0000940400-21-000343.txt : 20211215 0000940400-21-000343.hdr.sgml : 20211215 20211215165036 ACCESSION NUMBER: 0000940400-21-000343 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211215 DATE AS OF CHANGE: 20211215 EFFECTIVENESS DATE: 20211215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TETON WESTWOOD FUNDS CENTRAL INDEX KEY: 0000796229 IRS NUMBER: 133625130 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 033-06790 FILM NUMBER: 211494773 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 8004223554 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GAMCO WESTWOOD FUNDS DATE OF NAME CHANGE: 20091130 FORMER COMPANY: FORMER CONFORMED NAME: WESTWOOD FUNDS DATE OF NAME CHANGE: 20060621 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI WESTWOOD FUNDS DATE OF NAME CHANGE: 19980304 0000796229 S000001080 TETON WESTWOOD BALANCED FUND C000002911 CLASS A WEBCX C000002912 CLASS AAA WEBAX C000002914 CLASS C WBCCX C000061063 Class I WBBIX 0000796229 S000001081 TETON WESTWOOD EQUITY FUND C000002916 CLASS C WEQCX C000002917 CLASS A WEECX C000002918 CLASS AAA WESWX C000061064 Class I WEEIX 0000796229 S000001082 TETON Convertible Securities Fund C000002919 CLASS A WEIAX C000002921 CLASS C WEICX C000002922 CLASS AAA WESRX C000061065 Class I WESIX 0000796229 S000001084 TETON WESTWOOD MIGHTY MITES FUND C000002927 CLASS A WMMAX C000002928 CLASS AAA WEMMX C000002930 CLASS C WMMCX C000061067 Class I WEIMX 0000796229 S000001085 TETON WESTWOOD SMALL CAP EQUITY FUND C000002931 CLASS A WWSAX C000002933 CLASS C WWSCX C000002934 CLASS AAA WESCX C000061068 Class I WWSIX 24F-2NT 1 gwestwood.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 1. Name and address of issuer: TETON Westwood Funds One Corporate Center Rye, New York 10580-1422 2. Name of each series or class of securities for which this Form is filed (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): [ X ] 3. Investment Company Act File Number: 811-04719 Securities Act File Number: 33-06790 4. (a) Last day of fiscal year for which this Form is filed: 9/30/2021 (b) Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the Issuer's fiscal year). [ ] (c) Check box if this is the last time the issuer will be filing this form. [ ] 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $184,314,368 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $252,994,418 (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $664,525,534 (iv) Total available redemption credits [add items 5(ii) and 5(iii): - $917,519,952 (v) Net sales - if item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item(i)]: $ 0 (vi) Redemption credits available for use in future years - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $(733,205,584) (vii) Multiplier for determining registration fee: x .00009270 (viii) Registration fee due [multiply Item 5(v) by Item 5(vii)]: = $ 0 6. Prepaid Shares If the response to item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: 0. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, than state that number here: 0. 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year: + $ 0 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: = $ 0 9. Date the registration fee and any interest payment was sent to the Commission's lockbox depository: CIK Number designated to receive payment: 0000796229 Method of Delivery: [ ] Wire Transfer [ ] Mail or other means SIGNATURES This report has been signed below by the following persons on behalf of The issuer and in the capacities and on the dates indicated. By: /s/John C. Ball John C. Ball Title: Treasurer Date 12/15/2021