0001179110-20-004847.txt : 20200413 0001179110-20-004847.hdr.sgml : 20200413 20200413161101 ACCESSION NUMBER: 0001179110-20-004847 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200330 FILED AS OF DATE: 20200413 DATE AS OF CHANGE: 20200413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simpson Tom CENTRAL INDEX KEY: 0001808347 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 20788918 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 3 1 edgar.xml FORM 3 - X0206 3 2020-03-30 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001808347 Simpson Tom 38 CORPORATE CIRCLE ALBANY NY 12203 1 0 0 0 Common stock, par value $0.01 per share 57000 D Common Stock, par value $0.01 per share 25 I By Wife Common Stock, par value $0.01 per share 23879 I By WIN Partners Common Stock, par value $0.01 per share 9737 I By Kickstart I Warrant to purchase Common Stock, par value $0.01 per share 0.01 2020-03-30 2025-03-31 Common Stock, par value $0.01 Per Share 14041 I By Kick Start III, LLC Warrant to purchase Common Stock, par value $0.01 per share .01 2020-03-30 2025-03-31 Common Stock, par value $0.01 per share 9360 I Kick start IV, LLC Shares held by WIN Partners, a fund in which Mr. Simpson holds an interest, manages and has voting control. Shares held by Kickstart I, a fund in which Mr. Simpson holds an interest, manages and has voting control. The reported transaction involved the acquisition by Kick Start III, LLC of a warrant to purchase a total of 14,041 share of Trans World Entertainment common stock at a price equal to $0.01 per share (the "Warrant"). Mr. Simpson holds an interest, manages and has voting control of Kick Start III, LLC. The reported transaction involved the acquisition by Kick Start IV, LLC of a warrant to purchase a total of 9,361 share of Trans World Entertainment common stock at a price equal to $0.01 per share (the "Warrant"). Mr. Simpson holds an interest, manages and has voting control of Kick Start IV, LLC. Kickstart III, LLC and Kickstart IV, LLC acquired the Warrant in connection with a secured loan made on March 30, 2020 to etailz, Inc., a wholly owned subsidiary of Trans World Entertainment. Tom Simpson 2020-04-13