0001179110-15-001293.txt : 20150128 0001179110-15-001293.hdr.sgml : 20150128 20150128162923 ACCESSION NUMBER: 0001179110-15-001293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150126 FILED AS OF DATE: 20150128 DATE AS OF CHANGE: 20150128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Higgins Mark CENTRAL INDEX KEY: 0001609233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 15555201 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 4 1 edgar.xml FORM 4 - X0306 4 2015-01-26 1 0000795212 TRANS WORLD ENTERTAINMENT CORP TWMC 0001609233 Higgins Mark 38 CORPORATE CIRCLE ALBANY NY 12203 0 1 0 0 Former SVP Merchandising Common Stock, par value $.01 per share 2015-01-26 4 P 0 1200 3.30 A 407649 D Common Stock, par value $.01 per share 2015-01-27 4 M 0 12000 1.73 A 419649 D Employee Stock Options (Right to Buy)1 1.73 2015-01-27 4 M 0 12000 1.73 D 2014-03-01 2015-02-19 Common Stock, par value $.01 per share 12000 0 D Employee Stock Options (Right to Buy) 14.32 2015-02-19 Common Stock, par value $.01 per share 9000 9000 D Stock Settled Appreciation Rights 2015-02-19 Common Stock par value $0.01 per share 16250 16250 D All of the equity transactions listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b) of the Securities Exchange Act. All grants are exercisable within 4 years and expire 10 years from date of grant. Previously reported on Form 4. /s/ Mark Higgins 2015-01-28