0001179110-18-012339.txt : 20181025 0001179110-18-012339.hdr.sgml : 20181025 20181025154715 ACCESSION NUMBER: 0001179110-18-012339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181023 FILED AS OF DATE: 20181025 DATE AS OF CHANGE: 20181025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sapienza Edwin CENTRAL INDEX KEY: 0001756236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 181138835 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml FORM 4 - X0306 4 2018-10-23 0 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001756236 Sapienza Edwin 38 CORPORATE CIRCLE ALBANY NY 12203 0 1 0 0 Chief Financial Officer Common Stock, par value $0.01 per share 1250 D Employee Stock Options (Right to Buy) 1.04 2018-10-23 4 A 0 50000 1.04 A 2028-10-23 Common Stock, par value $.01 per share 50000 150500 D Restricted Stock Units 2018-10-23 4 A 0 20000 0 A Common Stock, par value $.01 per share 20000 28750 D All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. All equity grants vest ratably over four years on each anniversary of the date of grant. Each Restricted Stock Unit is the economic equivalent of one share of Trans World Entertainment Corporation stock. Restricted Stock Units terminate upon vesting. Edwin J. Sapienza 2018-10-25