||||||
| 1.6 | Election of Director: David I. Beatson | Management | For | For | ||||||||
| 1.7 | Election of Director: Peter J. Stein | Management | For | For | ||||||||
| 2. | Approval of amendments to 2005 Employee Stock and Incentive Plan |
Management | Against | Against | ||||||||
| 3. | Approval of an amendment to Rights Agreement with Computershare Shareowner Services, LLC |
Management | Against | Against | ||||||||
| 4. | Advisory vote to approve named executive officer compensation |
Management | For | For | ||||||||
| 5. | Ratification of Auditors | Management | For | For | ||||||||
| LIFETIME BRANDS, INC. | ||||||||||||
| Security | 53222Q103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LCUT | Meeting Date | 28-Jun-2018 | |||||||||
| ISIN | US53222Q1031 | Agenda | 934822796 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jeffrey Siegel | For | For | |||||||||
| 2 | Ronald Shiftan | For | For | |||||||||
| 3 | Robert B. Kay | For | For | |||||||||
| 4 | Craig Phillips | For | For | |||||||||
| 5 | Bruce Pollack | For | For | |||||||||
| 6 | Michael J. Jeary | For | For | |||||||||
| 7 | John Koegel | For | For | |||||||||
| 8 | Cherrie Nanninga | For | For | |||||||||
| 9 | Dennis E. Reaves | For | For | |||||||||
| 10 | Michael J. Regan | For | For | |||||||||
| 11 | Sara Genster Robling | For | For | |||||||||
| 12 | Michael Schnabel | For | For | |||||||||
| 13 | William U. Westerfield | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S AMENDED AND RESTATED 2000 LONG-TERM INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| VITAMIN SHOPPE, INC. | ||||||||||||
| Security | 92849E101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VSI | Meeting Date | 28-Jun-2018 | |||||||||
| ISIN | US92849E1010 | Agenda | 934827289 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of director: Deborah M. Derby | Management | For | For | ||||||||
| 1.2 | Election of director: David H. Edwab | Management | For | For | ||||||||
| 1.3 | Election of director: Melvin L. Keating | Management | For | For | ||||||||
| 1.4 | Election of director: Guillermo Marmol | Management | For | For | ||||||||
| 1.5 | Election of director: Himanshu H. Shah | Management | For | For | ||||||||
| 1.6 | Election of director: Alexander W. Smith | Management | For | For | ||||||||
| 1.7 | Election of director: Timothy J. Theriault | Management | For | For | ||||||||
| 1.8 | Election of director: Sing Wang | Management | For | For | ||||||||
| 2. | Advisory and non-binding vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Approval of the 2018 Long-Term Incentive Plan. | Management | Against | Against | ||||||||
| 4. | Approval of the First Amendment to the 2010 Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||
| GYRODYNE, LLC | ||||||||||||
| Security | 403829104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GYRO | Meeting Date | 29-Jun-2018 | |||||||||
| ISIN | US4038291047 | Agenda | 934836632 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ronald J. Macklin | For | For | |||||||||
| 2 | Elliot H. Levine | For | For | |||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement. |
Management | For | For | ||||||||
| 3. | To ratify the engagement of Baker Tilly Virchow Krause, LLP as our independent public accounting firm for the 2018 fiscal year. |
Management | For | For | ||||||||
| Vote Summary | ||||||||||||||||||||
| BOOZ ALLEN HAMILTON HOLDING CORPORATION | ||||||||||||||||||||
| Security | 099502106 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BAH | Meeting Date | 03-Aug-2017 | |||||||||||||||||
| ISIN | US0995021062 | Agenda | 934650878 - Management | |||||||||||||||||
| Record Date | 12-Jun-2017 | Holding Recon Date | 12-Jun-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-Aug-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | RALPH W. SHRADER | For | For | |||||||||||||||||
| 2 | JOAN LORDI C. AMBLE | For | For | |||||||||||||||||
| 3 | PETER CLARE | For | For | |||||||||||||||||
| 4 | PHILIP A. ODEEN | For | For | |||||||||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S REGISTERED INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 35,425 | 0 | 06-Jul-2017 | 04-Aug-2017 | |||||||||||||
| FEDEX CORPORATION | ||||||||||||||||||||
| Security | 31428X106 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | FDX | Meeting Date | 25-Sep-2017 | |||||||||||||||||
| ISIN | US31428X1063 | Agenda | 934667760 - Management | |||||||||||||||||
| Record Date | 31-Jul-2017 | Holding Recon Date | 31-Jul-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-Sep-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: KIMBERLY A. JABAL | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | ||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||||||||||
| 4. | APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. |
Management | For | For | ||||||||||||||||
| 5. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER PROXY ACCESS REVISIONS. |
Shareholder | Against | For | ||||||||||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND EXPENDITURE REPORT. |
Shareholder | For | Against | ||||||||||||||||
| 8. | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE PAY CONFIDENTIAL VOTING. |
Shareholder | Against | For | ||||||||||||||||
| 9. | STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 5,700 | 0 | 07-Sep-2017 | 26-Sep-2017 | |||||||||||||
| GENERAL MILLS, INC. | ||||||||||||||||||||
| Security | 370334104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | GIS | Meeting Date | 26-Sep-2017 | |||||||||||||||||
| ISIN | US3703341046 | Agenda | 934667051 - Management | |||||||||||||||||
| Record Date | 28-Jul-2017 | Holding Recon Date | 28-Jul-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Sep-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | ||||||||||||||||
| 1B) | ELECTION OF DIRECTOR: ALICIA BOLER DAVIS | Management | For | For | ||||||||||||||||
| 1C) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | ||||||||||||||||
| 1D) | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | For | For | ||||||||||||||||
| 1E) | ELECTION OF DIRECTOR: ROGER W. FERGUSON JR. |
Management | For | For | ||||||||||||||||
| 1F) | ELECTION OF DIRECTOR: HENRIETTA H. FORE | Management | For | For | ||||||||||||||||
| 1G) | ELECTION OF DIRECTOR: JEFFREY L. HARMENING | Management | For | For | ||||||||||||||||
| 1H) | ELECTION OF DIRECTOR: MARIA G. HENRY | Management | For | For | ||||||||||||||||
| 1I) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | ||||||||||||||||
| 1J) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | ||||||||||||||||
| 1K) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||||||||||||||
| 1L) | ELECTION OF DIRECTOR: ERIC D. SPRUNK | Management | For | For | ||||||||||||||||
| 1M) | ELECTION OF DIRECTOR: JORGE A. URIBE | Management | For | For | ||||||||||||||||
| 2. | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||||||||||
| 5. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 21,950 | 0 | 05-Sep-2017 | 27-Sep-2017 | |||||||||||||
| LAM RESEARCH CORPORATION | ||||||||||||||||||||
| Security | 512807108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | LRCX | Meeting Date | 08-Nov-2017 | |||||||||||||||||
| ISIN | US5128071082 | Agenda | 934682433 - Management | |||||||||||||||||
| Record Date | 11-Sep-2017 | Holding Recon Date | 11-Sep-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-Nov-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | MARTIN B. ANSTICE | For | For | |||||||||||||||||
| 2 | ERIC K. BRANDT | For | For | |||||||||||||||||
| 3 | MICHAEL R. CANNON | For | For | |||||||||||||||||
| 4 | YOUSSEF A. EL-MANSY | For | For | |||||||||||||||||
| 5 | CHRISTINE A. HECKART | For | For | |||||||||||||||||
| 6 | YOUNG BUM (YB) KOH | For | For | |||||||||||||||||
| 7 | CATHERINE P. LEGO | For | For | |||||||||||||||||
| 8 | STEPHEN G. NEWBERRY | For | For | |||||||||||||||||
| 9 | ABHIJIT Y. TALWALKAR | For | For | |||||||||||||||||
| 10 | LIH SHYNG TSAI | Withheld | Against | |||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH, OR "SAY ON PAY." |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING FUTURE STOCKHOLDER ADVISORY VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION, OR "SAY ON FREQUENCY." |
Management | 1 Year | For | ||||||||||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||||||||||
| 5. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING, REGARDING ANNUAL DISCLOSURE OF EEO-1 DATA. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 4,075 | 0 | 17-Oct-2017 | 09-Nov-2017 | |||||||||||||
| ORACLE CORPORATION | ||||||||||||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ORCL | Meeting Date | 15-Nov-2017 | |||||||||||||||||
| ISIN | US68389X1054 | Agenda | 934681671 - Management | |||||||||||||||||
| Record Date | 18-Sep-2017 | Holding Recon Date | 18-Sep-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-Nov-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | JEFFREY S. BERG | For | For | |||||||||||||||||
| 2 | MICHAEL J. BOSKIN | Withheld | Against | |||||||||||||||||
| 3 | SAFRA A. CATZ | For | For | |||||||||||||||||
| 4 | BRUCE R. CHIZEN | Withheld | Against | |||||||||||||||||
| 5 | GEORGE H. CONRADES | Withheld | Against | |||||||||||||||||
| 6 | LAWRENCE J. ELLISON | For | For | |||||||||||||||||
| 7 | HECTOR GARCIA-MOLINA | For | For | |||||||||||||||||
| 8 | JEFFREY O. HENLEY | For | For | |||||||||||||||||
| 9 | MARK V. HURD | For | For | |||||||||||||||||
| 10 | RENEE J. JAMES | Withheld | Against | |||||||||||||||||
| 11 | LEON E. PANETTA | For | For | |||||||||||||||||
| 12 | NAOMI O. SELIGMAN | Withheld | Against | |||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | Against | Against | ||||||||||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||||||||||
| 4. | APPROVAL OF THE ORACLE CORPORATION AMENDED AND RESTATED 2000 LONG- TERM EQUITY INCENTIVE PLAN. |
Management | For | For | ||||||||||||||||
| 5. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT. |
Shareholder | Against | For | ||||||||||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING PAY EQUITY REPORT. |
Shareholder | For | Against | ||||||||||||||||
| 8. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS REFORM. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 30,600 | 0 | 24-Oct-2017 | 16-Nov-2017 | |||||||||||||
| MICROSOFT CORPORATION | ||||||||||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | MSFT | Meeting Date | 29-Nov-2017 | |||||||||||||||||
| ISIN | US5949181045 | Agenda | 934689514 - Management | |||||||||||||||||
| Record Date | 29-Sep-2017 | Holding Recon Date | 29-Sep-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 28-Nov-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||||||||||||||
| 1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||||||||||
| 1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||||||||||
| 4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 |
Management | For | For | ||||||||||||||||
| 5. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN |
Management | For | For | ||||||||||||||||
| 6. | APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 9,980 | 0 | 09-Nov-2017 | 30-Nov-2017 | |||||||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BDX | Meeting Date | 23-Jan-2018 | |||||||||||||||||
| ISIN | US0758871091 | Agenda | 934712933 - Management | |||||||||||||||||
| Record Date | 08-Dec-2017 | Holding Recon Date | 08-Dec-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-Jan-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: R. ANDREW ECKERT | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: DAVID F. MELCHER | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. |
Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: CLAIRE POMEROY | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: TIMOTHY M. RING | Management | For | For | ||||||||||||||||
| 1M. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | ||||||||||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||||||||||
| 4. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S PROXY ACCESS BY-LAW. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 10,170 | 0 | 28-Dec-2017 | 24-Jan-2018 | |||||||||||||
| AMDOCS LIMITED | ||||||||||||||||||||
| Security | G02602103 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | DOX | Meeting Date | 26-Jan-2018 | |||||||||||||||||
| ISIN | GB0022569080 | Agenda | 934716359 - Management | |||||||||||||||||
| Record Date | 30-Nov-2017 | Holding Recon Date | 30-Nov-2017 | |||||||||||||||||
| City / | Country | / | United Kingdom |
Vote Deadline Date | 25-Jan-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of director: Robert A. Minicucci | Management | For | For | ||||||||||||||||
| 1B. | Election of director: Adrian Gardner | Management | For | For | ||||||||||||||||
| 1C. | Election of director: John T. McLennan | Management | For | For | ||||||||||||||||
| 1D. | Election of director: Zohar Zisapel | Management | For | For | ||||||||||||||||
| 1E. | Election of director: Julian A. Brodsky | Management | For | For | ||||||||||||||||
| 1F. | Election of director: Eli Gelman | Management | For | For | ||||||||||||||||
| 1G. | Election of director: James S. Kahan | Management | For | For | ||||||||||||||||
| 1H. | Election of director: Richard T.C. LeFave | Management | For | For | ||||||||||||||||
| 1I. | Election of director: Giora Yaron | Management | For | For | ||||||||||||||||
| 1J. | Election of director: Ariane de Rothschild | Management | For | For | ||||||||||||||||
| 1K. | Election of director: Rafael de la Vega | Management | For | For | ||||||||||||||||
| 2. | To approve an increase in the dividend rate under our quarterly .. (due to space limits, see proxy statement for full proposal). |
Management | For | For | ||||||||||||||||
| 3. | To approve our Consolidated Financial Statements for the fiscal year ended September 30, 2017 (Proposal III). |
Management | For | For | ||||||||||||||||
| 4. | To ratify and approve the appointment of Ernst & Young LLP as .. (due to space limits, see proxy statement for full proposal). |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 21,450 | 0 | 04-Jan-2018 | 29-Jan-2018 | |||||||||||||
| HORMEL FOODS CORPORATION | ||||||||||||||||||||
| Security | 440452100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HRL | Meeting Date | 30-Jan-2018 | |||||||||||||||||
| ISIN | US4404521001 | Agenda | 934712159 - Management | |||||||||||||||||
| Record Date | 01-Dec-2017 | Holding Recon Date | 01-Dec-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 29-Jan-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: GARY C. BHOJWANI | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: TERRELL K. CREWS | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: GLENN S. FORBES, M.D. | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN M. LACY | Management | Against | Against | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: ELSA A. MURANO, PH.D. | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: ROBERT C. NAKASONE | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: SUSAN K. NESTEGARD | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: DAKOTA A. PIPPINS | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: CHRISTOPHER J. POLICINSKI |
Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: SALLY J. SMITH | Management | Against | Against | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: JAMES P. SNEE | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: STEVEN A. WHITE | Management | For | For | ||||||||||||||||
| 2. | RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 28, 2018. |
Management | For | For | ||||||||||||||||
| 3. | APPROVE THE NAMED EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THE COMPANY'S 2018 ANNUAL MEETING PROXY STATEMENT. |
Management | For | For | ||||||||||||||||
| 4. | APPROVE THE HORMEL FOODS CORPORATION 2018 INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 38,375 | 0 | 10-Jan-2018 | 31-Jan-2018 | |||||||||||||
| ACCENTURE PLC | ||||||||||||||||||||
| Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ACN | Meeting Date | 07-Feb-2018 | |||||||||||||||||
| ISIN | IE00B4BNMY34 | Agenda | 934714886 - Management | |||||||||||||||||
| Record Date | 11-Dec-2017 | Holding Recon Date | 11-Dec-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Feb-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA | Management | For | For | ||||||||||||||||
| 1B. | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO |
Management | For | For | ||||||||||||||||
| 1C. | RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER | Management | For | For | ||||||||||||||||
| 1D. | RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER |
Management | For | For | ||||||||||||||||
| 1E. | RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY |
Management | For | For | ||||||||||||||||
| 1F. | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME |
Management | For | For | ||||||||||||||||
| 1G. | RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON |
Management | For | For | ||||||||||||||||
| 1H. | RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE | Management | For | For | ||||||||||||||||
| 1I. | RE-APPOINTMENT OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||||||||||
| 1J. | RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG | Management | For | For | ||||||||||||||||
| 1K. | RE-APPOINTMENT OF DIRECTOR: TRACEY T. TRAVIS |
Management | For | For | ||||||||||||||||
| 2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED ACCENTURE PLC 2010 SHARE INCENTIVE PLAN (THE "2010 SIP") TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE. |
Management | For | For | ||||||||||||||||
| 4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP ("KPMG") AS INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION. |
Management | For | For | ||||||||||||||||
| 5. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. |
Management | For | For | ||||||||||||||||
| 6. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF PRE-EMPTION RIGHTS UNDER IRISH LAW. |
Management | For | For | ||||||||||||||||
| 7. | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. |
Management | For | For | ||||||||||||||||
| 8. | TO APPROVE AN INTERNAL MERGER TRANSACTION. |
Management | For | For | ||||||||||||||||
| 9. | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO NO LONGER REQUIRE SHAREHOLDER APPROVAL OF CERTAIN INTERNAL TRANSACTIONS. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 9,570 | 0 | 11-Jan-2018 | 08-Feb-2018 | |||||||||||||
| CVS HEALTH CORPORATION | ||||||||||||||||||||
| Security | 126650100 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | CVS | Meeting Date | 13-Mar-2018 | |||||||||||||||||
| ISIN | US1266501006 | Agenda | 934727972 - Management | |||||||||||||||||
| Record Date | 05-Feb-2018 | Holding Recon Date | 05-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 12-Mar-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | Stock Issuance Proposal: To approve the issuance of shares of CVS Health Corporation common stock to shareholders of Aetna Inc. in the merger between Aetna Inc. and Hudson Merger Sub Corp., a wholly-owned subsidiary of CVS Health Corporation, pursuant to the terms and conditions of the Agreement and Plan of Merger dated as of December 3, 2017, as it may be amended from time to time, among CVS Health Corporation, Hudson Merger Sub Corp. and Aetna Inc. |
Management | For | For | ||||||||||||||||
| 2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of stockholders of CVS Health Corporation if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 16,620 | 0 | 28-Feb-2018 | 14-Mar-2018 | |||||||||||||
| BROADCOM LIMITED | ||||||||||||||||||||
| Security | Y09827109 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | AVGO | Meeting Date | 23-Mar-2018 | |||||||||||||||||
| ISIN | SG9999014823 | Agenda | 934741148 - Management | |||||||||||||||||
| Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||||||
| City / | Country | / | Malaysia | Vote Deadline Date | 21-Mar-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | To approve the scheme of arrangement under Singapore law among Broadcom, the shareholders of Broadcom and Broadcom Limited, a Delaware corporation, subject to approval of the High Court of the Republic of Singapore, as set forth in Broadcom's notice of, and proxy statement relating to, its Special Meeting. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 2,385 | 0 | 14-Mar-2018 | 23-Mar-2018 | |||||||||||||
| BROADCOM LIMITED | ||||||||||||||||||||
| Security | Y09827109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | AVGO | Meeting Date | 04-Apr-2018 | |||||||||||||||||
| ISIN | SG9999014823 | Agenda | 934729370 - Management | |||||||||||||||||
| Record Date | 12-Feb-2018 | Holding Recon Date | 12-Feb-2018 | |||||||||||||||||
| City / | Country | / | Malaysia | Vote Deadline Date | 29-Mar-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Mr. Hock E. Tan | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Mr. James V. Diller | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: Ms. Gayla J. Delly | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: Mr. Lewis C. Eggebrecht | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Mr. Kenneth Y. Hao | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Mr. Check Kian Low | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Mr. Donald Macleod | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Mr. Peter J. Marks | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Dr. Henry Samueli | Management | For | For | ||||||||||||||||
| 2. | To approve the re-appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm and independent Singapore auditor for the fiscal year ending November 4, 2018 and to authorize the Audit Committee to fix its remuneration, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting. |
Management | For | For | ||||||||||||||||
| 3. | To approve the general authorization for the directors of Broadcom to allot and issue shares in its capital, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting. |
Management | For | For | ||||||||||||||||
| 4. | NON-BINDING, ADVISORY VOTE To approve the compensation of Broadcom's named executive officers, as disclosed in "Compensation Discussion and Analysis" and in the compensation tables and accompanying narrative disclosure under "Executive Compensation" in Broadcom's proxy statement relating to its 2018 Annual General Meeting. |
Management | Against | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 2,385 | 0 | 09-Mar-2018 | 03-Apr-2018 | |||||||||||||
| U.S. BANCORP | ||||||||||||||||||||
| Security | 902973304 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | USB | Meeting Date | 17-Apr-2018 | |||||||||||||||||
| ISIN | US9029733048 | Agenda | 934735296 - Management | |||||||||||||||||
| Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: ANDREW CECERE | Management | For | For | ||||||||||||||||
| 1D. | Election of director: Arthur D. Collins, Jr. | Management | For | For | ||||||||||||||||
| 1E. | Election of director: Kimberly J. Harris | Management | For | For | ||||||||||||||||
| 1F. | Election of director: Roland A. Hernandez | Management | For | For | ||||||||||||||||
| 1G. | Election of director: Doreen Woo Ho | Management | For | For | ||||||||||||||||
| 1H. | Election of director: Olivia F. Kirtley | Management | For | For | ||||||||||||||||
| 1I. | Election of director: Karen S. Lynch | Management | For | For | ||||||||||||||||
| 1J. | Election of director: Richard P. McKenney | Management | For | For | ||||||||||||||||
| 1K. | Election of director: David B. O'Maley | Management | For | For | ||||||||||||||||
| 1L. | Election of director: O'dell M. Owens, M.D., M.P.H. | Management | For | For | ||||||||||||||||
| 1M. | Election of director: Craig D. Schnuck | Management | For | For | ||||||||||||||||
| 1N. | Election of director: Scott W. Wine | Management | Against | Against | ||||||||||||||||
| 2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2018 fiscal year. |
Management | For | For | ||||||||||||||||
| 3. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 23,175 | 0 | 13-Mar-2018 | 18-Apr-2018 | |||||||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | SHW | Meeting Date | 18-Apr-2018 | |||||||||||||||||
| ISIN | US8243481061 | Agenda | 934736945 - Management | |||||||||||||||||
| Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: A.F. Anton | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: D.F. Hodnik | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: R.J. Kramer | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: S.J. Kropf | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: J.G. Morikis | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: C.A. Poon | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: J.M. Stropki | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: M.H. Thaman | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: M. Thornton III | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: S.H. Wunning | Management | For | For | ||||||||||||||||
| 2. | Advisory approval of the compensation of the named executives. |
Management | For | For | ||||||||||||||||
| 3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 2,915 | 0 | 15-Mar-2018 | 19-Apr-2018 | |||||||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HON | Meeting Date | 23-Apr-2018 | |||||||||||||||||
| ISIN | US4385161066 | Agenda | 934735804 - Management | |||||||||||||||||
| Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Jaime Chico Pardo | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Linnet F. Deily | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Judd Gregg | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Clive Hollick | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: George Paz | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | ||||||||||||||||
| 4. | Reduce Ownership Threshold Required to Call a Special Meeting of Shareowners. |
Management | For | For | ||||||||||||||||
| 5. | Independent Board Chairman. | Shareholder | Against | For | ||||||||||||||||
| 6. | Report on Lobbying Payments and Policy. | Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 8,355 | 0 | 20-Mar-2018 | 24-Apr-2018 | |||||||||||||
| VF CORPORATION | ||||||||||||||||||||
| Security | 918204108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | VFC | Meeting Date | 24-Apr-2018 | |||||||||||||||||
| ISIN | US9182041080 | Agenda | 934736072 - Management | |||||||||||||||||
| Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | Richard T. Carucci | For | For | |||||||||||||||||
| 2 | Juliana L. Chugg | For | For | |||||||||||||||||
| 3 | Benno Dorer | For | For | |||||||||||||||||
| 4 | Mark S. Hoplamazian | For | For | |||||||||||||||||
| 5 | Laura W. Lang | For | For | |||||||||||||||||
| 6 | W. Alan McCollough | For | For | |||||||||||||||||
| 7 | W. Rodney McMullen | Withheld | Against | |||||||||||||||||
| 8 | Clarence Otis, Jr. | For | For | |||||||||||||||||
| 9 | Steven E. Rendle | For | For | |||||||||||||||||
| 10 | Carol L. Roberts | For | For | |||||||||||||||||
| 11 | Matthew J. Shattock | For | For | |||||||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2018 transition period and for the 2019 fiscal year. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 7,325 | 0 | 21-Mar-2018 | 25-Apr-2018 | |||||||||||||
| BB&T CORPORATION | ||||||||||||||||||||
| Security | 054937107 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BBT | Meeting Date | 24-Apr-2018 | |||||||||||||||||
| ISIN | US0549371070 | Agenda | 934736109 - Management | |||||||||||||||||
| Record Date | 14-Feb-2018 | Holding Recon Date | 14-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Jennifer S. Banner | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: K. David Boyer, Jr. | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: Anna R. Cablik | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: I. Patricia Henry | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Eric C. Kendrick | Management | Against | Against | ||||||||||||||||
| 1F. | Election of Director: Kelly S. King | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Louis B. Lynn, Ph.D. | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Charles A. Patton | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Nido R. Qubein | Management | Against | Against | ||||||||||||||||
| 1J. | Election of Director: William J. Reuter | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: Tollie W. Rich, Jr. | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Christine Sears | Management | For | For | ||||||||||||||||
| 1M. | Election of Director: Thomas E. Skains | Management | For | For | ||||||||||||||||
| 1N. | Election of Director: Thomas N. Thompson | Management | For | For | ||||||||||||||||
| 2. | Ratification of the appointment of BB&T's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| 3. | An advisory vote to approve BB&T's executive compensation program. |
Management | For | For | ||||||||||||||||
| 4. | Approval of an amendment to BB&T's bylaws eliminating supermajority voting provisions. |
Management | For | For | ||||||||||||||||
| 5. | A shareholder proposal to decrease the percentage ownership required to call a special shareholder meeting. |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 27,185 | 0 | 23-Mar-2018 | 25-Apr-2018 | |||||||||||||
| EOG RESOURCES, INC. | ||||||||||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | EOG | Meeting Date | 24-Apr-2018 | |||||||||||||||||
| ISIN | US26875P1012 | Agenda | 934736678 - Management | |||||||||||||||||
| Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Janet F. Clark | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Charles R. Crisp | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Robert P. Daniels | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: James C. Day | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: C. Christopher Gaut | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Donald F. Textor | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: William R. Thomas | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Frank G. Wisner | Management | For | For | ||||||||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP, as auditors for the year ending December 31, 2018. |
Management | For | For | ||||||||||||||||
| 3. | To approve an amendment and restatement of the EOG Resources, Inc. Employee Stock Purchase Plan to (i) increase the number of shares of Common Stock available for purchase under the plan, (ii) extend the term of the plan and (iii) effect certain other changes. |
Management | For | For | ||||||||||||||||
| 4. | To approve, by non-binding vote, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 11,625 | 0 | 21-Mar-2018 | 25-Apr-2018 | |||||||||||||
| WELLS FARGO & COMPANY | ||||||||||||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | WFC | Meeting Date | 24-Apr-2018 | |||||||||||||||||
| ISIN | US9497461015 | Agenda | 934740350 - Management | |||||||||||||||||
| Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: John D. Baker II | Management | Against | Against | ||||||||||||||||
| 1b. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Elizabeth A. Duke | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Donald M. James | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Karen B. Peetz | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: James H. Quigley | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Timothy J. Sloan | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||||||||
| 3. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. |
Management | Against | Against | ||||||||||||||||
| 4. | Shareholder Proposal - Special Shareowner Meetings. | Shareholder | For | Against | ||||||||||||||||
| 5. | Shareholder Proposal - Reform Executive Compensation Policy with Social Responsibility. |
Shareholder | Against | For | ||||||||||||||||
| 6. | Shareholder Proposal - Report on Incentive Compensation and Risks of Material Losses. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 22,270 | 0 | 03-Apr-2018 | 25-Apr-2018 | |||||||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BAC | Meeting Date | 25-Apr-2018 | |||||||||||||||||
| ISIN | US0605051046 | Agenda | 934737163 - Management | |||||||||||||||||
| Record Date | 02-Mar-2018 | Holding Recon Date | 02-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Pierre J. P. de Weck | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: Arnold W. Donald | Management | Against | Against | ||||||||||||||||
| 1G. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Thomas J. May | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Michael D. White | Management | For | For | ||||||||||||||||
| 1M. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||||||||
| 1N. | Election of Director: R. David Yost | Management | For | For | ||||||||||||||||
| 1O. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||||||||
| 2. | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution) |
Management | For | For | ||||||||||||||||
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2018 |
Management | For | For | ||||||||||||||||
| 4. | Stockholder Proposal - Independent Board Chairman | Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 75,505 | 0 | 27-Mar-2018 | 26-Apr-2018 | |||||||||||||
| PUBLIC STORAGE | ||||||||||||||||||||
| Security | 74460D109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | PSA | Meeting Date | 25-Apr-2018 | |||||||||||||||||
| ISIN | US74460D1090 | Agenda | 934740487 - Management | |||||||||||||||||
| Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | For | For | ||||||||||||||||
| 1B. | Election of Trustee: Tamara Hughes Gustavson | Management | For | For | ||||||||||||||||
| 1C. | Election of Trustee: Uri P. Harkham | Management | For | For | ||||||||||||||||
| 1D. | Election of Trustee: Leslie S. Heisz | Management | For | For | ||||||||||||||||
| 1E. | Election of Trustee: B. Wayne Hughes, Jr. | Management | For | For | ||||||||||||||||
| 1F. | Election of Trustee: Avedick B. Poladian | Management | For | For | ||||||||||||||||
| 1G. | Election of Trustee: Gary E. Pruitt | Management | For | For | ||||||||||||||||
| 1H. | Election of Trustee: Ronald P. Spogli | Management | For | For | ||||||||||||||||
| 1I. | Election of Trustee: Daniel C. Staton | Management | For | For | ||||||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||||||
| 3. | To approve an amendment to the Company's Declaration of Trust to allow shareholders to amend the Company's bylaws. |
Management | For | For | ||||||||||||||||
| 4. | Ratification of appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 6,025 | 0 | 27-Mar-2018 | 26-Apr-2018 | |||||||||||||
| CIGNA CORPORATION | ||||||||||||||||||||
| Security | 125509109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CI | Meeting Date | 25-Apr-2018 | |||||||||||||||||
| ISIN | US1255091092 | Agenda | 934742645 - Management | |||||||||||||||||
| Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A | Election of Director: David M. Cordani | Management | For | For | ||||||||||||||||
| 1B | Election of Director: Eric J. Foss | Management | For | For | ||||||||||||||||
| 1C | Election of Director: Isaiah Harris, Jr. | Management | For | For | ||||||||||||||||
| 1D | Election of Director: Roman Martinez IV | Management | For | For | ||||||||||||||||
| 1E | Election of Director: John M. Partridge | Management | For | For | ||||||||||||||||
| 1F | Election of Director: James E. Rogers | Management | For | For | ||||||||||||||||
| 1G | Election of Director: Eric C. Wiseman | Management | For | For | ||||||||||||||||
| 1H | Election of Director: Donna F. Zarcone | Management | For | For | ||||||||||||||||
| 1I | Election of Director: William D. Zollars | Management | Against | Against | ||||||||||||||||
| 2. | Advisory approval of Cigna's executive compensation. | Management | For | For | ||||||||||||||||
| 3. | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| 4. | Approval of an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority voting requirement. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 6,200 | 0 | 26-Mar-2018 | 26-Apr-2018 | |||||||||||||
| JOHNSON & JOHNSON | ||||||||||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | JNJ | Meeting Date | 26-Apr-2018 | |||||||||||||||||
| ISIN | US4781601046 | Agenda | 934737620 - Management | |||||||||||||||||
| Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Alex Gorsky | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: William D. Perez | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Charles Prince | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2018 |
Management | For | For | ||||||||||||||||
| 4. | Shareholder Proposal - Accounting for Litigation and Compliance in Executive Compensation Performance Measures |
Shareholder | For | Against | ||||||||||||||||
| 5. | Shareholder Proposal - Amendment to Shareholder Ability to Call Special Shareholder Meeting |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 16,400 | 0 | 12-Apr-2018 | 27-Apr-2018 | |||||||||||||
| AT&T INC. | ||||||||||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | T | Meeting Date | 27-Apr-2018 | |||||||||||||||||
| ISIN | US00206R1023 | Agenda | 934736236 - Management | |||||||||||||||||
| Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: William E. Kennard | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Joyce M. Roche | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Laura D'Andrea Tyson | Management | For | For | ||||||||||||||||
| 1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||||||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||||||||
| 4. | Approve Stock Purchase and Deferral Plan. | Management | For | For | ||||||||||||||||
| 5. | Approve 2018 Incentive Plan. | Management | For | For | ||||||||||||||||
| 6. | Prepare lobbying report. | Shareholder | For | Against | ||||||||||||||||
| 7. | Modify proxy access requirements. | Shareholder | Against | For | ||||||||||||||||
| 8. | Independent Chair. | Shareholder | For | Against | ||||||||||||||||
| 9. | Reduce vote required for written consent. | Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 60,325 | 0 | 30-Mar-2018 | 30-Apr-2018 | |||||||||||||
| ABBOTT LABORATORIES | ||||||||||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ABT | Meeting Date | 27-Apr-2018 | |||||||||||||||||
| ISIN | US0028241000 | Agenda | 934739840 - Management | |||||||||||||||||
| Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | R.J. Alpern | For | For | |||||||||||||||||
| 2 | R.S. Austin | For | For | |||||||||||||||||
| 3 | S.E. Blount | For | For | |||||||||||||||||
| 4 | E.M. Liddy | For | For | |||||||||||||||||
| 5 | N. McKinstry | For | For | |||||||||||||||||
| 6 | P.N. Novakovic | For | For | |||||||||||||||||
| 7 | W.A. Osborn | For | For | |||||||||||||||||
| 8 | S.C. Scott III | For | For | |||||||||||||||||
| 9 | D.J. Starks | For | For | |||||||||||||||||
| 10 | J.G. Stratton | For | For | |||||||||||||||||
| 11 | G.F. Tilton | For | For | |||||||||||||||||
| 12 | M.D. White | For | For | |||||||||||||||||
| 2. | Ratification of Ernst & Young LLP as Auditors | Management | For | For | ||||||||||||||||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation |
Management | For | For | ||||||||||||||||
| 4. | Shareholder Proposal - Independent Board Chairman | Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 22,090 | 0 | 26-Mar-2018 | 30-Apr-2018 | |||||||||||||
| THE BOEING COMPANY | ||||||||||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BA | Meeting Date | 30-Apr-2018 | |||||||||||||||||
| ISIN | US0970231058 | Agenda | 934739927 - Management | |||||||||||||||||
| Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Robert A. Bradway | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: David L. Calhoun | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Arthur D. Collins Jr. | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Kenneth M. Duberstein | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Lynn J. Good | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Caroline B. Kennedy | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Edward M. Liddy | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Dennis A. Muilenburg | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||||||||||
| 1m. | Election of Director: Mike S. Zafirovski | Management | For | For | ||||||||||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||||||||||
| 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2018. |
Management | For | For | ||||||||||||||||
| 4. | Additional Report on Lobbying Activities. | Shareholder | Against | For | ||||||||||||||||
| 5. | Reduce Threshold to Call Special Shareholder Meetings from 25% to 10%. |
Shareholder | For | Against | ||||||||||||||||
| 6. | Independent Board Chairman. | Shareholder | For | Against | ||||||||||||||||
| 7. | Require Shareholder Approval to Increase the Size of the Board to More Than 14. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 3,875 | 0 | 03-Apr-2018 | 01-May-2018 | |||||||||||||
| PEPSICO, INC. | ||||||||||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | PEP | Meeting Date | 02-May-2018 | |||||||||||||||||
| ISIN | US7134481081 | Agenda | 934743041 - Management | |||||||||||||||||
| Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Shona L. Brown | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: George W. Buckley | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Cesar Conde | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Ian M. Cook | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Dina Dublon | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: William R. Johnson | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: David C. Page | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Daniel Vasella | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Darren Walker | Management | For | For | ||||||||||||||||
| 1m. | Election of Director: Alberto Weisser | Management | For | For | ||||||||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||||||||||
| 3. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||||||||||
| 4. | Special shareowner meeting improvement. | Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 10,750 | 0 | 26-Mar-2018 | 03-May-2018 | |||||||||||||
| GENERAL DYNAMICS CORPORATION | ||||||||||||||||||||
| Security | 369550108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | GD | Meeting Date | 02-May-2018 | |||||||||||||||||
| ISIN | US3695501086 | Agenda | 934744536 - Management | |||||||||||||||||
| Record Date | 08-Mar-2018 | Holding Recon Date | 08-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: James S. Crown | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Rudy F. deLeon | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Lester L. Lyles | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Mark M. Malcolm | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: C. Howard Nye | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: William A. Osborn | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Catherine B. Reynolds | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Laura J. Schumacher | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Peter A. Wall | Management | For | For | ||||||||||||||||
| 2. | Advisory Vote on the Selection of Independent Auditors | Management | For | For | ||||||||||||||||
| 3. | Advisory Vote to approve Executive Compensation | Management | For | For | ||||||||||||||||
| 4. | Shareholder Proposal to reduce the ownership threshold required to call a special shareholder meeting |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 6,150 | 0 | 29-Mar-2018 | 03-May-2018 | |||||||||||||
| WEC ENERGY GROUP, INC. | ||||||||||||||||||||
| Security | 92939U106 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | WEC | Meeting Date | 03-May-2018 | |||||||||||||||||
| ISIN | US92939U1060 | Agenda | 934741895 - Management | |||||||||||||||||
| Record Date | 22-Feb-2018 | Holding Recon Date | 22-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: John F. Bergstrom | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Barbara L. Bowles | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: William J. Brodsky | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: Albert J. Budney, Jr. | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Patricia W. Chadwick | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: Curt S. Culver | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Danny L. Cunningham | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: William M. Farrow III | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Thomas J. Fischer | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Gale E. Klappa | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: Henry W. Knueppel | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Allen L. Leverett | Management | For | For | ||||||||||||||||
| 1M. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||||||||||
| 1N. | Election of Director: Mary Ellen Stanek | Management | For | For | ||||||||||||||||
| 2. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2018 |
Management | For | For | ||||||||||||||||
| 3. | Advisory Vote to Approve Compensation of the Named Executive Officers |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 18,700 | 0 | 29-Mar-2018 | 04-May-2018 | |||||||||||||
| ALLETE, INC. | ||||||||||||||||||||
| Security | 018522300 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ALE | Meeting Date | 08-May-2018 | |||||||||||||||||
| ISIN | US0185223007 | Agenda | 934748611 - Management | |||||||||||||||||
| Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Kathryn W. Dindo | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Sidney W. Emery, Jr. | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: George G. Goldfarb | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: James S. Haines, Jr. | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Alan R. Hodnik | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: James J. Hoolihan | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Heidi E. Jimmerson | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Madeleine W. Ludlow | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Susan K. Nestegard | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Douglas C. Neve | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: Robert P. Powers | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Leonard C. Rodman | Management | For | For | ||||||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 9,105 | 0 | 04-Apr-2018 | 09-May-2018 | |||||||||||||
| SIMON PROPERTY GROUP, INC. | ||||||||||||||||||||
| Security | 828806109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | SPG | Meeting Date | 08-May-2018 | |||||||||||||||||
| ISIN | US8288061091 | Agenda | 934758357 - Management | |||||||||||||||||
| Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Glyn F. Aeppel | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Larry C. Glasscock | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Karen N. Horn, Ph.D. | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Allan Hubbard | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Reuben S. Leibowitz | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Gary M. Rodkin | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Stefan M. Selig | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Daniel C. Smith, Ph.D. | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: J. Albert Smith, Jr. | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Marta R. Stewart | Management | For | For | ||||||||||||||||
| 2. | An advisory vote to approve the compensation of our Named Executive Officers. |
Management | For | For | ||||||||||||||||
| 3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| 4. | A shareholder proposal that any future employment agreement with our CEO does not provide any termination benefits following a change in control. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 7,875 | 0 | 17-Apr-2018 | 09-May-2018 | |||||||||||||
| UNION PACIFIC CORPORATION | ||||||||||||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | UNP | Meeting Date | 10-May-2018 | |||||||||||||||||
| ISIN | US9078181081 | Agenda | 934753890 - Management | |||||||||||||||||
| Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Andrew H. Card Jr. | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Erroll B. Davis Jr. | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: David B. Dillon | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Lance M. Fritz | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Jane H. Lute | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Michael R. McCarthy | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Thomas F. McLarty III | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Jose H. Villarreal | Management | For | For | ||||||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2018. |
Management | For | For | ||||||||||||||||
| 3. | An advisory vote to approve executive compensation ("Say on Pay"). |
Management | For | For | ||||||||||||||||
| 4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 9,485 | 0 | 16-Apr-2018 | 11-May-2018 | |||||||||||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CL | Meeting Date | 11-May-2018 | |||||||||||||||||
| ISIN | US1941621039 | Agenda | 934753078 - Management | |||||||||||||||||
| Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Charles A. Bancroft | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: John P. Bilbrey | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: John T. Cahill | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Ian Cook | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Ellen M. Hancock | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Michael B. Polk | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Stephen I. Sadove | Management | For | For | ||||||||||||||||
| 2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. |
Management | For | For | ||||||||||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||||||||
| 4. | Stockholder proposal on 10% threshold to call special shareholder meetings. |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 17,950 | 0 | 06-Apr-2018 | 14-May-2018 | |||||||||||||
| MOTOROLA SOLUTIONS, INC. | ||||||||||||||||||||
| Security | 620076307 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | MSI | Meeting Date | 14-May-2018 | |||||||||||||||||
| ISIN | US6200763075 | Agenda | 934762863 - Management | |||||||||||||||||
| Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 11-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Gregory Q. Brown | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Kenneth D. Denman | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Egon P. Durban | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Judy C. Lewent | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Gregory K. Mondre | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Anne R. Pramaggiore | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Samuel C. Scott, III | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Joseph M. Tucci | Management | For | For | ||||||||||||||||
| 2. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for 2018. |
Management | For | For | ||||||||||||||||
| 4. | Stockholder Proposal re: Ethical Recruitment in Global Supply Chains. |
Shareholder | Against | For | ||||||||||||||||
| 5. | Stockholder Proposal re: Independent Director with Human Rights Expertise. |
Shareholder | Against | For | ||||||||||||||||
| 6. | Stockholder Proposal re: Lobbying Disclosure. | Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 14,250 | 0 | 20-Apr-2018 | 15-May-2018 | |||||||||||||
| ARTHUR J. GALLAGHER & CO. | ||||||||||||||||||||
| Security | 363576109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | AJG | Meeting Date | 15-May-2018 | |||||||||||||||||
| ISIN | US3635761097 | Agenda | 934753460 - Management | |||||||||||||||||
| Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: William L. Bax | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: D. John Coldman | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Frank E. English, Jr. | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: J. Patrick Gallagher, Jr. | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Elbert O. Hand | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: David S. Johnson | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Kay W. McCurdy | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Ralph J. Nicoletti | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Norman L. Rosenthal | Management | For | For | ||||||||||||||||
| 2. | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditor for 2018. |
Management | For | For | ||||||||||||||||
| 3. | Approval, on an Advisory Basis, of the Compensation of our Named Executive Officers. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 18,900 | 0 | 19-Apr-2018 | 16-May-2018 | |||||||||||||
| JPMORGAN CHASE & CO. | ||||||||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | JPM | Meeting Date | 15-May-2018 | |||||||||||||||||
| ISIN | US46625H1005 | Agenda | 934764463 - Management | |||||||||||||||||
| Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: James A. Bell | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: James S. Crown | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: James Dimon | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Laban P. Jackson Jr. | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Lee R. Raymond | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: William C. Weldon | Management | Against | Against | ||||||||||||||||
| 2. | Ratification of special meeting provisions in the Firm's By- Laws |
Management | Against | Against | ||||||||||||||||
| 3. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||||||||||
| 4. | Approval of Amended and Restated Long-Term Incentive Plan effective May 15, 2018 |
Management | For | For | ||||||||||||||||
| 5. | Ratification of independent registered public accounting firm |
Management | For | For | ||||||||||||||||
| 6. | Independent Board chairman | Shareholder | For | Against | ||||||||||||||||
| 7. | Vesting for government service | Shareholder | Against | For | ||||||||||||||||
| 8. | Proposal to report on investments tied to genocide | Shareholder | Against | For | ||||||||||||||||
| 9. | Cumulative Voting | Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 20,189 | 0 | 20-Apr-2018 | 16-May-2018 | |||||||||||||
| HALLIBURTON COMPANY | ||||||||||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HAL | Meeting Date | 16-May-2018 | |||||||||||||||||
| ISIN | US4062161017 | Agenda | 934760871 - Management | |||||||||||||||||
| Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: William E. Albrecht | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: James R. Boyd | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Milton Carroll | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Nance K. Dicciani | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Jose C. Grubisich | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: David J. Lesar | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Robert A. Malone | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Debra L. Reed | Management | For | For | ||||||||||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. |
Management | For | For | ||||||||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | Against | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 18,850 | 0 | 11-Apr-2018 | 17-May-2018 | |||||||||||||
| THE HOME DEPOT, INC. | ||||||||||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HD | Meeting Date | 17-May-2018 | |||||||||||||||||
| ISIN | US4370761029 | Agenda | 934760136 - Management | |||||||||||||||||
| Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Ari Bousbib | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: J. Frank Brown | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Albert P. Carey | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Armando Codina | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Helena B. Foulkes | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Craig A. Menear | Management | For | For | ||||||||||||||||
| 1m. | Election of Director: Mark Vadon | Management | For | For | ||||||||||||||||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||||||||||||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") |
Management | For | For | ||||||||||||||||
| 4. | Shareholder Proposal Regarding Semi-Annual Report on Political Contributions |
Shareholder | Against | For | ||||||||||||||||
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | For | Against | ||||||||||||||||
| 6. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares |
Shareholder | For | Against | ||||||||||||||||
| 7. | Shareholder Proposal Regarding Amendment of Compensation Clawback Policy |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 6,780 | 0 | 18-Apr-2018 | 18-May-2018 | |||||||||||||
| CHUBB LIMITED | ||||||||||||||||||||
| Security | H1467J104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CB | Meeting Date | 17-May-2018 | |||||||||||||||||
| ISIN | CH0044328745 | Agenda | 934772648 - Management | |||||||||||||||||
| Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||||||
| City / | Country | / | Bermuda | Vote Deadline Date | 15-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2017 |
Management | For | For | ||||||||||||||||
| 2a | Allocation of disposable profit | Management | For | For | ||||||||||||||||
| 2b | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) |
Management | For | For | ||||||||||||||||
| 3 | Discharge of the Board of Directors | Management | For | For | ||||||||||||||||
| 4a | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor |
Management | For | For | ||||||||||||||||
| 4b | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting |
Management | For | For | ||||||||||||||||
| 4c | Election of Auditor: Election of BDO AG (Zurich) as special audit firm |
Management | For | For | ||||||||||||||||
| 5a | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||||||||||
| 5b | Election of Director: Robert M. Hernandez | Management | For | For | ||||||||||||||||
| 5c | Election of Director: Michael G. Atieh | Management | For | For | ||||||||||||||||
| 5d | Election of Director: Sheila P. Burke | Management | For | For | ||||||||||||||||
| 5e | Election of Director: James I. Cash | Management | For | For | ||||||||||||||||
| 5f | Election of Director: Mary Cirillo | Management | For | For | ||||||||||||||||
| 5g | Election of Director: Michael P. Connors | Management | Against | Against | ||||||||||||||||
| 5h | Election of Director: John A. Edwardson | Management | For | For | ||||||||||||||||
| 5i | Election of Director: Kimberly A. Ross | Management | For | For | ||||||||||||||||
| 5j | Election of Director: Robert W. Scully | Management | For | For | ||||||||||||||||
| 5k | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||||||||||
| 5l | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||||||||||
| 5m | Election of Director: David H. Sidwell | Management | For | For | ||||||||||||||||
| 5n | Election of Director: Olivier Steimer | Management | For | For | ||||||||||||||||
| 5o | Election of Director: James M. Zimmerman | Management | For | For | ||||||||||||||||
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors |
Management | For | For | ||||||||||||||||
| 7a | Election of the Compensation Committee of the Board of Directors: Michael P. Connors |
Management | Against | Against | ||||||||||||||||
| 7b | Election of the Compensation Committee of the Board of Directors: Mary Cirillo |
Management | For | For | ||||||||||||||||
| 7c | Election of the Compensation Committee of the Board of Directors: Robert M. Hernandez |
Management | For | For | ||||||||||||||||
| 7d | Election of the Compensation Committee of the Board of Directors: James M. Zimmerman |
Management | For | For | ||||||||||||||||
| 8 | Election of Homburger AG as independent proxy | Management | For | For | ||||||||||||||||
| 9 | Amendment to the Articles of Association relating to authorized share capital for general purposes |
Management | For | For | ||||||||||||||||
| 10a | Compensation of the Board of Directors until the next annual general meeting |
Management | For | For | ||||||||||||||||
| 10b | Compensation of Executive Management for the next calendar year |
Management | For | For | ||||||||||||||||
| 11 | Advisory vote to approve executive compensation under U.S. securities law requirements |
Management | For | For | ||||||||||||||||
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. |
Management | Abstain | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 8,600 | 0 | 19-Apr-2018 | 17-May-2018 | |||||||||||||
| INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||||||||||
| Security | 45866F104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ICE | Meeting Date | 18-May-2018 | |||||||||||||||||
| ISIN | US45866F1049 | Agenda | 934767065 - Management | |||||||||||||||||
| Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Hon. Sharon Y. Bowen | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Ann M. Cairns | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Charles R. Crisp | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Duriya M. Farooqui | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Jean-Marc Forneri | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: The Rt. Hon. the Lord Hague of Richmond |
Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Hon. Frederick W. Hatfield | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Thomas E. Noonan | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Frederic V. Salerno | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Jeffrey C. Sprecher | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Judith A. Sprieser | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Vincent Tese | Management | Against | Against | ||||||||||||||||
| 2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. |
Management | For | For | ||||||||||||||||
| 3. | To approve the Intercontinental Exchange, Inc. 2018 Employee Stock Purchase Plan. |
Management | For | For | ||||||||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 18,100 | 0 | 19-Apr-2018 | 21-May-2018 | |||||||||||||
| MORGAN STANLEY | ||||||||||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | MS | Meeting Date | 24-May-2018 | |||||||||||||||||
| ISIN | US6174464486 | Agenda | 934776901 - Management | |||||||||||||||||
| Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Alistair Darling | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: James P. Gorman | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Jami Miscik | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Hutham S. Olayan | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Ryosuke Tamakoshi | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor |
Management | For | For | ||||||||||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) |
Management | For | For | ||||||||||||||||
| 4. | Shareholder proposal regarding a policy to prohibit vesting of deferred equity awards for senior executives who resign to enter government service |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 22,600 | 0 | 03-May-2018 | 25-May-2018 | |||||||||||||
| NEXTERA ENERGY, INC. | ||||||||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | NEE | Meeting Date | 24-May-2018 | |||||||||||||||||
| ISIN | US65339F1012 | Agenda | 934779832 - Management | |||||||||||||||||
| Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: James L. Camaren | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Toni Jennings | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: James L. Robo | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Rudy E. Schupp | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: John L. Skolds | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: William H. Swanson | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Hansel E. Tookes, II | Management | For | For | ||||||||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2018 |
Management | For | For | ||||||||||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement |
Management | For | For | ||||||||||||||||
| 4. | A proposal by Myra Young entitled "Right to Act by Written Consent" to request the NextEra Energy Board of Directors to permit shareholder action by written consent |
Shareholder | For | Against | ||||||||||||||||
| 5. | A proposal by the Comptroller of the State of New York, Thomas P. DiNapoli, entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 8,400 | 0 | 27-Apr-2018 | 25-May-2018 | |||||||||||||
| CHEVRON CORPORATION | ||||||||||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CVX | Meeting Date | 30-May-2018 | |||||||||||||||||
| ISIN | US1667641005 | Agenda | 934787308 - Management | |||||||||||||||||
| Record Date | 02-Apr-2018 | Holding Recon Date | 02-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 29-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: W.M. Austin | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: J.B. Frank | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: A.P. Gast | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: C.W. Moorman IV | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: D.F. Moyo | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: R.D. Sugar | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: I.G. Thulin | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: D.J. Umpleby III | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: M.K. Wirth | Management | For | For | ||||||||||||||||
| 2. | Ratification of Appointment of PWC as Independent Registered Public Accounting Firm |
Management | For | For | ||||||||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||||||||||
| 4. | Report on Lobbying | Shareholder | For | Against | ||||||||||||||||
| 5. | Report on Feasibility of Policy on Not Doing Business With Conflict Complicit Governments |
Shareholder | Against | For | ||||||||||||||||
| 6. | Report on Transition to a Low Carbon Business Model | Shareholder | Against | For | ||||||||||||||||
| 7. | Report on Methane Emissions | Shareholder | For | Against | ||||||||||||||||
| 8. | Adopt Policy on Independent Chairman | Shareholder | For | Against | ||||||||||||||||
| 9. | Recommend Independent Director with Environmental Expertise |
Shareholder | Against | For | ||||||||||||||||
| 10. | Set Special Meetings Threshold at 10% | Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 10,195 | 0 | 08-May-2018 | 31-May-2018 | |||||||||||||
| CVS HEALTH CORPORATION | ||||||||||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CVS | Meeting Date | 04-Jun-2018 | |||||||||||||||||
| ISIN | US1266501006 | Agenda | 934794973 - Management | |||||||||||||||||
| Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-Jun-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Richard M. Bracken | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: C. David Brown II | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: David W. Dorman | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Larry J. Merlo | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Richard J. Swift | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: William C. Weldon | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Tony L. White | Management | For | For | ||||||||||||||||
| 2. | Proposal to ratify appointment of independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| 3. | Say on Pay - an advisory vote on the approval of executive compensation. |
Management | For | For | ||||||||||||||||
| 4. | Proposal to approve an amendment to the Company's Certificate of Incorporation to reduce the ownership threshold for our stockholders' right to call special meetings. |
Management | For | For | ||||||||||||||||
| 5. | Stockholder proposal regarding executive pay confidential voting. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 19,370 | 0 | 14-May-2018 | 05-Jun-2018 | |||||||||||||
| ALPHABET INC. | ||||||||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 06-Jun-2018 | |||||||||||||||||
| ISIN | US02079K3059 | Agenda | 934803188 - Management | |||||||||||||||||
| Record Date | 18-Apr-2018 | Holding Recon Date | 18-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 05-Jun-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | Larry Page | For | For | |||||||||||||||||
| 2 | Sergey Brin | For | For | |||||||||||||||||
| 3 | Eric E. Schmidt | For | For | |||||||||||||||||
| 4 | L. John Doerr | Withheld | Against | |||||||||||||||||
| 5 | Roger W. Ferguson, Jr. | For | For | |||||||||||||||||
| 6 | Diane B. Greene | For | For | |||||||||||||||||
| 7 | John L. Hennessy | For | For | |||||||||||||||||
| 8 | Ann Mather | Withheld | Against | |||||||||||||||||
| 9 | Alan R. Mulally | For | For | |||||||||||||||||
| 10 | Sundar Pichai | For | For | |||||||||||||||||
| 11 | K. Ram Shriram | For | For | |||||||||||||||||
| 2. | The ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||||||||||
| 3. | The approval of amendments to Alphabet's 2012 Stock Plan to increase the share reserve by 11,500,000 shares of Class C capital stock and to prohibit the repricing of stock options granted under the 2012 Stock Plan without stockholder approval. |
Management | For | For | ||||||||||||||||
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||||||||||
| 5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||||||||||
| 6. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||||||||||
| 7. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||||||||||
| 8. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||||||||||
| 9. | A stockholder proposal regarding board diversity and qualifications, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||||||||||
| 10. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 1,273 | 0 | 15-May-2018 | 07-Jun-2018 | |||||||||||||
| DIAMONDBACK ENERGY, INC. | ||||||||||||||||||||
| Security | 25278X109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | FANG | Meeting Date | 07-Jun-2018 | |||||||||||||||||
| ISIN | US25278X1090 | Agenda | 934804635 - Management | |||||||||||||||||
| Record Date | 13-Apr-2018 | Holding Recon Date | 13-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Jun-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A | Election of Director: Steven E. West | Management | For | For | ||||||||||||||||
| 1B | Election of Director: Travis D. Stice | Management | For | For | ||||||||||||||||
| 1C | Election of Director: Michael L. Hollis | Management | For | For | ||||||||||||||||
| 1D | Election of Director: Michael P. Cross | Management | For | For | ||||||||||||||||
| 1E | Election of Director: David L. Houston | Management | For | For | ||||||||||||||||
| 1F | Election of Director: Mark L. Plaumann | Management | For | For | ||||||||||||||||
| 1G | Election of Director: Melanie M. Trent | Management | For | For | ||||||||||||||||
| 2. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers |
Management | For | For | ||||||||||||||||
| 3. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2018 |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 9,870 | 0 | 09-May-2018 | 08-Jun-2018 | |||||||||||||
| COMCAST CORPORATION | ||||||||||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CMCSA | Meeting Date | 11-Jun-2018 | |||||||||||||||||
| ISIN | US20030N1019 | Agenda | 934808265 - Management | |||||||||||||||||
| Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-Jun-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||||||||||
| 2 | Madeline S. Bell | Withheld | Against | |||||||||||||||||
| 3 | Sheldon M. Bonovitz | For | For | |||||||||||||||||
| 4 | Edward D. Breen | Withheld | Against | |||||||||||||||||
| 5 | Gerald L. Hassell | Withheld | Against | |||||||||||||||||
| 6 | Jeffrey A. Honickman | For | For | |||||||||||||||||
| 7 | Maritza G. Montiel | For | For | |||||||||||||||||
| 8 | Asuka Nakahara | For | For | |||||||||||||||||
| 9 | David C. Novak | Withheld | Against | |||||||||||||||||
| 10 | Brian L. Roberts | For | For | |||||||||||||||||
| 2. | Ratification of the appointment of our independent auditors |
Management | For | For | ||||||||||||||||
| 3. | Advisory vote on executive compensation | Management | Against | Against | ||||||||||||||||
| 4. | To provide a lobbying report | Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 31,260 | 0 | 16-May-2018 | 12-Jun-2018 | |||||||||||||
| WESTERN ALLIANCE BANCORPORATION | ||||||||||||||||||||
| Security | 957638109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | WAL | Meeting Date | 12-Jun-2018 | |||||||||||||||||
| ISIN | US9576381092 | Agenda | 934806223 - Management | |||||||||||||||||
| Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 11-Jun-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Bruce Beach | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: William S. Boyd | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Howard N. Gould | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Steven J. Hilton | Management | Against | Against | ||||||||||||||||
| 1e. | Election of Director: Marianne Boyd Johnson | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Robert P. Latta | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Cary Mack | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Todd Marshall | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: James E. Nave, D.V.M. | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Michael Patriarca | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Robert Gary Sarver | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Donald D. Snyder | Management | For | For | ||||||||||||||||
| 1m. | Election of Director: Sung Won Sohn, Ph.D. | Management | For | For | ||||||||||||||||
| 1n. | Election of Director: Kenneth A. Vecchione | Management | For | For | ||||||||||||||||
| 2. | Approve, on a non-binding advisory basis, executive compensation. |
Management | For | For | ||||||||||||||||
| 3. | Vote, on a non-binding advisory basis, on the frequency of executive compensation votes. |
Management | 1 Year | For | ||||||||||||||||
| 4. | Ratify the appointment of RSM US LLP as the Company's independent auditor. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382688 | WESTWOOD EQUITY FUND |
4367 | BNY MELLON | 22,300 | 0 | 19-May-2018 | 13-Jun-2018 | |||||||||||||
|
ProxyEdge Meeting Date Range: 07/01/2017 - 06/30/2018 The TETON Westwood Mid-Cap Equity Fund |
Report Date: 07/01/2018 1 |
| Investment Company Report | ||||||||||||
| LEGG MASON, INC. | ||||||||||||
| Security | 524901105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LM | Meeting Date | 25-Jul-2017 | |||||||||
| ISIN | US5249011058 | Agenda | 934648835 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT E. ANGELICA | For | For | |||||||||
| 2 | TIANQIAO CHEN | For | For | |||||||||
| 3 | WEN-YU "ROBERT" CHIU | For | For | |||||||||
| 4 | CAROL ANTHONY DAVIDSON | For | For | |||||||||
| 5 | BARRY W. HUFF | For | For | |||||||||
| 6 | JOHN V. MURPHY | For | For | |||||||||
| 7 | W. ALLEN REED | For | For | |||||||||
| 8 | MARGARET M. RICHARDSON | For | For | |||||||||
| 9 | KURT L. SCHMOKE | For | For | |||||||||
| 10 | JOSEPH A. SULLIVAN | For | For | |||||||||
| 2. | APPROVAL OF THE LEGG MASON, INC. 2017 EQUITY INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 3. | APPROVAL OF THE AMENDMENT OF THE LEGG MASON, INC. EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 4. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5. | AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH TO HOLD AN ADVISORY VOTE ON THE COMPENSATION OF LEGG MASON'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||
| 6. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LEGG MASON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| REXNORD CORPORATION | ||||||||||||
| Security | 76169B102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RXN | Meeting Date | 27-Jul-2017 | |||||||||
| ISIN | US76169B1026 | Agenda | 934643203 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | THOMAS D. CHRISTOPOUL | For | For | |||||||||
| 2 | PAUL W. JONES | For | For | |||||||||
| 3 | JOHN S. STROUP | For | For | |||||||||
| 2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. |
Management | For | For | ||||||||
| ENERSYS | ||||||||||||
| Security | 29275Y102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ENS | Meeting Date | 02-Aug-2017 | |||||||||
| ISIN | US29275Y1029 | Agenda | 934652303 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF CLASS I DIRECTOR: JOHN F. LEHMAN | Management | For | For | ||||||||
| 1B. | ELECTION OF CLASS I DIRECTOR: DENNIS S. MARLO |
Management | For | For | ||||||||
| 1C. | ELECTION OF CLASS I DIRECTOR: PAUL J. TUFANO | Management | For | For | ||||||||
| 2. | TO APPROVE, RATIFY AND ADOPT THE ENERSYS 2017 EQUITY INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 4. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF ENERSYS' NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| ORBITAL ATK, INC. | ||||||||||||
| Security | 68557N103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OA | Meeting Date | 10-Aug-2017 | |||||||||
| ISIN | US68557N1037 | Agenda | 934652961 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ROXANNE J. DECYK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: LENNARD A. FISK | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: RONALD R. FOGLEMAN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: RONALD T. KADISH | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: TIG H. KREKEL | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DOUGLAS L. MAINE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ROMAN MARTINEZ IV | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JANICE I. OBUCHOWSKI | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JAMES G. ROCHE | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: HARRISON H. SCHMITT | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: DAVID W. THOMPSON | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: SCOTT L. WEBSTER | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF ORBITAL ATK'S NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| RALPH LAUREN CORPORATION | ||||||||||||
| Security | 751212101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RL | Meeting Date | 10-Aug-2017 | |||||||||
| ISIN | US7512121010 | Agenda | 934652997 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | FRANK A. BENNACK, JR. | For | For | |||||||||
| 2 | JOEL L. FLEISHMAN | For | For | |||||||||
| 3 | HUBERT JOLY | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2018. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AND OUR COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES AS DESCRIBED IN OUR 2017 PROXY STATEMENT. |
Management | For | For | ||||||||
| 4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 5. | APPROVAL OF OUR AMENDED AND RESTATED EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. |
Management | For | For | ||||||||
| PATTERSON COMPANIES, INC. | ||||||||||||
| Security | 703395103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PDCO | Meeting Date | 18-Sep-2017 | |||||||||
| ISIN | US7033951036 | Agenda | 934665223 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN D. BUCK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ALEX N. BLANCO | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JODY H. FERAGEN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: SARENA S. LIN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ELLEN A. RUDNICK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: NEIL A. SCHRIMSHER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: LES C. VINNEY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JAMES W. WILTZ | Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 28, 2018. |
Management | For | For | ||||||||
| ETHAN ALLEN INTERIORS INC. | ||||||||||||
| Security | 297602104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ETH | Meeting Date | 15-Nov-2017 | |||||||||
| ISIN | US2976021046 | Agenda | 934684259 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: M. FAROOQ KATHWARI | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES B. CARLSON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN J. DOONER, JR. | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DOMENICK J. ESPOSITO | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MARY GARRETT | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES W. SCHMOTTER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: TARA I. STACOM | Management | For | For | ||||||||
| 2. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF HOLDING THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||
| 4. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| VERSUM MATERIALS, INC. | ||||||||||||
| Security | 92532W103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VSM | Meeting Date | 30-Jan-2018 | |||||||||
| ISIN | US92532W1036 | Agenda | 934713579 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | SEIFI GHASEMI | For | For | |||||||||
| 2 | GUILLERMO NOVO | For | For | |||||||||
| 3 | JACQUES CROISETIERE | For | For | |||||||||
| 4 | DR. YI HYON PAIK | For | For | |||||||||
| 5 | THOMAS J. RIORDAN | For | For | |||||||||
| 6 | SUSAN C. SCHNABEL | For | For | |||||||||
| 7 | ALEJANDRO D. WOLFF | For | For | |||||||||
| 2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2018. |
Management | For | For | ||||||||
| 3. | APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). |
Management | For | For | ||||||||
| 4. | APPROVE OUR AMENDED AND RESTATED LONG- TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | APPROVE OUR AMENDED AND RESTATED SHORT- TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
| ESTERLINE TECHNOLOGIES CORPORATION | ||||||||||||
| Security | 297425100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ESL | Meeting Date | 08-Feb-2018 | |||||||||
| ISIN | US2974251009 | Agenda | 934716056 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Delores M. Etter | Management | For | For | ||||||||
| 1.2 | Election of Director: Mary L. Howell | Management | For | For | ||||||||
| 2. | To approve the proposal to amend the Restated Certificate of Incorporation to declassify the Board of Directors. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers for the fiscal year ended September 29, 2017. |
Management | For | For | ||||||||
| 4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 28, 2018. |
Management | For | For | ||||||||
| TOLL BROTHERS, INC. | ||||||||||||
| Security | 889478103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TOL | Meeting Date | 13-Mar-2018 | |||||||||
| ISIN | US8894781033 | Agenda | 934726502 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Robert I. Toll | Management | For | For | ||||||||
| 1B. | Election of Director: Douglas C. Yearley, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Edward G. Boehne | Management | For | For | ||||||||
| 1D. | Election of Director: Richard J. Braemer | Management | For | For | ||||||||
| 1E. | Election of Director: Christine N. Garvey | Management | For | For | ||||||||
| 1F. | Election of Director: Carl B. Marbach | Management | For | For | ||||||||
| 1G. | Election of Director: John A. McLean | Management | For | For | ||||||||
| 1H. | Election of Director: Stephen A. Novick | Management | For | For | ||||||||
| 1I. | Election of Director: Wendell E. Pritchett | Management | For | For | ||||||||
| 1J. | Election of Director: Paul E. Shapiro | Management | For | For | ||||||||
| 2. | The ratification of the re-appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2018 fiscal year. |
Management | For | For | ||||||||
| 3. | The approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| CIENA CORPORATION | ||||||||||||
| Security | 171779309 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CIEN | Meeting Date | 03-Apr-2018 | |||||||||
| ISIN | US1717793095 | Agenda | 934729015 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Class III Director: Bruce L. Claflin | Management | For | For | ||||||||
| 1B. | Election of Class III Director: Patrick T. Gallagher | Management | For | For | ||||||||
| 1C. | Election of Class III Director: T. Michael Nevens | Management | For | For | ||||||||
| 1D. | Election of Class II Director: William D. Fathers | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote on our named executive officer compensation, as described in these proxy materials. |
Management | For | For | ||||||||
| IHS MARKIT LTD | ||||||||||||
| Security | G47567105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | INFO | Meeting Date | 11-Apr-2018 | |||||||||
| ISIN | BMG475671050 | Agenda | 934731969 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Dinyar S. Devitre | For | For | |||||||||
| 2 | Nicoletta Giadrossi | For | For | |||||||||
| 3 | Robert P. Kelly | For | For | |||||||||
| 4 | Deborah D. McWhinney | For | For | |||||||||
| 2. | To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 4. | To approve amendments to the Company's bye-laws to declassify the Board of Directors. |
Management | For | For | ||||||||
| 5. | To approve amendments to the Company's bye-laws to implement majority voting in uncontested director elections and certain other related, administrative or immaterial changes. |
Management | For | For | ||||||||
| HANESBRANDS INC. | ||||||||||||
| Security | 410345102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HBI | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US4103451021 | Agenda | 934736197 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | ||||||||
| 1B. | Election of Director: Bobby J. Griffin | Management | For | For | ||||||||
| 1C. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1D. | Election of Director: Jessica T. Mathews | Management | For | For | ||||||||
| 1E. | Election of Director: Franck J. Moison | Management | For | For | ||||||||
| 1F. | Election of Director: Robert F. Moran | Management | For | For | ||||||||
| 1G. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||
| 1H. | Election of Director: Richard A. Noll | Management | For | For | ||||||||
| 1I. | Election of Director: David V. Singer | Management | For | For | ||||||||
| 1J. | Election of Director: Ann E. Ziegler | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2018 fiscal year |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, executive compensation as described in the proxy statement for the Annual Meeting |
Management | For | For | ||||||||
| RPC, INC. | ||||||||||||
| Security | 749660106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RES | Meeting Date | 24-Apr-2018 | |||||||||
| ISIN | US7496601060 | Agenda | 934750022 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | GARY W. ROLLINS | For | For | |||||||||
| 2 | RICHARD A. HUBBELL | For | For | |||||||||
| 3 | LARRY L. PRINCE | For | For | |||||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| CONVERGYS CORPORATION | ||||||||||||
| Security | 212485106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVG | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US2124851062 | Agenda | 934735385 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Andrea J. Ayers | For | For | |||||||||
| 2 | Cheryl K. Beebe | For | For | |||||||||
| 3 | Richard R. Devenuti | For | For | |||||||||
| 4 | Jeffrey H. Fox | For | For | |||||||||
| 5 | Joseph E. Gibbs | For | For | |||||||||
| 6 | Joan E. Herman | For | For | |||||||||
| 7 | Robert E. Knowling, Jr. | For | For | |||||||||
| 8 | Thomas L. Monahan III | For | For | |||||||||
| 9 | Ronald L. Nelson | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | To approve the Convergys Corporation 2018 Long-Term Incentive Plan. |
Management | Against | Against | ||||||||
| DIEBOLD NIXDORF, INCORPORATED | ||||||||||||
| Security | 253651103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DBD | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US2536511031 | Agenda | 934741922 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Patrick W. Allender | Management | For | For | ||||||||
| 1b. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||
| 1c. | Election of Director: Richard L. Crandall | Management | For | For | ||||||||
| 1d. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||
| 1e. | Election of Director: Dr. Dieter W. Dusedau | Management | For | For | ||||||||
| 1f. | Election of Director: Gale S. Fitzgerald | Management | For | For | ||||||||
| 1g. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||
| 1h. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||
| 1i. | Election of Director: Rajesh K. Soin | Management | For | For | ||||||||
| 1j. | Election of Director: Alan J. Weber | Management | For | For | ||||||||
| 1k. | Election of Director: Dr. Juergen Wunram | Management | For | For | ||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2018 |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation |
Management | For | For | ||||||||
| 4. | To approve amendments to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan |
Management | Against | Against | ||||||||
| T. ROWE PRICE GROUP, INC. | ||||||||||||
| Security | 74144T108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TROW | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US74144T1088 | Agenda | 934732745 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||
| 1B. | Election of Director: Edward C. Bernard | Management | For | For | ||||||||
| 1C. | Election of Director: Mary K. Bush | Management | For | For | ||||||||
| 1D. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | ||||||||
| 1F. | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||
| 1G. | Election of Director: Brian C. Rogers | Management | For | For | ||||||||
| 1H. | Election of Director: Olympia J. Snowe | Management | For | For | ||||||||
| 1I. | Election of Director: William J. Stromberg | Management | For | For | ||||||||
| 1J. | Election of Director: Richard R. Verma | Management | For | For | ||||||||
| 1K. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||
| 1L. | Election of Director: Alan D. Wilson | Management | For | For | ||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Approval of a proposed charter amendment to eliminate the provision that limits voting of share ownership to 15% of the outstanding shares. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| SVB FINANCIAL GROUP | ||||||||||||
| Security | 78486Q101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SIVB | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US78486Q1013 | Agenda | 934734941 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Greg W. Becker | For | For | |||||||||
| 2 | Eric A. Benhamou | For | For | |||||||||
| 3 | John S. Clendening | For | For | |||||||||
| 4 | Roger F. Dunbar | For | For | |||||||||
| 5 | Joel P. Friedman | For | For | |||||||||
| 6 | Kimberly A. Jabal | For | For | |||||||||
| 7 | Jeffrey N. Maggioncalda | For | For | |||||||||
| 8 | Mary J. Miller | For | For | |||||||||
| 9 | Kate D. Mitchell | For | For | |||||||||
| 10 | John F. Robinson | For | For | |||||||||
| 11 | Garen K. Staglin | For | For | |||||||||
| 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, our executive compensation ("Say on Pay"). |
Management | For | For | ||||||||
| SNAP-ON INCORPORATED | ||||||||||||
| Security | 833034101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SNA | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US8330341012 | Agenda | 934742948 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: David C. Adams | Management | For | For | ||||||||
| 1B. | Election of Director: Karen L. Daniel | Management | For | For | ||||||||
| 1C. | Election of Director: Ruth Ann M. Gillis | Management | For | For | ||||||||
| 1D. | Election of Director: James P. Holden | Management | For | For | ||||||||
| 1E. | Election of Director: Nathan J. Jones | Management | For | For | ||||||||
| 1F. | Election of Director: Henry W. Knueppel | Management | For | For | ||||||||
| 1G. | Election of Director: W. Dudley Lehman | Management | For | For | ||||||||
| 1H. | Election of Director: Nicholas T. Pinchuk | Management | For | For | ||||||||
| 1I. | Election of Director: Gregg M. Sherrill | Management | For | For | ||||||||
| 1J. | Election of Director: Donald J. Stebbins | Management | For | For | ||||||||
| 2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of Snap-on Incorporated's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation Information" in the Proxy Statement. |
Management | For | For | ||||||||
| FORTUNE BRANDS HOME & SECURITY, INC. | ||||||||||||
| Security | 34964C106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FBHS | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US34964C1062 | Agenda | 934739939 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class I Director: Ann F. Hackett | Management | For | For | ||||||||
| 1b. | Election of Class I Director: John G. Morikis | Management | For | For | ||||||||
| 1c. | Election of Class I Director: Ronald V. Waters, III | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 4. | To approve, by non-binding advisory vote, the frequency of the advisory vote on named executive officer compensation. |
Management | 1 Year | For | ||||||||
| CENTENNIAL RESOURCE DEVELOPMENT, INC. | ||||||||||||
| Security | 15136A102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CDEV | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US15136A1025 | Agenda | 934747594 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Karl E. Bandtel | For | For | |||||||||
| 2 | Matthew G. Hyde | For | For | |||||||||
| 3 | Jeffrey H. Tepper | For | For | |||||||||
| 2. | To approve, by a non-binding advisory vote, the Company's named executive officer compensation. |
Management | For | For | ||||||||
| 3. | To recommend, by a non-binding advisory vote, the frequency of future advisory votes to approve the Company's named executive officer compensation. |
Management | 1 Year | For | ||||||||
| 4. | To ratify KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| FRESH DEL MONTE PRODUCE INC. | ||||||||||||
| Security | G36738105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FDP | Meeting Date | 02-May-2018 | |||||||||
| ISIN | KYG367381053 | Agenda | 934771747 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Mohammad Abu-Ghazaleh | Management | For | For | ||||||||
| 1b. | Election of Director: John H. Dalton | Management | For | For | ||||||||
| 1c. | Election of Director: Ahmad Abu-Ghazaleh | Management | For | For | ||||||||
| 2. | Proposal to approve and adopt the Company's financial statements for the fiscal year ended December 29, 2017. |
Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as independent registered certified public accounting firm to the Company for the fiscal year ending December 28, 2018. |
Management | For | For | ||||||||
| 4. | Proposal to approve the Company's dividend payment for the fiscal year ended December 29, 2017 of US$0.15 per Ordinary Share to registered members (Shareholders) of the Company on May 9, 2018 to be paid on June 1, 2018. |
Management | For | For | ||||||||
| 5. | Proposal to approve, by non-binding vote, executive compensation for the 2017 fiscal year. |
Management | For | For | ||||||||
| ECOLAB INC. | ||||||||||||
| Security | 278865100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ECL | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US2788651006 | Agenda | 934742378 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||
| 1b. | Election of Director: Barbara J. Beck | Management | For | For | ||||||||
| 1c. | Election of Director: Leslie S. Biller | Management | For | For | ||||||||
| 1d. | Election of Director: Carl M. Casale | Management | For | For | ||||||||
| 1e. | Election of Director: Stephen I. Chazen | Management | For | For | ||||||||
| 1f. | Election of Director: Jeffrey M. Ettinger | Management | For | For | ||||||||
| 1g. | Election of Director: Arthur J. Higgins | Management | For | For | ||||||||
| 1h. | Election of Director: Michael Larson | Management | For | For | ||||||||
| 1i. | Election of Director: David W. MacLennan | Management | For | For | ||||||||
| 1j. | Election of Director: Tracy B. McKibben | Management | For | For | ||||||||
| 1k. | Election of Director: Victoria J. Reich | Management | For | For | ||||||||
| 1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||
| 1m. | Election of Director: John J. Zillmer | Management | For | For | ||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. |
Management | For | For | ||||||||
| 4. | Stockholder proposal regarding the threshold to call special stockholder meetings, if properly presented. |
Shareholder | Against | For | ||||||||
| HEXCEL CORPORATION | ||||||||||||
| Security | 428291108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HXL | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US4282911084 | Agenda | 934743130 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Nick L. Stanage | Management | For | For | ||||||||
| 1B. | Election of Director: Joel S. Beckman | Management | For | For | ||||||||
| 1C. | Election of Director: Lynn Brubaker | Management | For | For | ||||||||
| 1D. | Election of Director: Jeffrey C. Campbell | Management | For | For | ||||||||
| 1E. | Election of Director: Cynthia M. Egnotovich | Management | For | For | ||||||||
| 1F. | Election of Director: W. Kim Foster | Management | For | For | ||||||||
| 1G. | Election of Director: Thomas A. Gendron | Management | For | For | ||||||||
| 1H. | Election of Director: Jeffrey A. Graves | Management | For | For | ||||||||
| 1I. | Election of Director: Guy C. Hachey | Management | For | For | ||||||||
| 1J. | Election of Director: David L. Pugh | Management | For | For | ||||||||
| 1K. | Election of Director: Catherine A. Suever | Management | For | For | ||||||||
| 2. | Advisory vote to approve 2017 executive compensation | Management | For | For | ||||||||
| 3. | Ratification of Ernst & Young LLP as Independent Registered Public Accounting Firm |
Management | For | For | ||||||||
| METTLER-TOLEDO INTERNATIONAL INC. | ||||||||||||
| Security | 592688105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MTD | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US5926881054 | Agenda | 934746061 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Robert F. Spoerry | Management | For | For | ||||||||
| 1.2 | Election of Director: Wah-Hui Chu | Management | For | For | ||||||||
| 1.3 | Election of Director: Olivier A. Filliol | Management | For | For | ||||||||
| 1.4 | Election of Director: Elisha W. Finney | Management | For | For | ||||||||
| 1.5 | Election of Director: Richard Francis | Management | For | For | ||||||||
| 1.6 | Election of Director: Constance L. Harvey | Management | For | For | ||||||||
| 1.7 | Election of Director: Michael A. Kelly | Management | For | For | ||||||||
| 1.8 | Election of Director: Hans Ulrich Maerki | Management | For | For | ||||||||
| 1.9 | Election of Director: Thomas P. Salice | Management | For | For | ||||||||
| 2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| FERRO CORPORATION | ||||||||||||
| Security | 315405100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FOE | Meeting Date | 03-May-2018 | |||||||||
| ISIN | US3154051003 | Agenda | 934756327 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gregory E. Hyland | For | For | |||||||||
| 2 | David A. Lorber | For | For | |||||||||
| 3 | Marran H. Ogilvie | For | For | |||||||||
| 4 | Andrew M. Ross | For | For | |||||||||
| 5 | Allen A. Spizzo | For | For | |||||||||
| 6 | Peter T. Thomas | For | For | |||||||||
| 7 | Ronald P. Vargo | For | For | |||||||||
| 2. | Approval of the 2018 Omnibus Incentive Plan. | Management | For | For | ||||||||
| 3. | Advisory vote on the compensation for named executive officers. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| FORTIS INC. | ||||||||||||
| Security | 349553107 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | FTS | Meeting Date | 03-May-2018 | |||||||||
| ISIN | CA3495531079 | Agenda | 934760972 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Tracey C. Ball | For | For | |||||||||
| 2 | Pierre J. Blouin | For | For | |||||||||
| 3 | Paul J. Bonavia | For | For | |||||||||
| 4 | Lawrence T. Borgard | For | For | |||||||||
| 5 | Maura J. Clark | For | For | |||||||||
| 6 | Margarita K. Dilley | For | For | |||||||||
| 7 | Julie A. Dobson | For | For | |||||||||
| 8 | Ida J. Goodreau | For | For | |||||||||
| 9 | Douglas J. Haughey | For | For | |||||||||
| 10 | Barry V. Perry | For | For | |||||||||
| 11 | Joseph L. Welch | For | For | |||||||||
| 12 | Jo Mark Zurel | For | For | |||||||||
| 2 | Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular. |
Management | For | For | ||||||||
| 3 | Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. |
Management | For | For | ||||||||
| CUMMINS INC. | ||||||||||||
| Security | 231021106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMI | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US2310211063 | Agenda | 934748154 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1) | Election of Director: N. Thomas Linebarger | Management | For | For | ||||||||
| 2) | Election of Director: Richard J. Freeland | Management | For | For | ||||||||
| 3) | Election of Director: Robert J. Bernhard | Management | For | For | ||||||||
| 4) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | For | ||||||||
| 5) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | ||||||||
| 6) | Election of Director: Stephen B. Dobbs | Management | For | For | ||||||||
| 7) | Election of Director: Robert K. Herdman | Management | For | For | ||||||||
| 8) | Election of Director: Alexis M. Herman | Management | For | For | ||||||||
| 9) | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||
| 10) | Election of Director: William I. Miller | Management | For | For | ||||||||
| 11) | Election of Director: Georgia R. Nelson | Management | For | For | ||||||||
| 12) | Election of Director: Karen H. Quintos | Management | For | For | ||||||||
| 13) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. |
Management | For | For | ||||||||
| 14) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2018. |
Management | For | For | ||||||||
| 15) | Proposal to approve an amendment to our articles of incorporation to allow shareholders to unilaterally amend our by-laws. |
Management | For | For | ||||||||
| 16) | The shareholder proposal regarding the threshold for shareholders to call special shareholder meetings. |
Shareholder | Against | For | ||||||||
| THE DUN & BRADSTREET CORPORATION | ||||||||||||
| Security | 26483E100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DNB | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US26483E1001 | Agenda | 934753066 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Cindy Christy | Management | For | For | ||||||||
| 1b. | Election of Director: L. Gordon Crovitz | Management | For | For | ||||||||
| 1c. | Election of Director: James N. Fernandez | Management | For | For | ||||||||
| 1d. | Election of Director: Paul R. Garcia | Management | For | For | ||||||||
| 1e. | Election of Director: Anastassia Lauterbach | Management | For | For | ||||||||
| 1f. | Election of Director: Thomas J. Manning | Management | For | For | ||||||||
| 1g. | Election of Director: Randall D. Mott | Management | For | For | ||||||||
| 1h. | Election of Director: Judith A. Reinsdorf | Management | For | For | ||||||||
| 2. | Ratify the appointment of our independent registered public accounting firm for 2018 |
Management | For | For | ||||||||
| 3. | Approve The Dun & Bradstreet Corporation 2018 Non- Employee Directors Equity Incentive Plan |
Management | Against | Against | ||||||||
| 4. | Obtain advisory approval of our executive compensation (Say on Pay) |
Management | For | For | ||||||||
| 5. | Vote on a shareholder proposal, if properly presented at the meeting, requesting the Board to take the steps necessary to amend the Company's governing documents to give holders in the aggregate of 10% of the Company's outstanding common stock the power to call a special meeting. |
Shareholder | Against | For | ||||||||
| CIMAREX ENERGY CO. | ||||||||||||
| Security | 171798101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XEC | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US1717981013 | Agenda | 934746744 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Class I Director: Joseph R. Albi | Management | For | For | ||||||||
| 1B | Election of Class I Director: Lisa A. Stewart | Management | For | For | ||||||||
| 1C | Election of Class I Director: Michael J. Sullivan | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent auditors for 2018 |
Management | For | For | ||||||||
| LABORATORY CORP. OF AMERICA HOLDINGS | ||||||||||||
| Security | 50540R409 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LH | Meeting Date | 10-May-2018 | |||||||||
| ISIN | US50540R4092 | Agenda | 934761621 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||||||
| 1b. | Election of Director: Jean-Luc Belingard | Management | For | For | ||||||||
| 1c. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | For | For | ||||||||
| 1d. | Election of Director: David P. King | Management | For | For | ||||||||
| 1e. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | For | For | ||||||||
| 1f. | Election of Director: Robert E. Mittelstaedt, Jr. | Management | For | For | ||||||||
| 1g. | Election of Director: Peter M. Neupert | Management | For | For | ||||||||
| 1h. | Election of Director: Richelle P. Parham | Management | For | For | ||||||||
| 1i. | Election of Director: Adam H. Schechter | Management | For | For | ||||||||
| 1j. | Election of Director: R. Sanders Williams, M.D. | Management | For | For | ||||||||
| 2. | To approve, by non-binding vote, executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| RANGE RESOURCES CORPORATION | ||||||||||||
| Security | 75281A109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RRC | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US75281A1097 | Agenda | 934765287 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Brenda A. Cline | Management | For | For | ||||||||
| 1b. | Election of Director: Anthony V. Dub | Management | For | For | ||||||||
| 1c. | Election of Director: Allen Finkelson | Management | For | For | ||||||||
| 1d. | Election of Director: James M. Funk | Management | For | For | ||||||||
| 1e. | Election of Director: Christopher A. Helms | Management | For | For | ||||||||
| 1f. | Election of Director: Robert A. Innamorati | Management | For | For | ||||||||
| 1g. | Election of Director: Greg G. Maxwell | Management | For | For | ||||||||
| 1h. | Election of Director: Kevin S. McCarthy | Management | For | For | ||||||||
| 1i. | Election of Director: Steffen E. Palko | Management | For | For | ||||||||
| 1j. | Election of Director: Jeffrey L. Ventura | Management | For | For | ||||||||
| 2. | A non-binding proposal to approve executive compensation philosophy ("say on pay"). |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||
| 4. | Stockholder Proposal - requesting publication of a political spending report. |
Shareholder | Against | For | ||||||||
| 5. | Stockholder Proposal-requesting publication of a methane emissions report. |
Shareholder | Abstain | Against | ||||||||
| UNIVERSAL HEALTH SERVICES, INC. | ||||||||||||
| Security | 913903100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UHS | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US9139031002 | Agenda | 934766366 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Proposal to ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 2. | Stockholder Proposal regarding proxy access if properly presented at the meeting. |
Shareholder | Abstain | Against | ||||||||
| INSULET CORPORATION | ||||||||||||
| Security | 45784P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PODD | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US45784P1012 | Agenda | 934767318 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John A. Fallon, M.D. | For | For | |||||||||
| 2 | Timothy J. Scannell | For | For | |||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation of certain executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| PIONEER NATURAL RESOURCES COMPANY | ||||||||||||
| Security | 723787107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PXD | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US7237871071 | Agenda | 934765249 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director: Edison C. Buchanan | Management | For | For | ||||||||
| 1B | Election of Director: Andrew F. Cates | Management | For | For | ||||||||
| 1C | Election of Director: Timothy L. Dove | Management | For | For | ||||||||
| 1D | Election of Director: Phillip A. Gobe | Management | For | For | ||||||||
| 1E | Election of Director: Larry R. Grillot | Management | For | For | ||||||||
| 1F | Election of Director: Stacy P. Methvin | Management | For | For | ||||||||
| 1G | Election of Director: Royce W. Mitchell | Management | For | For | ||||||||
| 1H | Election of Director: Frank A. Risch | Management | For | For | ||||||||
| 1I | Election of Director: Scott D. Sheffield | Management | For | For | ||||||||
| 1J | Election of Director: Mona K. Sutphen | Management | For | For | ||||||||
| 1K | Election of Director: J. Kenneth Thompson | Management | For | For | ||||||||
| 1L | Election of Director: Phoebe A. Wood | Management | For | For | ||||||||
| 1M | Election of Director: Michael D. Wortley | Management | For | For | ||||||||
| 2 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 |
Management | For | For | ||||||||
| 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| CHUBB LIMITED | ||||||||||||
| Security | H1467J104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CB | Meeting Date | 17-May-2018 | |||||||||
| ISIN | CH0044328745 | Agenda | 934772648 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2017 |
Management | For | For | ||||||||
| 2a | Allocation of disposable profit | Management | For | For | ||||||||
| 2b | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) |
Management | For | For | ||||||||
| 3 | Discharge of the Board of Directors | Management | For | For | ||||||||
| 4a | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor |
Management | For | For | ||||||||
| 4b | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting |
Management | For | For | ||||||||
| 4c | Election of Auditor: Election of BDO AG (Zurich) as special audit firm |
Management | For | For | ||||||||
| 5a | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||
| 5b | Election of Director: Robert M. Hernandez | Management | For | For | ||||||||
| 5c | Election of Director: Michael G. Atieh | Management | For | For | ||||||||
| 5d | Election of Director: Sheila P. Burke | Management | For | For | ||||||||
| 5e | Election of Director: James I. Cash | Management | For | For | ||||||||
| 5f | Election of Director: Mary Cirillo | Management | For | For | ||||||||
| 5g | Election of Director: Michael P. Connors | Management | For | For | ||||||||
| 5h | Election of Director: John A. Edwardson | Management | For | For | ||||||||
| 5i | Election of Director: Kimberly A. Ross | Management | For | For | ||||||||
| 5j | Election of Director: Robert W. Scully | Management | For | For | ||||||||
| 5k | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||
| 5l | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||
| 5m | Election of Director: David H. Sidwell | Management | For | For | ||||||||
| 5n | Election of Director: Olivier Steimer | Management | For | For | ||||||||
| 5o | Election of Director: James M. Zimmerman | Management | For | For | ||||||||
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors |
Management | For | For | ||||||||
| 7a | Election of the Compensation Committee of the Board of Directors: Michael P. Connors |
Management | For | For | ||||||||
| 7b | Election of the Compensation Committee of the Board of Directors: Mary Cirillo |
Management | For | For | ||||||||
| 7c | Election of the Compensation Committee of the Board of Directors: Robert M. Hernandez |
Management | For | For | ||||||||
| 7d | Election of the Compensation Committee of the Board of Directors: James M. Zimmerman |
Management | For | For | ||||||||
| 8 | Election of Homburger AG as independent proxy | Management | For | For | ||||||||
| 9 | Amendment to the Articles of Association relating to authorized share capital for general purposes |
Management | Against | Against | ||||||||
| 10a | Compensation of the Board of Directors until the next annual general meeting |
Management | For | For | ||||||||
| 10b | Compensation of Executive Management for the next calendar year |
Management | For | For | ||||||||
| 11 | Advisory vote to approve executive compensation under U.S. securities law requirements |
Management | For | For | ||||||||
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. |
Management | Abstain | Against | ||||||||
| VERTEX PHARMACEUTICALS INCORPORATED | ||||||||||||
| Security | 92532F100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VRTX | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US92532F1003 | Agenda | 934800574 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Class I Director: Sangeeta N. Bhatia | Management | For | For | ||||||||
| 1.2 | Election of Class I Director: Jeffrey M. Leiden | Management | For | For | ||||||||
| 1.3 | Election of Class I Director: Bruce I. Sachs | Management | For | For | ||||||||
| 2. | Amendments to our charter and by-laws to eliminate supermajority provisions. |
Management | For | For | ||||||||
| 3. | Amendment and restatement of our 2013 Stock and Option Plan, to among other things, increase the number of shares available under the plan by 8.0 million shares. |
Management | Against | Against | ||||||||
| 4. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 5. | Advisory vote on named executive officer compensation. | Management | For | For | ||||||||
| 6. | Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on the risks to us of rising drug prices. |
Shareholder | Against | For | ||||||||
| 7. | Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying. |
Shareholder | Against | For | ||||||||
| CBRE GROUP, INC. | ||||||||||||
| Security | 12504L109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CBRE | Meeting Date | 18-May-2018 | |||||||||
| ISIN | US12504L1098 | Agenda | 934765124 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Brandon B. Boze | Management | For | For | ||||||||
| 1b. | Election of Director: Beth F. Cobert | Management | For | For | ||||||||
| 1c. | Election of Director: Curtis F. Feeny | Management | For | For | ||||||||
| 1d. | Election of Director: Christopher T. Jenny | Management | For | For | ||||||||
| 1e. | Election of Director: Gerardo I. Lopez | Management | For | For | ||||||||
| 1f. | Election of Director: Paula R. Reynolds | Management | For | For | ||||||||
| 1g. | Election of Director: Robert E. Sulentic | Management | For | For | ||||||||
| 1h. | Election of Director: Laura D. Tyson | Management | For | For | ||||||||
| 1i. | Election of Director: Ray Wirta | Management | For | For | ||||||||
| 1j. | Election of Director: Sanjiv Yajnik | Management | For | For | ||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation for 2017. |
Management | For | For | ||||||||
| 4. | Approve an amendment to our certificate of incorporation to reduce (to 25%) the stock-ownership threshold required for our stockholders to request a special stockholder meeting. |
Management | For | For | ||||||||
| 5. | Stockholder proposal regarding our stockholders' ability to call special stockholder meetings. |
Shareholder | Against | For | ||||||||
| PANDORA MEDIA, INC. | ||||||||||||
| Security | 698354107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | P | Meeting Date | 21-May-2018 | |||||||||
| ISIN | US6983541078 | Agenda | 934781178 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Roger Faxon | For | For | |||||||||
| 2 | Timothy Leiweke | For | For | |||||||||
| 3 | Mickie Rosen | For | For | |||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of future stockholder advisory votes to approve the compensation of our named executive officers. |
Management | 3 Years | For | ||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 5. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to remove certain foreign ownership restrictions on our stock. |
Management | For | For | ||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMT | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US03027X1000 | Agenda | 934771800 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Gustavo Lara Cantu | Management | For | For | ||||||||
| 1b. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||
| 1c. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||
| 1d. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1e. | Election of Director: Craig Macnab | Management | For | For | ||||||||
| 1f. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||
| 1g. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||||||
| 1h. | Election of Director: David E. Sharbutt | Management | For | For | ||||||||
| 1i. | Election of Director: James D. Taiclet, Jr. | Management | For | For | ||||||||
| 1j. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
| BANKUNITED,INC. | ||||||||||||
| Security | 06652K103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BKU | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US06652K1034 | Agenda | 934787473 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | John A. Kanas | For | For | |||||||||
| 2 | Rajinder P. Singh | For | For | |||||||||
| 3 | Tere Blanca | For | For | |||||||||
| 4 | Eugene F. DeMark | For | For | |||||||||
| 5 | Michael J. Dowling | For | For | |||||||||
| 6 | Douglas J. Pauls | For | For | |||||||||
| 7 | A. Gail Prudenti | For | For | |||||||||
| 8 | William S. Rubenstein | For | For | |||||||||
| 9 | Sanjiv Sobti, Ph.D. | For | For | |||||||||
| 10 | Lynne Wines | For | For | |||||||||
| 2. | To ratify the Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 4. | Advisory vote on the frequency of the stockholder vote to approve the compensation of the Company's named executive officers in the future. |
Management | 1 Year | For | ||||||||
| BELDEN INC. | ||||||||||||
| Security | 077454106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BDC | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US0774541066 | Agenda | 934767635 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: David J. Aldrich | Management | For | For | ||||||||
| 1b. | Election of Director: Lance C. Balk | Management | For | For | ||||||||
| 1c. | Election of Director: Steven W. Berglund | Management | For | For | ||||||||
| 1d. | Election of Director: Diane D. Brink | Management | For | For | ||||||||
| 1e. | Election of Director: Judy L. Brown | Management | For | For | ||||||||
| 1f. | Election of Director: Bryan C. Cressey | Management | For | For | ||||||||
| 1g. | Election of Director: Jonathan C. Klein | Management | For | For | ||||||||
| 1h. | Election of Director: George E. Minnich | Management | For | For | ||||||||
| 1i. | Election of Director: John M. Monter | Management | For | For | ||||||||
| 1j. | Election of Director: John S. Stroup | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| QUANTA SERVICES, INC. | ||||||||||||
| Security | 74762E102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PWR | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US74762E1029 | Agenda | 934779173 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Earl C. Austin, Jr. | Management | For | For | ||||||||
| 1b. | Election of Director: Doyle N. Beneby | Management | For | For | ||||||||
| 1c. | Election of Director: J. Michal Conaway | Management | For | For | ||||||||
| 1d. | Election of Director: Vincent D. Foster | Management | For | For | ||||||||
| 1e. | Election of Director: Bernard Fried | Management | For | For | ||||||||
| 1f. | Election of Director: Worthing F. Jackman | Management | For | For | ||||||||
| 1g. | Election of Director: David M. McClanahan | Management | For | For | ||||||||
| 1h. | Election of Director: Margaret B. Shannon | Management | For | For | ||||||||
| 1i. | Election of Director: Pat Wood, III | Management | For | For | ||||||||
| 2. | Approval, by non-binding advisory vote, of Quanta's executive compensation |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2018 |
Management | For | For | ||||||||
| 4. | Approval of an amendment to the Quanta Services, Inc. 2011 Omnibus Equity Incentive Plan to increase the number of shares of common stock that may be issued thereunder and make certain other changes |
Management | For | For | ||||||||
| FLOWSERVE CORPORATION | ||||||||||||
| Security | 34354P105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FLS | Meeting Date | 24-May-2018 | |||||||||
| ISIN | US34354P1057 | Agenda | 934779642 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||
| 1b. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||
| 1c. | Election of Director: Leif E. Darner | Management | For | For | ||||||||
| 1d. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||
| 1e. | Election of Director: Roger L. Fix | Management | For | For | ||||||||
| 1f. | Election of Director: John R. Friedery | Management | For | For | ||||||||
| 1g. | Election of Director: Joe E. Harlan | Management | For | For | ||||||||
| 1h. | Election of Director: Rick J. Mills | Management | For | For | ||||||||
| 1i. | Election of Director: David E. Roberts | Management | For | For | ||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 4. | A shareholder proposal requesting the Company to adopt time- bound, quantitative, company-wide, science-based targets for reducing greenhouse gas (GHG) emissions. |
Shareholder | Abstain | Against | ||||||||
| 5. | A shareholder proposal requesting the Board of Directors take action to permit shareholder action by written consent. |
Shareholder | Against | For | ||||||||
| NORDSTROM, INC. | ||||||||||||
| Security | 655664100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JWN | Meeting Date | 29-May-2018 | |||||||||
| ISIN | US6556641008 | Agenda | 934766417 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||
| 1b. | Election of Director: Stacy Brown-Philpot | Management | For | For | ||||||||
| 1c. | Election of Director: Tanya L. Domier | Management | For | For | ||||||||
| 1d. | Election of Director: Blake W. Nordstrom | Management | For | For | ||||||||
| 1e. | Election of Director: Erik B. Nordstrom | Management | For | For | ||||||||
| 1f. | Election of Director: Peter E. Nordstrom | Management | For | For | ||||||||
| 1g. | Election of Director: Philip G. Satre | Management | For | For | ||||||||
| 1h. | Election of Director: Brad D. Smith | Management | For | For | ||||||||
| 1i. | Election of Director: Gordon A. Smith | Management | For | For | ||||||||
| 1j. | Election of Director: Bradley D. Tilden | Management | For | For | ||||||||
| 1k. | Election of Director: B. Kevin Turner | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION: SAY ON PAY. |
Management | For | For | ||||||||
| C&J ENERGY SERVICES, INC. | ||||||||||||
| Security | 12674R100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CJ | Meeting Date | 29-May-2018 | |||||||||
| ISIN | US12674R1005 | Agenda | 934780001 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Stuart Brightman | For | For | |||||||||
| 2 | Michael Zawadzki | For | For | |||||||||
| 2. | Advisory vote to approve the 2017 compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of the named executive officer compensation advisory vote. |
Management | 1 Year | For | ||||||||
| 4. | Ratification of the appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| VOYA FINANCIAL, INC. | ||||||||||||
| Security | 929089100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VOYA | Meeting Date | 30-May-2018 | |||||||||
| ISIN | US9290891004 | Agenda | 934782360 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Lynne Biggar | Management | For | For | ||||||||
| 1b. | Election of Director: Jane P. Chwick | Management | For | For | ||||||||
| 1c. | Election of Director: Ruth Ann M. Gillis | Management | For | For | ||||||||
| 1d. | Election of Director: J. Barry Griswell | Management | For | For | ||||||||
| 1e. | Election of Director: Rodney O. Martin, Jr. | Management | For | For | ||||||||
| 1f. | Election of Director: Byron H. Pollitt, Jr. | Management | For | For | ||||||||
| 1g. | Election of Director: Joseph V. Tripodi | Management | For | For | ||||||||
| 1h. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||
| 1i. | Election of Director: David Zwiener | Management | For | For | ||||||||
| 2. | Approval, in a non-binding advisory vote, of the compensation paid to the named executive officers, as disclosed and discussed in the Proxy Statement |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2018 |
Management | For | For | ||||||||
| COCA-COLA EUROPEAN PARTNERS | ||||||||||||
| Security | G25839104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCE | Meeting Date | 31-May-2018 | |||||||||
| ISIN | GB00BDCPN049 | Agenda | 934811717 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Receipt of the Report and Accounts | Management | For | For | ||||||||
| 2. | Approval of the Directors' Remuneration Report | Management | For | For | ||||||||
| 3. | Election of Francisco Crespo Benitez as a director of the Company |
Management | For | For | ||||||||
| 4. | Election of Alvaro Gomez-Trenor Aguilar as a director of the Company |
Management | For | For | ||||||||
| 5. | Re-election of Jose Ignacio Comenge Sanchez-Real as a director of the Company |
Management | For | For | ||||||||
| 6. | Re-election of Irial Finan as a director of the Company | Management | For | For | ||||||||
| 7. | Re-election of Damian Gammell as a director of the Company |
Management | For | For | ||||||||
| 8. | Re-election of Alfonso Libano Daurella as a director of the Company |
Management | For | For | ||||||||
| 9. | Re-election of Mario Rotllant Sola as a director of the Company |
Management | For | For | ||||||||
| 10. | Reappointment of the Auditor | Management | For | For | ||||||||
| 11. | Remuneration of the Auditor | Management | For | For | ||||||||
| 12. | Political Donations | Management | For | For | ||||||||
| 13. | Authority to allot new shares | Management | For | For | ||||||||
| 14. | Waiver of mandatory offer provisions set out in Rule 9 of the Takeover Code |
Management | For | For | ||||||||
| 15. | Authority to disapply pre-emption rights | Management | Against | Against | ||||||||
| 16. | Authority to purchase own shares on market | Management | For | For | ||||||||
| 17. | Authority to purchase own shares off market | Management | For | For | ||||||||
| 18. | Notice period for general meetings other than AGM | Management | For | For | ||||||||
| SL GREEN REALTY CORP. | ||||||||||||
| Security | 78440X101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SLG | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US78440X1019 | Agenda | 934825780 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: John H. Alschuler | Management | For | For | ||||||||
| 1b. | Election of Director: Lauren B. Dillard | Management | For | For | ||||||||
| 1c. | Election of Director: Stephen L. Green | Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, our executive compensation. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| ZIONS BANCORPORATION | ||||||||||||
| Security | 989701107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZION | Meeting Date | 01-Jun-2018 | |||||||||
| ISIN | US9897011071 | Agenda | 934775973 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Jerry C. Atkin | Management | For | For | ||||||||
| 1B. | Election of Director: Gary L. Crittenden | Management | For | For | ||||||||
| 1C. | Election of Director: Suren K. Gupta | Management | For | For | ||||||||
| 1D. | Election of Director: J. David Heaney | Management | For | For | ||||||||
| 1E. | Election of Director: Vivian S. Lee | Management | For | For | ||||||||
| 1F. | Election of Director: Edward F. Murphy | Management | For | For | ||||||||
| 1G. | Election of Director: Roger B. Porter | Management | For | For | ||||||||
| 1H. | Election of Director: Stephen D. Quinn | Management | For | For | ||||||||
| 1I. | Election of Director: Harris H. Simmons | Management | For | For | ||||||||
| 1J. | Election of Director: Barbara A. Yastine | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm to audit the Company's financial statements for the current fiscal year. |
Management | For | For | ||||||||
| 3. | Approval, on a nonbinding advisory basis, of the compensation paid to the Company's named executive officers with respect to fiscal year ended December 31, 2017. |
Management | For | For | ||||||||
| SPLUNK INC. | ||||||||||||
| Security | 848637104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPLK | Meeting Date | 07-Jun-2018 | |||||||||
| ISIN | US8486371045 | Agenda | 934802198 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class III Director: Sara Baack | Management | For | For | ||||||||
| 1b. | Election of Class III Director: Douglas Merritt | Management | For | For | ||||||||
| 1c. | Election of Class III Director: Graham Smith | Management | For | For | ||||||||
| 1d. | Election of Class III Director: Godfrey Sullivan | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2019. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. |
Management | For | For | ||||||||
| EQUINIX, INC. | ||||||||||||
| Security | 29444U700 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EQIX | Meeting Date | 07-Jun-2018 | |||||||||
| ISIN | US29444U7000 | Agenda | 934802516 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas Bartlett | For | For | |||||||||
| 2 | Nanci Caldwell | For | For | |||||||||
| 3 | Gary Hromadko | For | For | |||||||||
| 4 | Scott Kriens | For | For | |||||||||
| 5 | William Luby | For | For | |||||||||
| 6 | Irving Lyons, III | For | For | |||||||||
| 7 | Christopher Paisley | For | For | |||||||||
| 8 | Peter Van Camp | For | For | |||||||||
| 2. | To approve by a non-binding advisory vote the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | Stockholder proposal related proxy access reform. | Shareholder | Abstain | Against | ||||||||
| MANCHESTER UNITED PLC | ||||||||||||
| Security | G5784H106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MANU | Meeting Date | 12-Jun-2018 | |||||||||
| ISIN | KYG5784H1065 | Agenda | 934789047 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director: Avram Glazer | Management | For | For | ||||||||
| 1B | Election of Director: Joel Glazer | Management | For | For | ||||||||
| 1C | Election of Director: Edward Woodward | Management | For | For | ||||||||
| 1D | Election of Director: Richard Arnold | Management | For | For | ||||||||
| 1E | Election of Director: Cliff Baty | Management | For | For | ||||||||
| 1F | Election of Director: Kevin Glazer | Management | For | For | ||||||||
| 1G | Election of Director: Bryan Glazer | Management | For | For | ||||||||
| 1H | Election of Director: Darcie Glazer Kassewitz | Management | For | For | ||||||||
| 1I | Election of Director: Edward Glazer | Management | For | For | ||||||||
| 1J | Election of Director: Robert Leitao | Management | For | For | ||||||||
| 1K | Election of Director: Manu Sawhney | Management | For | For | ||||||||
| 1L | Election of Director: John Hooks | Management | For | For | ||||||||
| BRIGHT HORIZONS FAMILY SOLUTIONS INC. | ||||||||||||
| Security | 109194100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BFAM | Meeting Date | 12-Jun-2018 | |||||||||
| ISIN | US1091941005 | Agenda | 934804293 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Julie Atkinson | Management | For | For | ||||||||
| 1b. | Election of Director: E. Townes Duncan | Management | For | For | ||||||||
| 1c. | Election of Director: Jordan Hitch | Management | For | For | ||||||||
| 1d. | Election of Director: Linda Mason | Management | For | For | ||||||||
| 1e. | Election of Director: Mary Ann Tocio | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the compensation paid by the Company to its named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| DICK'S SPORTING GOODS, INC. | ||||||||||||
| Security | 253393102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DKS | Meeting Date | 13-Jun-2018 | |||||||||
| ISIN | US2533931026 | Agenda | 934804128 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class A Director: Vincent C. Byrd | Management | For | For | ||||||||
| 1b. | Election of Class A Director: William J. Colombo | Management | For | For | ||||||||
| 1c. | Election of Class A Director: Larry D. Stone | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2018. |
Management | For | For | ||||||||
| 3. | Non-binding advisory vote to approve compensation of named executive officers, as disclosed in the Company's 2018 proxy statement. |
Management | For | For | ||||||||
| PATTERSON-UTI ENERGY, INC. | ||||||||||||
| Security | 703481101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PTEN | Meeting Date | 14-Jun-2018 | |||||||||
| ISIN | US7034811015 | Agenda | 934808493 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mark S. Siegel | For | For | |||||||||
| 2 | Charles O. Buckner | For | For | |||||||||
| 3 | Tiffany (TJ) Thom Cepak | For | For | |||||||||
| 4 | Michael W. Conlon | For | For | |||||||||
| 5 | William A. Hendricks Jr | For | For | |||||||||
| 6 | Curtis W. Huff | For | For | |||||||||
| 7 | Terry H. Hunt | For | For | |||||||||
| 8 | Janeen S. Judah | For | For | |||||||||
| 2. | Approval of amendment of Patterson-UTI's Restated Certificate of Incorporation. |
Management | For | For | ||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Patterson- UTI for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | Approval of an advisory resolution on Patterson-UTI's compensation of its named executive officers. |
Management | For | For | ||||||||
| NORWEGIAN CRUISE LINE HOLDINGS LTD | ||||||||||||
| Security | G66721104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NCLH | Meeting Date | 20-Jun-2018 | |||||||||
| ISIN | BMG667211046 | Agenda | 934810424 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class II Director: Adam M. Aron | Management | For | For | ||||||||
| 1b. | Election of Class II Director: Stella David | Management | For | For | ||||||||
| 1c. | Election of Class II Director: Mary E. Landry | Management | For | For | ||||||||
| 2. | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as our independent registered certified public accounting firm for the year ending December 31, 2018 and the determination of PwC's remuneration by the Audit Committee of the Board of Directors |
Management | For | For | ||||||||
| FORTINET, INC. | ||||||||||||
| Security | 34959E109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FTNT | Meeting Date | 22-Jun-2018 | |||||||||
| ISIN | US34959E1091 | Agenda | 934821376 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt an Amended and Restated Certificate of Incorporation in order to declassify the Board of Directors and make other related changes, as set forth in the proxy statement. |
Management | For | For | ||||||||
| 2A | Election of Director: Ken Xie | Management | For | For | ||||||||
| 2B | Election of Director: Gary Locke | Management | For | For | ||||||||
| 2C | Election of Director: Judith Sim | Management | For | For | ||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as Fortinet's independent registered accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | Advisory vote to approve named executive officer compensation, as disclosed in the proxy statement. |
Management | For | For | ||||||||
| ACTIVISION BLIZZARD, INC. | ||||||||||||
| Security | 00507V109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ATVI | Meeting Date | 26-Jun-2018 | |||||||||
| ISIN | US00507V1098 | Agenda | 934825879 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a | Election of Director: Reveta Bowers | Management | For | For | ||||||||
| 1b | Election of Director: Robert Corti | Management | For | For | ||||||||
| 1c | Election of Director: Hendrik Hartong III | Management | For | For | ||||||||
| 1d | Election of Director: Brian Kelly | Management | For | For | ||||||||
| 1e | Election of Director: Robert Kotick | Management | For | For | ||||||||
| 1f | Election of Director: Barry Meyer | Management | For | For | ||||||||
| 1g | Election of Director: Robert Morgado | Management | For | For | ||||||||
| 1h | Election of Director: Peter Nolan | Management | For | For | ||||||||
| 1i | Election of Director: Casey Wasserman | Management | For | For | ||||||||
| 1j | Election of Director: Elaine Wynn | Management | For | For | ||||||||
| 2 | To request advisory approval of our executive compensation. |
Management | For | For | ||||||||
| 3 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| MARVELL TECHNOLOGY GROUP LTD. | ||||||||||||
| Security | G5876H105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRVL | Meeting Date | 28-Jun-2018 | |||||||||
| ISIN | BMG5876H1051 | Agenda | 934826491 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Tudor Brown | Management | For | For | ||||||||
| 1.2 | Election of Director: Richard S. Hill | Management | For | For | ||||||||
| 1.3 | Election of Director: Oleg Khaykin | Management | For | For | ||||||||
| 1.4 | Election of Director: Bethany Mayer | Management | For | For | ||||||||
| 1.5 | Election of Director: Donna Morris | Management | For | For | ||||||||
| 1.6 | Election of Director: Matthew J. Murphy | Management | For | For | ||||||||
| 1.7 | Election of Director: Michael Strachan | Management | For | For | ||||||||
| 1.8 | Election of Director: Robert E. Switz | Management | For | For | ||||||||
| 2. | An advisory (non-binding) vote to approve compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | The appointment of Deloitte & Touche LLP as Marvell's auditors and independent registered accounting firm, and authorization of the audit committee, acting on behalf of Marvell's board of directors, to fix the remuneration of the auditors and independent registered accounting firm, in both cases for the fiscal year ending February 2, 2019. |
Management | For | For | ||||||||
| Vote Summary | ||||||||||||||||||||
| BOOZ ALLEN HAMILTON HOLDING CORPORATION | ||||||||||||||||||||
| Security | 099502106 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BAH | Meeting Date | 03-Aug-2017 | |||||||||||||||||
| ISIN | US0995021062 | Agenda | 934650878 - Management | |||||||||||||||||
| Record Date | 12-Jun-2017 | Holding Recon Date | 12-Jun-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-Aug-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | RALPH W. SHRADER | For | For | |||||||||||||||||
| 2 | JOAN LORDI C. AMBLE | For | For | |||||||||||||||||
| 3 | PETER CLARE | For | For | |||||||||||||||||
| 4 | PHILIP A. ODEEN | For | For | |||||||||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S REGISTERED INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 24,900 | 0 | 06-Jul-2017 | 04-Aug-2017 | |||||||||||||
| FEDEX CORPORATION | ||||||||||||||||||||
| Security | 31428X106 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | FDX | Meeting Date | 25-Sep-2017 | |||||||||||||||||
| ISIN | US31428X1063 | Agenda | 934667760 - Management | |||||||||||||||||
| Record Date | 31-Jul-2017 | Holding Recon Date | 31-Jul-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-Sep-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: KIMBERLY A. JABAL | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | For | ||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||||||||||
| 4. | APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. |
Management | For | For | ||||||||||||||||
| 5. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER PROXY ACCESS REVISIONS. |
Shareholder | Against | For | ||||||||||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND EXPENDITURE REPORT. |
Shareholder | For | Against | ||||||||||||||||
| 8. | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE PAY CONFIDENTIAL VOTING. |
Shareholder | Against | For | ||||||||||||||||
| 9. | STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 4,675 | 0 | 07-Sep-2017 | 26-Sep-2017 | |||||||||||||
| GENERAL MILLS, INC. | ||||||||||||||||||||
| Security | 370334104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | GIS | Meeting Date | 26-Sep-2017 | |||||||||||||||||
| ISIN | US3703341046 | Agenda | 934667051 - Management | |||||||||||||||||
| Record Date | 28-Jul-2017 | Holding Recon Date | 28-Jul-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Sep-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | ||||||||||||||||
| 1B) | ELECTION OF DIRECTOR: ALICIA BOLER DAVIS | Management | For | For | ||||||||||||||||
| 1C) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | ||||||||||||||||
| 1D) | ELECTION OF DIRECTOR: DAVID M. CORDANI | Management | For | For | ||||||||||||||||
| 1E) | ELECTION OF DIRECTOR: ROGER W. FERGUSON JR. |
Management | For | For | ||||||||||||||||
| 1F) | ELECTION OF DIRECTOR: HENRIETTA H. FORE | Management | For | For | ||||||||||||||||
| 1G) | ELECTION OF DIRECTOR: JEFFREY L. HARMENING | Management | For | For | ||||||||||||||||
| 1H) | ELECTION OF DIRECTOR: MARIA G. HENRY | Management | For | For | ||||||||||||||||
| 1I) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | ||||||||||||||||
| 1J) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | ||||||||||||||||
| 1K) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||||||||||||||
| 1L) | ELECTION OF DIRECTOR: ERIC D. SPRUNK | Management | For | For | ||||||||||||||||
| 1M) | ELECTION OF DIRECTOR: JORGE A. URIBE | Management | For | For | ||||||||||||||||
| 2. | APPROVAL OF THE 2017 STOCK COMPENSATION PLAN. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
| 4. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||||||||||
| 5. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 15,275 | 0 | 05-Sep-2017 | 27-Sep-2017 | |||||||||||||
| LAM RESEARCH CORPORATION | ||||||||||||||||||||
| Security | 512807108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | LRCX | Meeting Date | 08-Nov-2017 | |||||||||||||||||
| ISIN | US5128071082 | Agenda | 934682433 - Management | |||||||||||||||||
| Record Date | 11-Sep-2017 | Holding Recon Date | 11-Sep-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-Nov-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | MARTIN B. ANSTICE | For | For | |||||||||||||||||
| 2 | ERIC K. BRANDT | For | For | |||||||||||||||||
| 3 | MICHAEL R. CANNON | For | For | |||||||||||||||||
| 4 | YOUSSEF A. EL-MANSY | For | For | |||||||||||||||||
| 5 | CHRISTINE A. HECKART | For | For | |||||||||||||||||
| 6 | YOUNG BUM (YB) KOH | For | For | |||||||||||||||||
| 7 | CATHERINE P. LEGO | For | For | |||||||||||||||||
| 8 | STEPHEN G. NEWBERRY | For | For | |||||||||||||||||
| 9 | ABHIJIT Y. TALWALKAR | For | For | |||||||||||||||||
| 10 | LIH SHYNG TSAI | Withheld | Against | |||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH, OR "SAY ON PAY." |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING FUTURE STOCKHOLDER ADVISORY VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION, OR "SAY ON FREQUENCY." |
Management | 1 Year | For | ||||||||||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||||||||||
| 5. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING, REGARDING ANNUAL DISCLOSURE OF EEO-1 DATA. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 2,850 | 0 | 17-Oct-2017 | 09-Nov-2017 | |||||||||||||
| ORACLE CORPORATION | ||||||||||||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ORCL | Meeting Date | 15-Nov-2017 | |||||||||||||||||
| ISIN | US68389X1054 | Agenda | 934681671 - Management | |||||||||||||||||
| Record Date | 18-Sep-2017 | Holding Recon Date | 18-Sep-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-Nov-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | JEFFREY S. BERG | For | For | |||||||||||||||||
| 2 | MICHAEL J. BOSKIN | Withheld | Against | |||||||||||||||||
| 3 | SAFRA A. CATZ | For | For | |||||||||||||||||
| 4 | BRUCE R. CHIZEN | Withheld | Against | |||||||||||||||||
| 5 | GEORGE H. CONRADES | Withheld | Against | |||||||||||||||||
| 6 | LAWRENCE J. ELLISON | For | For | |||||||||||||||||
| 7 | HECTOR GARCIA-MOLINA | For | For | |||||||||||||||||
| 8 | JEFFREY O. HENLEY | For | For | |||||||||||||||||
| 9 | MARK V. HURD | For | For | |||||||||||||||||
| 10 | RENEE J. JAMES | Withheld | Against | |||||||||||||||||
| 11 | LEON E. PANETTA | For | For | |||||||||||||||||
| 12 | NAOMI O. SELIGMAN | Withheld | Against | |||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | Against | Against | ||||||||||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||||||||||
| 4. | APPROVAL OF THE ORACLE CORPORATION AMENDED AND RESTATED 2000 LONG- TERM EQUITY INCENTIVE PLAN. |
Management | For | For | ||||||||||||||||
| 5. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. |
Management | For | For | ||||||||||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT. |
Shareholder | Against | For | ||||||||||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING PAY EQUITY REPORT. |
Shareholder | For | Against | ||||||||||||||||
| 8. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS REFORM. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 22,200 | 0 | 24-Oct-2017 | 16-Nov-2017 | |||||||||||||
| MICROSOFT CORPORATION | ||||||||||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | MSFT | Meeting Date | 29-Nov-2017 | |||||||||||||||||
| ISIN | US5949181045 | Agenda | 934689514 - Management | |||||||||||||||||
| Record Date | 29-Sep-2017 | Holding Recon Date | 29-Sep-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 28-Nov-2017 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||||||||||||||
| 1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||||||||||
| 1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||||||||||
| 4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 |
Management | For | For | ||||||||||||||||
| 5. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN |
Management | For | For | ||||||||||||||||
| 6. | APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 6,975 | 0 | 09-Nov-2017 | 30-Nov-2017 | |||||||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BDX | Meeting Date | 23-Jan-2018 | |||||||||||||||||
| ISIN | US0758871091 | Agenda | 934712933 - Management | |||||||||||||||||
| Record Date | 08-Dec-2017 | Holding Recon Date | 08-Dec-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-Jan-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: R. ANDREW ECKERT | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: DAVID F. MELCHER | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. |
Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: CLAIRE POMEROY | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: TIMOTHY M. RING | Management | For | For | ||||||||||||||||
| 1M. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | ||||||||||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||||||||||
| 4. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S PROXY ACCESS BY-LAW. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 7,055 | 0 | 28-Dec-2017 | 24-Jan-2018 | |||||||||||||
| AMDOCS LIMITED | ||||||||||||||||||||
| Security | G02602103 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | DOX | Meeting Date | 26-Jan-2018 | |||||||||||||||||
| ISIN | GB0022569080 | Agenda | 934716359 - Management | |||||||||||||||||
| Record Date | 30-Nov-2017 | Holding Recon Date | 30-Nov-2017 | |||||||||||||||||
| City / | Country | / | United Kingdom |
Vote Deadline Date | 25-Jan-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of director: Robert A. Minicucci | Management | For | For | ||||||||||||||||
| 1B. | Election of director: Adrian Gardner | Management | For | For | ||||||||||||||||
| 1C. | Election of director: John T. McLennan | Management | For | For | ||||||||||||||||
| 1D. | Election of director: Zohar Zisapel | Management | For | For | ||||||||||||||||
| 1E. | Election of director: Julian A. Brodsky | Management | For | For | ||||||||||||||||
| 1F. | Election of director: Eli Gelman | Management | For | For | ||||||||||||||||
| 1G. | Election of director: James S. Kahan | Management | For | For | ||||||||||||||||
| 1H. | Election of director: Richard T.C. LeFave | Management | For | For | ||||||||||||||||
| 1I. | Election of director: Giora Yaron | Management | For | For | ||||||||||||||||
| 1J. | Election of director: Ariane de Rothschild | Management | For | For | ||||||||||||||||
| 1K. | Election of director: Rafael de la Vega | Management | For | For | ||||||||||||||||
| 2. | To approve an increase in the dividend rate under our quarterly .. (due to space limits, see proxy statement for full proposal). |
Management | For | For | ||||||||||||||||
| 3. | To approve our Consolidated Financial Statements for the fiscal year ended September 30, 2017 (Proposal III). |
Management | For | For | ||||||||||||||||
| 4. | To ratify and approve the appointment of Ernst & Young LLP as .. (due to space limits, see proxy statement for full proposal). |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 15,100 | 0 | 04-Jan-2018 | 29-Jan-2018 | |||||||||||||
| HORMEL FOODS CORPORATION | ||||||||||||||||||||
| Security | 440452100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HRL | Meeting Date | 30-Jan-2018 | |||||||||||||||||
| ISIN | US4404521001 | Agenda | 934712159 - Management | |||||||||||||||||
| Record Date | 01-Dec-2017 | Holding Recon Date | 01-Dec-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 29-Jan-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: GARY C. BHOJWANI | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: TERRELL K. CREWS | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: GLENN S. FORBES, M.D. | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN M. LACY | Management | Against | Against | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: ELSA A. MURANO, PH.D. | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: ROBERT C. NAKASONE | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: SUSAN K. NESTEGARD | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: DAKOTA A. PIPPINS | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: CHRISTOPHER J. POLICINSKI |
Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: SALLY J. SMITH | Management | Against | Against | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: JAMES P. SNEE | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: STEVEN A. WHITE | Management | For | For | ||||||||||||||||
| 2. | RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 28, 2018. |
Management | For | For | ||||||||||||||||
| 3. | APPROVE THE NAMED EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THE COMPANY'S 2018 ANNUAL MEETING PROXY STATEMENT. |
Management | For | For | ||||||||||||||||
| 4. | APPROVE THE HORMEL FOODS CORPORATION 2018 INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 26,510 | 0 | 10-Jan-2018 | 31-Jan-2018 | |||||||||||||
| ACCENTURE PLC | ||||||||||||||||||||
| Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ACN | Meeting Date | 07-Feb-2018 | |||||||||||||||||
| ISIN | IE00B4BNMY34 | Agenda | 934714886 - Management | |||||||||||||||||
| Record Date | 11-Dec-2017 | Holding Recon Date | 11-Dec-2017 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Feb-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA | Management | For | For | ||||||||||||||||
| 1B. | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO |
Management | For | For | ||||||||||||||||
| 1C. | RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER | Management | For | For | ||||||||||||||||
| 1D. | RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER |
Management | For | For | ||||||||||||||||
| 1E. | RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY |
Management | For | For | ||||||||||||||||
| 1F. | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME |
Management | For | For | ||||||||||||||||
| 1G. | RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON |
Management | For | For | ||||||||||||||||
| 1H. | RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE | Management | For | For | ||||||||||||||||
| 1I. | RE-APPOINTMENT OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||||||||||
| 1J. | RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG | Management | For | For | ||||||||||||||||
| 1K. | RE-APPOINTMENT OF DIRECTOR: TRACEY T. TRAVIS |
Management | For | For | ||||||||||||||||
| 2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED ACCENTURE PLC 2010 SHARE INCENTIVE PLAN (THE "2010 SIP") TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE. |
Management | For | For | ||||||||||||||||
| 4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP ("KPMG") AS INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION. |
Management | For | For | ||||||||||||||||
| 5. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. |
Management | For | For | ||||||||||||||||
| 6. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF PRE-EMPTION RIGHTS UNDER IRISH LAW. |
Management | For | For | ||||||||||||||||
| 7. | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. |
Management | For | For | ||||||||||||||||
| 8. | TO APPROVE AN INTERNAL MERGER TRANSACTION. |
Management | For | For | ||||||||||||||||
| 9. | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO NO LONGER REQUIRE SHAREHOLDER APPROVAL OF CERTAIN INTERNAL TRANSACTIONS. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 7,045 | 0 | 11-Jan-2018 | 08-Feb-2018 | |||||||||||||
| CVS HEALTH CORPORATION | ||||||||||||||||||||
| Security | 126650100 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | CVS | Meeting Date | 13-Mar-2018 | |||||||||||||||||
| ISIN | US1266501006 | Agenda | 934727972 - Management | |||||||||||||||||
| Record Date | 05-Feb-2018 | Holding Recon Date | 05-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 12-Mar-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | Stock Issuance Proposal: To approve the issuance of shares of CVS Health Corporation common stock to shareholders of Aetna Inc. in the merger between Aetna Inc. and Hudson Merger Sub Corp., a wholly-owned subsidiary of CVS Health Corporation, pursuant to the terms and conditions of the Agreement and Plan of Merger dated as of December 3, 2017, as it may be amended from time to time, among CVS Health Corporation, Hudson Merger Sub Corp. and Aetna Inc. |
Management | For | For | ||||||||||||||||
| 2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of stockholders of CVS Health Corporation if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 11,200 | 0 | 28-Feb-2018 | 14-Mar-2018 | |||||||||||||
| BROADCOM LIMITED | ||||||||||||||||||||
| Security | Y09827109 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | AVGO | Meeting Date | 23-Mar-2018 | |||||||||||||||||
| ISIN | SG9999014823 | Agenda | 934741148 - Management | |||||||||||||||||
| Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 | |||||||||||||||||
| City / | Country | / | Malaysia | Vote Deadline Date | 21-Mar-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | To approve the scheme of arrangement under Singapore law among Broadcom, the shareholders of Broadcom and Broadcom Limited, a Delaware corporation, subject to approval of the High Court of the Republic of Singapore, as set forth in Broadcom's notice of, and proxy statement relating to, its Special Meeting. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 1,610 | 0 | 14-Mar-2018 | 23-Mar-2018 | |||||||||||||
| BROADCOM LIMITED | ||||||||||||||||||||
| Security | Y09827109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | AVGO | Meeting Date | 04-Apr-2018 | |||||||||||||||||
| ISIN | SG9999014823 | Agenda | 934729370 - Management | |||||||||||||||||
| Record Date | 12-Feb-2018 | Holding Recon Date | 12-Feb-2018 | |||||||||||||||||
| City / | Country | / | Malaysia | Vote Deadline Date | 29-Mar-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Mr. Hock E. Tan | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Mr. James V. Diller | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: Ms. Gayla J. Delly | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: Mr. Lewis C. Eggebrecht | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Mr. Kenneth Y. Hao | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Mr. Check Kian Low | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Mr. Donald Macleod | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Mr. Peter J. Marks | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Dr. Henry Samueli | Management | For | For | ||||||||||||||||
| 2. | To approve the re-appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm and independent Singapore auditor for the fiscal year ending November 4, 2018 and to authorize the Audit Committee to fix its remuneration, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting. |
Management | For | For | ||||||||||||||||
| 3. | To approve the general authorization for the directors of Broadcom to allot and issue shares in its capital, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting. |
Management | For | For | ||||||||||||||||
| 4. | NON-BINDING, ADVISORY VOTE To approve the compensation of Broadcom's named executive officers, as disclosed in "Compensation Discussion and Analysis" and in the compensation tables and accompanying narrative disclosure under "Executive Compensation" in Broadcom's proxy statement relating to its 2018 Annual General Meeting. |
Management | Against | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 1,610 | 0 | 09-Mar-2018 | 03-Apr-2018 | |||||||||||||
| U.S. BANCORP | ||||||||||||||||||||
| Security | 902973304 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | USB | Meeting Date | 17-Apr-2018 | |||||||||||||||||
| ISIN | US9029733048 | Agenda | 934735296 - Management | |||||||||||||||||
| Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: ANDREW CECERE | Management | For | For | ||||||||||||||||
| 1D. | Election of director: Arthur D. Collins, Jr. | Management | For | For | ||||||||||||||||
| 1E. | Election of director: Kimberly J. Harris | Management | For | For | ||||||||||||||||
| 1F. | Election of director: Roland A. Hernandez | Management | For | For | ||||||||||||||||
| 1G. | Election of director: Doreen Woo Ho | Management | For | For | ||||||||||||||||
| 1H. | Election of director: Olivia F. Kirtley | Management | For | For | ||||||||||||||||
| 1I. | Election of director: Karen S. Lynch | Management | For | For | ||||||||||||||||
| 1J. | Election of director: Richard P. McKenney | Management | For | For | ||||||||||||||||
| 1K. | Election of director: David B. O'Maley | Management | For | For | ||||||||||||||||
| 1L. | Election of director: O'dell M. Owens, M.D., M.P.H. | Management | For | For | ||||||||||||||||
| 1M. | Election of director: Craig D. Schnuck | Management | For | For | ||||||||||||||||
| 1N. | Election of director: Scott W. Wine | Management | Against | Against | ||||||||||||||||
| 2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2018 fiscal year. |
Management | For | For | ||||||||||||||||
| 3. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 15,775 | 0 | 13-Mar-2018 | 18-Apr-2018 | |||||||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | SHW | Meeting Date | 18-Apr-2018 | |||||||||||||||||
| ISIN | US8243481061 | Agenda | 934736945 - Management | |||||||||||||||||
| Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: A.F. Anton | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: D.F. Hodnik | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: R.J. Kramer | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: S.J. Kropf | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: J.G. Morikis | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: C.A. Poon | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: J.M. Stropki | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: M.H. Thaman | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: M. Thornton III | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: S.H. Wunning | Management | For | For | ||||||||||||||||
| 2. | Advisory approval of the compensation of the named executives. |
Management | For | For | ||||||||||||||||
| 3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 1,975 | 0 | 15-Mar-2018 | 19-Apr-2018 | |||||||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HON | Meeting Date | 23-Apr-2018 | |||||||||||||||||
| ISIN | US4385161066 | Agenda | 934735804 - Management | |||||||||||||||||
| Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Jaime Chico Pardo | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Linnet F. Deily | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Judd Gregg | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Clive Hollick | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: George Paz | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | ||||||||||||||||
| 4. | Reduce Ownership Threshold Required to Call a Special Meeting of Shareowners. |
Management | For | For | ||||||||||||||||
| 5. | Independent Board Chairman. | Shareholder | Against | For | ||||||||||||||||
| 6. | Report on Lobbying Payments and Policy. | Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 5,775 | 0 | 20-Mar-2018 | 24-Apr-2018 | |||||||||||||
| VF CORPORATION | ||||||||||||||||||||
| Security | 918204108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | VFC | Meeting Date | 24-Apr-2018 | |||||||||||||||||
| ISIN | US9182041080 | Agenda | 934736072 - Management | |||||||||||||||||
| Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | Richard T. Carucci | For | For | |||||||||||||||||
| 2 | Juliana L. Chugg | For | For | |||||||||||||||||
| 3 | Benno Dorer | For | For | |||||||||||||||||
| 4 | Mark S. Hoplamazian | For | For | |||||||||||||||||
| 5 | Laura W. Lang | For | For | |||||||||||||||||
| 6 | W. Alan McCollough | For | For | |||||||||||||||||
| 7 | W. Rodney McMullen | Withheld | Against | |||||||||||||||||
| 8 | Clarence Otis, Jr. | For | For | |||||||||||||||||
| 9 | Steven E. Rendle | For | For | |||||||||||||||||
| 10 | Carol L. Roberts | For | For | |||||||||||||||||
| 11 | Matthew J. Shattock | For | For | |||||||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2018 transition period and for the 2019 fiscal year. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 4,975 | 0 | 21-Mar-2018 | 25-Apr-2018 | |||||||||||||
| BB&T CORPORATION | ||||||||||||||||||||
| Security | 054937107 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BBT | Meeting Date | 24-Apr-2018 | |||||||||||||||||
| ISIN | US0549371070 | Agenda | 934736109 - Management | |||||||||||||||||
| Record Date | 14-Feb-2018 | Holding Recon Date | 14-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Jennifer S. Banner | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: K. David Boyer, Jr. | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: Anna R. Cablik | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: I. Patricia Henry | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Eric C. Kendrick | Management | Against | Against | ||||||||||||||||
| 1F. | Election of Director: Kelly S. King | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Louis B. Lynn, Ph.D. | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Charles A. Patton | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Nido R. Qubein | Management | Against | Against | ||||||||||||||||
| 1J. | Election of Director: William J. Reuter | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: Tollie W. Rich, Jr. | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Christine Sears | Management | For | For | ||||||||||||||||
| 1M. | Election of Director: Thomas E. Skains | Management | For | For | ||||||||||||||||
| 1N. | Election of Director: Thomas N. Thompson | Management | For | For | ||||||||||||||||
| 2. | Ratification of the appointment of BB&T's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| 3. | An advisory vote to approve BB&T's executive compensation program. |
Management | For | For | ||||||||||||||||
| 4. | Approval of an amendment to BB&T's bylaws eliminating supermajority voting provisions. |
Management | For | For | ||||||||||||||||
| 5. | A shareholder proposal to decrease the percentage ownership required to call a special shareholder meeting. |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 19,000 | 0 | 23-Mar-2018 | 25-Apr-2018 | |||||||||||||
| EOG RESOURCES, INC. | ||||||||||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | EOG | Meeting Date | 24-Apr-2018 | |||||||||||||||||
| ISIN | US26875P1012 | Agenda | 934736678 - Management | |||||||||||||||||
| Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Janet F. Clark | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Charles R. Crisp | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Robert P. Daniels | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: James C. Day | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: C. Christopher Gaut | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Donald F. Textor | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: William R. Thomas | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Frank G. Wisner | Management | For | For | ||||||||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP, as auditors for the year ending December 31, 2018. |
Management | For | For | ||||||||||||||||
| 3. | To approve an amendment and restatement of the EOG Resources, Inc. Employee Stock Purchase Plan to (i) increase the number of shares of Common Stock available for purchase under the plan, (ii) extend the term of the plan and (iii) effect certain other changes. |
Management | For | For | ||||||||||||||||
| 4. | To approve, by non-binding vote, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 10,000 | 0 | 21-Mar-2018 | 25-Apr-2018 | |||||||||||||
| WELLS FARGO & COMPANY | ||||||||||||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | WFC | Meeting Date | 24-Apr-2018 | |||||||||||||||||
| ISIN | US9497461015 | Agenda | 934740350 - Management | |||||||||||||||||
| Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: John D. Baker II | Management | Against | Against | ||||||||||||||||
| 1b. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Elizabeth A. Duke | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Donald M. James | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Karen B. Peetz | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: James H. Quigley | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Timothy J. Sloan | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||||||||
| 3. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2018. |
Management | Against | Against | ||||||||||||||||
| 4. | Shareholder Proposal - Special Shareowner Meetings. | Shareholder | For | Against | ||||||||||||||||
| 5. | Shareholder Proposal - Reform Executive Compensation Policy with Social Responsibility. |
Shareholder | Against | For | ||||||||||||||||
| 6. | Shareholder Proposal - Report on Incentive Compensation and Risks of Material Losses. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 15,220 | 0 | 03-Apr-2018 | 25-Apr-2018 | |||||||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BAC | Meeting Date | 25-Apr-2018 | |||||||||||||||||
| ISIN | US0605051046 | Agenda | 934737163 - Management | |||||||||||||||||
| Record Date | 02-Mar-2018 | Holding Recon Date | 02-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Pierre J. P. de Weck | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: Arnold W. Donald | Management | Against | Against | ||||||||||||||||
| 1G. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Thomas J. May | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Michael D. White | Management | For | For | ||||||||||||||||
| 1M. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||||||||
| 1N. | Election of Director: R. David Yost | Management | For | For | ||||||||||||||||
| 1O. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||||||||
| 2. | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution) |
Management | For | For | ||||||||||||||||
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2018 |
Management | For | For | ||||||||||||||||
| 4. | Stockholder Proposal - Independent Board Chairman | Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 58,460 | 0 | 27-Mar-2018 | 26-Apr-2018 | |||||||||||||
| PUBLIC STORAGE | ||||||||||||||||||||
| Security | 74460D109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | PSA | Meeting Date | 25-Apr-2018 | |||||||||||||||||
| ISIN | US74460D1090 | Agenda | 934740487 - Management | |||||||||||||||||
| Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Trustee: Ronald L. Havner, Jr. | Management | For | For | ||||||||||||||||
| 1B. | Election of Trustee: Tamara Hughes Gustavson | Management | For | For | ||||||||||||||||
| 1C. | Election of Trustee: Uri P. Harkham | Management | For | For | ||||||||||||||||
| 1D. | Election of Trustee: Leslie S. Heisz | Management | For | For | ||||||||||||||||
| 1E. | Election of Trustee: B. Wayne Hughes, Jr. | Management | For | For | ||||||||||||||||
| 1F. | Election of Trustee: Avedick B. Poladian | Management | For | For | ||||||||||||||||
| 1G. | Election of Trustee: Gary E. Pruitt | Management | For | For | ||||||||||||||||
| 1H. | Election of Trustee: Ronald P. Spogli | Management | For | For | ||||||||||||||||
| 1I. | Election of Trustee: Daniel C. Staton | Management | For | For | ||||||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||||||
| 3. | To approve an amendment to the Company's Declaration of Trust to allow shareholders to amend the Company's bylaws. |
Management | For | For | ||||||||||||||||
| 4. | Ratification of appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 4,325 | 0 | 27-Mar-2018 | 26-Apr-2018 | |||||||||||||
| CIGNA CORPORATION | ||||||||||||||||||||
| Security | 125509109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CI | Meeting Date | 25-Apr-2018 | |||||||||||||||||
| ISIN | US1255091092 | Agenda | 934742645 - Management | |||||||||||||||||
| Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A | Election of Director: David M. Cordani | Management | For | For | ||||||||||||||||
| 1B | Election of Director: Eric J. Foss | Management | For | For | ||||||||||||||||
| 1C | Election of Director: Isaiah Harris, Jr. | Management | For | For | ||||||||||||||||
| 1D | Election of Director: Roman Martinez IV | Management | For | For | ||||||||||||||||
| 1E | Election of Director: John M. Partridge | Management | For | For | ||||||||||||||||
| 1F | Election of Director: James E. Rogers | Management | For | For | ||||||||||||||||
| 1G | Election of Director: Eric C. Wiseman | Management | For | For | ||||||||||||||||
| 1H | Election of Director: Donna F. Zarcone | Management | For | For | ||||||||||||||||
| 1I | Election of Director: William D. Zollars | Management | Against | Against | ||||||||||||||||
| 2. | Advisory approval of Cigna's executive compensation. | Management | For | For | ||||||||||||||||
| 3. | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| 4. | Approval of an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority voting requirement. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 4,300 | 0 | 26-Mar-2018 | 26-Apr-2018 | |||||||||||||
| JOHNSON & JOHNSON | ||||||||||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | JNJ | Meeting Date | 26-Apr-2018 | |||||||||||||||||
| ISIN | US4781601046 | Agenda | 934737620 - Management | |||||||||||||||||
| Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Alex Gorsky | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: William D. Perez | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Charles Prince | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2018 |
Management | For | For | ||||||||||||||||
| 4. | Shareholder Proposal - Accounting for Litigation and Compliance in Executive Compensation Performance Measures |
Shareholder | For | Against | ||||||||||||||||
| 5. | Shareholder Proposal - Amendment to Shareholder Ability to Call Special Shareholder Meeting |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 11,500 | 0 | 12-Apr-2018 | 27-Apr-2018 | |||||||||||||
| AT&T INC. | ||||||||||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | T | Meeting Date | 27-Apr-2018 | |||||||||||||||||
| ISIN | US00206R1023 | Agenda | 934736236 - Management | |||||||||||||||||
| Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: William E. Kennard | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Joyce M. Roche | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Laura D'Andrea Tyson | Management | For | For | ||||||||||||||||
| 1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||||||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||||||||
| 4. | Approve Stock Purchase and Deferral Plan. | Management | For | For | ||||||||||||||||
| 5. | Approve 2018 Incentive Plan. | Management | For | For | ||||||||||||||||
| 6. | Prepare lobbying report. | Shareholder | For | Against | ||||||||||||||||
| 7. | Modify proxy access requirements. | Shareholder | Against | For | ||||||||||||||||
| 8. | Independent Chair. | Shareholder | For | Against | ||||||||||||||||
| 9. | Reduce vote required for written consent. | Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 40,875 | 0 | 30-Mar-2018 | 30-Apr-2018 | |||||||||||||
| ABBOTT LABORATORIES | ||||||||||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ABT | Meeting Date | 27-Apr-2018 | |||||||||||||||||
| ISIN | US0028241000 | Agenda | 934739840 - Management | |||||||||||||||||
| Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | R.J. Alpern | For | For | |||||||||||||||||
| 2 | R.S. Austin | For | For | |||||||||||||||||
| 3 | S.E. Blount | For | For | |||||||||||||||||
| 4 | E.M. Liddy | For | For | |||||||||||||||||
| 5 | N. McKinstry | For | For | |||||||||||||||||
| 6 | P.N. Novakovic | For | For | |||||||||||||||||
| 7 | W.A. Osborn | For | For | |||||||||||||||||
| 8 | S.C. Scott III | For | For | |||||||||||||||||
| 9 | D.J. Starks | For | For | |||||||||||||||||
| 10 | J.G. Stratton | For | For | |||||||||||||||||
| 11 | G.F. Tilton | For | For | |||||||||||||||||
| 12 | M.D. White | For | For | |||||||||||||||||
| 2. | Ratification of Ernst & Young LLP as Auditors | Management | For | For | ||||||||||||||||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation |
Management | For | For | ||||||||||||||||
| 4. | Shareholder Proposal - Independent Board Chairman | Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 17,800 | 0 | 26-Mar-2018 | 30-Apr-2018 | |||||||||||||
| THE BOEING COMPANY | ||||||||||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BA | Meeting Date | 30-Apr-2018 | |||||||||||||||||
| ISIN | US0970231058 | Agenda | 934739927 - Management | |||||||||||||||||
| Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Robert A. Bradway | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: David L. Calhoun | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Arthur D. Collins Jr. | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Kenneth M. Duberstein | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Lynn J. Good | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Caroline B. Kennedy | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Edward M. Liddy | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Dennis A. Muilenburg | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||||||||||
| 1m. | Election of Director: Mike S. Zafirovski | Management | For | For | ||||||||||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||||||||||
| 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2018. |
Management | For | For | ||||||||||||||||
| 4. | Additional Report on Lobbying Activities. | Shareholder | Against | For | ||||||||||||||||
| 5. | Reduce Threshold to Call Special Shareholder Meetings from 25% to 10%. |
Shareholder | For | Against | ||||||||||||||||
| 6. | Independent Board Chairman. | Shareholder | For | Against | ||||||||||||||||
| 7. | Require Shareholder Approval to Increase the Size of the Board to More Than 14. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 2,815 | 0 | 03-Apr-2018 | 01-May-2018 | |||||||||||||
| PEPSICO, INC. | ||||||||||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | PEP | Meeting Date | 02-May-2018 | |||||||||||||||||
| ISIN | US7134481081 | Agenda | 934743041 - Management | |||||||||||||||||
| Record Date | 01-Mar-2018 | Holding Recon Date | 01-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Shona L. Brown | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: George W. Buckley | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Cesar Conde | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Ian M. Cook | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Dina Dublon | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: William R. Johnson | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: David C. Page | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Daniel Vasella | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Darren Walker | Management | For | For | ||||||||||||||||
| 1m. | Election of Director: Alberto Weisser | Management | For | For | ||||||||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||||||||||
| 3. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||||||||||
| 4. | Special shareowner meeting improvement. | Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 9,000 | 0 | 26-Mar-2018 | 03-May-2018 | |||||||||||||
| GENERAL DYNAMICS CORPORATION | ||||||||||||||||||||
| Security | 369550108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | GD | Meeting Date | 02-May-2018 | |||||||||||||||||
| ISIN | US3695501086 | Agenda | 934744536 - Management | |||||||||||||||||
| Record Date | 08-Mar-2018 | Holding Recon Date | 08-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: James S. Crown | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Rudy F. deLeon | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Lester L. Lyles | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Mark M. Malcolm | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: C. Howard Nye | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: William A. Osborn | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Catherine B. Reynolds | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Laura J. Schumacher | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Peter A. Wall | Management | For | For | ||||||||||||||||
| 2. | Advisory Vote on the Selection of Independent Auditors | Management | For | For | ||||||||||||||||
| 3. | Advisory Vote to approve Executive Compensation | Management | For | For | ||||||||||||||||
| 4. | Shareholder Proposal to reduce the ownership threshold required to call a special shareholder meeting |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 5,225 | 0 | 29-Mar-2018 | 03-May-2018 | |||||||||||||
| WEC ENERGY GROUP, INC. | ||||||||||||||||||||
| Security | 92939U106 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | WEC | Meeting Date | 03-May-2018 | |||||||||||||||||
| ISIN | US92939U1060 | Agenda | 934741895 - Management | |||||||||||||||||
| Record Date | 22-Feb-2018 | Holding Recon Date | 22-Feb-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: John F. Bergstrom | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Barbara L. Bowles | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: William J. Brodsky | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: Albert J. Budney, Jr. | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Patricia W. Chadwick | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: Curt S. Culver | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Danny L. Cunningham | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: William M. Farrow III | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Thomas J. Fischer | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Gale E. Klappa | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: Henry W. Knueppel | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Allen L. Leverett | Management | For | For | ||||||||||||||||
| 1M. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||||||||||
| 1N. | Election of Director: Mary Ellen Stanek | Management | For | For | ||||||||||||||||
| 2. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2018 |
Management | For | For | ||||||||||||||||
| 3. | Advisory Vote to Approve Compensation of the Named Executive Officers |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 12,625 | 0 | 29-Mar-2018 | 04-May-2018 | |||||||||||||
| ALLETE, INC. | ||||||||||||||||||||
| Security | 018522300 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ALE | Meeting Date | 08-May-2018 | |||||||||||||||||
| ISIN | US0185223007 | Agenda | 934748611 - Management | |||||||||||||||||
| Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | Election of Director: Kathryn W. Dindo | Management | For | For | ||||||||||||||||
| 1B. | Election of Director: Sidney W. Emery, Jr. | Management | For | For | ||||||||||||||||
| 1C. | Election of Director: George G. Goldfarb | Management | For | For | ||||||||||||||||
| 1D. | Election of Director: James S. Haines, Jr. | Management | For | For | ||||||||||||||||
| 1E. | Election of Director: Alan R. Hodnik | Management | For | For | ||||||||||||||||
| 1F. | Election of Director: James J. Hoolihan | Management | For | For | ||||||||||||||||
| 1G. | Election of Director: Heidi E. Jimmerson | Management | For | For | ||||||||||||||||
| 1H. | Election of Director: Madeleine W. Ludlow | Management | For | For | ||||||||||||||||
| 1I. | Election of Director: Susan K. Nestegard | Management | For | For | ||||||||||||||||
| 1J. | Election of Director: Douglas C. Neve | Management | For | For | ||||||||||||||||
| 1K. | Election of Director: Robert P. Powers | Management | For | For | ||||||||||||||||
| 1L. | Election of Director: Leonard C. Rodman | Management | For | For | ||||||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 6,055 | 0 | 04-Apr-2018 | 09-May-2018 | |||||||||||||
| SIMON PROPERTY GROUP, INC. | ||||||||||||||||||||
| Security | 828806109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | SPG | Meeting Date | 08-May-2018 | |||||||||||||||||
| ISIN | US8288061091 | Agenda | 934758357 - Management | |||||||||||||||||
| Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Glyn F. Aeppel | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Larry C. Glasscock | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Karen N. Horn, Ph.D. | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Allan Hubbard | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Reuben S. Leibowitz | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Gary M. Rodkin | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Stefan M. Selig | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Daniel C. Smith, Ph.D. | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: J. Albert Smith, Jr. | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Marta R. Stewart | Management | For | For | ||||||||||||||||
| 2. | An advisory vote to approve the compensation of our Named Executive Officers. |
Management | For | For | ||||||||||||||||
| 3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| 4. | A shareholder proposal that any future employment agreement with our CEO does not provide any termination benefits following a change in control. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 5,325 | 0 | 17-Apr-2018 | 09-May-2018 | |||||||||||||
| UNION PACIFIC CORPORATION | ||||||||||||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | UNP | Meeting Date | 10-May-2018 | |||||||||||||||||
| ISIN | US9078181081 | Agenda | 934753890 - Management | |||||||||||||||||
| Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Andrew H. Card Jr. | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Erroll B. Davis Jr. | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: David B. Dillon | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Lance M. Fritz | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Jane H. Lute | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Michael R. McCarthy | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Thomas F. McLarty III | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Jose H. Villarreal | Management | For | For | ||||||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2018. |
Management | For | For | ||||||||||||||||
| 3. | An advisory vote to approve executive compensation ("Say on Pay"). |
Management | For | For | ||||||||||||||||
| 4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 6,325 | 0 | 16-Apr-2018 | 11-May-2018 | |||||||||||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CL | Meeting Date | 11-May-2018 | |||||||||||||||||
| ISIN | US1941621039 | Agenda | 934753078 - Management | |||||||||||||||||
| Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Charles A. Bancroft | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: John P. Bilbrey | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: John T. Cahill | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Ian Cook | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Helene D. Gayle | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Ellen M. Hancock | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Michael B. Polk | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Stephen I. Sadove | Management | For | For | ||||||||||||||||
| 2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. |
Management | For | For | ||||||||||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||||||||
| 4. | Stockholder proposal on 10% threshold to call special shareholder meetings. |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 14,200 | 0 | 06-Apr-2018 | 14-May-2018 | |||||||||||||
| MOTOROLA SOLUTIONS, INC. | ||||||||||||||||||||
| Security | 620076307 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | MSI | Meeting Date | 14-May-2018 | |||||||||||||||||
| ISIN | US6200763075 | Agenda | 934762863 - Management | |||||||||||||||||
| Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 11-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Gregory Q. Brown | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Kenneth D. Denman | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Egon P. Durban | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Judy C. Lewent | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Gregory K. Mondre | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Anne R. Pramaggiore | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Samuel C. Scott, III | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Joseph M. Tucci | Management | For | For | ||||||||||||||||
| 2. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for 2018. |
Management | For | For | ||||||||||||||||
| 4. | Stockholder Proposal re: Ethical Recruitment in Global Supply Chains. |
Shareholder | Against | For | ||||||||||||||||
| 5. | Stockholder Proposal re: Independent Director with Human Rights Expertise. |
Shareholder | Against | For | ||||||||||||||||
| 6. | Stockholder Proposal re: Lobbying Disclosure. | Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 9,900 | 0 | 20-Apr-2018 | 15-May-2018 | |||||||||||||
| ARTHUR J. GALLAGHER & CO. | ||||||||||||||||||||
| Security | 363576109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | AJG | Meeting Date | 15-May-2018 | |||||||||||||||||
| ISIN | US3635761097 | Agenda | 934753460 - Management | |||||||||||||||||
| Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: William L. Bax | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: D. John Coldman | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Frank E. English, Jr. | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: J. Patrick Gallagher, Jr. | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Elbert O. Hand | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: David S. Johnson | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Kay W. McCurdy | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Ralph J. Nicoletti | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Norman L. Rosenthal | Management | For | For | ||||||||||||||||
| 2. | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditor for 2018. |
Management | For | For | ||||||||||||||||
| 3. | Approval, on an Advisory Basis, of the Compensation of our Named Executive Officers. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 12,900 | 0 | 19-Apr-2018 | 16-May-2018 | |||||||||||||
| JPMORGAN CHASE & CO. | ||||||||||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | JPM | Meeting Date | 15-May-2018 | |||||||||||||||||
| ISIN | US46625H1005 | Agenda | 934764463 - Management | |||||||||||||||||
| Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: James A. Bell | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: James S. Crown | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: James Dimon | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Laban P. Jackson Jr. | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Lee R. Raymond | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: William C. Weldon | Management | Against | Against | ||||||||||||||||
| 2. | Ratification of special meeting provisions in the Firm's By- Laws |
Management | Against | Against | ||||||||||||||||
| 3. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||||||||||
| 4. | Approval of Amended and Restated Long-Term Incentive Plan effective May 15, 2018 |
Management | For | For | ||||||||||||||||
| 5. | Ratification of independent registered public accounting firm |
Management | For | For | ||||||||||||||||
| 6. | Independent Board chairman | Shareholder | For | Against | ||||||||||||||||
| 7. | Vesting for government service | Shareholder | Against | For | ||||||||||||||||
| 8. | Proposal to report on investments tied to genocide | Shareholder | Against | For | ||||||||||||||||
| 9. | Cumulative Voting | Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 16,016 | 0 | 20-Apr-2018 | 16-May-2018 | |||||||||||||
| HALLIBURTON COMPANY | ||||||||||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HAL | Meeting Date | 16-May-2018 | |||||||||||||||||
| ISIN | US4062161017 | Agenda | 934760871 - Management | |||||||||||||||||
| Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: William E. Albrecht | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: James R. Boyd | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Milton Carroll | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Nance K. Dicciani | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Jose C. Grubisich | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: David J. Lesar | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Robert A. Malone | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Debra L. Reed | Management | For | For | ||||||||||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. |
Management | For | For | ||||||||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | Against | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 11,925 | 0 | 11-Apr-2018 | 17-May-2018 | |||||||||||||
| THE HOME DEPOT, INC. | ||||||||||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HD | Meeting Date | 17-May-2018 | |||||||||||||||||
| ISIN | US4370761029 | Agenda | 934760136 - Management | |||||||||||||||||
| Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Ari Bousbib | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: J. Frank Brown | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Albert P. Carey | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Armando Codina | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Helena B. Foulkes | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Craig A. Menear | Management | For | For | ||||||||||||||||
| 1m. | Election of Director: Mark Vadon | Management | For | For | ||||||||||||||||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||||||||||||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") |
Management | For | For | ||||||||||||||||
| 4. | Shareholder Proposal Regarding Semi-Annual Report on Political Contributions |
Shareholder | Against | For | ||||||||||||||||
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | For | Against | ||||||||||||||||
| 6. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares |
Shareholder | For | Against | ||||||||||||||||
| 7. | Shareholder Proposal Regarding Amendment of Compensation Clawback Policy |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 5,925 | 0 | 18-Apr-2018 | 18-May-2018 | |||||||||||||
| CHUBB LIMITED | ||||||||||||||||||||
| Security | H1467J104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CB | Meeting Date | 17-May-2018 | |||||||||||||||||
| ISIN | CH0044328745 | Agenda | 934772648 - Management | |||||||||||||||||
| Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||||||
| City / | Country | / | Bermuda | Vote Deadline Date | 15-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2017 |
Management | For | For | ||||||||||||||||
| 2a | Allocation of disposable profit | Management | For | For | ||||||||||||||||
| 2b | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) |
Management | For | For | ||||||||||||||||
| 3 | Discharge of the Board of Directors | Management | For | For | ||||||||||||||||
| 4a | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor |
Management | For | For | ||||||||||||||||
| 4b | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting |
Management | For | For | ||||||||||||||||
| 4c | Election of Auditor: Election of BDO AG (Zurich) as special audit firm |
Management | For | For | ||||||||||||||||
| 5a | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||||||||||
| 5b | Election of Director: Robert M. Hernandez | Management | For | For | ||||||||||||||||
| 5c | Election of Director: Michael G. Atieh | Management | For | For | ||||||||||||||||
| 5d | Election of Director: Sheila P. Burke | Management | For | For | ||||||||||||||||
| 5e | Election of Director: James I. Cash | Management | For | For | ||||||||||||||||
| 5f | Election of Director: Mary Cirillo | Management | For | For | ||||||||||||||||
| 5g | Election of Director: Michael P. Connors | Management | Against | Against | ||||||||||||||||
| 5h | Election of Director: John A. Edwardson | Management | For | For | ||||||||||||||||
| 5i | Election of Director: Kimberly A. Ross | Management | For | For | ||||||||||||||||
| 5j | Election of Director: Robert W. Scully | Management | For | For | ||||||||||||||||
| 5k | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||||||||||
| 5l | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||||||||||
| 5m | Election of Director: David H. Sidwell | Management | For | For | ||||||||||||||||
| 5n | Election of Director: Olivier Steimer | Management | For | For | ||||||||||||||||
| 5o | Election of Director: James M. Zimmerman | Management | For | For | ||||||||||||||||
| 6 | Election of Evan G. Greenberg as Chairman of the Board of Directors |
Management | For | For | ||||||||||||||||
| 7a | Election of the Compensation Committee of the Board of Directors: Michael P. Connors |
Management | Against | Against | ||||||||||||||||
| 7b | Election of the Compensation Committee of the Board of Directors: Mary Cirillo |
Management | For | For | ||||||||||||||||
| 7c | Election of the Compensation Committee of the Board of Directors: Robert M. Hernandez |
Management | For | For | ||||||||||||||||
| 7d | Election of the Compensation Committee of the Board of Directors: James M. Zimmerman |
Management | For | For | ||||||||||||||||
| 8 | Election of Homburger AG as independent proxy | Management | For | For | ||||||||||||||||
| 9 | Amendment to the Articles of Association relating to authorized share capital for general purposes |
Management | For | For | ||||||||||||||||
| 10a | Compensation of the Board of Directors until the next annual general meeting |
Management | For | For | ||||||||||||||||
| 10b | Compensation of Executive Management for the next calendar year |
Management | For | For | ||||||||||||||||
| 11 | Advisory vote to approve executive compensation under U.S. securities law requirements |
Management | For | For | ||||||||||||||||
| A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. |
Management | Abstain | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 5,900 | 0 | 19-Apr-2018 | 17-May-2018 | |||||||||||||
| INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||||||||||
| Security | 45866F104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ICE | Meeting Date | 18-May-2018 | |||||||||||||||||
| ISIN | US45866F1049 | Agenda | 934767065 - Management | |||||||||||||||||
| Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Hon. Sharon Y. Bowen | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Ann M. Cairns | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Charles R. Crisp | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Duriya M. Farooqui | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Jean-Marc Forneri | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: The Rt. Hon. the Lord Hague of Richmond |
Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Hon. Frederick W. Hatfield | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Thomas E. Noonan | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Frederic V. Salerno | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Jeffrey C. Sprecher | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Judith A. Sprieser | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Vincent Tese | Management | Against | Against | ||||||||||||||||
| 2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. |
Management | For | For | ||||||||||||||||
| 3. | To approve the Intercontinental Exchange, Inc. 2018 Employee Stock Purchase Plan. |
Management | For | For | ||||||||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 11,800 | 0 | 19-Apr-2018 | 21-May-2018 | |||||||||||||
| MORGAN STANLEY | ||||||||||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | MS | Meeting Date | 24-May-2018 | |||||||||||||||||
| ISIN | US6174464486 | Agenda | 934776901 - Management | |||||||||||||||||
| Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: Alistair Darling | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: James P. Gorman | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Robert H. Herz | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Jami Miscik | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Hutham S. Olayan | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Ryosuke Tamakoshi | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor |
Management | For | For | ||||||||||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) |
Management | For | For | ||||||||||||||||
| 4. | Shareholder proposal regarding a policy to prohibit vesting of deferred equity awards for senior executives who resign to enter government service |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 15,550 | 0 | 03-May-2018 | 25-May-2018 | |||||||||||||
| NEXTERA ENERGY, INC. | ||||||||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | NEE | Meeting Date | 24-May-2018 | |||||||||||||||||
| ISIN | US65339F1012 | Agenda | 934779832 - Management | |||||||||||||||||
| Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: James L. Camaren | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Toni Jennings | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: James L. Robo | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Rudy E. Schupp | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: John L. Skolds | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: William H. Swanson | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Hansel E. Tookes, II | Management | For | For | ||||||||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2018 |
Management | For | For | ||||||||||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement |
Management | For | For | ||||||||||||||||
| 4. | A proposal by Myra Young entitled "Right to Act by Written Consent" to request the NextEra Energy Board of Directors to permit shareholder action by written consent |
Shareholder | For | Against | ||||||||||||||||
| 5. | A proposal by the Comptroller of the State of New York, Thomas P. DiNapoli, entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 5,525 | 0 | 27-Apr-2018 | 25-May-2018 | |||||||||||||
| CHEVRON CORPORATION | ||||||||||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CVX | Meeting Date | 30-May-2018 | |||||||||||||||||
| ISIN | US1667641005 | Agenda | 934787308 - Management | |||||||||||||||||
| Record Date | 02-Apr-2018 | Holding Recon Date | 02-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 29-May-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: W.M. Austin | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: J.B. Frank | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: A.P. Gast | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: C.W. Moorman IV | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: D.F. Moyo | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: R.D. Sugar | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: I.G. Thulin | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: D.J. Umpleby III | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: M.K. Wirth | Management | For | For | ||||||||||||||||
| 2. | Ratification of Appointment of PWC as Independent Registered Public Accounting Firm |
Management | For | For | ||||||||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||||||||||
| 4. | Report on Lobbying | Shareholder | For | Against | ||||||||||||||||
| 5. | Report on Feasibility of Policy on Not Doing Business With Conflict Complicit Governments |
Shareholder | Against | For | ||||||||||||||||
| 6. | Report on Transition to a Low Carbon Business Model | Shareholder | Against | For | ||||||||||||||||
| 7. | Report on Methane Emissions | Shareholder | For | Against | ||||||||||||||||
| 8. | Adopt Policy on Independent Chairman | Shareholder | For | Against | ||||||||||||||||
| 9. | Recommend Independent Director with Environmental Expertise |
Shareholder | Against | For | ||||||||||||||||
| 10. | Set Special Meetings Threshold at 10% | Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 6,810 | 0 | 08-May-2018 | 31-May-2018 | |||||||||||||
| CVS HEALTH CORPORATION | ||||||||||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CVS | Meeting Date | 04-Jun-2018 | |||||||||||||||||
| ISIN | US1266501006 | Agenda | 934794973 - Management | |||||||||||||||||
| Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-Jun-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Richard M. Bracken | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: C. David Brown II | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||||||||
| 1e. | Election of Director: David W. Dorman | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Larry J. Merlo | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Richard J. Swift | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: William C. Weldon | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Tony L. White | Management | For | For | ||||||||||||||||
| 2. | Proposal to ratify appointment of independent registered public accounting firm for 2018. |
Management | For | For | ||||||||||||||||
| 3. | Say on Pay - an advisory vote on the approval of executive compensation. |
Management | For | For | ||||||||||||||||
| 4. | Proposal to approve an amendment to the Company's Certificate of Incorporation to reduce the ownership threshold for our stockholders' right to call special meetings. |
Management | For | For | ||||||||||||||||
| 5. | Stockholder proposal regarding executive pay confidential voting. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 13,250 | 0 | 14-May-2018 | 05-Jun-2018 | |||||||||||||
| ALPHABET INC. | ||||||||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 06-Jun-2018 | |||||||||||||||||
| ISIN | US02079K3059 | Agenda | 934803188 - Management | |||||||||||||||||
| Record Date | 18-Apr-2018 | Holding Recon Date | 18-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 05-Jun-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | Larry Page | For | For | |||||||||||||||||
| 2 | Sergey Brin | For | For | |||||||||||||||||
| 3 | Eric E. Schmidt | For | For | |||||||||||||||||
| 4 | L. John Doerr | Withheld | Against | |||||||||||||||||
| 5 | Roger W. Ferguson, Jr. | For | For | |||||||||||||||||
| 6 | Diane B. Greene | For | For | |||||||||||||||||
| 7 | John L. Hennessy | For | For | |||||||||||||||||
| 8 | Ann Mather | Withheld | Against | |||||||||||||||||
| 9 | Alan R. Mulally | For | For | |||||||||||||||||
| 10 | Sundar Pichai | For | For | |||||||||||||||||
| 11 | K. Ram Shriram | For | For | |||||||||||||||||
| 2. | The ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||||||||||
| 3. | The approval of amendments to Alphabet's 2012 Stock Plan to increase the share reserve by 11,500,000 shares of Class C capital stock and to prohibit the repricing of stock options granted under the 2012 Stock Plan without stockholder approval. |
Management | For | For | ||||||||||||||||
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||||||||||
| 5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||||||||||
| 6. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||||||||||
| 7. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||||||||||
| 8. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||||||||||
| 9. | A stockholder proposal regarding board diversity and qualifications, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||||||||||
| 10. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 887 | 0 | 15-May-2018 | 07-Jun-2018 | |||||||||||||
| DIAMONDBACK ENERGY, INC. | ||||||||||||||||||||
| Security | 25278X109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | FANG | Meeting Date | 07-Jun-2018 | |||||||||||||||||
| ISIN | US25278X1090 | Agenda | 934804635 - Management | |||||||||||||||||
| Record Date | 13-Apr-2018 | Holding Recon Date | 13-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Jun-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A | Election of Director: Steven E. West | Management | For | For | ||||||||||||||||
| 1B | Election of Director: Travis D. Stice | Management | For | For | ||||||||||||||||
| 1C | Election of Director: Michael L. Hollis | Management | For | For | ||||||||||||||||
| 1D | Election of Director: Michael P. Cross | Management | For | For | ||||||||||||||||
| 1E | Election of Director: David L. Houston | Management | For | For | ||||||||||||||||
| 1F | Election of Director: Mark L. Plaumann | Management | For | For | ||||||||||||||||
| 1G | Election of Director: Melanie M. Trent | Management | For | For | ||||||||||||||||
| 2. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers |
Management | For | For | ||||||||||||||||
| 3. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2018 |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 6,875 | 0 | 09-May-2018 | 08-Jun-2018 | |||||||||||||
| COMCAST CORPORATION | ||||||||||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CMCSA | Meeting Date | 11-Jun-2018 | |||||||||||||||||
| ISIN | US20030N1019 | Agenda | 934808265 - Management | |||||||||||||||||
| Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-Jun-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||||||||||
| 2 | Madeline S. Bell | Withheld | Against | |||||||||||||||||
| 3 | Sheldon M. Bonovitz | For | For | |||||||||||||||||
| 4 | Edward D. Breen | Withheld | Against | |||||||||||||||||
| 5 | Gerald L. Hassell | Withheld | Against | |||||||||||||||||
| 6 | Jeffrey A. Honickman | For | For | |||||||||||||||||
| 7 | Maritza G. Montiel | For | For | |||||||||||||||||
| 8 | Asuka Nakahara | For | For | |||||||||||||||||
| 9 | David C. Novak | Withheld | Against | |||||||||||||||||
| 10 | Brian L. Roberts | For | For | |||||||||||||||||
| 2. | Ratification of the appointment of our independent auditors |
Management | For | For | ||||||||||||||||
| 3. | Advisory vote on executive compensation | Management | Against | Against | ||||||||||||||||
| 4. | To provide a lobbying report | Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 21,900 | 0 | 16-May-2018 | 12-Jun-2018 | |||||||||||||
| WESTERN ALLIANCE BANCORPORATION | ||||||||||||||||||||
| Security | 957638109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | WAL | Meeting Date | 12-Jun-2018 | |||||||||||||||||
| ISIN | US9576381092 | Agenda | 934806223 - Management | |||||||||||||||||
| Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 | |||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 11-Jun-2018 | |||||||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1a. | Election of Director: Bruce Beach | Management | For | For | ||||||||||||||||
| 1b. | Election of Director: William S. Boyd | Management | For | For | ||||||||||||||||
| 1c. | Election of Director: Howard N. Gould | Management | For | For | ||||||||||||||||
| 1d. | Election of Director: Steven J. Hilton | Management | Against | Against | ||||||||||||||||
| 1e. | Election of Director: Marianne Boyd Johnson | Management | For | For | ||||||||||||||||
| 1f. | Election of Director: Robert P. Latta | Management | For | For | ||||||||||||||||
| 1g. | Election of Director: Cary Mack | Management | For | For | ||||||||||||||||
| 1h. | Election of Director: Todd Marshall | Management | For | For | ||||||||||||||||
| 1i. | Election of Director: James E. Nave, D.V.M. | Management | For | For | ||||||||||||||||
| 1j. | Election of Director: Michael Patriarca | Management | For | For | ||||||||||||||||
| 1k. | Election of Director: Robert Gary Sarver | Management | For | For | ||||||||||||||||
| 1l. | Election of Director: Donald D. Snyder | Management | For | For | ||||||||||||||||
| 1m. | Election of Director: Sung Won Sohn, Ph.D. | Management | For | For | ||||||||||||||||
| 1n. | Election of Director: Kenneth A. Vecchione | Management | For | For | ||||||||||||||||
| 2. | Approve, on a non-binding advisory basis, executive compensation. |
Management | For | For | ||||||||||||||||
| 3. | Vote, on a non-binding advisory basis, on the frequency of executive compensation votes. |
Management | 1 Year | For | ||||||||||||||||
| 4. | Ratify the appointment of RSM US LLP as the Company's independent auditor. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed | |||||||||||||
| 000382691 | WESTWOOD BALANCED FUND |
4307 | BNY MELLON | 15,250 | 0 | 19-May-2018 | 13-Jun-2018 | |||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant The TETON Westwood Funds
By (Signature and Title)* /s/ Bruce N. Alpert
Bruce N. Alpert, Principal Executive Officer
Date 8/13/18
*Print the name and title of each signing officer under his or her signature.