0001209191-14-067530.txt : 20141110 0001209191-14-067530.hdr.sgml : 20141110 20141110143719 ACCESSION NUMBER: 0001209191-14-067530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141107 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 141208090 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-07 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0000949119 MILLER LLOYD I III 3300 SOUTH DIXIE HIGHWAY SUITE 1-365 WEST PALM BEACH FL 33405 0 0 1 0 Common Stock 2014-11-07 4 P 0 11832 3.30 A 2108509 I By Milfam II L.P. Common Stock 2014-11-07 4 P 0 500 3.30 A 2109009 I By Milfam II L.P. Common Stock 1131181 D Common Stock 1678107 I By Trust A-4 - Lloyd I. Miller Common Stock 5000 I By LIMFAM LLC Common Stock 112791 I By Trust A-3 - Lloyd I. Miller Common Stock 35002 I By AMIL of Ohio, LLC Common Stock 6000 I By Lloyd I. Miller, III, Trustee GST Catherine C. Miller Common Stock 6000 I By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller Common Stock 6000 I By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller Common Stock 12031 I By Susan F. Miller Common Stock 4000 I By Trust A-2 - Lloyd I. Miller Common Stock 209748 I By Milgrat (H9) Common Stock 257951 I By Milgrat (A10) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing. /s/ David J. Hoyt Attorney-in-fact 2014-11-10