485BPOS 1 v216843_485bpos.htm Unassociated Document
As filed with the Securities and Exchange Commission on April 13, 2011.
Registration No. 33-6418
1940 Act File No. 811-4946
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
Form N-1A
  
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
¨
Pre-Effective Amendment No.   ___
¨
Post-Effective Amendment No.  32 
x
and/or
  
REGISTRATION STATEMENT UNDER THE
  
INVESTMENT COMPANY ACT OF 1940
¨
Amendment No.    34  
x
(Check Appropriate box or boxes)
  
 
 Thompson Plumb Funds, Inc.
 (Exact Name of Registrant as Specified in Charter)
 
918 Deming Way
3rd Floor
Madison, Wisconsin 53717
(Address of Principal Executive Offices) (Zip Code)
 
Registrant’s Telephone Number, including Area Code: (608) 827-5700
 
John W. Thompson
918 Deming Way
3rd Floor
Madison, Wisconsin 53717
(Name and Address of Agent for Service)
 
Copy to:
Fredrick G. Lautz, Esq.
Quarles & Brady LLP
411 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
 
It is proposed that this filing will become effective (check
appropriate box):
x immediately upon filing pursuant to paragraph (b)
¨  on [date] pursuant to paragraph (b)
¨ 60 days after filing pursuant to paragraph (a)(1)
¨ on (date) pursuant to paragraph (a)(1)
¨ 75 days after filing pursuant to paragraph (a)(2)
¨ on (date) pursuant to paragraph (a)(2) of Rule 485
 
If appropriate, check the following box:
¨ this post-effective amendment designates a new effective date for a
     previously filed post-effective amendment
 
 
 
 
  
SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933, and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Madison and State of Wisconsin on the 13th day of April 2011.

THOMPSON PLUMB FUNDS, INC.
   
By
/s/  John W. Thompson
 
John W. Thompson
 
Director, Chief Executive Officer and President
 
Pursuant to the requirements of the Securities Act, this Amendment to the Registration Statement has been signed below on this 13th day of April, 2011 by the following persons in the capacities indicated.
 
/s/  John W. Thompson 
  
/s/  John W. Feldt* 
John W. Thompson
  
John W. Feldt
Director, Chief Executive Officer
  
Director
and President
    
 (Principal Executive Officer)
    
     
/s/  Penny Hubbard 
  
/s/  Patricia Lipton * 
Penny Hubbard
  
Patricia Lipton
Chief Financial Officer
  
Director
 (Principal Financial Officer)
    
     
/s/  Donald A. Nichols* 
    
Donald A. Nichols
    
Chairman
  
  
 
*By:
/s/  John W. Thompson
 
John W. Thompson
 
*           Pursuant to Power of Attorney
 
 
 
 
 
EXHIBIT INDEX
 
Index No.
Description of Exhibit
   
EX- 101.INS
XBRL Instance Document
EX-101.SCH
XBRL Taxonomy Extension Schema
EX-101.CAL
XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF
XBRL Taxonomy Definition Linkbase
EX-101.LAB
XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE
XBRL Taxonomy Extension Presentation Linkbase