0001179110-21-004910.txt : 20210505 0001179110-21-004910.hdr.sgml : 20210505 20210505164453 ACCESSION NUMBER: 0001179110-21-004910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCUS JONATHAN ANTHONY CENTRAL INDEX KEY: 0001403158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 21894114 MAIL ADDRESS: STREET 1: 100 PINE STREET, SUITE 2700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kaspien Holdings Inc. CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 2818 N. SULLIVAN RD. CITY: SPOKANE STATE: WA ZIP: 99216 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 2818 N. SULLIVAN RD. CITY: SPOKANE STATE: WA ZIP: 99216 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP DATE OF NAME CHANGE: 19941212 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2021-05-03 0 0000795212 Kaspien Holdings Inc. KSPN 0001403158 MARCUS JONATHAN ANTHONY PO BOX 462 EAST SCHODACK NY 12063 1 0 0 0 Common Stock, par value $0.01 per share 2021-05-03 4 A 0 3000 20.41 A 3000 D Director Stock Option (Right to Buy) 20.41 2021-05-03 4 A 0 1250 0 A 2031-05-03 Common Stock $0.01 per share 1250 2000 D Option grants become exercisable in 4 equal annual installments beginning on the first anniversary of the date of grant and expire 10 years after grant. Annual compensation paid in shares of common stock pursuant to the 2005 Long Term Incentive and Share Award Plan, as Amended, which such plan qualifies under Section 16(b)-3 Jonathan Marcus 2021-05-05