-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KEhKSQ1F8l9DjX8iUV8i5/YMA5vhWc+TsA4uBIxcpb70Z2kvMlaZu4fOPJnhAlgQ yKJoi843r5MjvQ8rs4Qegw== 0000906387-99-000026.txt : 19990413 0000906387-99-000026.hdr.sgml : 19990413 ACCESSION NUMBER: 0000906387-99-000026 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990412 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARK VII INC CENTRAL INDEX KEY: 0000795425 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 431074964 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-37245 FILM NUMBER: 99591670 BUSINESS ADDRESS: STREET 1: 10100 NW EXECUTIVE HILLS BLVD STREET 2: STE 200 CITY: KANSAS CITY STATE: MO ZIP: 64153 BUSINESS PHONE: 9017674455 FORMER COMPANY: FORMER CONFORMED NAME: MNX INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MNX TRUCKING DATE OF NAME CHANGE: 19870512 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN ROGER O CENTRAL INDEX KEY: 0001053523 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1261 CLAVEY ROAD CITY: HIGHLAND PARK STATE: IL ZIP: 60035 MAIL ADDRESS: STREET 1: 1261 CLAVEY ROAD CITY: HIGHLAND PARK STATE: IL ZIP: 60035 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. __)* Mark VII, Inc. (Name of Issuer) Common Stock, $.05 par value (Title of Class of Securities) 570414 10 2 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ROGER O. BROWN 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 470,000 6. SHARED VOTING POWER 0 7. SOLE DISPOSITIVE POWER 470,000 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 470,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.2% 12. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G Item 1(a) Name of Issuer: Mark VII, Inc. 1(b) Address of Issuer's Principal Executive Offices: 965 Ridge Lake Boulevard, Suite 100 Memphis, Tennessee 38120 Item 2(a) Name of Person Filing: Roger O. Brown 2(b) Address of Principal Business Office or, if none, Residence: Brown & Brown L.L.C. 225 W. Washington Street Suite 1650 Chicago, Illinois 60606 2(c) Citizenship: USA 2(d) Title of Class of Securities: Common Stock, $.05 par value 2(e) CUSIP Number: 570414 10 2 Item 3 If this statement if filed pursuant to Rules 13d-1(b), or 13d-2(b): Not applicable. Item 4 Ownership: 4(a) Amount beneficially owned: 470,000 4(b) Percent of Class: 5.2% 4(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 470,000 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 470,000 (iv) shared power to dispose or to direct the disposition of: 0 The Reporting Person has sole voting and dispositive power with respect to 470,000 shares of common stock of the Issuer. Such shares are owned as follows: Roger O. Brown Revocable Trust U/A/D 12/16/82 -- 60,000; Barbara E. Brown Revocable Trust U/A/D 12/16/82 -- 40,000; Howard J. Brown Revocable Trust U/A/D 4/19/91 - -- 30,000; Elizabeth K. Brown Revocable Trust U/A/D 4/19/91 -- 4,000; I&G Charitable Foundation -- 20,000; G.B. 25 Year Charitable Trust -- 12,000; G.B. 30 Year Charitable Trust -- 12,000; I.B. 15 Year Charitable Trust -- 8,000; I.B. 20 Year Charitable Trust -- 8,000; Marketable Securities LLC -- 160,000; 1335 Foundation -- 4,000; Roger O. Brown Charitable Trust -- 8,000; Childrens Charitable Trust -- 8,000; and Investment Income LLC -- 96,000. Item 5 Ownership of Five Percent or Less of a Class: Not Applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8 Identification and Classification of Members of the Group: Not Applicable. Item 9 Notice of Dissolution of Group: Not Applicable. Item 10 Certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. As of April 12, 1999 /s/ Roger O. Brown Roger O. Brown -----END PRIVACY-ENHANCED MESSAGE-----