0001179110-21-004911.txt : 20210505
0001179110-21-004911.hdr.sgml : 20210505
20210505164507
ACCESSION NUMBER: 0001179110-21-004911
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210503
FILED AS OF DATE: 20210505
DATE AS OF CHANGE: 20210505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simpson Tom
CENTRAL INDEX KEY: 0001808347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14818
FILM NUMBER: 21894119
MAIL ADDRESS:
STREET 1: 38 CORPORATE CIRCLE
CITY: ALBANY
STATE: NY
ZIP: 12203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kaspien Holdings Inc.
CENTRAL INDEX KEY: 0000795212
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735]
IRS NUMBER: 141541629
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 2818 N. SULLIVAN RD.
CITY: SPOKANE
STATE: WA
ZIP: 99216
BUSINESS PHONE: 5184521242
MAIL ADDRESS:
STREET 1: 2818 N. SULLIVAN RD.
CITY: SPOKANE
STATE: WA
ZIP: 99216
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP
DATE OF NAME CHANGE: 19941212
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
FORM 4 -
X0306
4
2021-05-03
0
0000795212
Kaspien Holdings Inc.
KSPN
0001808347
Simpson Tom
PO BOX 462
EAST SCHODACK
NY
12063
1
0
0
0
Common stock, par value $0.1 per share
2021-05-03
4
A
0
3000
20.41
A
60000
D
Common stock, par value $0.01 per share
12593
I
By Kick Start III, LLC
Common stock. par value $0.01 per share
8395
I
By Kick Start IV, LLC
Common stock, par value $0.01 per share
23879
I
By WIN Partners
Common stock, par value $0.01 per share
9737
I
BY Kick Start, LLC
Common stock, par value $0.01 per share
25
I
By Wife
Director Stock Option (Right to Buy)
20.41
2021-05-03
4
A
0
1250
0
A
2031-05-03
Common stock, par value $0.1 per share
1250
2000
D
Warrant to purchase common stock, par value $0.01 per share
.01
2020-03-30
2025-03-30
Common stock, par value $0.01 per share
1448
1448
I
By Kick Start III, LLC
Warrant to purchase common stock, par value $0.01 per share
.01
2020-03-30
2025-03-30
Common stock, par value $0.1 per share
965
965
I
By Kick Start IV, LLC
The equity transactions listed above is pursuant to equity plans qualified under 16b-3 and exempt from Section 16(b) of the Securities Exchange Act
Option grants become exercisable in 4 equal annual installments beginning on the first anniversary of the date of grant and expire 10 years after grant.
Annual compensation paid in shares of common stock pursuant to the 2005 Long Term Incentive and Share Award Plan, as Amended, which such plan qualifies under Section 16(b)-3
Securities held by Kick Start, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start, LLC.
Securities held by Kick Start III, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start III, LLC.
Securities held by Kick Start IV, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start IV, LLC.
Securities held by WIN Partners. Mr. Simpson holds an interest, manages and has voting control of WIN Partners.
Tom Simpson
2021-05-05