0001209191-18-064283.txt : 20181228
0001209191-18-064283.hdr.sgml : 20181228
20181228123227
ACCESSION NUMBER: 0001209191-18-064283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181221
FILED AS OF DATE: 20181228
DATE AS OF CHANGE: 20181228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUBIN NEIL S
CENTRAL INDEX KEY: 0001201333
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14818
FILM NUMBER: 181256733
MAIL ADDRESS:
STREET 1: 8 PALM COURT
CITY: SEWALLS POINT
STATE: FL
ZIP: 34996
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP
CENTRAL INDEX KEY: 0000795212
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735]
IRS NUMBER: 141541629
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
BUSINESS PHONE: 5184521242
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-21
0
0000795212
TRANS WORLD ENTERTAINMENT CORP
TWMC
0001201333
SUBIN NEIL S
3300 SOUTH DIXIE HIGHWAY
SUITE 1-365
WEST PALM BEACH
FL
33405
0
0
1
0
Common Stock
2018-12-21
4
S
0
1027434
0.637
D
0
I
By MBM - Trust A-4
Common Stock
2018-12-21
4
P
0
513717
0.637
A
522117
I
By LIMFAM LLC
Common Stock
1027433
I
By LIM - Trust A-4
Common Stock
27197
I
By Trust A-1 - Lloyd I. Miller
Common Stock
4000
I
By Trust A-2 - Lloyd I. Miller
Common Stock
112791
I
By Trust A-3 - Lloyd I. Miller
Common Stock
35002
I
By AMIL of Ohio, LLC
Common Stock
448972
I
By Trust C - Lloyd I. Miller
Common Stock
6000
I
By Trustee GST Catherine C. Miller
Common Stock
6000
I
By Trustee GST Kimberly S. Miller
Common Stock
6000
I
By Trustee GST Lloyd I. Miller
Common Stock
36031
I
By Susan F. Miller
Common Stock
2472384
I
By Milfam II L.P.
Common Stock
1189802
I
BY Lloyd I. Miller, III Revocable Trust
Common Stock
62572
I
By Milfam I L.P.
Common Stock
45491
I
By Milfam III L.P.
The reported transaction involved a sale of a total of 1,027,434 shares of Trans World Entertainment Corporation ("Trans World") common stock by MBM - Trust A-4, which were acquired by LIMFAM LLC and another private purchaser at a privately negotiated price equal to $0.637 per share. The reporting person may be deemed to have voting and dispositive control over shares held by MBM - Trust A-4 and LIMFAM LLC.
The reporting person believes that the reported transaction constitutes a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13.
Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.
/s/ Paul N. Silverstein
Attorney-in-fact
2018-12-28